Nuveen Dow 30sm Dynamic Overwrite Fund - DIAX
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stolper Co | History | Reduced | 14,709 | 10,035 | 2.85% | 0.16% | 1 | -21,781 | -59.69% | Q1 2026 | Apr 13, 2026 |
| Formidable Asset Management, LLC | History | No change | 37,371 | 570 | 0.09% | 0.08% | 2 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Global Retirement Partners, LLC | History | No change | 8,202 | 125 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| COMERICA BANK | History | No change | 4,387 | 66 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| PRIVATE TRUST CO NA | History | No change | 3,200 | 45 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| GPS Wealth Strategies Group, LLC | History | No change | 561 | 8 | 0.01% | 0.01% | 6 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -1,714,813 | -100.0% | Q1 2026 | May 15, 2026 |
| Saba Capital Management, L.P. | History | Closed out | 0 | 0 | — | 0.73% | — | -1,599,746 | -100.0% | Q1 2026 | May 15, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,123,777 | -100.0% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -729,615 | -100.0% | Q1 2026 | May 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -636,472 | -100.0% | Q1 2026 | May 11, 2026 |
| Allspring Global Investments Holdings, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -603,228 | -100.0% | Q1 2026 | May 05, 2026 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -554,865 | -100.0% | Q1 2026 | May 12, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -472,794 | -100.0% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -403,874 | -100.0% | Q1 2026 | May 05, 2026 |
| Capital Investment Advisors, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -353,064 | -100.0% | Q1 2026 | Apr 17, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -249,306 | -100.0% | Q1 2026 | May 04, 2026 |
| AQR Arbitrage LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -204,492 | -100.0% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -202,293 | -100.0% | Q1 2026 | May 06, 2026 |
| Shaker Financial Services, LLC | History | Closed out | 0 | 0 | — | 0.96% | — | -199,214 | -100.0% | Q1 2026 | May 12, 2026 |
| Cornerstone Advisors, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -185,466 | -100.0% | Q1 2026 | May 08, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.95% | — | -183,190 | -100.0% | Q1 2026 | May 12, 2026 |
| MML INVESTORS SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -135,848 | -100.0% | Q1 2026 | May 04, 2026 |
| 1607 Capital Partners, LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -118,061 | -100.0% | Q1 2026 | May 15, 2026 |
| Almitas Capital LLC | History | Closed out | 0 | 0 | — | 0.38% | — | -114,201 | -100.0% | Q1 2026 | May 15, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -112,137 | -100.0% | Q1 2026 | May 15, 2026 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -98,482 | -100.0% | Q1 2026 | Apr 22, 2026 |
| OSAIC HOLDINGS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -96,637 | -100.0% | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -92,820 | -100.0% | Q1 2026 | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -91,615 | -100.0% | Q1 2026 | May 04, 2026 |
| NBC SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.1% | — | -90,166 | -100.0% | Q1 2026 | Apr 14, 2026 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -89,655 | -100.0% | Q1 2026 | May 15, 2026 |
| Cetera Investment Advisers | History | Closed out | 0 | 0 | — | 0.0% | — | -87,563 | -100.0% | Q1 2026 | May 13, 2026 |
| PARK AVENUE SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -85,101 | -100.0% | Q1 2026 | Apr 07, 2026 |
| Advisory Advocates, LLC | History | Closed out | 0 | 0 | — | 1.28% | — | -84,167 | -100.0% | Q1 2026 | May 05, 2026 |
| Ionic Capital Management LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -72,133 | -100.0% | Q1 2026 | May 15, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.16% | — | -70,871 | -100.0% | Q1 2026 | May 11, 2026 |
| &PARTNERS | History | Closed out | 0 | 0 | — | 0.01% | — | -69,614 | -100.0% | Q1 2026 | May 15, 2026 |
| Integrated Wealth Concepts LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -65,778 | -100.0% | Q1 2026 | May 15, 2026 |
| Private Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -65,298 | -100.0% | Q1 2026 | Apr 24, 2026 |
| Altium Capital Management LLC | History | Closed out | 0 | 0 | — | 3.68% | — | -60,998 | -100.0% | Q1 2026 | May 01, 2026 |
| Shulman DeMeo Asset Management LLC | History | Closed out | 0 | 0 | — | 0.21% | — | -59,250 | -100.0% | Q1 2026 | Apr 09, 2026 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -58,383 | -100.0% | Q1 2026 | May 15, 2026 |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.16% | — | -57,026 | -100.0% | Q1 2026 | Apr 30, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -54,578 | -100.0% | Q1 2026 | May 15, 2026 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -47,597 | -100.0% | Q1 2026 | Apr 22, 2026 |
| D.A. DAVIDSON & CO. | History | Closed out | 0 | 0 | — | 0.0% | — | -39,943 | -100.0% | Q1 2026 | May 05, 2026 |
| Dynamic Advisor Solutions LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -38,250 | -100.0% | Q1 2026 | Apr 08, 2026 |
| PMG Family Office LLC | History | Closed out | 0 | 0 | — | 0.67% | — | -37,842 | -100.0% | Q1 2026 | Apr 17, 2026 |
| CHOREO, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -36,354 | -100.0% | Q1 2026 | May 12, 2026 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -35,361 | -100.0% | Q1 2026 | May 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -34,894 | -100.0% | Q1 2026 | Apr 27, 2026 |
| Closed-End Fund Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.31% | — | -34,829 | -100.0% | Q1 2026 | May 11, 2026 |
| SCHNIEDERS CAPITAL MANAGEMENT, LLC. | History | Closed out | 0 | 0 | — | 0.08% | — | -31,850 | -100.0% | Q1 2026 | May 04, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -31,540 | -100.0% | Q1 2026 | Apr 30, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Closed out | 0 | 0 | — | 0.02% | — | -30,249 | -100.0% | Q1 2026 | Apr 15, 2026 |
| Institute for Wealth Management, LLC. | History | Closed out | 0 | 0 | — | 0.05% | — | -28,143 | -100.0% | Q1 2026 | May 13, 2026 |
| Calamos Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -25,709 | -100.0% | Q1 2026 | May 04, 2026 |
| WEDBUSH SECURITIES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -25,255 | -100.0% | Q1 2026 | Apr 21, 2026 |
| Diversify Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -24,566 | -100.0% | Q1 2026 | May 01, 2026 |
| Leo Wealth, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -23,000 | -100.0% | Q1 2026 | May 05, 2026 |
| SAGESPRING WEALTH PARTNERS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -22,923 | -100.0% | Q1 2026 | May 07, 2026 |
| Yakira Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.12% | — | -22,654 | -100.0% | Q1 2026 | May 14, 2026 |
| Lido Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,825 | -100.0% | Q1 2026 | May 13, 2026 |
| Quantedge Capital Pte Ltd | History | Closed out | 0 | 0 | — | 0.14% | — | -18,800 | -100.0% | Q1 2026 | May 12, 2026 |
| INTEGRATED CAPITAL MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.18% | — | -18,177 | -100.0% | Q1 2026 | May 07, 2026 |
| Summit Financial, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,215 | -100.0% | Q1 2026 | May 15, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -16,676 | -100.0% | Q1 2026 | Apr 21, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -15,961 | -100.0% | Q1 2026 | Apr 24, 2026 |
| Quarry LP | History | Closed out | 0 | 0 | — | 0.04% | — | -15,894 | -100.0% | Q1 2026 | May 15, 2026 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -15,556 | -100.0% | Q1 2026 | May 14, 2026 |
| PINNACLE ASSOCIATES LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -15,516 | -100.0% | Q1 2026 | Apr 21, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -15,080 | -100.0% | Q1 2026 | May 07, 2026 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,053 | -100.0% | Q1 2026 | May 05, 2026 |
| Kapstone Financial Advisors LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -14,535 | -100.0% | Q1 2026 | Apr 22, 2026 |
| UHLMANN PRICE SECURITIES, LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -14,336 | -100.0% | Q1 2026 | Apr 16, 2026 |
| Kingsview Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,734 | -100.0% | Q1 2026 | May 12, 2026 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,603 | -100.0% | Q1 2026 | May 13, 2026 |
| Allworth Financial LP | History | Closed out | 0 | 0 | — | 0.0% | — | -13,432 | -100.0% | Q1 2026 | May 14, 2026 |
| ACCREDITED INVESTOR SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -13,132 | -100.0% | Q1 2026 | Apr 21, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,465 | -100.0% | Q1 2026 | Apr 30, 2026 |
| TrueMark Investments, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -12,137 | -100.0% | Q1 2026 | Apr 20, 2026 |
| PKS Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -11,894 | -100.0% | Q1 2026 | May 13, 2026 |
| Waverly Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,613 | -100.0% | Q1 2026 | May 15, 2026 |
| Merit Financial Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,582 | -100.0% | Q1 2026 | Apr 15, 2026 |
| Baird Financial Group, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,930 | -100.0% | Q1 2026 | May 14, 2026 |
| VISTA INVESTMENT PARTNERS II, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -10,800 | -100.0% | Q1 2026 | Apr 23, 2026 |
| World Investment Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -10,500 | -100.0% | Q1 2026 | Apr 27, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -8,310 | -100.0% | Q1 2026 | May 15, 2026 |
| Wealth Preservation Advisors, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -8,190 | -100.0% | Q1 2026 | May 15, 2026 |
| PFS Partners, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -7,863 | -100.0% | Q1 2026 | Apr 09, 2026 |
| Blue Trust, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -7,000 | -100.0% | Q1 2026 | Apr 20, 2026 |
| Larson Financial Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,000 | -100.0% | Q1 2026 | May 15, 2026 |
| EASTERN BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -5,038 | -100.0% | Q1 2026 | Apr 07, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -3,584 | -100.0% | Q1 2026 | May 11, 2026 |
| TD PRIVATE CLIENT WEALTH LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,540 | -100.0% | Q1 2026 | Apr 27, 2026 |
| Farther Finance Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,278 | -100.0% | Q1 2026 | Apr 07, 2026 |
| Marshall & Sterling Wealth Advisors Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -2,837 | -100.0% | Q1 2026 | May 07, 2026 |
| United Community Bank | History | Closed out | 0 | 0 | — | 0.01% | — | -2,550 | -100.0% | Q1 2026 | Apr 24, 2026 |
| CENTRAL TRUST Co | History | Closed out | 0 | 0 | — | 0.0% | — | -2,000 | -100.0% | Q1 2026 | Apr 17, 2026 |
| Sunbelt Securities, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,000 | -100.0% | Q1 2026 | May 15, 2026 |
| SOA Wealth Advisors, LLC. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,283 | -100.0% | Q1 2026 | May 20, 2026 |
| Global Wealth Strategies & Associates | History | Closed out | 0 | 0 | — | 0.0% | — | -1,245 | -100.0% | Q1 2026 | Apr 03, 2026 |
| Costello Asset Management, INC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,169 | -100.0% | Q1 2026 | Apr 30, 2026 |
| WPG Advisers, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -993 | -100.0% | Q1 2026 | Apr 29, 2026 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -944 | -100.0% | Q1 2026 | May 06, 2026 |
| Kilter Group LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -917 | -100.0% | Q1 2026 | May 14, 2026 |
| IFC & Insurance Marketing, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -864 | -100.0% | Q1 2026 | Apr 16, 2026 |
| Steward Partners Investment Advisory, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -800 | -100.0% | Q1 2026 | May 08, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -750 | -100.0% | Q1 2026 | May 08, 2026 |
| Smallwood Wealth Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -693 | -100.0% | Q1 2026 | Apr 22, 2026 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.0% | — | -600 | -100.0% | Q1 2026 | May 13, 2026 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -403 | -100.0% | Q1 2026 | May 13, 2026 |
| GoalVest Advisory LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -339 | -100.0% | Q1 2026 | Apr 13, 2026 |
| Fourth Dimension Wealth, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -277 | -100.0% | Q1 2026 | May 11, 2026 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q1 2026 | May 15, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -180 | -100.0% | Q1 2026 | May 15, 2026 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -172 | -100.0% | Q1 2026 | May 01, 2026 |
| N.E.W. Advisory Services LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -80 | -100.0% | Q1 2026 | May 04, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | — | — | -60 | -100.0% | Q1 2026 | Apr 28, 2026 |
| GAMMA Investing LLC | History | Closed out | 0 | 0 | — | — | — | -35 | -100.0% | Q1 2026 | Apr 06, 2026 |
| SageView Advisory Group, LLC | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |