FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - FCT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 1,244,886 | 12,000 | 0.0% | 0.0% | 1 | -224,778 | -15.29% | Q1 2026 | May 15, 2026 |
| Penserra Capital Management LLC | History | Reduced | 708,328 | 6,828 | 0.08% | 0.09% | 2 | -58,903 | -7.68% | Q1 2026 | May 11, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 693,692 | 6,687 | 0.11% | 0.12% | 3 | +10,921 | 1.6% | Q1 2026 | May 15, 2026 |
| Invesco Ltd. | History | Reduced | 564,547 | 5,442 | 0.0% | 0.0% | 4 | -89,183 | -13.64% | Q1 2026 | May 12, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 515,236 | 4,966 | 0.0% | 0.0% | 5 | -26,201 | -4.84% | Q1 2026 | May 15, 2026 |
| Edgemoor Investment Advisors, Inc. | History | Reduced | 487,589 | 4,700 | 0.37% | 0.38% | 6 | -2,448 | -0.5% | Q1 2026 | May 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 418,605 | 4,035 | 0.0% | 0.0% | 7 | +61,881 | 17.35% | Q1 2026 | May 14, 2026 |
| LPL Financial LLC | History | Reduced | 402,053 | 3,875 | 0.0% | 0.0% | 8 | -33,183 | -7.62% | Q1 2026 | May 06, 2026 |
| Almitas Capital LLC | History | Added to | 382,863 | 3,690 | 0.83% | 0.2% | 9 | +294,829 | 334.9% | Q1 2026 | May 15, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 301,726 | 2,908 | 0.0% | 0.0% | 10 | +15,190 | 5.3% | Q1 2026 | May 15, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 252,296 | 2,432 | 0.01% | 0.02% | 11 | -7 | -0.0% | Q1 2026 | May 05, 2026 |
| UBS Group AG | History | Reduced | 227,213 | 2,190 | 0.0% | 0.0% | 12 | -25,163 | -9.97% | Q1 2026 | May 05, 2026 |
| Focus Partners Wealth | History | Reduced | 217,576 | 2,097 | 0.0% | 0.0% | 13 | -24,329 | -10.06% | Q1 2026 | May 14, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 202,051 | 1,947 | 0.02% | 0.02% | 14 | -40,620 | -16.74% | Q1 2026 | May 15, 2026 |
| Logan Stone Capital, LLC | History | Reduced | 153,708 | 1,481 | 0.41% | 0.4% | 15 | -9,195 | -5.64% | Q1 2026 | May 15, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 135,937 | 1,310 | 0.0% | 0.0% | 16 | +28,321 | 26.32% | Q1 2026 | May 12, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 133,183 | 1,283 | 0.0% | 0.0% | 17 | +7,424 | 5.9% | Q1 2026 | May 11, 2026 |
| HOURGLASS CAPITAL, LLC | History | New | 113,800 | 1,097 | 0.23% | — | 18 | +113,800 | New | Q1 2026 | May 04, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | No change | 111,622 | 1,076 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Independent Advisor Alliance | History | New | 110,815 | 1,068 | 0.01% | — | 20 | +110,815 | New | Q1 2026 | May 12, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 103,767 | 1,000 | 0.0% | 0.0% | 21 | -3,538 | -3.3% | Q1 2026 | May 15, 2026 |
| 1607 Capital Partners, LLC | History | Added to | 94,819 | 914 | 0.07% | 0.06% | 22 | +168 | 0.18% | Q1 2026 | May 15, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | Reduced | 85,914 | 828 | 0.02% | 0.07% | 23 | -263,415 | -75.41% | Q1 2026 | May 13, 2026 |
| SHUFRO ROSE & CO LLC | History | No change | 72,300 | 696 | 0.05% | 0.05% | 24 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Verity Asset Management, Inc. | History | Added to | 69,543 | 670 | 0.28% | 0.29% | 25 | +1,771 | 2.61% | Q1 2026 | Apr 21, 2026 |
| Baird Financial Group, Inc. | History | Added to | 69,046 | 665 | 0.0% | 0.0% | 26 | +570 | 0.83% | Q1 2026 | May 14, 2026 |
| Janney Montgomery Scott LLC | History | No change | 66,948 | 645 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Cetera Investment Advisers | History | Added to | 65,666 | 633 | 0.0% | 0.0% | 28 | +2,288 | 3.61% | Q1 2026 | May 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 57,075 | 550 | 0.0% | 0.0% | 29 | +18,190 | 46.78% | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 56,834 | 548 | 0.0% | 0.0% | 30 | +3,006 | 5.58% | Q1 2026 | Apr 30, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 53,039 | 504 | 0.03% | 0.03% | 31 | +9,100 | 20.71% | Q1 2026 | May 01, 2026 |
| Virtus Investment Advisers, LLC | History | Reduced | 51,545 | 496 | 0.14% | 0.18% | 32 | -14,350 | -21.78% | Q1 2026 | May 14, 2026 |
| Yakira Capital Management, Inc. | History | Reduced | 48,783 | 470 | 0.14% | 0.17% | 33 | -1,027 | -2.06% | Q1 2026 | May 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 48,302 | 465 | 0.0% | 0.0% | 34 | -2,567 | -5.05% | Q1 2026 | Apr 27, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 47,881 | 461 | 0.0% | 0.0% | 35 | -1,204 | -2.45% | Q1 2026 | May 14, 2026 |
| Genesis Financial Group, LLC | History | Added to | 43,114 | 415 | 0.26% | 0.24% | 36 | +1,507 | 3.62% | Q1 2026 | May 18, 2026 |
| Everstar Asset Management, LLC | History | No change | 40,545 | 390 | 0.21% | 0.22% | 37 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| Geneos Wealth Management Inc. | History | Reduced | 34,296 | 330 | 0.01% | 0.01% | 38 | -230 | -0.67% | Q1 2026 | May 04, 2026 |
| Strategic Financial Concepts, LLC | History | New | 26,400 | 254 | 0.06% | — | 39 | +26,400 | New | Q1 2026 | May 12, 2026 |
| CWM, LLC | History | Added to | 26,346 | 253 | 0.0% | 0.0% | 40 | +4,943 | 23.09% | Q1 2026 | May 14, 2026 |
| CX Institutional | History | Added to | 23,913 | 231 | 0.01% | 0.01% | 41 | +264 | 1.12% | Q1 2026 | Apr 06, 2026 |
| RFG Advisory, LLC | History | Reduced | 23,196 | 223 | 0.0% | 0.02% | 42 | -67,621 | -74.46% | Q1 2026 | Apr 17, 2026 |
| Ethos Financial Group, LLC | History | No change | 21,449 | 215 | 0.02% | 0.02% | 43 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Apriem Advisors | History | No change | 21,000 | 202 | 0.02% | 0.02% | 44 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| UHLMANN PRICE SECURITIES, LLC | History | Added to | 20,246 | 195 | 0.01% | 0.12% | 45 | +578 | 2.94% | Q1 2026 | Apr 16, 2026 |
| SeaCrest Wealth Management, LLC | History | Reduced | 18,182 | 175 | 0.02% | 0.02% | 46 | -716 | -3.79% | Q1 2026 | Apr 15, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 18,083 | 174 | 0.0% | 0.0% | 48 | -2,557 | -12.39% | Q1 2026 | Apr 30, 2026 |
| WESCAP Management Group, Inc. | History | No change | 18,111 | 174 | 0.03% | 0.04% | 47 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Sunpointe, LLC | History | No change | 17,697 | 170 | 0.06% | 0.06% | 49 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| CSS LLC/IL | History | No change | 17,603 | 169 | 0.01% | 0.01% | 50 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Reduced | 17,097 | 164 | 0.01% | 0.01% | 51 | -324 | -1.86% | Q1 2026 | Apr 28, 2026 |
| NWF Advisory Services Inc. | History | Reduced | 15,537 | 149 | 0.02% | 0.02% | 52 | -3,480 | -18.3% | Q1 2026 | May 04, 2026 |
| Moss Adams Wealth Advisors LLC | History | No change | 15,161 | 146 | 0.01% | 0.01% | 53 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Advisory Advocates, LLC | History | No change | 12,600 | 121 | 0.12% | 0.13% | 54 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Helium Advisors LLC | History | Added to | 12,404 | 119 | 0.11% | 0.12% | 55 | +317 | 2.62% | Q1 2026 | May 05, 2026 |
| Concurrent Investment Advisors, LLC | History | No change | 12,200 | 117 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Reduced | 11,922 | 114 | 0.01% | 0.01% | 57 | -1,761 | -12.87% | Q1 2026 | Apr 15, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 10,790 | 104 | 0.0% | 0.0% | 58 | -20,625 | -65.65% | Q1 2026 | May 05, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 10,601 | 102 | 0.0% | 0.0% | 59 | -58,600 | -84.68% | Q1 2026 | May 15, 2026 |
| Global Retirement Partners, LLC | History | No change | 9,955 | 100 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Alteri Wealth LLC | History | No change | 10,370 | 99 | 0.03% | 0.03% | 61 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| CULLEN/FROST BANKERS, INC. | History | No change | 8,000 | 77 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| NBC SECURITIES, INC. | History | Added to | 4,005 | 38 | 0.0% | 0.0% | 63 | +1,195 | 42.53% | Q1 2026 | Apr 14, 2026 |
| MAI Capital Management | History | No change | 2,700 | 26 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 2,482 | 23 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Axiom Investment Management LLC | History | New | 2,210 | 21 | 0.02% | — | 66 | +2,210 | New | Q1 2026 | May 26, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Reduced | 1,893 | 18 | 0.0% | 0.0% | 67 | -697 | -26.91% | Q1 2026 | May 11, 2026 |
| CoreCap Advisors, LLC | History | Added to | 1,741 | 16 | 0.0% | 0.0% | 68 | +1,500 | 622.41% | Q1 2026 | Apr 07, 2026 |
| TD Waterhouse Canada Inc. | History | No change | 1,400 | 13 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| WHITTIER TRUST CO | History | No change | 1,358 | 12 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| IFP Advisors, Inc | History | Reduced | 1,200 | 11 | 0.0% | 0.04% | 71 | -169,307 | -99.3% | Q1 2026 | Apr 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 1,169 | 11 | 0.0% | — | 72 | +1,169 | New | Q1 2026 | May 15, 2026 |
| WPG Advisers, LLC | History | Reduced | 839 | 8 | 0.01% | 0.01% | 75 | -188 | -18.31% | Q1 2026 | Apr 29, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 907 | 8 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Princeton Global Asset Management LLC | History | No change | 900 | 8 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Mosley Wealth Management | History | New | 725 | 7 | 0.0% | — | 77 | +725 | New | Q1 2026 | Apr 27, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 800 | 7 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| COMERICA BANK | History | No change | 497 | 5 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Motiv8 Investments LLC | History | No change | 514 | 5 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Advisory Services Network, LLC | History | New | 492 | 4 | 0.0% | — | 80 | +492 | New | Q1 2026 | May 15, 2026 |
| FIFTH THIRD BANCORP | History | New | 379 | 3 | 0.0% | — | 83 | +379 | New | Q1 2026 | May 01, 2026 |
| Allworth Financial LP | History | Reduced | 400 | 3 | 0.0% | 0.0% | 81 | -100 | -20.0% | Q1 2026 | May 14, 2026 |
| CoreFirst Bank & Trust | History | No change | 312 | 3 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q1 2026 | Jun 03, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | New | 306 | 2 | 0.0% | — | 84 | +306 | New | Q1 2026 | Apr 28, 2026 |
| BlackRock, Inc. | History | New | 296 | 2 | 0.0% | — | 86 | +296 | New | Q1 2026 | May 13, 2026 |
| Creative Capital Management Investments LLC | History | New | 250 | 2 | 0.0% | — | 85 | +250 | New | Q1 2026 | Apr 21, 2026 |
| Western Wealth Management, LLC | History | New | 142 | 1 | 0.0% | — | 90 | +142 | New | Q1 2026 | May 19, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 116 | 1 | 0.0% | 0.0% | 89 | -67 | -36.61% | Q1 2026 | Apr 07, 2026 |
| GPS Wealth Strategies Group, LLC | History | No change | 154 | 1 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Salomon & Ludwin, LLC | History | No change | 112 | 1 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -95,518 | -100.0% | Q1 2026 | May 04, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.02% | — | -36,803 | -100.0% | Q1 2026 | May 15, 2026 |
| AEGON USA Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.21% | — | -30,017 | -100.0% | Q1 2026 | Apr 21, 2026 |
| SEVEN MILE ADVISORY | History | Closed out | 0 | 0 | — | 0.03% | — | -17,562 | -100.0% | Q1 2026 | Apr 14, 2026 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,336 | -100.0% | Q1 2026 | May 15, 2026 |
| Corient Private Wealth LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,972 | -100.0% | Q1 2026 | May 15, 2026 |
| XTX Topco Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -10,587 | -100.0% | Q1 2026 | May 15, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,000 | -100.0% | Q1 2026 | May 14, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -1,170 | -100.0% | Q1 2026 | May 07, 2026 |
| GAMMA Investing LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -517 | -100.0% | Q1 2026 | Apr 06, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |