Eagle Point Credit Co Inc. - ECC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STONE POINT CAPITAL LLC | History | No change | 5,822,728 | 21,660 | 100.0% | 100.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| MORGAN STANLEY | History | No change | 5,003,226 | 18,612 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ARES MANAGEMENT LLC | History | No change | 1,198,419 | 4,458 | 0.19% | 0.19% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 994,027 | 3,449 | 0.21% | 0.22% | 4 | +38,398 | 4.02% | Q3 2026 | Nov 02, 2026 |
| Freestone Capital Holdings, LLC | History | No change | 919,234 | 3,419 | 0.09% | 0.09% | 5 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Blackstone Inc. | History | No change | 815,000 | 3,031 | 0.01% | 0.01% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PFG Investments, LLC | History | No change | 654,960 | 2,436 | 0.09% | 0.09% | 7 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 499,421 | 1,727 | 0.0% | 0.0% | 8 | +286,795 | 134.88% | Q3 2026 | Nov 02, 2026 |
| Virtus Investment Advisers, LLC | History | No change | 348,534 | 1,296 | 0.3% | 0.3% | 9 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| J.W. COLE ADVISORS, INC. | History | No change | 320,456 | 1,192 | 0.02% | 0.02% | 10 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| &PARTNERS | History | No change | 282,599 | 1,051 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| IAT REINSURANCE CO LTD. | History | No change | 120,000 | 955 | 0.57% | 0.57% | 12 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 243,540 | 905 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JANE STREET GROUP, LLC | History | No change | 205,748 | 765 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| XTX Topco Ltd | History | No change | 199,911 | 743 | 0.01% | 0.01% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 191,366 | 711 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Keudell/Morrison Wealth Management | History | Added to | 203,773 | 705 | 0.13% | 0.14% | 17 | +11,240 | 5.84% | Q3 2026 | Oct 16, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 185,341 | 689 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | No change | 168,903 | 628 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| LPL Financial LLC | History | No change | 118,310 | 440 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| MONEY CONCEPTS CAPITAL CORP | History | No change | 115,347 | 429 | 0.02% | 0.02% | 21 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Private Advisor Group, LLC | History | No change | 100,414 | 373 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Apollon Wealth Management, LLC | History | Added to | 101,557 | 351 | 0.0% | 0.0% | 23 | +1,664 | 1.67% | Q3 2026 | Oct 23, 2026 |
| FIRST NATIONAL TRUST CO | History | No change | 13,720 | 343 | 0.01% | 0.01% | 24 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| Magnolia Private Wealth, LLC | History | No change | 90,542 | 336 | 0.18% | 0.18% | 25 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Marex Group Ltd | History | No change | 80,040 | 297 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Balboa Wealth Partners | History | Reduced | 85,663 | 296 | 0.04% | 0.04% | 27 | -1,875 | -2.14% | Q3 2026 | Oct 20, 2026 |
| BI Asset Management Fondsmaeglerselskab A/S | History | Added to | 80,287 | 278 | 0.0% | 0.0% | 28 | +3,566 | 4.65% | Q3 2026 | Oct 22, 2026 |
| UBS Group AG | History | No change | 72,433 | 269 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 67,215 | 233 | 0.01% | 0.01% | 30 | -58,730 | -46.63% | Q3 2026 | Oct 22, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 67,518 | 233 | 0.0% | 0.0% | 31 | -10,000 | -12.9% | Q3 2026 | Oct 30, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 56,624 | 210 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| CITADEL ADVISORS LLC | History | No change | 49,829 | 185 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Strategic Wealth Partners, Ltd. | History | No change | 48,000 | 178 | 0.01% | 0.01% | 34 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BRIAN LOW FINANCIAL GROUP, LLC | History | No change | 48,000 | 166 | 0.09% | 0.1% | 35 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| HRT FINANCIAL LP | History | No change | 43,607 | 162 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 40,600 | 151 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Mariner, LLC | History | No change | 37,234 | 138 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Sage Capital Advisors,llc | History | Reduced | 39,240 | 135 | 0.03% | 0.03% | 39 | -9 | -0.02% | Q3 2026 | Oct 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 38,562 | 133 | 0.0% | 0.0% | 40 | -7,744 | -16.72% | Q3 2026 | Nov 02, 2026 |
| Attessa Capital LLC | History | No change | 36,175 | 125 | 0.05% | 0.06% | 41 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Ferguson Shapiro LLC | History | Added to | 35,764 | 123 | 0.04% | 0.04% | 42 | +1,654 | 4.85% | Q3 2026 | Oct 16, 2026 |
| Samalin Investment Counsel, LLC | History | Reduced | 35,286 | 122 | 0.04% | 0.09% | 44 | -39,694 | -52.94% | Q3 2026 | Oct 23, 2026 |
| DOCK STREET ASSET MANAGEMENT INC | History | No change | 32,954 | 122 | 0.01% | 0.01% | 43 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| Global Retirement Partners, LLC | History | No change | 31,499 | 117 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 31,510 | 109 | 0.0% | 0.0% | 46 | -126 | -0.4% | Q3 2026 | Oct 28, 2026 |
| NOMURA HOLDINGS INC | History | No change | 29,178 | 108 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Kovack Advisors, Inc. | History | No change | 28,117 | 104 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Ballentine Partners, LLC | History | No change | 27,532 | 102 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| RPg Family Wealth Advisory, LLC | History | No change | 24,463 | 91 | 0.02% | 0.02% | 50 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Stonebridge Financial Group, LLC/CA | History | No change | 24,300 | 90 | 0.01% | 0.01% | 51 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Legacy Wealth Managment, LLC/ID | History | No change | 22,977 | 85 | 0.04% | 0.04% | 52 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 24,369 | 84 | 0.0% | 0.0% | 53 | -18,654 | -43.36% | Q3 2026 | Nov 02, 2026 |
| Advisory Solutions Group, LLC | History | Reduced | 22,228 | 76 | 0.02% | 0.03% | 54 | -1,380 | -5.85% | Q3 2026 | Oct 14, 2026 |
| CIBC WORLD MARKET INC. | History | No change | 20,271 | 75 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Added to | 20,260 | 70 | 0.0% | 0.0% | 57 | +6,792 | 50.43% | Q3 2026 | Oct 13, 2026 |
| M&T BANK CORP | History | No change | 18,841 | 70 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| HUB Investment Partners, LLC | History | Added to | 18,323 | 63 | 0.0% | 0.0% | 58 | +1,626 | 9.74% | Q3 2026 | Nov 03, 2026 |
| Chicago Partners Investment Group LLC | History | Reduced | 23,579 | 62 | 0.0% | 0.0% | 59 | -3,071 | -11.52% | Q3 2026 | Oct 26, 2026 |
| IEQ CAPITAL, LLC | History | No change | 16,689 | 62 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Cerity Partners LLC | History | No change | 16,595 | 61 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FIRST FOUNDATION ADVISORS | History | No change | 16,032 | 59 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Virtu Financial LLC | History | No change | 15,598 | 58 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Fermata Advisors, LLC | History | Added to | 16,340 | 56 | 0.01% | 0.01% | 65 | +187 | 1.16% | Q3 2026 | Oct 09, 2026 |
| WADDELL & ASSOCIATES, LLC | History | No change | 15,073 | 56 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| Arax Advisory Partners | History | No change | 14,965 | 55 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Added to | 15,791 | 54 | 0.0% | 0.0% | 67 | +29 | 0.18% | Q3 2026 | Oct 23, 2026 |
| Oxinas Partners, LLC | History | No change | 14,500 | 53 | 0.02% | 0.02% | 68 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| Freestate Advisors LLC | History | Added to | 14,331 | 49 | 0.04% | 0.04% | 69 | +656 | 4.8% | Q3 2026 | Oct 09, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 12,942 | 48 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| PARK AVENUE SECURITIES LLC | History | Added to | 13,541 | 47 | 0.0% | 0.0% | 71 | +423 | 3.22% | Q3 2026 | Oct 26, 2026 |
| Creative Planning | History | No change | 13,594 | 47 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Prospera Financial Services Inc | History | No change | 12,797 | 47 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| Colter Lewis Investment Partners LLC | History | No change | 12,500 | 46 | 0.02% | 0.02% | 74 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| IFP Advisors, Inc | History | Added to | 12,970 | 44 | 0.0% | 0.0% | 76 | +320 | 2.53% | Q3 2026 | Oct 16, 2026 |
| MAI Capital Management | History | No change | 11,892 | 44 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TT Capital Management LLC | History | Added to | 12,318 | 42 | 0.03% | 0.03% | 77 | +506 | 4.28% | Q3 2026 | Oct 15, 2026 |
| ACCREDITED INVESTOR SERVICES, LLC | History | Reduced | 11,990 | 41 | 0.02% | 0.03% | 78 | -324 | -2.63% | Q3 2026 | Oct 22, 2026 |
| OPPENHEIMER & CO INC | History | New | 11,638 | 40 | 0.0% | — | 80 | +11,638 | New | Q3 2026 | Oct 26, 2026 |
| Merit Financial Group, LLC | History | No change | 10,921 | 40 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Tactive Advisors, LLC | History | New | 11,316 | 39 | 0.01% | — | 81 | +11,316 | New | Q3 2026 | Oct 08, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 10,104 | 37 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 10,000 | 37 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 10,000 | 37 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 10,000 | 37 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| BFC Planning, Inc. | History | No change | 10,161 | 37 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| Genesee Capital Advisors, LLC | History | New | 10,238 | 35 | 0.01% | — | 87 | +10,238 | New | Q3 2026 | Oct 20, 2026 |
| Johnson Financial Group, LLC | History | No change | 10,034 | 34 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Added to | 9,745 | 33 | 0.0% | 0.0% | 89 | +669 | 7.37% | Q3 2026 | Oct 27, 2026 |
| Triumph Capital Management | History | Reduced | 6,435 | 22 | 0.0% | 0.0% | 90 | -266 | -3.97% | Q3 2026 | Oct 14, 2026 |
| WPG Advisers, LLC | History | Added to | 6,064 | 20 | 0.01% | 0.01% | 91 | +396 | 6.99% | Q3 2026 | Oct 27, 2026 |
| ROYAL BANK OF CANADA | History | No change | 5,000 | 19 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 3,716 | 12 | 0.0% | 0.0% | 93 | -3,000 | -44.67% | Q3 2026 | Oct 08, 2026 |
| Smartleaf Asset Management LLC | History | No change | 3,361 | 12 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| NewEdge Advisors, LLC | History | No change | 2,978 | 11 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| US BANCORP \DE\ | History | No change | 2,742 | 10 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WEBSTER BANK, N. A. | History | No change | 2,855 | 10 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 2,500 | 9 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 2,251 | 8 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Pacer Advisors, Inc. | History | No change | 1,905 | 7 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FIFTH THIRD BANCORP | History | No change | 1,853 | 6 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| N.E.W. Advisory Services LLC | History | No change | 1,349 | 5 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| SWAN Capital LLC | History | No change | 1,300 | 4 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| William Mack & Associates, Inc. | History | New | 1,000 | 3 | 0.0% | — | 105 | +1,000 | New | Q3 2026 | Oct 27, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 1,000 | 3 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| Blume Capital Management, Inc. | History | No change | 750 | 2 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | History | No change | 461 | 1 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Oct 30, 2026 |
| Farther Finance Advisors, LLC | History | No change | 475 | 1 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Global Assets Advisory, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -39,870 | -100.0% | Q3 2026 | Oct 28, 2026 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -11,280 | -100.0% | Q3 2026 | Oct 15, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,688 | -100.0% | Q3 2026 | Oct 13, 2026 |
| Security National Bank | History | Closed out | 0 | 0 | — | 0.0% | — | -9,000 | -100.0% | Q3 2026 | Oct 26, 2026 |
| LANARK FINANCIAL, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -3,000 | -100.0% | Q3 2026 | Oct 26, 2026 |
| MONTAG A & ASSOCIATES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q3 2026 | Oct 29, 2026 |
| Bangor Savings Bank | History | Closed out | 0 | 0 | — | 0.0% | — | -750 | -100.0% | Q3 2026 | Oct 06, 2026 |
| JPMORGAN CHASE & CO | History | No change | 117 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| FIRST HORIZON CORP | History | No change | 200 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| DANSKE BANK A/S | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| JFS WEALTH ADVISORS, LLC | History | No change | 46 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 10, 2026 |
| SHP Wealth Management | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Hilltop National Bank | History | No change | 200 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | No change | 40 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |