Eagle Point Credit Co Inc. - ECC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STONE POINT CAPITAL LLC | History | No change | 5,822,728 | 21,893 | 100.0% | 100.0% | 1 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| MORGAN STANLEY | History | Added to | 5,413,529 | 20,354 | 0.0% | 0.0% | 2 | +2,945,675 | 119.36% | Q1 2026 | May 15, 2026 |
| ARES MANAGEMENT LLC | History | Added to | 1,071,148 | 4,027 | 0.27% | 0.1% | 3 | +759,489 | 243.69% | Q1 2026 | May 15, 2026 |
| Freestone Capital Holdings, LLC | History | Added to | 916,289 | 3,445 | 0.1% | 0.09% | 4 | +387,933 | 73.42% | Q1 2026 | May 13, 2026 |
| Blackstone Inc. | History | New | 750,000 | 2,820 | 0.01% | — | 5 | +750,000 | New | Q1 2026 | May 15, 2026 |
| IAT REINSURANCE CO LTD. | History | No change | 120,000 | 2,812 | 0.91% | 0.83% | 6 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| PFG Investments, LLC | History | Reduced | 651,765 | 2,450 | 0.11% | 0.23% | 7 | -187,698 | -22.36% | Q1 2026 | Apr 27, 2026 |
| Legacy Wealth Managment, LLC/ID | History | Added to | 575,559 | 2,164 | 1.08% | 1.55% | 8 | +12,253 | 2.18% | Q1 2026 | May 07, 2026 |
| Virtus Investment Advisers, LLC | History | Added to | 467,814 | 1,758 | 0.48% | 0.47% | 9 | +165,724 | 54.86% | Q1 2026 | May 14, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 397,427 | 1,577 | 0.11% | 0.5% | 10 | -880,768 | -68.91% | Q1 2026 | May 01, 2026 |
| &PARTNERS | History | Added to | 287,221 | 1,079 | 0.01% | 0.01% | 11 | +84,536 | 41.71% | Q1 2026 | May 15, 2026 |
| BI Asset Management Fondsmaeglerselskab A/S | History | Added to | 255,535 | 961 | 0.01% | 0.01% | 12 | +8,178 | 3.31% | Q1 2026 | Apr 16, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 243,982 | 917 | 0.0% | 0.0% | 13 | -8,936 | -3.53% | Q1 2026 | May 14, 2026 |
| XTX Topco Ltd | History | Added to | 239,726 | 901 | 0.02% | 0.02% | 14 | +105,313 | 78.35% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 232,098 | 872 | 0.0% | 0.0% | 15 | -178,732 | -43.51% | Q1 2026 | May 14, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 199,577 | 750 | 0.0% | 0.0% | 16 | -260,741 | -56.64% | Q1 2026 | May 12, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 179,575 | 675 | 0.0% | 0.0% | 17 | +2,264 | 1.28% | Q1 2026 | Apr 30, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 179,280 | 674 | 0.0% | 0.0% | 18 | -17,405 | -8.85% | Q1 2026 | May 15, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 177,786 | 668 | 0.02% | 0.05% | 19 | -120,001 | -40.3% | Q1 2026 | Apr 21, 2026 |
| Samalin Investment Counsel, LLC | History | Added to | 147,294 | 553 | 0.2% | 0.15% | 20 | +74,070 | 101.16% | Q1 2026 | Apr 22, 2026 |
| Cetera Investment Advisers | History | Added to | 142,565 | 536 | 0.0% | 0.0% | 21 | +25,155 | 21.42% | Q1 2026 | May 13, 2026 |
| LPL Financial LLC | History | Reduced | 116,895 | 439 | 0.0% | 0.0% | 22 | -6,553 | -5.31% | Q1 2026 | May 06, 2026 |
| MONEY CONCEPTS CAPITAL CORP | History | Reduced | 113,479 | 426 | 0.02% | 0.11% | 23 | -241,118 | -68.0% | Q1 2026 | Apr 30, 2026 |
| Private Advisor Group, LLC | History | Reduced | 111,394 | 418 | 0.0% | 0.0% | 24 | -619 | -0.55% | Q1 2026 | Apr 24, 2026 |
| Apollon Wealth Management, LLC | History | Added to | 96,673 | 363 | 0.01% | 0.01% | 25 | +2,400 | 2.55% | Q1 2026 | Apr 22, 2026 |
| FIRST NATIONAL TRUST CO | History | No change | 13,720 | 343 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Balboa Wealth Partners | History | Reduced | 89,903 | 338 | 0.06% | 0.09% | 27 | -440 | -0.49% | Q1 2026 | Apr 16, 2026 |
| Magnolia Private Wealth, LLC | History | New | 87,250 | 328 | 0.22% | — | 28 | +87,250 | New | Q1 2026 | Apr 21, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 82,817 | 311 | 0.0% | 0.01% | 29 | -11,926 | -12.59% | Q1 2026 | Apr 20, 2026 |
| Oxinas Partners, LLC | History | Reduced | 81,600 | 306 | 0.14% | 0.38% | 30 | -54,585 | -40.08% | Q1 2026 | Apr 10, 2026 |
| UBS Group AG | History | Reduced | 72,692 | 273 | 0.0% | 0.0% | 31 | -5,964 | -7.58% | Q1 2026 | May 05, 2026 |
| Kovack Advisors, Inc. | History | Added to | 71,756 | 270 | 0.01% | 0.01% | 32 | +30,180 | 72.59% | Q1 2026 | May 12, 2026 |
| Keudell/Morrison Wealth Management | History | New | 71,709 | 269 | 0.06% | — | 33 | +71,709 | New | Q1 2026 | Apr 20, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 56,624 | 212 | 0.0% | 0.0% | 34 | +55,224 | 3944.57% | Q1 2026 | May 08, 2026 |
| CITADEL ADVISORS LLC | History | New | 50,878 | 191 | 0.0% | — | 35 | +50,878 | New | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 49,442 | 186 | 0.0% | 0.0% | 36 | -26,503 | -34.9% | Q1 2026 | Apr 30, 2026 |
| Sage Capital Advisors,llc | History | Added to | 46,076 | 173 | 0.04% | 0.06% | 37 | +4,906 | 11.92% | Q1 2026 | Apr 07, 2026 |
| Mariner, LLC | History | Added to | 43,716 | 161 | 0.0% | 0.0% | 38 | +14,572 | 50.0% | Q1 2026 | May 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 40,970 | 154 | 0.0% | 0.0% | 39 | -4,060 | -9.02% | Q1 2026 | Apr 27, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 40,687 | 152 | 0.0% | 0.0% | 40 | -20,658 | -33.68% | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 38,600 | 145 | 0.0% | 0.0% | 41 | +10,292 | 36.36% | Q1 2026 | May 15, 2026 |
| Chicago Partners Investment Group LLC | History | Added to | 35,606 | 144 | 0.0% | 0.0% | 42 | +1,561 | 4.59% | Q1 2026 | May 04, 2026 |
| CIBC WORLD MARKET INC. | History | Added to | 34,173 | 128 | 0.0% | 0.0% | 43 | +500 | 1.48% | Q1 2026 | May 14, 2026 |
| DOCK STREET ASSET MANAGEMENT INC | History | No change | 32,954 | 123 | 0.01% | 0.02% | 44 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Ferguson Shapiro LLC | History | Added to | 32,624 | 122 | 0.04% | 0.05% | 45 | +3,008 | 10.16% | Q1 2026 | Apr 23, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 31,524 | 118 | 0.0% | 0.0% | 46 | -693 | -2.15% | Q1 2026 | May 14, 2026 |
| Essex Financial Services, Inc. | History | Added to | 30,408 | 114 | 0.01% | 0.01% | 47 | +7,524 | 32.88% | Q1 2026 | Apr 24, 2026 |
| Global Retirement Partners, LLC | History | No change | 18,912 | 108 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Ballentine Partners, LLC | History | No change | 24,269 | 91 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| HRT FINANCIAL LP | History | New | 21,109 | 79 | 0.0% | — | 50 | +21,109 | New | Q1 2026 | May 14, 2026 |
| M&T BANK CORP | History | Reduced | 18,841 | 70 | 0.0% | 0.0% | 51 | -59,589 | -75.98% | Q1 2026 | May 12, 2026 |
| HUB Investment Partners, LLC | History | New | 16,697 | 62 | 0.0% | — | 54 | +16,697 | New | Q1 2026 | May 15, 2026 |
| Cerity Partners LLC | History | No change | 16,595 | 62 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| IEQ CAPITAL, LLC | History | No change | 16,689 | 62 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Creative Planning | History | Added to | 16,485 | 61 | 0.0% | 0.0% | 55 | +2,218 | 15.55% | Q1 2026 | May 12, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | New | 15,736 | 59 | 0.0% | — | 56 | +15,736 | New | Q1 2026 | Apr 28, 2026 |
| Fermata Advisors, LLC | History | Added to | 15,408 | 57 | 0.01% | 0.02% | 58 | +1,830 | 13.48% | Q1 2026 | Apr 08, 2026 |
| FIRST FOUNDATION ADVISORS | History | Added to | 15,333 | 57 | 0.0% | 0.0% | 57 | +1,413 | 10.15% | Q1 2026 | May 04, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 15,000 | 56 | 0.0% | 0.0% | 59 | +5,000 | 50.0% | Q1 2026 | May 15, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Reduced | 15,385 | 55 | 0.0% | 0.0% | 60 | -2,235 | -12.68% | Q1 2026 | Apr 24, 2026 |
| WADDELL & ASSOCIATES, LLC | History | Added to | 14,451 | 54 | 0.0% | 0.01% | 61 | +1,259 | 9.54% | Q1 2026 | May 11, 2026 |
| TWO SIGMA SECURITIES, LLC | History | Reduced | 13,840 | 52 | 0.01% | 0.06% | 62 | -59,346 | -81.09% | Q1 2026 | May 15, 2026 |
| StoneX Group Inc. | History | New | 13,836 | 52 | 0.0% | — | 63 | +13,836 | New | Q1 2026 | May 14, 2026 |
| Beacon Pointe Advisors, LLC | History | New | 13,629 | 51 | 0.0% | — | 65 | +13,629 | New | Q1 2026 | May 15, 2026 |
| PARK AVENUE SECURITIES LLC | History | New | 13,542 | 51 | 0.0% | — | 64 | +13,542 | New | Q1 2026 | Apr 07, 2026 |
| Compound Planning, Inc. | History | Reduced | 13,547 | 50 | 0.0% | 0.0% | 66 | -5,673 | -29.52% | Q1 2026 | May 14, 2026 |
| Freestate Advisors LLC | History | Added to | 13,082 | 49 | 0.04% | 0.06% | 67 | +1,150 | 9.64% | Q1 2026 | Apr 09, 2026 |
| Colter Lewis Investment Partners LLC | History | No change | 12,500 | 47 | 0.04% | 0.08% | 68 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| TT Capital Management LLC | History | Reduced | 12,007 | 45 | 0.04% | 0.06% | 69 | -493 | -3.94% | Q1 2026 | May 12, 2026 |
| AMERIPRISE FINANCIAL INC | History | New | 11,711 | 44 | 0.0% | — | 72 | +11,711 | New | Q1 2026 | May 15, 2026 |
| EVOKE WEALTH, LLC | History | Reduced | 11,792 | 44 | 0.0% | 0.0% | 71 | -8,000 | -40.42% | Q1 2026 | May 14, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 11,711 | 44 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| ACCREDITED INVESTOR SERVICES, LLC | History | New | 11,570 | 43 | 0.03% | — | 73 | +11,570 | New | Q1 2026 | Apr 21, 2026 |
| IFP Advisors, Inc | History | Added to | 11,350 | 42 | 0.0% | 0.0% | 75 | +450 | 4.13% | Q1 2026 | Apr 13, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 11,280 | 42 | 0.0% | 0.0% | 74 | +297 | 2.7% | Q1 2026 | Apr 17, 2026 |
| Merit Financial Group, LLC | History | New | 11,059 | 41 | 0.0% | — | 76 | +11,059 | New | Q1 2026 | Apr 15, 2026 |
| Prospera Financial Services Inc | History | Added to | 10,787 | 40 | 0.0% | 0.0% | 77 | +20 | 0.19% | Q1 2026 | Apr 14, 2026 |
| Arkadios Wealth Advisors | History | New | 10,162 | 38 | 0.0% | — | 78 | +10,162 | New | Q1 2026 | May 18, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 10,000 | 37 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Added to | 9,076 | 34 | 0.0% | 0.0% | 80 | +2,662 | 41.5% | Q1 2026 | May 11, 2026 |
| Larson Financial Group LLC | History | New | 7,500 | 28 | 0.0% | — | 81 | +7,500 | New | Q1 2026 | May 15, 2026 |
| Triumph Capital Management | History | Reduced | 7,218 | 27 | 0.01% | 0.01% | 82 | -1,559 | -17.76% | Q1 2026 | May 13, 2026 |
| McIlrath & Eck, LLC | History | Added to | 6,323 | 23 | 0.0% | 0.0% | 83 | +3,705 | 141.52% | Q1 2026 | May 19, 2026 |
| Spire Wealth Management | History | Added to | 5,600 | 21 | 0.0% | 0.0% | 84 | +4,300 | 330.77% | Q1 2026 | Apr 22, 2026 |
| WPG Advisers, LLC | History | Added to | 5,679 | 21 | 0.02% | 0.02% | 85 | +1,985 | 53.74% | Q1 2026 | Apr 29, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 3,400 | 19 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 4,570 | 17 | 0.0% | 0.0% | 87 | +1,409 | 44.57% | Q1 2026 | May 15, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 3,715 | 13 | 0.0% | 0.0% | 88 | -10,496 | -73.86% | Q1 2026 | Apr 07, 2026 |
| Smartleaf Asset Management LLC | History | Added to | 3,361 | 12 | 0.0% | 0.0% | 89 | +280 | 9.09% | Q1 2026 | May 15, 2026 |
| NBC SECURITIES, INC. | History | Reduced | 3,000 | 11 | 0.0% | 0.01% | 90 | -11,837 | -79.78% | Q1 2026 | Apr 14, 2026 |
| N.E.W. Advisory Services LLC | History | Reduced | 3,101 | 11 | 0.0% | 0.0% | 92 | -2,199 | -41.49% | Q1 2026 | May 04, 2026 |
| NewEdge Advisors, LLC | History | No change | 2,978 | 11 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q1 2026 | Jun 02, 2026 |
| US BANCORP \DE\ | History | No change | 2,742 | 10 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| WEBSTER BANK, N. A. | History | No change | 2,855 | 10 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 2,500 | 9 | 0.0% | 0.01% | 95 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Advisory Services Network, LLC | History | New | 1,707 | 6 | 0.0% | — | 96 | +1,707 | New | Q1 2026 | May 15, 2026 |
| Osbon Capital Management LLC | History | New | 1,531 | 5 | 0.0% | — | 98 | +1,531 | New | Q1 2026 | May 15, 2026 |
| FIFTH THIRD BANCORP | History | New | 1,458 | 5 | 0.0% | — | 97 | +1,458 | New | Q1 2026 | May 01, 2026 |
| COMERICA BANK | History | No change | 734 | 4 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| SWAN Capital LLC | History | No change | 1,300 | 4 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Sunbelt Securities, Inc. | History | Reduced | 1,000 | 3 | 0.0% | 0.0% | 102 | -2,950 | -74.68% | Q1 2026 | May 15, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 860 | 3 | 0.0% | — | 104 | +860 | New | Q1 2026 | May 15, 2026 |
| MONTAG A & ASSOCIATES INC | History | No change | 1,000 | 3 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 1,000 | 3 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| Blume Capital Management, Inc. | History | No change | 750 | 2 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -454,249 | -100.0% | Q1 2026 | May 15, 2026 |
| North Ground Capital | History | Closed out | 0 | 0 | — | 1.12% | — | -390,468 | -100.0% | Q1 2026 | May 11, 2026 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.04% | — | -319,506 | -100.0% | Q1 2026 | Apr 23, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -314,636 | -100.0% | Q1 2026 | May 15, 2026 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -201,527 | -100.0% | Q1 2026 | May 12, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.24% | — | -124,736 | -100.0% | Q1 2026 | May 12, 2026 |
| Parisi Gray Wealth Management | History | Closed out | 0 | 0 | — | 0.09% | — | -68,724 | -100.0% | Q1 2026 | Apr 08, 2026 |
| Quadrature Capital Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -67,546 | -100.0% | Q1 2026 | May 15, 2026 |
| Marex Group plc | History | Closed out | 0 | 0 | — | 0.0% | — | -36,999 | -100.0% | Q1 2026 | May 13, 2026 |
| Castleview Partners, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -36,200 | -100.0% | Q1 2026 | May 01, 2026 |
| CFO4Life Group, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -36,175 | -100.0% | Q1 2026 | May 11, 2026 |
| Global Assets Advisory, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -32,433 | -100.0% | Q1 2026 | May 01, 2026 |
| Cresset Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -30,187 | -100.0% | Q1 2026 | May 15, 2026 |
| World Investment Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -19,800 | -100.0% | Q1 2026 | Apr 27, 2026 |
| Arete Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -18,485 | -100.0% | Q1 2026 | May 20, 2026 |
| Corient Private Wealth LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,366 | -100.0% | Q1 2026 | May 15, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -15,308 | -100.0% | Q1 2026 | May 15, 2026 |
| Wealthcare Advisory Partners LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,417 | -100.0% | Q1 2026 | Apr 14, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,659 | -100.0% | Q1 2026 | Apr 29, 2026 |
| Arlington Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -10,360 | -100.0% | Q1 2026 | May 01, 2026 |
| Per Stirling Capital Management, LLC. | History | Closed out | 0 | 0 | — | 0.01% | — | -10,100 | -100.0% | Q1 2026 | May 11, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,047 | -100.0% | Q1 2026 | May 04, 2026 |
| TCTC Holdings, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,000 | -100.0% | Q1 2026 | May 07, 2026 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -5,600 | -100.0% | Q1 2026 | May 15, 2026 |
| Farther Finance Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,202 | -100.0% | Q1 2026 | Apr 07, 2026 |
| Cape Investment Advisory, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -3,751 | -100.0% | Q1 2026 | May 15, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,464 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Pacer Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,905 | -100.0% | Q1 2026 | May 06, 2026 |
| CWM, LLC | History | Reduced | 25 | 0 | — | 0.0% | — | -1,133 | -97.84% | Q1 2026 | May 14, 2026 |
| Merkkuri Wealth Advisors LLC | History | New | 117 | 0 | — | — | — | +117 | New | Q1 2026 | Apr 21, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 100 | 0 | — | 0.0% | — | -100 | -50.0% | Q1 2026 | May 13, 2026 |
| Blue Trust, Inc. | History | Closed out | 0 | 0 | — | — | — | -80 | -100.0% | Q1 2026 | Apr 20, 2026 |
| DANSKE BANK A/S | History | Added to | 9 | 0 | — | — | — | +5 | 125.0% | Q1 2026 | May 12, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 1 | 0 | — | — | — | -2 | -66.67% | Q1 2026 | May 11, 2026 |
| MAI Capital Management | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Arax Advisory Partners | History | No change | 160 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 50 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| Hilltop National Bank | History | No change | 200 | 0 | — | 0.0% | — | 0 | 0.0% | Q1 2026 | Apr 02, 2026 |