DoubleLine Income Solutions Fund - DSL

Detailed investor-level table based on 13F positions.

Shareholders (13F)

Quarter: Q3 2026 · Compare: Q2 2026
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
McGowan Group Asset Management, Inc. History No change 2,938,932 32,504 3.95% 3.95% 1 0 0.0% Q2 2026 Aug 12, 2026
WELLS FARGO & COMPANY/MN History No change 2,668,961 29,518 0.0% 0.0% 2 0 0.0% Q2 2026 Aug 14, 2026
MORGAN STANLEY History No change 2,377,823 26,298 0.0% 0.0% 3 0 0.0% Q2 2026 Aug 13, 2026
Penserra Capital Management LLC History No change 2,099,349 23,218 0.18% 0.18% 4 0 0.0% Q2 2026 Aug 13, 2026
BANK OF AMERICA CORP /DE/ History No change 2,052,276 22,698 0.0% 0.0% 5 0 0.0% Q2 2026 Aug 14, 2026
Invesco Ltd. History No change 1,125,915 12,452 0.0% 0.0% 6 0 0.0% Q2 2026 Aug 14, 2026
AMERIPRISE FINANCIAL INC History No change 1,027,117 11,359 0.0% 0.0% 7 0 0.0% Q2 2026 Aug 14, 2026
D.A. DAVIDSON & CO. History Added to 924,874 9,248 0.05% 0.04% 8 +253,116 37.68% Q3 2026 Oct 27, 2026
Janney Montgomery Scott LLC History No change 785,410 8,687 0.02% 0.02% 9 0 0.0% Q2 2026 Aug 05, 2026
ROYAL BANK OF CANADA History No change 777,126 8,596 0.0% 0.0% 10 0 0.0% Q2 2026 Aug 14, 2026
RAYMOND JAMES FINANCIAL INC History No change 694,457 7,680 0.0% 0.0% 11 0 0.0% Q2 2026 Aug 14, 2026
GUGGENHEIM CAPITAL LLC History No change 670,828 7,419 0.05% 0.05% 12 0 0.0% Q2 2026 Aug 12, 2026
LPL Financial LLC History No change 588,407 6,507 0.0% 0.0% 13 0 0.0% Q2 2026 Aug 07, 2026
UBS Group AG History No change 500,207 5,532 0.0% 0.0% 14 0 0.0% Q2 2026 Aug 13, 2026
HighTower Advisors, LLC History No change 442,787 4,897 0.0% 0.0% 15 0 0.0% Q2 2026 Aug 05, 2026
COHEN & STEERS, INC. History No change 428,993 4,745 0.01% 0.01% 16 0 0.0% Q2 2026 Aug 14, 2026
Intellectus Partners, LLC History No change 422,950 4,677 0.81% 0.81% 17 0 0.0% Q2 2026 Aug 12, 2026
Shaker Financial Services, LLC History Added to 415,052 4,150 1.37% 1.23% 18 +59,383 16.7% Q3 2026 Oct 14, 2026
STIFEL FINANCIAL CORP History No change 348,910 3,858 0.0% 0.0% 19 0 0.0% Q2 2026 Aug 12, 2026
1607 Capital Partners, LLC History No change 315,345 3,487 0.3% 0.3% 20 0 0.0% Q2 2026 Sep 02, 2026
Ascentis Independent Advisors History New 336,773 3,368 0.2% — 21 +336,773 New Q3 2026 Nov 03, 2026
INDEPENDENT FINANCIAL GROUP, LLC History Reduced 312,944 3,129 0.06% 0.07% 22 -39,398 -11.18% Q3 2026 Oct 13, 2026
Trinity Legacy Partners, LLC History No change 277,377 2,967 0.59% 0.59% 23 0 0.0% Q2 2026 Jul 24, 2026
Cetera Investment Advisers History No change 259,563 2,870 0.0% 0.0% 24 0 0.0% Q2 2026 Aug 12, 2026
Gridiron Partners, LLC History Added to 285,876 2,858 1.43% 0.56% 25 +188,730 194.27% Q3 2026 Oct 08, 2026
Stratos Wealth Advisors, LLC History No change 246,847 2,730 0.15% 0.15% 26 0 0.0% Q2 2026 Aug 11, 2026
M Holdings Securities, Inc. History New 265,556 2,608 0.16% — 27 +265,556 New Q3 2026 Nov 03, 2026
OSAIC HOLDINGS, INC. History No change 210,919 2,332 0.0% 0.0% 28 0 0.0% Q2 2026 Aug 14, 2026
Journey Advisory Group, LLC History Reduced 229,796 2,297 0.17% 0.19% 29 -318 -0.14% Q3 2026 Nov 04, 2026
Parallel Advisors, LLC History Reduced 227,877 2,278 0.03% 0.05% 30 -72,629 -24.17% Q3 2026 Nov 03, 2026
Strategic Wealth Partners, Ltd. History No change 188,529 2,085 0.13% 0.13% 31 0 0.0% Q2 2026 Aug 12, 2026
NewEdge Advisors, LLC History No change 177,028 1,957 0.01% 0.01% 32 0 0.0% Q2 2026 Aug 12, 2026
RIVERNORTH CAPITAL MANAGEMENT, LLC History No change 170,093 1,881 0.09% 0.09% 33 0 0.0% Q2 2026 Aug 14, 2026
Rareview Capital LLC History Added to 179,265 1,792 0.85% 1.14% 34 +13,232 7.97% Q3 2026 Nov 05, 2026
SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC History No change 140,513 1,554 0.3% 0.3% 35 0 0.0% Q2 2026 Aug 07, 2026
Concurrent Investment Advisors, LLC History Added to 137,933 1,379 0.01% 0.01% 36 +1,594 1.17% Q3 2026 Oct 16, 2026
THRIVENT FINANCIAL FOR LUTHERANS History New 132,372 1,324 0.0% — 37 +132,372 New Q3 2026 Nov 05, 2026
B.A. Schrock Wealth Management, Inc. History New 131,970 1,318 0.48% — 38 +131,970 New Q3 2026 Oct 14, 2026
Private Advisor Group, LLC History No change 117,415 1,298 0.01% 0.01% 39 0 0.0% Q2 2026 Jul 27, 2026
Wealthcare Advisory Partners LLC History Added to 124,690 1,246 0.02% 0.02% 40 +14,300 12.95% Q3 2026 Oct 21, 2026
Kestra Advisory Services, LLC History Added to 118,690 1,186 0.0% 0.0% 41 +6,631 5.92% Q3 2026 Nov 02, 2026
Logan Stone Capital, LLC History No change 106,340 1,176 0.25% 0.25% 42 0 0.0% Q2 2026 Aug 14, 2026
Cambridge Investment Research Advisors, Inc. History Reduced 115,959 1,160 0.0% 0.0% 43 -3,407 -2.85% Q3 2026 Nov 02, 2026
PARAGON CAPITAL MANAGEMENT INC History Reduced 108,501 1,085 0.82% 0.89% 44 -241 -0.22% Q3 2026 Oct 15, 2026
Sovran Advisors, LLC History Added to 103,660 1,025 0.07% 0.08% 45 +2,470 2.44% Q3 2026 Oct 30, 2026
FIRST TRUST ADVISORS LP History No change 91,959 1,017 0.0% 0.0% 46 0 0.0% Q2 2026 Aug 11, 2026
Baird Financial Group, Inc. History No change 88,102 974 0.0% 0.0% 47 0 0.0% Q2 2026 Aug 12, 2026
WEDBUSH SECURITIES INC History Reduced 92,903 929 0.02% 0.03% 48 -9,704 -9.46% Q3 2026 Oct 22, 2026
Arax Advisory Partners History No change 79,547 879 0.01% 0.01% 49 0 0.0% Q2 2026 Aug 10, 2026
Strong Tower Advisory Services History Added to 80,319 803 0.14% 0.15% 50 +5,125 6.82% Q3 2026 Oct 13, 2026
Rockefeller Capital Management L.P. History No change 68,508 757 0.0% 0.0% 51 0 0.0% Q2 2026 Aug 13, 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP History No change 67,480 746 0.0% 0.0% 52 0 0.0% Q2 2026 Aug 14, 2026
Equitable Holdings, Inc. History No change 67,247 743 0.0% 0.0% 53 0 0.0% Q2 2026 Aug 17, 2026
&PARTNERS History No change 65,864 727 0.0% 0.0% 54 0 0.0% Q2 2026 Aug 14, 2026
SIT INVESTMENT ASSOCIATES INC History No change 64,067 709 0.01% 0.01% 55 0 0.0% Q2 2026 Aug 12, 2026
Sowell Financial Services LLC History Added to 69,392 693 0.02% 0.01% 56 +39,029 128.54% Q3 2026 Oct 23, 2026
GHE, LLC History No change 58,450 646 0.24% 0.24% 57 0 0.0% Q2 2026 Jul 30, 2026
Maridea Wealth Management LLC History No change 57,782 639 0.07% 0.07% 58 0 0.0% Q2 2026 Aug 06, 2026
MATRIX PRIVATE CAPITAL GROUP LLC History No change 57,144 632 0.27% 0.27% 59 0 0.0% Q2 2026 Aug 14, 2026
Fort Sheridan Advisors LLC History No change 55,953 618 0.07% 0.07% 60 0 0.0% Q2 2026 Aug 05, 2026
FOSTER & MOTLEY INC History No change 54,837 607 0.03% 0.03% 61 0 0.0% Q2 2026 Aug 07, 2026
MAI Capital Management History No change 50,815 562 0.0% 0.0% 62 0 0.0% Q2 2026 Aug 14, 2026
Ramiah Investment Group History Reduced 54,400 543 0.42% 0.49% 63 -3,162 -5.49% Q3 2026 Oct 20, 2026
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors History No change 49,128 543 0.06% 0.06% 64 0 0.0% Q2 2026 Jul 09, 2026
LANARK FINANCIAL, INC. History Added to 53,292 532 0.04% 0.04% 65 +157 0.3% Q3 2026 Oct 26, 2026
PENSION & WEALTH MANAGEMENT ADVISORS, INC. History Added to 52,298 522 0.12% 0.15% 66 +2,952 5.98% Q3 2026 Oct 16, 2026
OPPENHEIMER & CO INC History Reduced 51,394 513 0.01% 0.01% 67 -5,535 -9.72% Q3 2026 Oct 26, 2026
Peregrine Asset Advisers, Inc. History No change 46,420 513 0.11% 0.11% 68 0 0.0% Q2 2026 Aug 10, 2026
XTX Topco Ltd History No change 46,436 513 0.01% 0.01% 69 0 0.0% Q2 2026 Aug 14, 2026
HORIZON KINETICS ASSET MANAGEMENT LLC History No change 46,153 510 0.01% 0.01% 70 0 0.0% Q2 2026 Aug 11, 2026
Sage Capital Advisors,llc History Added to 50,193 501 0.1% 0.07% 71 +21,786 76.69% Q3 2026 Oct 13, 2026
Cypress Capital Group History No change 49,895 498 0.05% 0.05% 72 0 0.0% Q3 2026 Nov 03, 2026
EASTERLY INVESTMENT PARTNERS LLC History No change 44,627 493 0.03% 0.03% 73 0 0.0% Q2 2026 Jul 23, 2026
PIN OAK INVESTMENT ADVISORS INC History No change 44,240 489 0.35% 0.35% 74 0 0.0% Q2 2026 Aug 18, 2026
Pettinga Financial Advisors LLC History Added to 48,731 487 0.08% 0.09% 75 +438 0.91% Q3 2026 Oct 13, 2026
Sequent Planning LLC History No change 42,904 474 0.1% 0.1% 76 0 0.0% Q2 2026 Aug 14, 2026
ENVESTNET ASSET MANAGEMENT INC History No change 42,114 465 0.0% 0.0% 77 0 0.0% Q2 2026 Sep 23, 2026
CITADEL ADVISORS LLC History No change 41,335 457 0.0% 0.0% 78 0 0.0% Q2 2026 Sep 02, 2026
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC History Reduced 45,295 448 0.0% 0.0% 79 -5,901 -11.53% Q3 2026 Oct 13, 2026
E&G Advisors, LLC History Reduced 44,500 445 0.09% 0.1% 80 -2,500 -5.32% Q3 2026 Oct 13, 2026
Triumph Capital Management History Added to 38,164 381 0.07% 0.07% 81 +3,387 9.74% Q3 2026 Oct 14, 2026
HOLLENCREST CAPITAL MANAGEMENT History No change 33,614 371 0.02% 0.02% 82 0 0.0% Q2 2026 Aug 13, 2026
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC History Added to 36,245 362 0.09% 0.1% 83 +215 0.6% Q3 2026 Oct 29, 2026
Approach Retirement Advisors, LLC History Added to 35,848 358 0.26% 0.28% 84 +1,109 3.19% Q3 2026 Oct 22, 2026
Mariner, LLC History No change 31,344 346 0.0% 0.0% 85 0 0.0% Q2 2026 Aug 13, 2026
COMMONWEALTH EQUITY SERVICES, LLC History Added to 33,912 339 0.0% 0.0% 86 +366 1.09% Q3 2026 Nov 02, 2026
SILVER OAK SECURITIES, INCORPORATED History No change 28,484 315 0.02% 0.02% 87 0 0.0% Q2 2026 Aug 07, 2026
CALTON & ASSOCIATES, INC. History No change 28,313 313 0.05% 0.05% 88 0 0.0% Q2 2026 Aug 10, 2026
PRAIRIE ADVISORY, LLC History Added to 30,788 307 0.04% 0.04% 89 +15,670 103.65% Q3 2026 Oct 19, 2026
WORLD EQUITY GROUP, INC. History Added to 30,024 300 0.12% 0.06% 90 +5,328 21.57% Q3 2026 Oct 14, 2026
Integrated Wealth Concepts LLC History No change 27,078 299 0.0% 0.0% 91 0 0.0% Q2 2026 Sep 08, 2026
HARBOUR INVESTMENTS, INC. History No change 26,928 297 0.0% 0.0% 92 0 0.0% Q2 2026 Aug 12, 2026
MERCER GLOBAL ADVISORS INC /ADV History No change 26,806 296 0.0% 0.0% 93 0 0.0% Q2 2026 Aug 19, 2026
United Advisor Group, LLC History Reduced 28,584 285 0.03% 0.04% 94 -2,932 -9.3% Q3 2026 Nov 02, 2026
Kovack Advisors, Inc. History No change 22,737 250 0.01% 0.01% 95 0 0.0% Q2 2026 Jul 28, 2026
Creekside Partners History No change 24,815 248 0.09% 0.1% 96 0 0.0% Q3 2026 Nov 04, 2026
FIRST FOUNDATION ADVISORS History No change 20,553 227 0.01% 0.01% 97 0 0.0% Q2 2026 Aug 14, 2026
Marex Group Ltd History No change 20,500 226 0.0% 0.0% 98 0 0.0% Q2 2026 Aug 14, 2026
BCS Private Wealth Management, Inc. History No change 20,235 223 0.07% 0.07% 99 0 0.0% Q2 2026 Jul 31, 2026
Next Level Private LLC History Added to 22,180 221 0.04% 0.05% 101 +578 2.68% Q3 2026 Oct 20, 2026
NOMURA HOLDINGS INC History No change 20,000 221 0.0% 0.0% 100 0 0.0% Q2 2026 Aug 14, 2026
BOOTHBAY FUND MANAGEMENT, LLC History No change 19,919 220 0.0% 0.0% 102 0 0.0% Q2 2026 Aug 14, 2026
Activest Wealth Management History Reduced 21,752 217 0.04% 0.06% 103 -4,659 -17.64% Q3 2026 Oct 15, 2026
J.W. COLE ADVISORS, INC. History Reduced 21,157 211 0.0% 0.0% 104 -1,167 -5.23% Q3 2026 Nov 05, 2026
INSIGNEO ADVISORY SERVICES, LLC History No change 19,088 211 0.01% 0.01% 105 0 0.0% Q2 2026 Aug 14, 2026
Future Financial Wealth Managment LLC History Added to 20,000 200 0.12% 0.12% 106 +2,000 11.11% Q3 2026 Oct 15, 2026
Capital Investment Advisors, LLC History No change 19,750 197 0.0% 0.0% 107 0 0.0% Q3 2026 Oct 22, 2026
CURA WEALTH ADVISORS, LLC History No change 17,165 189 0.08% 0.08% 108 0 0.0% Q2 2026 Aug 06, 2026
SeaCrest Wealth Management, LLC History Reduced 18,390 183 0.02% 0.03% 109 -3,785 -17.07% Q3 2026 Oct 21, 2026
BFC Planning, Inc. History No change 16,063 177 0.01% 0.01% 110 0 0.0% Q2 2026 Oct 29, 2026
Alteri Wealth LLC History No change 15,056 166 0.05% 0.05% 111 0 0.0% Q2 2026 Jul 29, 2026
Focus Financial Network, Inc. History Reduced 16,591 165 0.0% 0.01% 113 -1,505 -8.32% Q3 2026 Oct 14, 2026
ArchPoint Investors History No change 15,000 165 0.03% 0.03% 112 0 0.0% Q2 2026 Aug 13, 2026
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. History No change 14,830 164 0.02% 0.02% 114 0 0.0% Q2 2026 Oct 30, 2026
FIFTH THIRD BANCORP History Added to 16,318 163 0.0% 0.0% 115 +417 2.62% Q3 2026 Nov 05, 2026
Avidian Wealth Enterprises, LLC History No change 16,000 160 0.0% 0.0% 116 0 0.0% Q3 2026 Oct 08, 2026
Kingsview Wealth Management, LLC History No change 14,400 159 0.0% 0.0% 117 0 0.0% Q2 2026 Aug 18, 2026
Left Brain Wealth Management, LLC History Reduced 15,548 155 0.05% 0.21% 118 -48,542 -75.74% Q3 2026 Oct 28, 2026
MML INVESTORS SERVICES, LLC History No change 13,863 153 0.0% 0.0% 119 0 0.0% Q2 2026 Aug 07, 2026
Spire Wealth Management History New 15,000 150 0.0% — 120 +15,000 New Q3 2026 Oct 30, 2026
KINGSWOOD WEALTH ADVISORS, LLC History Added to 14,823 148 0.01% 0.01% 121 +41 0.28% Q3 2026 Oct 23, 2026
Dorsey & Whitney Trust CO LLC History No change 13,350 147 0.01% 0.01% 122 0 0.0% Q2 2026 Aug 14, 2026
READYSTATE ASSET MANAGEMENT LP History No change 13,093 144 0.0% 0.0% 123 0 0.0% Q2 2026 Aug 14, 2026
Advisory Advocates, LLC History New 13,800 138 0.12% — 124 +13,800 New Q3 2026 Nov 05, 2026
Bell Bank History No change 13,656 136 0.01% 0.01% 125 0 0.0% Q3 2026 Oct 20, 2026
Snowden Capital Advisors LLC History No change 11,709 129 0.0% 0.0% 126 0 0.0% Q2 2026 Aug 13, 2026
Berger Financial Group, Inc History No change 11,521 127 0.01% 0.01% 127 0 0.0% Q2 2026 Aug 04, 2026
StoneX Group Inc. History New 11,675 124 0.0% — 128 +11,675 New Q3 2026 Nov 03, 2026
PFG Investments, LLC History No change 11,058 122 0.0% 0.0% 129 0 0.0% Q2 2026 Jul 23, 2026
Traynor Capital Management, Inc. History No change 12,121 121 0.01% 0.01% 130 0 0.0% Q3 2026 Oct 29, 2026
Pinnacle Family Advisors, LLC History No change 10,748 118 0.05% 0.05% 131 0 0.0% Q2 2026 Aug 14, 2026
Williams Jones Wealth Management, LLC. History No change 11,822 118 0.0% 0.0% 132 0 0.0% Q3 2026 Nov 05, 2026
KESTRA PRIVATE WEALTH SERVICES, LLC History Added to 11,675 116 0.0% 0.0% 133 +114 0.99% Q3 2026 Oct 30, 2026
WHITTIER TRUST CO History No change 10,508 114 0.0% 0.0% 134 0 0.0% Q2 2026 Jul 27, 2026
Apollon Wealth Management, LLC History No change 11,404 114 0.0% 0.0% 135 0 0.0% Q3 2026 Oct 23, 2026
GATEWAY INVESTMENT ADVISERS LLC History Added to 10,736 107 0.0% 0.0% 136 +60 0.56% Q3 2026 Oct 13, 2026
NWF Advisory Services Inc. History Added to 10,622 106 0.01% 0.01% 137 +52 0.49% Q3 2026 Oct 19, 2026
Connecticut Wealth Management, LLC History No change 10,105 101 0.0% 0.0% 138 0 0.0% Q3 2026 Oct 13, 2026
BOK Financial Private Wealth, Inc. History No change 6,056 66 0.0% 0.0% 139 0 0.0% Q2 2026 Aug 07, 2026
Medallion Wealth Advisors, LLC History No change 6,027 66 0.02% 0.02% 140 0 0.0% Q2 2026 Aug 14, 2026
PNC FINANCIAL SERVICES GROUP, INC. History No change 5,345 59 0.0% 0.0% 141 0 0.0% Q2 2026 Aug 07, 2026
NATIONAL BANK OF CANADA /FI/ History No change 4,559 50 0.0% 0.0% 142 0 0.0% Q2 2026 Aug 10, 2026
ST GERMAIN D J CO INC History No change 3,984 44 0.0% 0.0% 143 0 0.0% Q2 2026 Jul 21, 2026
NATIXIS History No change 3,743 41 0.0% 0.0% 144 0 0.0% Q2 2026 Aug 13, 2026
Nova Wealth Management, Inc. History No change 3,350 37 0.02% 0.02% 145 0 0.0% Q2 2026 Jul 13, 2026
GROUP ONE TRADING LLC History No change 3,101 34 0.0% 0.0% 146 0 0.0% Q2 2026 Aug 13, 2026
Allworth Financial LP History No change 2,855 31 0.0% 0.0% 147 0 0.0% Q2 2026 Aug 11, 2026
Steward Partners Investment Advisory, LLC History No change 2,882 31 0.0% 0.0% 148 0 0.0% Q2 2026 Aug 13, 2026
Geneos Wealth Management Inc. History No change 2,670 29 0.0% 0.0% 149 0 0.0% Q2 2026 Aug 06, 2026
IFG Advisory, LLC History No change 2,500 27 0.0% 0.0% 150 0 0.0% Q2 2026 Aug 13, 2026
Larson Financial Group LLC History No change 2,699 26 0.0% 0.0% 151 0 0.0% Q3 2026 Nov 05, 2026
SOA Wealth Advisors, LLC. History No change 2,281 25 0.0% 0.0% 152 0 0.0% Q2 2026 Jul 21, 2026
CoreCap Advisors, LLC History No change 2,500 25 0.0% 0.0% 153 0 0.0% Q3 2026 Oct 08, 2026
MARK SHEPTOFF FINANCIAL PLANNING, LLC History No change 1,835 20 0.01% 0.01% 154 0 0.0% Q2 2026 Aug 13, 2026
Financial Management Professionals, Inc. History Added to 1,951 19 0.0% 0.0% 155 +61 3.23% Q3 2026 Oct 23, 2026
Wilmington Savings Fund Society, FSB History No change 1,800 18 0.0% 0.0% 156 0 0.0% Q3 2026 Oct 23, 2026
Global Retirement Partners, LLC History No change 1,356 14 0.0% 0.0% 157 0 0.0% Q2 2026 Aug 06, 2026
Golden State Wealth Management, LLC History No change 1,490 14 0.0% 0.0% 158 0 0.0% Q3 2026 Nov 02, 2026
Cassaday & Co Wealth Management LLC History New 1,350 13 0.0% — 159 +1,350 New Q3 2026 Oct 27, 2026
CENTRAL TRUST Co History New 1,250 12 0.0% — 163 +1,250 New Q3 2026 Nov 05, 2026
Federation des caisses Desjardins du Quebec History No change 1,135 12 0.0% 0.0% 160 0 0.0% Q2 2026 Aug 13, 2026
HIGHLINE WEALTH PARTNERS LLC History No change 1,250 12 0.0% 0.0% 161 0 0.0% Q3 2026 Oct 19, 2026
Holos Integrated Wealth LLC History No change 1,238 12 0.01% 0.01% 162 0 0.0% Q3 2026 Oct 23, 2026
United Community Bank History New 1,071 10 0.0% — 166 +1,071 New Q3 2026 Oct 28, 2026
Farther Finance Advisors, LLC History Added to 1,027 10 0.0% 0.0% 165 +5 0.49% Q3 2026 Oct 08, 2026
Westside Investment Management, Inc. History No change 1,000 10 0.0% 0.0% 164 0 0.0% Q3 2026 Nov 02, 2026
Noble Wealth Management PBC History New 900 9 0.0% — 167 +900 New Q3 2026 Oct 01, 2026
Greykasell Wealth Strategies, Inc. History No change 650 7 0.0% 0.0% 168 0 0.0% Q2 2026 Aug 11, 2026
BROWN, LISLE/CUMMINGS, INC. History New 675 6 0.0% — 169 +675 New Q3 2026 Oct 16, 2026
WOLFF WIESE MAGANA LLC History New 614 6 0.0% — 170 +614 New Q3 2026 Oct 15, 2026
Ancora Advisors LLC History No change 500 5 0.0% 0.0% 171 0 0.0% Q2 2026 Aug 14, 2026
Operose Advisors LLC History No change 481 5 0.0% 0.0% 172 0 0.0% Q2 2026 Aug 13, 2026
Avion Wealth History No change 489 4 0.0% 0.0% 173 0 0.0% Q3 2026 Nov 03, 2026
IFP Advisors, Inc History No change 307 3 0.0% 0.0% 174 0 0.0% Q3 2026 Oct 16, 2026
Dauntless Investment Group, LLC History No change 326 3 0.0% 0.0% 175 0 0.0% Q2 2026 Aug 13, 2026
Allied Private Wealth LLC History No change 357 3 0.0% 0.0% 176 0 0.0% Q2 2026 Jul 09, 2026
WHITTIER TRUST CO OF NEVADA INC History No change 250 2 0.0% 0.0% 177 0 0.0% Q2 2026 Jul 27, 2026
Basepoint Wealth LLC History No change 223 2 0.0% 0.0% 178 0 0.0% Q2 2026 Aug 10, 2026
SIMPLEX TRADING, LLC History New 159 1 0.0% — 180 +159 New Q3 2026 Nov 04, 2026
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO History No change 162 1 0.0% 0.0% 179 0 0.0% Q2 2026 Aug 12, 2026
Calamos Advisors LLC History Closed out 0 0 — 0.0% — -59,074 -100.0% Q3 2026 Nov 02, 2026
KELLEHER FINANCIAL ADVISORS History Closed out 0 0 — 0.02% — -11,526 -100.0% Q3 2026 Oct 30, 2026
Pinnacle Wealth Planning Services, Inc. History Closed out 0 0 — 0.0% — -100 -100.0% Q3 2026 Oct 27, 2026
SIGNATUREFD, LLC History No change 4 0 — — — 0 0.0% Q3 2026 Oct 23, 2026