Eaton Vance Ltd Duration Income Fund - EVV
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 10,100,522 | 94,641 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | No change | 8,006,717 | 75,023 | 1.42% | 1.42% | 2 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 5,077,382 | 47,681 | 0.01% | 0.01% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GUGGENHEIM CAPITAL LLC | History | No change | 1,771,126 | 16,595 | 0.1% | 0.1% | 4 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Invesco Ltd. | History | No change | 1,683,320 | 15,772 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | No change | 1,218,648 | 11,418 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Cetera Investment Advisers | History | No change | 983,948 | 9,219 | 0.01% | 0.01% | 7 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ROYAL BANK OF CANADA | History | No change | 935,817 | 8,769 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Chicago Partners Investment Group LLC | History | Reduced | 1,014,383 | 8,510 | 0.16% | 0.19% | 9 | -28,920 | -2.77% | Q3 2026 | Oct 26, 2026 |
| UBS Group AG | History | No change | 725,540 | 6,798 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 630,916 | 5,911 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Janney Montgomery Scott LLC | History | No change | 600,267 | 5,625 | 0.01% | 0.01% | 12 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Focus Partners Wealth | History | No change | 594,778 | 5,573 | 0.01% | 0.01% | 13 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Capital Investment Advisors, LLC | History | Reduced | 524,309 | 4,430 | 0.06% | 0.07% | 14 | -56,253 | -9.69% | Q3 2026 | Oct 22, 2026 |
| Kanen Wealth Management LLC | History | No change | 465,077 | 4,355 | 1.06% | 1.06% | 15 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 419,238 | 3,928 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 409,060 | 3,833 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OAK HILL ADVISORS LP | History | No change | 390,403 | 3,658 | 0.52% | 0.52% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COHEN & STEERS, INC. | History | No change | 375,463 | 3,518 | 0.01% | 0.01% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cyndeo Wealth Partners, LLC | History | Added to | 410,237 | 3,466 | 0.16% | 0.17% | 20 | +19,000 | 4.86% | Q3 2026 | Oct 16, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 354,382 | 3,320 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 352,631 | 2,979 | 0.01% | 0.01% | 22 | +23,475 | 7.13% | Q3 2026 | Nov 02, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 297,321 | 2,512 | 0.02% | 0.02% | 23 | +87,150 | 41.47% | Q3 2026 | Nov 02, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 256,234 | 2,400 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NewEdge Advisors, LLC | History | No change | 251,894 | 2,360 | 0.01% | 0.01% | 25 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Baird Financial Group, Inc. | History | No change | 226,485 | 2,122 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Summit Financial, LLC | History | No change | 218,078 | 2,043 | 0.02% | 0.02% | 27 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Added to | 237,187 | 2,004 | 0.0% | 0.0% | 28 | +12,000 | 5.33% | Q3 2026 | Nov 05, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 228,542 | 1,931 | 0.64% | 0.68% | 29 | -4,180 | -1.8% | Q3 2026 | Oct 14, 2026 |
| Creative Planning | History | Reduced | 225,206 | 1,902 | 0.0% | 0.0% | 30 | -2,984 | -1.31% | Q3 2026 | Nov 02, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 189,845 | 1,604 | 0.0% | 0.0% | 31 | -13,117 | -6.46% | Q3 2026 | Nov 02, 2026 |
| Ethos Financial Group, LLC | History | No change | 165,093 | 1,546 | 0.1% | 0.1% | 32 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Allspring Global Investments Holdings, LLC | History | New | 171,508 | 1,449 | 0.0% | — | 33 | +171,508 | New | Q3 2026 | Nov 04, 2026 |
| Aviance Capital Partners, LLC | History | Reduced | 137,518 | 1,162 | 0.12% | 0.14% | 34 | -2,079 | -1.49% | Q3 2026 | Oct 28, 2026 |
| JANE STREET GROUP, LLC | History | No change | 111,947 | 1,048 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 114,705 | 969 | 0.03% | 0.03% | 36 | -130 | -0.11% | Q3 2026 | Oct 08, 2026 |
| MELFA WEALTH MANAGEMENT, INC. | History | No change | 99,596 | 933 | 0.5% | 0.5% | 37 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| KENNEDY INVESTMENT GROUP, INC. | History | Reduced | 109,343 | 923 | 0.3% | 0.35% | 38 | -2,109 | -1.89% | Q3 2026 | Oct 21, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 92,110 | 863 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 91,042 | 769 | 0.0% | 0.0% | 40 | +875 | 0.97% | Q3 2026 | Nov 02, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 75,541 | 707 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Lido Advisors, LLC | History | Reduced | 80,368 | 679 | 0.0% | 0.0% | 42 | -13,276 | -14.18% | Q3 2026 | Nov 04, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 79,139 | 668 | 0.01% | 0.01% | 43 | -2,150 | -2.64% | Q3 2026 | Oct 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 70,602 | 661 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| XTX Topco Ltd | History | No change | 67,276 | 630 | 0.01% | 0.01% | 45 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PIN OAK INVESTMENT ADVISORS INC | History | No change | 62,173 | 583 | 0.41% | 0.41% | 46 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| Pathstone Holdings, LLC | History | No change | 62,095 | 581 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Marex Group Ltd | History | No change | 59,440 | 556 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 59,173 | 554 | 0.01% | 0.01% | 49 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| NWF Advisory Services Inc. | History | Reduced | 64,250 | 542 | 0.05% | 0.06% | 50 | -7,400 | -10.33% | Q3 2026 | Oct 19, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Added to | 63,804 | 539 | 0.02% | 0.02% | 51 | +1,136 | 1.81% | Q3 2026 | Oct 26, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 61,685 | 521 | 0.01% | 0.02% | 52 | -29,947 | -32.68% | Q3 2026 | Oct 22, 2026 |
| Merit Financial Group, LLC | History | No change | 51,630 | 483 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 55,336 | 465 | 0.0% | 0.0% | 54 | -433 | -0.78% | Q3 2026 | Oct 13, 2026 |
| Advisory Services Network, LLC | History | No change | 47,264 | 442 | 0.01% | 0.01% | 55 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Almitas Capital LLC | History | No change | 46,399 | 434 | 0.1% | 0.1% | 56 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Matisse Capital | History | New | 50,078 | 423 | 0.17% | — | 57 | +50,078 | New | Q3 2026 | Oct 29, 2026 |
| Pointe Capital Management LLC | History | No change | 44,619 | 418 | 0.19% | 0.19% | 58 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Apriem Advisors | History | No change | 39,129 | 366 | 0.03% | 0.03% | 59 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Rock Point Advisors, LLC | History | No change | 38,749 | 363 | 0.09% | 0.09% | 60 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 38,739 | 362 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| CURA WEALTH ADVISORS, LLC | History | No change | 34,912 | 327 | 0.14% | 0.14% | 62 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| FIFTH THIRD BANCORP | History | Added to | 37,918 | 320 | 0.0% | 0.0% | 63 | +2,885 | 8.24% | Q3 2026 | Nov 05, 2026 |
| Fortitude Advisory Group L.L.C. | History | No change | 36,756 | 310 | 0.12% | 0.13% | 64 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 31,492 | 295 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | No change | 31,085 | 291 | 0.01% | 0.01% | 66 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PFG Investments, LLC | History | No change | 31,037 | 290 | 0.01% | 0.01% | 67 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Mallini Complete Financial Planning LLC | History | Reduced | 33,769 | 285 | 0.2% | 0.23% | 68 | -1,004 | -2.89% | Q3 2026 | Oct 06, 2026 |
| CITADEL ADVISORS LLC | History | No change | 28,089 | 263 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Mendel Capital Management LLC | History | No change | 27,242 | 255 | 0.11% | 0.11% | 70 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 27,603 | 233 | 0.0% | 0.0% | 71 | +10,238 | 58.96% | Q3 2026 | Oct 16, 2026 |
| Advisory Solutions Group, LLC | History | Added to | 26,906 | 227 | 0.05% | 0.08% | 72 | +1,695 | 6.72% | Q3 2026 | Oct 14, 2026 |
| STEPHENS INC /AR/ | History | No change | 23,100 | 216 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| HRT FINANCIAL LP | History | No change | 22,693 | 212 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CONNING INC. | History | No change | 22,455 | 189 | 0.01% | 0.01% | 75 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| NOMURA HOLDINGS INC | History | No change | 20,000 | 187 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FIRST MERCHANTS CORP | History | Reduced | 20,000 | 169 | 0.01% | 0.01% | 77 | -1,000 | -4.76% | Q3 2026 | Oct 15, 2026 |
| VIRTUE ASSET MANAGEMENT LLC | History | Reduced | 18,970 | 160 | 0.11% | 0.19% | 78 | -10,005 | -34.53% | Q3 2026 | Oct 21, 2026 |
| Camelot Portfolios, LLC | History | No change | 16,576 | 155 | 0.11% | 0.11% | 79 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| LANARK FINANCIAL, INC. | History | No change | 18,300 | 154 | 0.01% | 0.01% | 80 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| Quad-Cities Investment Group, LLC | History | Reduced | 17,955 | 151 | 0.05% | 0.08% | 81 | -4,568 | -20.28% | Q3 2026 | Oct 15, 2026 |
| Bison Wealth, LLC | History | Added to | 17,850 | 150 | 0.01% | 0.01% | 82 | +1,000 | 5.93% | Q3 2026 | Oct 13, 2026 |
| Quantinno Capital Management LP | History | No change | 15,790 | 147 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Sandy Cove Advisors, LLC | History | No change | 15,600 | 146 | 0.04% | 0.04% | 84 | 0 | 0.0% | Q2 2026 | Jul 07, 2026 |
| ASHTON THOMAS SECURITIES, LLC | History | Reduced | 17,000 | 143 | 0.02% | 0.03% | 85 | -2,000 | -10.53% | Q3 2026 | Oct 26, 2026 |
| Virtu Financial LLC | History | No change | 14,964 | 140 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Reduced | 16,484 | 139 | 0.01% | 0.01% | 87 | -163 | -0.98% | Q3 2026 | Oct 13, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 16,425 | 138 | 0.0% | 0.0% | 88 | -806 | -4.68% | Q3 2026 | Oct 26, 2026 |
| DUDLEY CAPITAL MANAGEMENT, LLC | History | Reduced | 15,900 | 134 | 0.05% | 0.06% | 92 | -1,100 | -6.47% | Q3 2026 | Oct 23, 2026 |
| Moors & Cabot, Inc. | History | No change | 14,361 | 134 | 0.01% | 0.01% | 89 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| IHT Wealth Management, LLC | History | No change | 14,384 | 134 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cresset Asset Management, LLC | History | No change | 14,400 | 134 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WealthTrust Asset Management, LLC | History | Reduced | 15,590 | 131 | 0.07% | 0.08% | 94 | -371 | -2.32% | Q3 2026 | Oct 22, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 14,031 | 131 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Onyx Bridge Wealth Group LLC | History | Added to | 14,612 | 123 | 0.01% | 0.01% | 95 | +249 | 1.73% | Q3 2026 | Oct 16, 2026 |
| ProVise Management Group, LLC | History | No change | 13,063 | 122 | 0.01% | 0.01% | 96 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Garden State Investment Advisory Services LLC | History | No change | 12,875 | 120 | 0.02% | 0.02% | 97 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Future Financial Wealth Managment LLC | History | Reduced | 14,201 | 119 | 0.07% | 0.24% | 99 | -28,139 | -66.46% | Q3 2026 | Oct 15, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | No change | 12,760 | 119 | 0.01% | 0.01% | 98 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Corient Private Wealth LP | History | No change | 12,640 | 118 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Aug 27, 2026 |
| HORIZON KINETICS ASSET MANAGEMENT LLC | History | No change | 12,417 | 116 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Prospera Financial Services Inc | History | Added to | 13,282 | 113 | 0.0% | 0.0% | 102 | +154 | 1.17% | Q3 2026 | Nov 04, 2026 |
| BESSEMER GROUP INC | History | No change | 11,700 | 110 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WealthTrust Axiom LLC | History | No change | 11,800 | 110 | 0.02% | 0.02% | 104 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| FIRST FOUNDATION ADVISORS | History | No change | 11,377 | 106 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Western Wealth Management, LLC | History | No change | 11,162 | 104 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| DECISION INVESTMENTS, INC | History | No change | 12,100 | 102 | 0.09% | 0.1% | 107 | 0 | 0.0% | Q3 2026 | Oct 07, 2026 |
| LexAurum Advisors, LLC | History | New | 10,970 | 92 | 0.01% | — | 109 | +10,970 | New | Q3 2026 | Oct 19, 2026 |
| EASTERN BANK | History | No change | 11,000 | 92 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q3 2026 | Oct 05, 2026 |
| Apollon Wealth Management, LLC | History | No change | 10,435 | 88 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| BARRETT & COMPANY, INC. | History | Added to | 7,750 | 74 | 0.02% | 0.02% | 111 | +750 | 10.71% | Q3 2026 | Oct 22, 2026 |
| Spire Wealth Management | History | Reduced | 7,778 | 65 | 0.0% | 0.0% | 112 | -60 | -0.77% | Q3 2026 | Oct 30, 2026 |
| Global Retirement Partners, LLC | History | No change | 5,758 | 53 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| IFP Advisors, Inc | History | No change | 5,813 | 49 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| Byrne Asset Management LLC | History | No change | 4,750 | 40 | 0.02% | 0.02% | 115 | 0 | 0.0% | Q3 2026 | Oct 06, 2026 |
| CITY HOLDING CO | History | Reduced | 3,500 | 29 | 0.0% | 0.01% | 116 | -2,500 | -41.67% | Q3 2026 | Oct 19, 2026 |
| BFC Planning, Inc. | History | No change | 2,684 | 25 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 2,662 | 24 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Clear Street Group Inc. | History | No change | 2,390 | 22 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Allworth Financial LP | History | No change | 2,133 | 19 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Cape Investment Advisory, Inc. | History | Reduced | 2,208 | 18 | 0.0% | 0.03% | 121 | -11,133 | -83.45% | Q3 2026 | Oct 13, 2026 |
| Crewe Advisors LLC | History | No change | 1,836 | 17 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| West Branch Capital LLC | History | No change | 2,128 | 17 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Arax Advisory Partners | History | No change | 1,700 | 15 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Bogart Wealth, LLC | History | No change | 1,500 | 14 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 1,522 | 12 | 0.0% | 0.0% | 127 | -1,050 | -40.82% | Q3 2026 | Oct 08, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 1,500 | 12 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| IFG Advisory, LLC | History | No change | 1,270 | 11 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SHP Wealth Management | History | No change | 870 | 8 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 1,000 | 8 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | History | No change | 780 | 7 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q2 2026 | Oct 30, 2026 |
| Godfrey Financial Associates, Inc. | History | No change | 833 | 7 | 0.01% | 0.01% | 132 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Ares Financial Consulting, LLC | History | Added to | 614 | 5 | 0.0% | 0.0% | 133 | +15 | 2.5% | Q3 2026 | Oct 19, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 477 | 4 | 0.0% | 0.0% | 134 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Smartleaf Asset Management LLC | History | No change | 500 | 4 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| James T. Borello RIA | History | No change | 500 | 4 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| Concord Wealth Partners | History | Added to | 282 | 2 | 0.0% | 0.0% | 137 | +6 | 2.17% | Q3 2026 | Oct 30, 2026 |
| Nova Wealth Management, Inc. | History | No change | 304 | 2 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| CX Institutional | History | No change | 175 | 1 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q3 2026 | Oct 02, 2026 |
| Clear Creek Financial Management, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -139,244 | -100.0% | Q3 2026 | Oct 28, 2026 |
| IMC-Chicago, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -68,616 | -100.0% | Q3 2026 | Nov 05, 2026 |
| WEALTH EFFECTS LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -36,745 | -100.0% | Q3 2026 | Oct 23, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -20,000 | -100.0% | Q3 2026 | Oct 15, 2026 |
| AlphaCore Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,000 | -100.0% | Q3 2026 | Nov 04, 2026 |
| Marshall & Sterling Wealth Advisors Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -3,400 | -100.0% | Q3 2026 | Oct 28, 2026 |
| LifeSteps Financial, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -1,400 | -100.0% | Q3 2026 | Oct 15, 2026 |
| Axiom Investment Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,017 | -100.0% | Q3 2026 | Nov 03, 2026 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -170 | -100.0% | Q3 2026 | Oct 21, 2026 |
| JFS WEALTH ADVISORS, LLC | History | Closed out | 0 | 0 | — | — | — | -96 | -100.0% | Q3 2026 | Nov 03, 2026 |
| HORIZON BANCORP INC /IN/ | History | No change | 42 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |