Eagle Point Credit Co Inc. - ECC
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 27 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STONE POINT CAPITAL LLC | History | No change | 5,822,728 | 33,538 | 100.0% | 14.32% | 1 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| MORGAN STANLEY | History | Added to | 2,467,854 | 14,214 | 0.0% | 0.0% | 2 | +755,471 | 44.12% | Q4 2025 | Feb 13, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 1,278,195 | 7,362 | 0.5% | — | 3 | +854,625 | 201.77% | Q4 2025 | Feb 03, 2026 |
| PFG Investments, LLC | History | Added to | 839,463 | 4,835 | 0.23% | 0.28% | 4 | +22,499 | 2.75% | Q4 2025 | Jan 26, 2026 |
| Legacy Wealth Managment, LLC/ID | History | Reduced | 563,306 | 3,244 | 1.55% | 2.55% | 5 | -290,286 | -34.01% | Q4 2025 | Feb 03, 2026 |
| Freestone Capital Holdings, LLC | History | Added to | 528,356 | 3,043 | 0.09% | 0.07% | 6 | +195,503 | 58.74% | Q4 2025 | Jan 23, 2026 |
| IAT REINSURANCE CO LTD. | History | No change | 120,000 | 2,836 | 0.83% | 0.59% | 7 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 460,318 | 2,651 | 0.0% | 0.0% | 8 | +288,314 | 167.62% | Q4 2025 | Feb 12, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | New | 454,249 | 2,616 | 0.12% | — | 9 | +454,249 | New | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 410,830 | 2,366 | 0.0% | 0.0% | 10 | +280,922 | 216.25% | Q4 2025 | Feb 18, 2026 |
| North Ground Capital | History | Reduced | 390,468 | 2,249 | 1.12% | 3.05% | 11 | -242,865 | -38.35% | Q4 2025 | Feb 12, 2026 |
| MONEY CONCEPTS CAPITAL CORP | History | Added to | 354,597 | 2,042 | 0.11% | 0.13% | 12 | +41,391 | 13.22% | Q4 2025 | Feb 04, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 319,506 | 1,839 | 0.04% | 0.04% | 13 | +12,697 | 4.14% | Q4 2025 | Feb 11, 2026 |
| ARES MANAGEMENT LLC | History | New | 311,659 | 1,795 | 0.1% | — | 14 | +311,659 | New | Q4 2025 | Feb 13, 2026 |
| Virtus Investment Advisers, LLC | History | Reduced | 302,090 | 1,740 | 0.47% | 0.57% | 15 | -32 | -0.01% | Q4 2025 | Feb 17, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 297,787 | 1,715 | 0.05% | 0.08% | 16 | -65,894 | -18.12% | Q4 2025 | Feb 12, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 252,918 | 1,456 | 0.0% | 0.0% | 17 | -54,934 | -17.84% | Q4 2025 | Mar 16, 2026 |
| BI Asset Management Fondsmaeglerselskab A/S | History | Added to | 247,357 | 1,425 | 0.01% | 0.0% | 18 | +180,305 | 268.9% | Q4 2025 | Feb 11, 2026 |
| &PARTNERS | History | Added to | 202,685 | 1,196 | 0.01% | 0.0% | 19 | +180,335 | 806.87% | Q4 2025 | Feb 17, 2026 |
| Invesco Ltd. | History | New | 201,527 | 1,160 | 0.0% | — | 20 | +201,527 | New | Q4 2025 | Feb 19, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 196,685 | 1,132 | 0.0% | 0.0% | 21 | +78,877 | 66.95% | Q4 2025 | Feb 17, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 177,311 | 1,021 | 0.0% | 0.01% | 22 | +11,021 | 6.63% | Q4 2025 | Feb 13, 2026 |
| Oxinas Partners, LLC | History | Added to | 136,185 | 784 | 0.38% | 0.46% | 23 | +4,835 | 3.68% | Q4 2025 | Jan 26, 2026 |
| XTX Topco Ltd | History | New | 134,413 | 774 | 0.02% | — | 24 | +134,413 | New | Q4 2025 | Feb 17, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | New | 124,736 | 718 | 0.24% | — | 25 | +124,736 | New | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Reduced | 123,448 | 711 | 0.0% | 0.0% | 26 | -59,101 | -32.38% | Q4 2025 | Feb 11, 2026 |
| Cetera Investment Advisers | History | Added to | 117,410 | 676 | 0.0% | 0.0% | 27 | +18,147 | 18.28% | Q4 2025 | Feb 17, 2026 |
| Private Advisor Group, LLC | History | Reduced | 112,013 | 645 | 0.0% | 0.0% | 28 | -14,825 | -11.69% | Q4 2025 | Feb 17, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 94,743 | 545 | 0.01% | 0.01% | 29 | -5,373 | -5.37% | Q4 2025 | Jan 29, 2026 |
| Apollon Wealth Management, LLC | History | Added to | 94,273 | 543 | 0.01% | 0.01% | 30 | +27,496 | 41.18% | Q4 2025 | Jan 22, 2026 |
| Balboa Wealth Partners | History | Added to | 90,343 | 520 | 0.09% | 0.06% | 31 | +34,624 | 62.14% | Q4 2025 | Jan 16, 2026 |
| UBS Group AG | History | Reduced | 78,656 | 453 | 0.0% | 0.0% | 32 | -75,251 | -48.89% | Q4 2025 | Jan 29, 2026 |
| M&T BANK CORP | History | No change | 78,430 | 451 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 75,945 | 437 | 0.0% | 0.0% | 34 | -8,598 | -10.17% | Q4 2025 | Feb 05, 2026 |
| TWO SIGMA SECURITIES, LLC | History | New | 73,186 | 421 | 0.06% | — | 35 | +73,186 | New | Q4 2025 | Feb 17, 2026 |
| Samalin Investment Counsel, LLC | History | Reduced | 73,224 | 421 | 0.15% | 0.19% | 36 | -11,307 | -13.38% | Q4 2025 | Jan 30, 2026 |
| Parisi Gray Wealth Management | History | Added to | 68,724 | 395 | 0.09% | 0.12% | 37 | +424 | 0.62% | Q4 2025 | Jan 07, 2026 |
| Quadrature Capital Ltd | History | New | 67,546 | 389 | 0.0% | — | 38 | +67,546 | New | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 61,345 | 353 | 0.0% | — | 39 | +61,345 | New | Q4 2025 | Feb 17, 2026 |
| FIRST NATIONAL TRUST CO | History | No change | 13,720 | 343 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 45,030 | 259 | 0.0% | 0.0% | 41 | -96,644 | -68.22% | Q4 2025 | Feb 12, 2026 |
| Kovack Advisors, Inc. | History | New | 41,576 | 239 | 0.01% | — | 42 | +41,576 | New | Q4 2025 | Feb 17, 2026 |
| Sage Capital Advisors,llc | History | Added to | 41,170 | 237 | 0.06% | 0.06% | 43 | +4,544 | 12.41% | Q4 2025 | Jan 06, 2026 |
| Marex Group plc | History | New | 36,999 | 213 | 0.0% | — | 44 | +36,999 | New | Q4 2025 | Feb 12, 2026 |
| Castleview Partners, LLC | History | New | 36,200 | 208 | 0.1% | — | 46 | +36,200 | New | Q4 2025 | Jan 12, 2026 |
| CFO4Life Group, LLC | History | Added to | 36,175 | 208 | 0.03% | 0.02% | 45 | +12,700 | 54.1% | Q4 2025 | Feb 06, 2026 |
| Chicago Partners Investment Group LLC | History | Added to | 34,045 | 197 | 0.0% | 0.0% | 47 | +7,012 | 25.94% | Q4 2025 | Jan 28, 2026 |
| CIBC WORLD MARKET INC. | History | New | 33,673 | 193 | 0.0% | — | 48 | +33,673 | New | Q4 2025 | Feb 10, 2026 |
| DOCK STREET ASSET MANAGEMENT INC | History | Reduced | 32,954 | 189 | 0.02% | 0.02% | 49 | -40 | -0.12% | Q4 2025 | Jan 15, 2026 |
| Global Assets Advisory, LLC | History | Added to | 32,433 | 186 | 0.05% | 0.06% | 50 | +1,068 | 3.41% | Q4 2025 | Feb 09, 2026 |
| MGO ONE SEVEN LLC | History | Added to | 32,217 | 185 | 0.0% | 0.0% | 51 | +3,860 | 13.61% | Q4 2025 | Feb 03, 2026 |
| Cresset Asset Management, LLC | History | No change | 30,187 | 173 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Ferguson Shapiro LLC | History | New | 29,616 | 170 | 0.05% | — | 53 | +29,616 | New | Q4 2025 | Jan 26, 2026 |
| Mariner, LLC | History | Added to | 29,144 | 167 | 0.0% | 0.0% | 54 | +6,482 | 28.6% | Q4 2025 | Feb 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 28,308 | 163 | 0.0% | 0.0% | 55 | -4,504 | -13.73% | Q4 2025 | Feb 09, 2026 |
| NBC SECURITIES, INC. | History | Added to | 14,837 | 158 | 0.01% | 0.01% | 56 | +1,837 | 14.13% | Q4 2025 | Jan 29, 2026 |
| Ballentine Partners, LLC | History | No change | 24,269 | 139 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Essex Financial Services, Inc. | History | Reduced | 22,884 | 131 | 0.01% | 0.01% | 58 | -4,531 | -16.53% | Q4 2025 | Feb 10, 2026 |
| EVOKE WEALTH, LLC | History | Added to | 19,792 | 114 | 0.0% | 0.0% | 60 | +3,440 | 21.04% | Q4 2025 | Feb 06, 2026 |
| World Investment Advisors | History | No change | 19,800 | 114 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q4 2025 | Mar 12, 2026 |
| Compound Planning, Inc. | History | Added to | 19,220 | 110 | 0.0% | 0.0% | 61 | +3,135 | 19.49% | Q4 2025 | Feb 19, 2026 |
| Global Retirement Partners, LLC | History | Added to | 18,912 | 108 | 0.0% | 0.0% | 62 | +18,712 | 9356.0% | Q4 2025 | Feb 06, 2026 |
| Arete Wealth Advisors, LLC | History | Reduced | 18,485 | 106 | 0.01% | 0.01% | 63 | -1,200 | -6.1% | Q4 2025 | Feb 13, 2026 |
| Corient Private Wealth LLC | History | Added to | 18,366 | 105 | 0.0% | 0.0% | 64 | +564 | 3.17% | Q4 2025 | Mar 09, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Reduced | 17,620 | 101 | 0.0% | 0.01% | 65 | -12,194 | -40.9% | Q4 2025 | Feb 17, 2026 |
| IEQ CAPITAL, LLC | History | No change | 16,689 | 96 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Cerity Partners LLC | History | Reduced | 16,595 | 95 | 0.0% | 0.0% | 67 | -2,500 | -13.09% | Q4 2025 | Feb 11, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 15,308 | 88 | 0.0% | 0.0% | 68 | -24,985 | -62.01% | Q4 2025 | Feb 17, 2026 |
| Creative Planning | History | Reduced | 14,267 | 82 | 0.0% | 0.0% | 69 | -553 | -3.73% | Q4 2025 | Feb 17, 2026 |
| CoreCap Advisors, LLC | History | Added to | 14,211 | 81 | 0.0% | 0.0% | 70 | +10,500 | 282.94% | Q4 2025 | Jan 13, 2026 |
| FIRST FOUNDATION ADVISORS | History | Added to | 13,920 | 80 | 0.0% | 0.0% | 71 | +920 | 7.08% | Q4 2025 | Feb 04, 2026 |
| Fermata Advisors, LLC | History | Added to | 13,578 | 78 | 0.02% | 0.02% | 72 | +1,033 | 8.23% | Q4 2025 | Jan 08, 2026 |
| Wealthcare Advisory Partners LLC | History | New | 13,417 | 77 | 0.0% | — | 73 | +13,417 | New | Q4 2025 | Jan 14, 2026 |
| WADDELL & ASSOCIATES, LLC | History | Added to | 13,192 | 75 | 0.01% | 0.01% | 74 | +819 | 6.62% | Q4 2025 | Feb 11, 2026 |
| Colter Lewis Investment Partners LLC | History | New | 12,500 | 72 | 0.08% | — | 76 | +12,500 | New | Q4 2025 | Feb 17, 2026 |
| TT Capital Management LLC | History | Reduced | 12,500 | 72 | 0.06% | 0.07% | 75 | -2,400 | -16.11% | Q4 2025 | Feb 11, 2026 |
| Freestate Advisors LLC | History | Added to | 11,932 | 68 | 0.06% | 0.06% | 77 | +788 | 7.07% | Q4 2025 | Jan 12, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 11,711 | 67 | 0.0% | 0.0% | 78 | -2,332 | -16.61% | Q4 2025 | Feb 10, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 10,983 | 63 | 0.0% | 0.0% | 79 | +906 | 8.99% | Q4 2025 | Jan 20, 2026 |
| Prospera Financial Services Inc | History | Reduced | 10,767 | 62 | 0.0% | 0.0% | 80 | -5,954 | -35.61% | Q4 2025 | Feb 09, 2026 |
| IFP Advisors, Inc | History | Added to | 10,900 | 62 | 0.0% | 0.0% | 81 | +600 | 5.83% | Q4 2025 | Feb 06, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | History | Added to | 10,659 | 61 | 0.0% | 0.0% | 82 | +141 | 1.34% | Q4 2025 | Feb 19, 2026 |
| Arlington Capital Management, Inc. | History | New | 10,360 | 59 | 0.04% | — | 83 | +10,360 | New | Q4 2025 | Jan 06, 2026 |
| Per Stirling Capital Management, LLC. | History | No change | 10,100 | 58 | 0.01% | 0.01% | 84 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 10,047 | 57 | 0.0% | 0.0% | 85 | -4,620 | -31.5% | Q4 2025 | Feb 10, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 10,000 | 57 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 10,000 | 57 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Triumph Capital Management | History | Reduced | 8,777 | 50 | 0.01% | 0.07% | 88 | -32,111 | -78.53% | Q4 2025 | Feb 12, 2026 |
| TCTC Holdings, LLC | History | Added to | 8,000 | 46 | 0.0% | 0.0% | 89 | +2,500 | 45.45% | Q4 2025 | Feb 12, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 6,414 | 36 | 0.0% | — | 90 | +6,414 | New | Q4 2025 | Feb 13, 2026 |
| ROYAL BANK OF CANADA | History | New | 5,600 | 32 | 0.0% | — | 91 | +5,600 | New | Q4 2025 | Feb 17, 2026 |
| N.E.W. Advisory Services LLC | History | Added to | 5,300 | 30 | 0.0% | 0.0% | 92 | +2,650 | 100.0% | Q4 2025 | Jan 28, 2026 |
| Farther Finance Advisors, LLC | History | No change | 4,202 | 24 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Sunbelt Securities, Inc. | History | No change | 3,950 | 22 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q4 2025 | Feb 20, 2026 |
| Cape Investment Advisory, Inc. | History | New | 3,751 | 21 | 0.01% | — | 95 | +3,751 | New | Q4 2025 | Feb 17, 2026 |
| WPG Advisers, LLC | History | Added to | 3,694 | 21 | 0.02% | 0.01% | 96 | +1,880 | 103.64% | Q4 2025 | Jan 28, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 3,464 | 19 | 0.0% | — | 98 | +3,464 | New | Q4 2025 | Jan 21, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 3,400 | 19 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Tower Research Capital LLC (TRC) | History | New | 3,161 | 18 | 0.0% | — | 99 | +3,161 | New | Q4 2025 | Feb 17, 2026 |
| Smartleaf Asset Management LLC | History | New | 3,081 | 17 | 0.0% | — | 101 | +3,081 | New | Q4 2025 | Feb 13, 2026 |
| NewEdge Advisors, LLC | History | No change | 2,978 | 17 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| WEBSTER BANK, N. A. | History | No change | 2,855 | 16 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| McIlrath & Eck, LLC | History | Reduced | 2,618 | 15 | 0.0% | 0.0% | 104 | -3,505 | -57.24% | Q4 2025 | Feb 03, 2026 |
| US BANCORP \DE\ | History | New | 2,742 | 15 | 0.0% | — | 103 | +2,742 | New | Q4 2025 | Jan 30, 2026 |
| AMERIFLEX GROUP, INC. | History | Reduced | 2,500 | 14 | 0.01% | 0.01% | 105 | -2,500 | -50.0% | Q4 2025 | Feb 18, 2026 |
| Pacer Advisors, Inc. | History | No change | 1,905 | 10 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q4 2025 | Feb 24, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 1,400 | 8 | 0.0% | 0.0% | 107 | -7,700 | -84.62% | Q4 2025 | Feb 06, 2026 |
| Spire Wealth Management | History | Reduced | 1,300 | 7 | 0.0% | 0.0% | 109 | -4,300 | -76.79% | Q4 2025 | Jan 14, 2026 |
| CWM, LLC | History | Added to | 1,158 | 7 | 0.0% | 0.0% | 108 | +100 | 9.45% | Q4 2025 | Jan 26, 2026 |
| SWAN Capital LLC | History | No change | 1,300 | 7 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| MONTAG A & ASSOCIATES INC | History | Reduced | 1,000 | 5 | 0.0% | 0.0% | 111 | -750 | -42.86% | Q4 2025 | Feb 02, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 1,000 | 5 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| COMERICA BANK | History | New | 734 | 4 | 0.0% | — | 113 | +734 | New | Q4 2025 | Jan 29, 2026 |
| Blume Capital Management, Inc. | History | No change | 750 | 4 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| JPMORGAN CHASE & CO | History | New | 200 | 1 | 0.0% | — | 115 | +200 | New | Q4 2025 | Feb 11, 2026 |
| Hilltop National Bank | History | No change | 200 | 1 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q4 2025 | Jan 07, 2026 |
| CastleKnight Management LP | History | Closed out | 0 | 0 | — | 0.0% | — | -22,400 | -100.0% | Q3 2025 | Nov 14, 2025 |
| STEPHENS INC /AR/ | History | Closed out | 0 | 0 | — | 0.0% | — | -15,000 | -100.0% | Q3 2025 | Oct 27, 2025 |
| SUMMITRY LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,000 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Orange Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -10,500 | -100.0% | Q3 2025 | Oct 16, 2025 |
| Abel Hall, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -10,000 | -100.0% | Q3 2025 | Nov 17, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -4,440 | -100.0% | Q3 2025 | Nov 12, 2025 |
| GPS Wealth Strategies Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,200 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,645 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,598 | -100.0% | Q3 2025 | Nov 18, 2025 |
| Newbridge Financial Services Group, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,158 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Plante Moran Financial Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -970 | -100.0% | Q3 2025 | Nov 05, 2025 |
| Russell Investments Group, Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -300 | -100.0% | Q3 2025 | Nov 13, 2025 |
| DANSKE BANK A/S | History | New | 4 | 0 | — | — | — | +4 | New | Q4 2025 | Feb 02, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 3 | 0 | — | — | — | +2 | 200.0% | Q4 2025 | Feb 13, 2026 |
| MAI Capital Management | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Arax Advisory Partners | History | No change | 160 | 0 | — | 0.0% | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 50 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Blue Trust, Inc. | History | No change | 80 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |