CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND - CHI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | History | No change | 2,883,914 | 38,759 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 2,574,530 | 34,601 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MORGAN STANLEY | History | No change | 1,551,031 | 20,845 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 1,362,840 | 18,316 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 1,113,916 | 12,732 | 0.07% | 0.08% | 5 | +8,498 | 0.77% | Q3 2026 | Oct 27, 2026 |
| LPL Financial LLC | History | No change | 700,766 | 9,418 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| GUGGENHEIM CAPITAL LLC | History | No change | 643,309 | 8,646 | 0.05% | 0.05% | 7 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 640,127 | 8,593 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Baird Financial Group, Inc. | History | No change | 613,861 | 8,250 | 0.01% | 0.01% | 9 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Advisors Asset Management, Inc. | History | No change | 533,895 | 7,175 | 0.11% | 0.11% | 10 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 583,629 | 6,670 | 0.01% | 0.01% | 11 | +19,943 | 3.54% | Q3 2026 | Nov 02, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 288,924 | 3,883 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 273,702 | 3,678 | 0.05% | 0.05% | 13 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 259,047 | 3,481 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Samalin Investment Counsel, LLC | History | Added to | 298,799 | 3,415 | 1.07% | 0.87% | 15 | +92,354 | 44.74% | Q3 2026 | Oct 23, 2026 |
| Marathon Strategic Advisors, LLC | History | Added to | 298,591 | 3,412 | 2.0% | 2.23% | 16 | +4,770 | 1.62% | Q3 2026 | Oct 20, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 291,248 | 3,328 | 0.03% | 0.03% | 17 | +53,907 | 22.71% | Q3 2026 | Oct 26, 2026 |
| ROYAL BANK OF CANADA | History | No change | 222,047 | 2,984 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Creekside Partners | History | Reduced | 228,194 | 2,608 | 0.97% | 1.16% | 19 | -9,662 | -4.06% | Q3 2026 | Nov 04, 2026 |
| Cetera Investment Advisers | History | No change | 183,537 | 2,466 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| NewEdge Advisors, LLC | History | No change | 168,723 | 2,267 | 0.01% | 0.01% | 21 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 154,322 | 2,074 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Focus Partners Wealth | History | No change | 141,775 | 1,905 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 145,881 | 1,667 | 0.0% | 0.0% | 24 | -3,037 | -2.04% | Q3 2026 | Nov 02, 2026 |
| Grange Capital, LLC | History | Reduced | 137,103 | 1,567 | 1.47% | 1.81% | 25 | -8,909 | -6.1% | Q3 2026 | Oct 20, 2026 |
| Everstar Asset Management, LLC | History | No change | 111,723 | 1,501 | 0.72% | 0.72% | 26 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 99,903 | 1,342 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| PMG Family Office LLC | History | Added to | 100,512 | 1,148 | 1.06% | 1.24% | 28 | +209 | 0.21% | Q3 2026 | Oct 19, 2026 |
| Advisory Solutions Group, LLC | History | Added to | 99,023 | 1,131 | 0.24% | 0.38% | 29 | +16,305 | 19.71% | Q3 2026 | Oct 14, 2026 |
| Janney Montgomery Scott LLC | History | No change | 79,989 | 1,075 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| FIFTH THIRD BANCORP | History | No change | 76,357 | 1,026 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| COHEN & STEERS, INC. | History | No change | 75,000 | 1,008 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sovran Advisors, LLC | History | New | 88,655 | 988 | 0.07% | — | 33 | +88,655 | New | Q3 2026 | Oct 30, 2026 |
| IHT Wealth Management, LLC | History | No change | 71,052 | 954 | 0.02% | 0.02% | 34 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Total Wealth Planning & Management, Inc. | History | No change | 77,082 | 881 | 0.65% | 0.7% | 35 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| SEI INVESTMENTS CO | History | No change | 62,801 | 844 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Mutual Advisors, LLC | History | No change | 60,670 | 815 | 0.02% | 0.02% | 37 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SAM Advisors, LLC | History | No change | 53,676 | 721 | 0.2% | 0.2% | 38 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 50,598 | 680 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NORTHERN TRUST CORP | History | No change | 46,782 | 628 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Legacy Wealth Management, LLC / MS | History | Reduced | 52,833 | 603 | 0.18% | 0.19% | 41 | -2,276 | -4.13% | Q3 2026 | Oct 29, 2026 |
| KFA Private Wealth Group, LLC | History | Added to | 48,498 | 554 | 0.13% | 0.12% | 42 | +11,329 | 30.48% | Q3 2026 | Oct 07, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 45,195 | 516 | 0.0% | 0.0% | 43 | +8,511 | 23.2% | Q3 2026 | Nov 02, 2026 |
| Geneos Wealth Management Inc. | History | No change | 37,474 | 503 | 0.01% | 0.01% | 44 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| &PARTNERS | History | No change | 37,395 | 502 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CreativeOne Wealth, LLC | History | No change | 36,688 | 493 | 0.01% | 0.01% | 46 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Jaffetilchin Investment Partners, LLC | History | No change | 35,186 | 472 | 0.03% | 0.03% | 47 | 0 | 0.0% | Q2 2026 | Oct 20, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 41,133 | 470 | 0.01% | 0.01% | 48 | -4,200 | -9.26% | Q3 2026 | Oct 13, 2026 |
| NorthRock Partners, LLC | History | No change | 34,855 | 468 | 0.01% | 0.01% | 49 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 33,863 | 455 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| CENTRAL TRUST Co | History | No change | 32,975 | 443 | 0.01% | 0.01% | 51 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Arax Advisory Partners | History | No change | 32,098 | 431 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Private Advisor Group, LLC | History | No change | 30,479 | 409 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| PFG Investments, LLC | History | No change | 29,804 | 400 | 0.02% | 0.02% | 54 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| E&G Advisors, LLC | History | Reduced | 34,602 | 395 | 0.08% | 0.09% | 56 | -300 | -0.86% | Q3 2026 | Oct 13, 2026 |
| DF DENT & CO INC | History | No change | 29,418 | 395 | 0.01% | 0.01% | 55 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sanctuary Advisors, LLC | History | No change | 29,306 | 393 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| First Nebraska Trust Co | History | New | 33,760 | 385 | 0.03% | — | 58 | +33,760 | New | Q3 2026 | Oct 29, 2026 |
| Game Plan Financial Advisors, LLC | History | No change | 28,250 | 379 | 0.14% | 0.14% | 59 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Mariner, LLC | History | No change | 28,092 | 377 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 32,835 | 375 | 0.0% | 0.01% | 61 | -4,092 | -11.08% | Q3 2026 | Oct 23, 2026 |
| Founders Financial Alliance, LLC | History | No change | 27,970 | 375 | 0.05% | 0.05% | 62 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| STEPHENS INC /AR/ | History | No change | 27,569 | 370 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Sigma Planning Corp | History | Added to | 31,888 | 364 | 0.01% | 0.01% | 64 | +641 | 2.05% | Q3 2026 | Oct 23, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 26,590 | 357 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| XTX Topco Ltd | History | No change | 25,761 | 346 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 29,167 | 342 | 0.0% | 0.0% | 67 | -9,700 | -24.96% | Q3 2026 | Oct 13, 2026 |
| Patten Group, Inc. | History | No change | 29,246 | 334 | 0.05% | 0.06% | 68 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Added to | 28,568 | 326 | 0.01% | 0.01% | 70 | +553 | 1.97% | Q3 2026 | Oct 26, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | No change | 24,293 | 326 | 0.02% | 0.02% | 69 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HighTower Advisors, LLC | History | No change | 23,811 | 320 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 27,540 | 314 | 0.0% | 0.0% | 72 | +5,084 | 22.64% | Q3 2026 | Oct 16, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 21,654 | 291 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| DUMONT & BLAKE INVESTMENT ADVISORS LLC | History | Reduced | 24,786 | 283 | 0.07% | 0.08% | 74 | -175 | -0.7% | Q3 2026 | Oct 28, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 24,830 | 282 | 0.02% | 0.02% | 75 | +1,213 | 5.14% | Q3 2026 | Nov 02, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 19,976 | 268 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| EP Wealth Advisors, LLC | History | No change | 18,682 | 251 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Hilltop Partners LLC | History | No change | 18,305 | 246 | 0.06% | 0.06% | 78 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| WEALTH EFFECTS LLC | History | Added to | 18,542 | 211 | 0.06% | 0.07% | 80 | +70 | 0.38% | Q3 2026 | Oct 23, 2026 |
| Cerity Partners LLC | History | No change | 15,728 | 211 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sunpointe, LLC | History | No change | 17,745 | 202 | 0.06% | 0.07% | 81 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| WEDBUSH SECURITIES INC | History | No change | 17,050 | 195 | 0.0% | 0.01% | 82 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| NOVEM GROUP | History | Reduced | 16,577 | 189 | 0.02% | 0.02% | 83 | -15 | -0.09% | Q3 2026 | Oct 19, 2026 |
| MONEY CONCEPTS CAPITAL CORP | History | No change | 13,799 | 185 | 0.01% | 0.01% | 84 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Clear Trail Advisors, LLC | History | Reduced | 16,170 | 184 | 0.03% | 0.03% | 85 | -29 | -0.18% | Q3 2026 | Oct 20, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 13,610 | 182 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| PINNACLE ASSOCIATES LTD | History | Added to | 15,840 | 181 | 0.0% | 0.0% | 87 | +900 | 6.02% | Q3 2026 | Oct 20, 2026 |
| HALBERT HARGROVE GLOBAL ADVISORS, LLC | History | Reduced | 15,650 | 178 | 0.01% | 0.01% | 88 | -900 | -5.44% | Q3 2026 | Oct 15, 2026 |
| Kovack Advisors, Inc. | History | No change | 13,272 | 175 | 0.01% | 0.01% | 89 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| M Holdings Securities, Inc. | History | New | 16,118 | 173 | 0.01% | — | 91 | +16,118 | New | Q3 2026 | Nov 03, 2026 |
| NWAM LLC | History | No change | 12,911 | 173 | 0.01% | 0.01% | 90 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| one8zero8, LLC | History | No change | 12,550 | 168 | 0.03% | 0.03% | 92 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Palogic Value Management, L.P. | History | No change | 12,000 | 161 | 0.05% | 0.05% | 93 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Modern Wealth Management, LLC | History | No change | 11,915 | 160 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MELFA WEALTH MANAGEMENT, INC. | History | No change | 11,819 | 158 | 0.09% | 0.09% | 95 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | History | New | 13,776 | 157 | 0.01% | — | 96 | +13,776 | New | Q3 2026 | Oct 21, 2026 |
| San Luis Wealth Advisors LLC | History | No change | 13,555 | 154 | 0.02% | 0.03% | 97 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 13,250 | 151 | 0.0% | 0.01% | 98 | -2,500 | -15.87% | Q3 2026 | Oct 08, 2026 |
| Clearwave Capital, LLC | History | No change | 13,060 | 149 | 0.08% | 0.1% | 99 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Carrera Capital Advisors | History | No change | 13,000 | 148 | 0.02% | 0.03% | 100 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Continuum Advisory, LLC | History | No change | 10,713 | 143 | 0.01% | 0.01% | 101 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Clearstead Advisors, LLC | History | No change | 10,424 | 140 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| ProCore Advisors, LLC | History | Added to | 11,997 | 137 | 0.17% | 0.2% | 103 | +65 | 0.54% | Q3 2026 | Oct 13, 2026 |
| Brookstone Capital Management | History | Reduced | 11,545 | 131 | 0.0% | 0.0% | 104 | -2,593 | -18.34% | Q3 2026 | Oct 22, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 9,466 | 127 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MGO ONE SEVEN LLC | History | Added to | 10,843 | 123 | 0.0% | 0.0% | 106 | +36 | 0.33% | Q3 2026 | Oct 28, 2026 |
| Allworth Financial LP | History | No change | 8,935 | 120 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 8,824 | 118 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 8,400 | 109 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MONETARY MANAGEMENT GROUP INC | History | No change | 7,500 | 100 | 0.02% | 0.02% | 110 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Global Retirement Partners, LLC | History | No change | 7,513 | 100 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 8,140 | 93 | 0.0% | 0.0% | 112 | -5,500 | -40.32% | Q3 2026 | Oct 08, 2026 |
| BARRETT & COMPANY, INC. | History | No change | 7,750 | 88 | 0.02% | 0.03% | 113 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| LANARK FINANCIAL, INC. | History | No change | 4,413 | 50 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 3,700 | 49 | 0.02% | 0.02% | 115 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Clark Wealth Partners | History | No change | 4,300 | 49 | 0.03% | 0.03% | 116 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| Wilmington Savings Fund Society, FSB | History | No change | 4,000 | 45 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| GHP Investment Advisors, Inc. | History | No change | 2,400 | 27 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| IFG Advisory, LLC | History | No change | 2,058 | 27 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Costello Asset Management, INC | History | Added to | 2,339 | 26 | 0.01% | 0.01% | 120 | +36 | 1.56% | Q3 2026 | Oct 30, 2026 |
| Institute for Wealth Management, LLC. | History | No change | 1,695 | 22 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| IFP Advisors, Inc | History | No change | 2,000 | 22 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| Financial Gravity Companies, Inc. | History | No change | 1,520 | 20 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| CX Institutional | History | Added to | 1,617 | 18 | 0.0% | 0.0% | 124 | +35 | 2.21% | Q3 2026 | Oct 02, 2026 |
| Caldwell Trust Co | History | No change | 1,534 | 17 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Gen-Wealth Partners Inc | History | Reduced | 1,300 | 14 | 0.0% | 0.01% | 126 | -225 | -14.75% | Q3 2026 | Nov 04, 2026 |
| Center for Financial Planning, Inc. | History | No change | 1,094 | 12 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | No change | 1,121 | 12 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | No change | 1,000 | 11 | 0.02% | 0.0% | 129 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 725 | 9 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 662 | 8 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| PRIVATE TRUST CO NA | History | Reduced | 500 | 5 | 0.0% | 0.0% | 132 | -2,500 | -83.33% | Q3 2026 | Oct 20, 2026 |
| Twin Lakes Capital Management, LLC | History | No change | 341 | 4 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Cape Investment Advisory, Inc. | History | No change | 402 | 4 | 0.0% | 0.0% | 134 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | New | 225 | 2 | 0.0% | — | 135 | +225 | New | Q3 2026 | Oct 19, 2026 |
| JFS WEALTH ADVISORS, LLC | History | No change | 88 | 1 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,672 | -100.0% | Q3 2026 | Oct 21, 2026 |
| TRUST CO OF VERMONT | History | Closed out | 0 | 0 | — | 0.0% | — | -715 | -100.0% | Q3 2026 | Oct 21, 2026 |
| Blue Trust, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -227 | -100.0% | Q3 2026 | Oct 15, 2026 |
| Buck Wealth Strategies, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q3 2026 | Oct 28, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |