DoubleLine Yield Opportunities Fund - DLY
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | History | Added to | 2,447,219 | 34,065 | 0.01% | 0.01% | 1 | +80,508 | 3.4% | Q1 2026 | May 11, 2026 |
| MORGAN STANLEY | History | Added to | 2,435,577 | 33,903 | 0.0% | 0.0% | 2 | +20,015 | 0.83% | Q1 2026 | May 15, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | Reduced | 1,024,038 | 14,255 | 0.29% | 0.32% | 3 | -59,127 | -5.46% | Q1 2026 | May 13, 2026 |
| UBS Group AG | History | Added to | 1,015,180 | 14,131 | 0.0% | 0.0% | 4 | +16,313 | 1.63% | Q1 2026 | May 05, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 709,243 | 9,872 | 0.0% | 0.0% | 5 | +186,001 | 35.55% | Q1 2026 | May 15, 2026 |
| Penserra Capital Management LLC | History | New | 550,342 | 7,660 | 0.09% | — | 6 | +550,342 | New | Q1 2026 | May 11, 2026 |
| HighTower Advisors, LLC | History | Added to | 496,151 | 6,906 | 0.01% | 0.01% | 7 | +17,766 | 3.71% | Q1 2026 | May 05, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 458,354 | 6,380 | 0.0% | 0.0% | 8 | +56,894 | 14.17% | Q1 2026 | May 14, 2026 |
| 1607 Capital Partners, LLC | History | Added to | 321,532 | 4,475 | 0.32% | 0.16% | 9 | +160,421 | 99.57% | Q1 2026 | May 15, 2026 |
| Logan Stone Capital, LLC | History | Reduced | 321,148 | 4,470 | 1.24% | 1.23% | 10 | -21,235 | -6.2% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 294,469 | 4,099 | 0.0% | 0.0% | 11 | +92,140 | 45.54% | Q1 2026 | May 06, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 288,949 | 4,022 | 0.0% | 0.0% | 12 | +148,616 | 105.9% | Q1 2026 | May 15, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 225,745 | 3,142 | 0.07% | 0.07% | 13 | +2,390 | 1.07% | Q1 2026 | May 15, 2026 |
| Journey Advisory Group, LLC | History | Added to | 198,768 | 2,766 | 0.24% | 0.24% | 14 | +1,842 | 0.94% | Q1 2026 | May 05, 2026 |
| Shaker Financial Services, LLC | History | Added to | 194,632 | 2,709 | 0.94% | 0.86% | 15 | +8,851 | 4.76% | Q1 2026 | May 12, 2026 |
| Rareview Capital LLC | History | Added to | 168,388 | 2,625 | 1.54% | 1.25% | 16 | +44,477 | 35.89% | Q1 2026 | Apr 27, 2026 |
| Pettinga Financial Advisors LLC | History | Added to | 183,203 | 2,550 | 0.48% | 0.48% | 17 | +9,885 | 5.7% | Q1 2026 | Apr 13, 2026 |
| COHEN & STEERS, INC. | History | No change | 175,007 | 2,436 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Pathstone Holdings, LLC | History | New | 154,770 | 2,154 | 0.01% | — | 19 | +154,770 | New | Q1 2026 | May 11, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Reduced | 146,139 | 2,034 | 0.1% | 0.38% | 20 | -409,778 | -73.71% | Q1 2026 | May 15, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 136,881 | 1,905 | 0.01% | 0.01% | 21 | +61,338 | 81.2% | Q1 2026 | May 15, 2026 |
| Maridea Wealth Management LLC | History | Added to | 135,157 | 1,881 | 0.27% | 0.27% | 22 | +12,144 | 9.87% | Q1 2026 | Apr 21, 2026 |
| Noble Wealth Management PBC | History | Reduced | 100,135 | 1,393 | 0.7% | 0.79% | 23 | -8,672 | -7.97% | Q1 2026 | Apr 02, 2026 |
| JOURNEY STRATEGIC WEALTH LLC | History | Reduced | 89,111 | 1,240 | 0.03% | 0.05% | 24 | -43,950 | -33.03% | Q1 2026 | Apr 15, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 87,173 | 1,213 | 0.04% | 0.05% | 25 | -24,895 | -22.21% | Q1 2026 | Apr 21, 2026 |
| SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC | History | Added to | 74,377 | 1,035 | 0.21% | 0.22% | 26 | +1,785 | 2.46% | Q1 2026 | May 08, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 70,849 | 986 | 0.01% | 0.0% | 27 | +12,927 | 22.32% | Q1 2026 | May 05, 2026 |
| Creekside Partners | History | Reduced | 67,168 | 934 | 0.38% | 0.43% | 28 | -2,796 | -4.0% | Q1 2026 | Apr 21, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 64,212 | 893 | 0.0% | 0.0% | 29 | -19,332 | -23.14% | Q1 2026 | May 12, 2026 |
| NewEdge Advisors, LLC | History | Added to | 55,158 | 767 | 0.0% | 0.0% | 30 | +908 | 1.67% | Q1 2026 | Jun 02, 2026 |
| FIFTH THIRD BANCORP | History | New | 49,880 | 694 | 0.0% | — | 31 | +49,880 | New | Q1 2026 | May 01, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 49,555 | 689 | 0.01% | 0.01% | 32 | -2,200 | -4.25% | Q1 2026 | Apr 23, 2026 |
| COMERICA BANK | History | No change | 47,235 | 686 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Invesco Ltd. | History | Added to | 45,358 | 631 | 0.0% | 0.0% | 34 | +1,660 | 3.8% | Q1 2026 | May 12, 2026 |
| Aviance Capital Partners, LLC | History | Added to | 43,525 | 605 | 0.07% | 0.06% | 35 | +10,499 | 31.79% | Q1 2026 | May 06, 2026 |
| ROBINSON CAPITAL MANAGEMENT, LLC | History | No change | 42,032 | 599 | 0.25% | 0.25% | 36 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| &PARTNERS | History | Reduced | 42,463 | 591 | 0.0% | 0.01% | 37 | -35,194 | -45.32% | Q1 2026 | May 15, 2026 |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC | History | No change | 40,142 | 558 | 0.16% | 0.18% | 38 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 38,128 | 530 | 0.0% | 0.0% | 39 | +800 | 2.14% | Q1 2026 | May 14, 2026 |
| Cetera Investment Advisers | History | Reduced | 37,268 | 518 | 0.0% | 0.0% | 40 | -2,933 | -7.3% | Q1 2026 | May 13, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 35,543 | 494 | 0.0% | 0.0% | 41 | +2,572 | 7.8% | Q1 2026 | May 13, 2026 |
| Pathway Financial Advisers, LLC | History | Reduced | 32,638 | 454 | 0.13% | 0.14% | 42 | -25 | -0.08% | Q1 2026 | Apr 23, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 32,052 | 446 | 0.0% | 0.0% | 43 | -750 | -2.29% | Q1 2026 | May 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 30,417 | 423 | 0.0% | 0.0% | 44 | -33,280 | -52.25% | Q1 2026 | May 15, 2026 |
| Gridiron Partners, LLC | History | Reduced | 28,396 | 395 | 0.24% | 0.27% | 45 | -4,222 | -12.94% | Q1 2026 | Apr 13, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 28,104 | 391 | 0.01% | 0.02% | 46 | -26,459 | -48.49% | Q1 2026 | May 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 26,154 | 364 | 0.0% | 0.0% | 47 | -5,285 | -16.81% | Q1 2026 | May 15, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 24,273 | 337 | 0.0% | 0.0% | 48 | -28,941 | -54.39% | Q1 2026 | May 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 22,627 | 314 | 0.0% | 0.0% | 49 | +642 | 2.92% | Q1 2026 | May 04, 2026 |
| Janney Montgomery Scott LLC | History | No change | 22,500 | 313 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| EVOKE WEALTH, LLC | History | Reduced | 20,900 | 290 | 0.01% | 0.01% | 51 | -2,100 | -9.13% | Q1 2026 | May 14, 2026 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | No change | 19,957 | 277 | 0.02% | 0.02% | 52 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Adalta Capital Management LLC | History | Added to | 19,684 | 274 | 0.13% | 0.08% | 53 | +6,684 | 51.42% | Q1 2026 | May 15, 2026 |
| Private Advisor Group, LLC | History | Reduced | 19,195 | 267 | 0.0% | 0.0% | 54 | -1,093 | -5.39% | Q1 2026 | Apr 24, 2026 |
| Blueprint Financial Advisors LLC | History | No change | 18,000 | 250 | 0.04% | 0.04% | 55 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 17,346 | 241 | 0.0% | 0.0% | 56 | -1,102 | -5.97% | Q1 2026 | Apr 30, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Reduced | 16,943 | 235 | 0.01% | 0.12% | 57 | -178,716 | -91.34% | Q1 2026 | May 15, 2026 |
| Independent Advisor Alliance | History | New | 16,020 | 222 | 0.0% | — | 58 | +16,020 | New | Q1 2026 | May 12, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Added to | 15,667 | 218 | 0.0% | 0.0% | 59 | +900 | 6.09% | Q1 2026 | May 15, 2026 |
| Sovran Advisors, LLC | History | Added to | 14,762 | 210 | 0.02% | 0.01% | 60 | +4,365 | 41.98% | Q1 2026 | May 01, 2026 |
| Closed-End Fund Advisors, Inc. | History | No change | 14,349 | 199 | 0.2% | 0.12% | 61 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Avidian Wealth Enterprises, LLC | History | No change | 14,000 | 194 | 0.01% | 0.01% | 62 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Catalina Capital Group, LLC | History | No change | 13,597 | 189 | 0.11% | 0.12% | 63 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| SPIREPOINT PRIVATE CLIENT, LLC | History | Added to | 13,250 | 184 | 0.02% | 0.02% | 64 | +2,000 | 17.78% | Q1 2026 | Apr 22, 2026 |
| Belpointe Asset Management LLC | History | No change | 13,175 | 183 | 0.01% | 0.01% | 65 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | No change | 12,703 | 177 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | History | Added to | 11,806 | 164 | 0.02% | 0.02% | 67 | +248 | 2.15% | Q1 2026 | May 05, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 10,706 | 155 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 10,957 | 152 | 0.0% | 0.0% | 69 | -5,864 | -34.86% | Q1 2026 | Apr 27, 2026 |
| CIBC Bancorp USA Inc. | History | New | 10,706 | 149 | 0.0% | — | 70 | +10,706 | New | Q1 2026 | May 12, 2026 |
| Blackhawk Capital Partners, LLC | History | Reduced | 10,350 | 144 | 0.05% | 0.07% | 71 | -2,135 | -17.1% | Q1 2026 | May 05, 2026 |
| XTX Topco Ltd | History | Reduced | 10,271 | 142 | 0.0% | 0.01% | 72 | -15,126 | -59.56% | Q1 2026 | May 15, 2026 |
| Allie Family Office LLC | History | No change | 10,000 | 139 | 0.06% | 0.07% | 73 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Redwood Park Advisors LLC | History | Reduced | 9,715 | 135 | 0.09% | 0.11% | 74 | -1,049 | -9.75% | Q1 2026 | May 04, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | Added to | 7,196 | 100 | 0.05% | 0.06% | 75 | +94 | 1.32% | Q1 2026 | May 13, 2026 |
| Farther Finance Advisors, LLC | History | No change | 4,064 | 56 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Fourth Dimension Wealth, LLC | History | Added to | 3,800 | 52 | 0.02% | 0.02% | 77 | +500 | 15.15% | Q1 2026 | May 11, 2026 |
| Advisory Services Network, LLC | History | New | 3,360 | 46 | 0.0% | — | 78 | +3,360 | New | Q1 2026 | May 15, 2026 |
| SageView Advisory Group, LLC | History | No change | 2,603 | 37 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Activest Wealth Management | History | No change | 2,500 | 34 | 0.01% | 0.01% | 80 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Sunbelt Securities, Inc. | History | Added to | 2,289 | 31 | 0.0% | 0.0% | 81 | +15 | 0.66% | Q1 2026 | May 15, 2026 |
| Larson Financial Group LLC | History | Added to | 2,172 | 30 | 0.0% | 0.0% | 82 | +1 | 0.05% | Q1 2026 | May 15, 2026 |
| Asset Dedication, LLC | History | No change | 1,944 | 27 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q1 2026 | May 29, 2026 |
| Global Retirement Partners, LLC | History | No change | 1,519 | 22 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Financial Management Professionals, Inc. | History | Added to | 1,499 | 20 | 0.0% | 0.0% | 85 | +36 | 2.46% | Q1 2026 | Apr 15, 2026 |
| Westend Capital Management, LLC | History | No change | 953 | 13 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| BESSEMER GROUP INC | History | New | 735 | 10 | 0.0% | — | 87 | +735 | New | Q1 2026 | May 06, 2026 |
| ST GERMAIN D J CO INC | History | No change | 680 | 9 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Arax Advisory Partners | History | Reduced | 511 | 7 | 0.0% | 0.0% | 89 | -7,042 | -93.23% | Q1 2026 | May 13, 2026 |
| Moisand Fitzgerald Tamayo, LLC | History | No change | 500 | 6 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Geneos Wealth Management Inc. | History | No change | 450 | 6 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Allworth Financial LP | History | No change | 385 | 5 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 325 | 4 | 0.0% | — | 94 | +325 | New | Q1 2026 | May 15, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 300 | 4 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| Ancora Advisors LLC | History | New | 250 | 3 | 0.0% | — | 95 | +250 | New | Q1 2026 | May 15, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Reduced | 158 | 2 | 0.0% | 0.0% | 96 | -428 | -73.04% | Q1 2026 | May 11, 2026 |
| Motiv8 Investments LLC | History | No change | 120 | 2 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.05% | — | -51,289 | -100.0% | Q1 2026 | May 12, 2026 |
| Calamos Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -32,571 | -100.0% | Q1 2026 | May 04, 2026 |
| IFC Advisors LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -24,117 | -100.0% | Q1 2026 | May 04, 2026 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,500 | -100.0% | Q1 2026 | May 15, 2026 |
| Kingsview Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,500 | -100.0% | Q1 2026 | May 12, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -17,235 | -100.0% | Q1 2026 | May 15, 2026 |
| DKM Wealth Management, Inc. | History | Closed out | 0 | 0 | — | 0.11% | — | -10,556 | -100.0% | Q1 2026 | Apr 10, 2026 |
| Cerity Partners LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q1 2026 | May 15, 2026 |
| Camelot Portfolios, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,000 | -100.0% | Q1 2026 | May 08, 2026 |
| EASTERN BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -600 | -100.0% | Q1 2026 | Apr 07, 2026 |
| WPG Advisers, LLC | History | Reduced | 69 | 0 | — | 0.0% | — | -173 | -71.49% | Q1 2026 | Apr 29, 2026 |
| BlackRock, Inc. | History | New | 27 | 0 | — | — | — | +27 | New | Q1 2026 | May 13, 2026 |
| Corient Private Wealth LLC | History | No change | 18,841 | 0 | — | 0.0% | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |