ALLSPRING MULTI-SECTOR INCOME FUND - ERC
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 3 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | History | Added to | 3,060,969 | 28,467 | 34.91% | 0.5% | 1 | +514,147 | 20.19% | Q4 2025 | Feb 25, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 820,328 | 7,629 | 0.0% | 0.0% | 2 | +4,870 | 0.6% | Q4 2025 | Feb 18, 2026 |
| ROYAL BANK OF CANADA | History | New | 795,447 | 7,398 | 0.0% | — | 3 | +795,447 | New | Q4 2025 | Feb 17, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 711,529 | 6,617 | 0.05% | 0.04% | 4 | +160,109 | 29.04% | Q4 2025 | Feb 17, 2026 |
| MORGAN STANLEY | History | Reduced | 579,583 | 5,390 | 0.0% | 0.0% | 5 | -9,211 | -1.56% | Q4 2025 | Feb 13, 2026 |
| Invesco Ltd. | History | Reduced | 545,513 | 5,073 | 0.0% | 0.0% | 6 | -3,722 | -0.68% | Q4 2025 | Feb 19, 2026 |
| 1607 Capital Partners, LLC | History | Reduced | 525,628 | 4,888 | 0.33% | 0.48% | 7 | -140,306 | -21.07% | Q4 2025 | Feb 17, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 347,848 | 3,260 | 1.03% | 1.21% | 8 | -18,718 | -5.11% | Q4 2025 | Jan 26, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 264,137 | 2,456 | 0.0% | 0.0% | 9 | +10,517 | 4.15% | Q4 2025 | Feb 17, 2026 |
| Sowell Financial Services LLC | History | Reduced | 159,867 | 1,486 | 0.05% | 0.06% | 10 | -2,497 | -1.54% | Q4 2025 | Jan 21, 2026 |
| Rareview Capital LLC | History | Added to | 151,876 | 1,435 | 0.93% | 0.8% | 11 | +13,225 | 9.54% | Q4 2025 | Jan 29, 2026 |
| COHEN & STEERS, INC. | History | No change | 143,767 | 1,337 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 131,579 | 1,223 | 0.0% | 0.0% | 13 | -2,905 | -2.16% | Q4 2025 | Feb 10, 2026 |
| LPL Financial LLC | History | Added to | 125,640 | 1,168 | 0.0% | 0.0% | 14 | +23,513 | 23.02% | Q4 2025 | Feb 11, 2026 |
| UBS Group AG | History | Added to | 106,547 | 990 | 0.0% | 0.0% | 15 | +51,024 | 91.9% | Q4 2025 | Jan 29, 2026 |
| Advisors Asset Management, Inc. | History | New | 89,467 | 832 | 0.01% | — | 16 | +89,467 | New | Q4 2025 | Feb 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 79,839 | 742 | 0.0% | 0.0% | 17 | +6,221 | 8.45% | Q4 2025 | Feb 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 69,696 | 648 | 0.0% | 0.0% | 18 | -4,948 | -6.63% | Q4 2025 | Feb 17, 2026 |
| BENJAMIN EDWARDS INC | History | Reduced | 66,369 | 617 | 0.01% | 0.01% | 19 | -10,601 | -13.77% | Q4 2025 | Feb 02, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | No change | 63,431 | 589 | 0.42% | 0.45% | 20 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 61,998 | 576 | 0.0% | 0.0% | 21 | -2,796 | -4.32% | Q4 2025 | Feb 13, 2026 |
| Janney Montgomery Scott LLC | History | No change | 55,762 | 519 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Equitable Holdings, Inc. | History | Reduced | 54,635 | 508 | 0.0% | 0.0% | 23 | -1,373 | -2.45% | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 46,832 | 435 | 0.0% | — | 24 | +46,832 | New | Q4 2025 | Feb 17, 2026 |
| Capital Investment Advisors, LLC | History | Added to | 46,351 | 431 | 0.01% | 0.01% | 25 | +928 | 2.04% | Q4 2025 | Jan 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 39,657 | 369 | 0.0% | 0.0% | 26 | -95 | -0.24% | Q4 2025 | Feb 05, 2026 |
| Closed-End Fund Advisors, Inc. | History | New | 36,682 | 341 | 0.2% | — | 27 | +36,682 | New | Q4 2025 | Feb 11, 2026 |
| Uncommon Cents Investing LLC | History | No change | 33,425 | 310 | 0.08% | 0.08% | 28 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 32,970 | 306 | 0.02% | 0.03% | 29 | -1,432 | -4.16% | Q4 2025 | Feb 03, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 30,846 | 286 | 0.0% | 0.0% | 30 | -749 | -2.37% | Q4 2025 | Feb 10, 2026 |
| AlphaCore Capital LLC | History | No change | 30,000 | 281 | 0.01% | 0.01% | 31 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Concurrent Investment Advisors, LLC | History | Reduced | 28,550 | 265 | 0.0% | 0.0% | 32 | -429 | -1.48% | Q4 2025 | Jan 29, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | New | 25,963 | 241 | 0.0% | — | 33 | +25,963 | New | Q4 2025 | Feb 02, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | New | 25,212 | 234 | 0.01% | — | 34 | +25,212 | New | Q4 2025 | Feb 17, 2026 |
| NewEdge Advisors, LLC | History | No change | 24,100 | 224 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 23,467 | 219 | 0.0% | 0.0% | 36 | -1,043 | -4.26% | Q4 2025 | Jan 08, 2026 |
| Cetera Investment Advisers | History | Added to | 22,759 | 211 | 0.0% | 0.0% | 37 | +591 | 2.67% | Q4 2025 | Feb 17, 2026 |
| Mariner, LLC | History | No change | 22,189 | 206 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Private Advisor Group, LLC | History | No change | 18,570 | 172 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Apollon Wealth Management, LLC | History | No change | 18,365 | 170 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| World Investment Advisors | History | Added to | 17,685 | 164 | 0.0% | 0.0% | 41 | +3,682 | 26.29% | Q4 2025 | Mar 12, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 15,150 | 140 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Encompass More Asset Management | History | Added to | 13,774 | 128 | 0.02% | 0.03% | 43 | +89 | 0.65% | Q4 2025 | Feb 03, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 13,636 | 126 | 0.0% | 0.0% | 44 | -1,594 | -10.47% | Q4 2025 | Feb 12, 2026 |
| XTX Topco Ltd | History | New | 13,229 | 123 | 0.0% | — | 45 | +13,229 | New | Q4 2025 | Feb 17, 2026 |
| NWAM LLC | History | Reduced | 12,359 | 116 | 0.01% | 0.01% | 46 | -500 | -3.89% | Q4 2025 | Feb 04, 2026 |
| Integris Wealth Management, LLC | History | No change | 12,500 | 116 | 0.03% | 0.03% | 47 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Dynamic Advisor Solutions LLC | History | Reduced | 12,442 | 115 | 0.0% | 0.0% | 48 | -88 | -0.7% | Q4 2025 | Jan 09, 2026 |
| Perigon Wealth Management, LLC | History | Reduced | 12,071 | 112 | 0.0% | 0.0% | 49 | -221 | -1.8% | Q4 2025 | Jan 16, 2026 |
| Allworth Financial LP | History | New | 11,073 | 102 | 0.0% | — | 50 | +11,073 | New | Q4 2025 | Feb 05, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 10,895 | 101 | 0.0% | 0.0% | 51 | +329 | 3.11% | Q4 2025 | Feb 12, 2026 |
| Catalina Capital Group, LLC | History | Added to | 10,929 | 101 | 0.06% | 0.06% | 52 | +65 | 0.6% | Q4 2025 | Jan 16, 2026 |
| Kestra Advisory Services, LLC | History | New | 7,960 | 74 | 0.0% | — | 53 | +7,960 | New | Q4 2025 | Feb 13, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | No change | 2,600 | 24 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| CoreCap Advisors, LLC | History | No change | 2,437 | 22 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| PRIVATE TRUST CO NA | History | No change | 2,000 | 18 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Global Retirement Partners, LLC | History | Added to | 1,892 | 17 | 0.0% | 0.0% | 58 | +892 | 89.2% | Q4 2025 | Feb 06, 2026 |
| Turim 21 Investimentos Ltda. | History | Reduced | 1,911 | 17 | 0.01% | 0.01% | 57 | -216 | -10.16% | Q4 2025 | Feb 17, 2026 |
| McIlrath & Eck, LLC | History | No change | 1,510 | 14 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Geneos Wealth Management Inc. | History | No change | 1,172 | 10 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Arax Advisory Partners | History | No change | 950 | 8 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 602 | 5 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 329 | 3 | 0.0% | — | 63 | +329 | New | Q4 2025 | Feb 13, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 400 | 3 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| COMERICA BANK | History | Reduced | 254 | 2 | 0.0% | 0.0% | 65 | -5,202 | -95.34% | Q4 2025 | Jan 29, 2026 |
| WPG Advisers, LLC | History | Reduced | 146 | 1 | 0.0% | 0.0% | 66 | -12 | -7.59% | Q4 2025 | Jan 28, 2026 |
| GraniteShares Advisors LLC | History | Closed out | 0 | 0 | — | 1.86% | — | -335,015 | -100.0% | Q3 2025 | Oct 21, 2025 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,189 | -100.0% | Q3 2025 | Nov 14, 2025 |
| VSM Wealth Advisory, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -6,424 | -100.0% | Q3 2025 | Nov 13, 2025 |
| FNY Investment Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,600 | -100.0% | Q3 2025 | Dec 15, 2025 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -308 | -100.0% | Q3 2025 | Nov 14, 2025 |
| WELLS FARGO & COMPANY/MN | History | New | 1 | 0 | — | — | — | +1 | New | Q4 2025 | Feb 13, 2026 |