Nuveen Dow 30sm Dynamic Overwrite Fund - DIAX
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 1,714,813 | 26,168 | 0.0% | 0.0% | 1 | -94,609 | -5.23% | Q4 2025 | Feb 13, 2026 |
| Saba Capital Management, L.P. | History | Added to | 1,599,746 | 24,412 | 0.73% | 0.42% | 2 | +565,320 | 54.65% | Q4 2025 | Feb 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 1,123,777 | 17,148 | 0.0% | 0.0% | 3 | +17,328 | 1.57% | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 729,615 | 11,133 | 0.0% | 0.0% | 4 | -1,648 | -0.23% | Q4 2025 | Feb 18, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 636,472 | 9,712 | 0.0% | 0.0% | 5 | +19,892 | 3.23% | Q4 2025 | Feb 13, 2026 |
| Allspring Global Investments Holdings, LLC | History | Added to | 603,228 | 9,205 | 0.01% | 0.01% | 6 | +75,743 | 14.36% | Q4 2025 | Jan 15, 2026 |
| Invesco Ltd. | History | Reduced | 554,865 | 8,467 | 0.0% | 0.0% | 7 | -26,925 | -4.63% | Q4 2025 | Feb 19, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 472,794 | 7,214 | 0.05% | 0.06% | 8 | -57,343 | -10.82% | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Reduced | 403,874 | 6,163 | 0.0% | 0.0% | 9 | -25,047 | -5.84% | Q4 2025 | Jan 29, 2026 |
| Capital Investment Advisors, LLC | History | Reduced | 353,064 | 5,387 | 0.08% | 0.09% | 10 | -8,681 | -2.4% | Q4 2025 | Jan 13, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 249,306 | 3,804 | 0.03% | 0.03% | 11 | +2,569 | 1.04% | Q4 2025 | Feb 02, 2026 |
| AQR Arbitrage LLC | History | Reduced | 204,492 | 3,120 | 0.07% | 0.1% | 12 | -69,993 | -25.5% | Q4 2025 | Feb 17, 2026 |
| LPL Financial LLC | History | Reduced | 202,293 | 3,086 | 0.0% | 0.0% | 13 | -10,787 | -5.06% | Q4 2025 | Feb 11, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 199,214 | 3,040 | 0.96% | 1.69% | 14 | -125,554 | -38.66% | Q4 2025 | Jan 26, 2026 |
| Cornerstone Advisors, LLC | History | Reduced | 185,466 | 2,830 | 0.09% | 0.18% | 15 | -188,467 | -50.4% | Q4 2025 | Feb 13, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Added to | 183,190 | 2,795 | 0.95% | 0.92% | 16 | +2,221 | 1.23% | Q4 2025 | Feb 13, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 135,848 | 2,073 | 0.01% | 0.01% | 17 | +9,502 | 7.52% | Q4 2025 | Feb 13, 2026 |
| 1607 Capital Partners, LLC | History | Reduced | 118,061 | 1,801 | 0.12% | 0.17% | 18 | -33,250 | -21.97% | Q4 2025 | Feb 17, 2026 |
| Almitas Capital LLC | History | New | 114,201 | 1,742 | 0.38% | — | 19 | +114,201 | New | Q4 2025 | Feb 17, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Added to | 112,137 | 1,711 | 0.08% | 0.09% | 20 | +6,196 | 5.85% | Q4 2025 | Feb 17, 2026 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | New | 98,482 | 1,536 | 0.18% | — | 21 | +98,482 | New | Q4 2025 | Jan 28, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 96,637 | 1,474 | 0.0% | 0.0% | 22 | +3,128 | 3.35% | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 92,820 | 1,416 | 0.0% | — | 23 | +92,820 | New | Q4 2025 | Feb 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 91,615 | 1,398 | 0.0% | 0.0% | 24 | +1,687 | 1.88% | Q4 2025 | Feb 10, 2026 |
| NBC SECURITIES, INC. | History | Added to | 90,166 | 1,375 | 0.1% | 0.1% | 25 | +4,843 | 5.68% | Q4 2025 | Jan 29, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 89,655 | 1,368 | 0.0% | 0.0% | 26 | -11,447 | -11.32% | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Added to | 87,563 | 1,336 | 0.0% | 0.0% | 27 | +24,032 | 37.83% | Q4 2025 | Feb 17, 2026 |
| PARK AVENUE SECURITIES LLC | History | Added to | 85,101 | 1,299 | 0.01% | 0.01% | 28 | +257 | 0.3% | Q4 2025 | Jan 05, 2026 |
| Ionic Capital Management LLC | History | Reduced | 72,133 | 1,100 | 0.14% | 0.11% | 29 | -274 | -0.38% | Q4 2025 | Feb 17, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 70,871 | 1,081 | 0.16% | 0.13% | 30 | +11,585 | 19.54% | Q4 2025 | Feb 09, 2026 |
| &PARTNERS | History | Added to | 69,614 | 1,062 | 0.01% | 0.01% | 31 | +13,666 | 24.43% | Q4 2025 | Feb 17, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 65,778 | 1,003 | 0.01% | 0.01% | 32 | -1,524 | -2.26% | Q4 2025 | Feb 13, 2026 |
| Private Advisor Group, LLC | History | Reduced | 65,298 | 996 | 0.0% | 0.01% | 33 | -3,752 | -5.43% | Q4 2025 | Feb 17, 2026 |
| Altium Capital Management LLC | History | New | 60,998 | 930 | 3.68% | — | 34 | +60,998 | New | Q4 2025 | Feb 06, 2026 |
| Shulman DeMeo Asset Management LLC | History | Reduced | 59,250 | 904 | 0.21% | 0.21% | 35 | -694 | -1.16% | Q4 2025 | Jan 14, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 58,383 | 890 | 0.01% | 0.02% | 36 | -7,065 | -10.79% | Q4 2025 | Feb 12, 2026 |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | History | Added to | 57,026 | 870 | 0.16% | 0.11% | 37 | +19,733 | 52.91% | Q4 2025 | Feb 06, 2026 |
| NewEdge Advisors, LLC | History | Added to | 54,578 | 832 | 0.0% | 0.0% | 38 | +2,990 | 5.8% | Q4 2025 | Feb 18, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 47,597 | 726 | 0.0% | 0.0% | 39 | -468 | -0.97% | Q4 2025 | Feb 11, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 39,943 | 609 | 0.0% | 0.0% | 40 | -1,516 | -3.66% | Q4 2025 | Jan 29, 2026 |
| Dynamic Advisor Solutions LLC | History | Reduced | 38,250 | 583 | 0.02% | 0.02% | 41 | -775 | -1.99% | Q4 2025 | Jan 09, 2026 |
| PMG Family Office LLC | History | Reduced | 37,842 | 577 | 0.67% | 0.78% | 42 | -7,991 | -17.44% | Q4 2025 | Jan 28, 2026 |
| CHOREO, LLC | History | Reduced | 36,354 | 565 | 0.01% | 0.01% | 43 | -1,334 | -3.54% | Q4 2025 | Jan 23, 2026 |
| Stolper Co | History | Added to | 36,490 | 557 | 0.16% | 0.16% | 44 | +1,038 | 2.93% | Q4 2025 | Jan 12, 2026 |
| Formidable Asset Management, LLC | History | Reduced | 37,371 | 556 | 0.08% | 0.09% | 45 | -3,932 | -9.52% | Q4 2025 | Jan 16, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 35,361 | 539 | 0.0% | 0.0% | 46 | -11,741 | -24.93% | Q4 2025 | Feb 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 34,894 | 532 | 0.0% | 0.0% | 47 | -4,352 | -11.09% | Q4 2025 | Feb 12, 2026 |
| Closed-End Fund Advisors, Inc. | History | New | 34,829 | 531 | 0.31% | — | 48 | +34,829 | New | Q4 2025 | Feb 11, 2026 |
| SCHNIEDERS CAPITAL MANAGEMENT, LLC. | History | Reduced | 31,850 | 486 | 0.08% | 0.08% | 49 | -100 | -0.31% | Q4 2025 | Jan 29, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 31,540 | 481 | 0.0% | 0.0% | 50 | -1,486 | -4.5% | Q4 2025 | Feb 05, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | No change | 30,249 | 461 | 0.02% | 0.03% | 51 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Institute for Wealth Management, LLC. | History | Reduced | 28,143 | 429 | 0.05% | 0.04% | 52 | -172 | -0.61% | Q4 2025 | Jan 27, 2026 |
| Calamos Advisors LLC | History | Added to | 25,709 | 392 | 0.0% | 0.0% | 53 | +6,255 | 32.15% | Q4 2025 | Jan 29, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 25,255 | 385 | 0.01% | 0.01% | 54 | -337 | -1.32% | Q4 2025 | Feb 12, 2026 |
| Diversify Advisory Services, LLC | History | Reduced | 24,566 | 379 | 0.01% | 0.01% | 55 | -1,675 | -6.38% | Q4 2025 | Jan 23, 2026 |
| Leo Wealth, LLC | History | No change | 23,000 | 350 | 0.03% | 0.04% | 56 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| SAGESPRING WEALTH PARTNERS, LLC | History | Added to | 22,923 | 349 | 0.01% | 0.01% | 57 | +598 | 2.68% | Q4 2025 | Jan 07, 2026 |
| Yakira Capital Management, Inc. | History | New | 22,654 | 345 | 0.12% | — | 58 | +22,654 | New | Q4 2025 | Feb 13, 2026 |
| Quantedge Capital Pte Ltd | History | Added to | 18,800 | 286 | 0.14% | 0.15% | 59 | +100 | 0.53% | Q4 2025 | Feb 17, 2026 |
| Lido Advisors, LLC | History | No change | 18,825 | 285 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| INTEGRATED CAPITAL MANAGEMENT, INC. | History | Added to | 18,177 | 277 | 0.18% | 0.17% | 61 | +1,605 | 9.69% | Q4 2025 | Jan 08, 2026 |
| Summit Financial, LLC | History | Reduced | 17,215 | 262 | 0.0% | 0.0% | 62 | -3,193 | -15.65% | Q4 2025 | Feb 13, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | No change | 16,676 | 254 | 0.18% | 0.18% | 63 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Reduced | 15,961 | 243 | 0.01% | 0.01% | 64 | -32 | -0.2% | Q4 2025 | Feb 17, 2026 |
| Quarry LP | History | New | 15,894 | 242 | 0.04% | — | 65 | +15,894 | New | Q4 2025 | Feb 13, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 15,556 | 237 | 0.0% | 0.0% | 66 | +66 | 0.43% | Q4 2025 | Mar 16, 2026 |
| PINNACLE ASSOCIATES LTD | History | Added to | 15,516 | 236 | 0.0% | 0.0% | 67 | +500 | 3.33% | Q4 2025 | Feb 05, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 15,080 | 230 | 0.0% | 0.0% | 68 | +775 | 5.42% | Q4 2025 | Feb 10, 2026 |
| HighTower Advisors, LLC | History | Reduced | 15,053 | 229 | 0.0% | 0.0% | 69 | -836 | -5.26% | Q4 2025 | Feb 06, 2026 |
| Kapstone Financial Advisors LLC | History | Added to | 14,535 | 221 | 0.11% | 0.1% | 70 | +470 | 3.34% | Q4 2025 | Feb 05, 2026 |
| UHLMANN PRICE SECURITIES, LLC | History | Added to | 14,336 | 218 | 0.13% | 0.13% | 71 | +555 | 4.03% | Q4 2025 | Jan 12, 2026 |
| Kingsview Wealth Management, LLC | History | Reduced | 13,734 | 209 | 0.0% | 0.0% | 72 | -450 | -3.17% | Q4 2025 | Feb 09, 2026 |
| Mariner, LLC | History | Reduced | 13,603 | 207 | 0.0% | 0.0% | 73 | -2,601 | -16.05% | Q4 2025 | Feb 13, 2026 |
| Allworth Financial LP | History | New | 13,432 | 204 | 0.0% | — | 74 | +13,432 | New | Q4 2025 | Feb 05, 2026 |
| ACCREDITED INVESTOR SERVICES, LLC | History | Reduced | 13,132 | 200 | 0.13% | 0.15% | 75 | -1,222 | -8.51% | Q4 2025 | Feb 09, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 12,465 | 190 | 0.0% | 0.0% | 76 | +147 | 1.19% | Q4 2025 | Feb 13, 2026 |
| TrueMark Investments, LLC | History | New | 12,137 | 185 | 0.04% | — | 77 | +12,137 | New | Q4 2025 | Jan 14, 2026 |
| PKS Advisory Services, LLC | History | Added to | 11,894 | 181 | 0.04% | 0.04% | 78 | +36 | 0.3% | Q4 2025 | Feb 02, 2026 |
| Waverly Advisors, LLC | History | Reduced | 11,613 | 177 | 0.0% | 0.0% | 79 | -1,865 | -13.84% | Q4 2025 | Feb 17, 2026 |
| Merit Financial Group, LLC | History | Reduced | 11,582 | 176 | 0.0% | 0.0% | 80 | -194 | -1.65% | Q4 2025 | Jan 26, 2026 |
| Baird Financial Group, Inc. | History | New | 10,930 | 166 | 0.0% | — | 81 | +10,930 | New | Q4 2025 | Feb 13, 2026 |
| VISTA INVESTMENT PARTNERS II, LLC | History | No change | 10,800 | 164 | 0.07% | 0.07% | 82 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| World Investment Advisors | History | No change | 10,500 | 160 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q4 2025 | Mar 12, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 8,310 | 126 | 0.0% | — | 84 | +8,310 | New | Q4 2025 | Feb 09, 2026 |
| Global Retirement Partners, LLC | History | New | 8,202 | 125 | 0.0% | — | 85 | +8,202 | New | Q4 2025 | Feb 06, 2026 |
| Wealth Preservation Advisors, LLC | History | No change | 8,190 | 124 | 0.06% | 0.07% | 86 | 0 | 0.0% | Q4 2025 | Feb 23, 2026 |
| PFS Partners, LLC | History | Added to | 7,863 | 119 | 0.05% | 0.05% | 87 | +306 | 4.05% | Q4 2025 | Jan 16, 2026 |
| Blue Trust, Inc. | History | New | 7,000 | 106 | 0.0% | — | 88 | +7,000 | New | Q4 2025 | Jan 16, 2026 |
| Larson Financial Group LLC | History | No change | 6,000 | 91 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| EASTERN BANK | History | No change | 5,038 | 76 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| COMERICA BANK | History | Reduced | 4,387 | 66 | 0.0% | 0.0% | 91 | -4 | -0.09% | Q4 2025 | Jan 29, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 3,584 | 54 | 0.01% | — | 93 | +3,584 | New | Q4 2025 | Feb 13, 2026 |
| TD PRIVATE CLIENT WEALTH LLC | History | No change | 3,540 | 54 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Farther Finance Advisors, LLC | History | No change | 3,278 | 50 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| PRIVATE TRUST CO NA | History | Reduced | 3,200 | 48 | 0.0% | 0.01% | 95 | -2,000 | -38.46% | Q4 2025 | Jan 26, 2026 |
| Marshall & Sterling Wealth Advisors Inc. | History | No change | 2,837 | 43 | 0.03% | 0.03% | 96 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| United Community Bank | History | No change | 2,550 | 38 | 0.01% | 0.01% | 97 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| CENTRAL TRUST Co | History | No change | 2,000 | 30 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| Sunbelt Securities, Inc. | History | No change | 2,000 | 30 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q4 2025 | Feb 20, 2026 |
| SOA Wealth Advisors, LLC. | History | Added to | 1,283 | 19 | 0.0% | 0.0% | 100 | +50 | 4.06% | Q4 2025 | Jan 20, 2026 |
| Global Wealth Strategies & Associates | History | New | 1,245 | 18 | 0.0% | — | 101 | +1,245 | New | Q4 2025 | Jan 02, 2026 |
| Costello Asset Management, INC | History | Added to | 1,169 | 17 | 0.01% | 0.01% | 102 | +43 | 3.82% | Q4 2025 | Feb 03, 2026 |
| WPG Advisers, LLC | History | Reduced | 993 | 15 | 0.01% | 0.01% | 103 | -24 | -2.36% | Q4 2025 | Jan 28, 2026 |
| ASSETMARK, INC | History | New | 944 | 14 | 0.0% | — | 104 | +944 | New | Q4 2025 | Jan 23, 2026 |
| IFC & Insurance Marketing, Inc. | History | New | 864 | 13 | 0.01% | — | 106 | +864 | New | Q4 2025 | Feb 12, 2026 |
| Kilter Group LLC | History | Added to | 917 | 13 | 0.01% | 0.01% | 105 | +35 | 3.97% | Q4 2025 | Feb 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 800 | 12 | 0.0% | 0.0% | 107 | -1,000 | -55.56% | Q4 2025 | Feb 12, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 750 | 11 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Smallwood Wealth Investment Management, LLC | History | Added to | 693 | 10 | 0.01% | 0.01% | 109 | +21 | 3.13% | Q4 2025 | Jan 23, 2026 |
| Arax Advisory Partners | History | New | 600 | 9 | 0.0% | — | 110 | +600 | New | Q4 2025 | Feb 13, 2026 |
| GPS Wealth Strategies Group, LLC | History | Added to | 561 | 8 | 0.01% | 0.0% | 111 | +11 | 2.0% | Q4 2025 | Feb 06, 2026 |
| JPMORGAN CHASE & CO | History | No change | 403 | 6 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| GoalVest Advisory LLC | History | No change | 339 | 5 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q4 2025 | Jan 05, 2026 |
| Fourth Dimension Wealth, LLC | History | No change | 277 | 4 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| MAI Capital Management | History | No change | 200 | 3 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 180 | 2 | 0.0% | — | 117 | +180 | New | Q4 2025 | Feb 17, 2026 |
| FIFTH THIRD BANCORP | History | New | 172 | 2 | 0.0% | — | 116 | +172 | New | Q4 2025 | Feb 02, 2026 |
| N.E.W. Advisory Services LLC | History | Added to | 80 | 1 | 0.0% | 0.0% | 118 | +2 | 2.56% | Q4 2025 | Jan 28, 2026 |
| RPO LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -39,270 | -100.0% | Q3 2025 | Nov 12, 2025 |
| HUB Investment Partners, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,096 | -100.0% | Q3 2025 | Nov 12, 2025 |
| FNY Investment Advisers, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,800 | -100.0% | Q3 2025 | Dec 15, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,797 | -100.0% | Q3 2025 | Nov 18, 2025 |
| KERR FINANCIAL PLANNING Corp | History | Closed out | 0 | 0 | — | 0.05% | — | -2,419 | -100.0% | Q3 2025 | Nov 25, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -805 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Newbridge Financial Services Group, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q3 2025 | Nov 13, 2025 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 60 | 0 | — | — | — | +60 | New | Q4 2025 | Jan 21, 2026 |
| SageView Advisory Group, LLC | History | New | 4 | 0 | — | — | — | +4 | New | Q4 2025 | Feb 17, 2026 |
| GAMMA Investing LLC | History | No change | 35 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 05, 2026 |