FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - FCT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Verity Asset Management, Inc. | History | Added to | 69,543 | 670 | 0.28% | 0.29% | 1 | +1,771 | 2.61% | Q1 2026 | Apr 21, 2026 |
| Janney Montgomery Scott LLC | History | No change | 66,948 | 645 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 48,302 | 465 | 0.0% | 0.0% | 3 | -2,567 | -5.05% | Q1 2026 | Apr 27, 2026 |
| Everstar Asset Management, LLC | History | No change | 40,545 | 390 | 0.21% | 0.22% | 4 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| CX Institutional | History | Added to | 23,913 | 231 | 0.01% | 0.01% | 5 | +264 | 1.12% | Q1 2026 | Apr 06, 2026 |
| RFG Advisory, LLC | History | Reduced | 23,196 | 223 | 0.0% | 0.02% | 6 | -67,621 | -74.46% | Q1 2026 | Apr 17, 2026 |
| UHLMANN PRICE SECURITIES, LLC | History | Added to | 20,246 | 195 | 0.01% | 0.12% | 7 | +578 | 2.94% | Q1 2026 | Apr 16, 2026 |
| SeaCrest Wealth Management, LLC | History | Reduced | 18,182 | 175 | 0.02% | 0.02% | 8 | -716 | -3.79% | Q1 2026 | Apr 15, 2026 |
| Sunpointe, LLC | History | No change | 17,697 | 170 | 0.06% | 0.06% | 9 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Reduced | 17,097 | 164 | 0.01% | 0.01% | 10 | -324 | -1.86% | Q1 2026 | Apr 28, 2026 |
| Moss Adams Wealth Advisors LLC | History | No change | 15,161 | 146 | 0.01% | 0.01% | 11 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Concurrent Investment Advisors, LLC | History | No change | 12,200 | 117 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Reduced | 11,922 | 114 | 0.01% | 0.01% | 13 | -1,761 | -12.87% | Q1 2026 | Apr 15, 2026 |
| NBC SECURITIES, INC. | History | Added to | 4,005 | 38 | 0.0% | 0.0% | 14 | +1,195 | 42.53% | Q1 2026 | Apr 14, 2026 |
| CoreCap Advisors, LLC | History | Added to | 1,741 | 16 | 0.0% | 0.0% | 15 | +1,500 | 622.41% | Q1 2026 | Apr 07, 2026 |
| WHITTIER TRUST CO | History | No change | 1,358 | 12 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| IFP Advisors, Inc | History | Reduced | 1,200 | 11 | 0.0% | 0.04% | 17 | -169,307 | -99.3% | Q1 2026 | Apr 13, 2026 |
| Princeton Global Asset Management LLC | History | No change | 900 | 8 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Mosley Wealth Management | History | New | 725 | 7 | 0.0% | — | 19 | +725 | New | Q1 2026 | Apr 27, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 800 | 7 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | New | 306 | 2 | 0.0% | — | 21 | +306 | New | Q1 2026 | Apr 28, 2026 |
| Creative Capital Management Investments LLC | History | New | 250 | 2 | 0.0% | — | 22 | +250 | New | Q1 2026 | Apr 21, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 116 | 1 | 0.0% | 0.0% | 23 | -67 | -36.61% | Q1 2026 | Apr 07, 2026 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -1,469,664 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Penserra Capital Management LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -767,231 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.12% | — | -682,771 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -653,730 | -100.0% | Q4 2025 | Feb 19, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -541,437 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Edgemoor Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.38% | — | -490,037 | -100.0% | Q4 2025 | Feb 10, 2026 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -435,236 | -100.0% | Q4 2025 | Feb 11, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -356,724 | -100.0% | Q4 2025 | Feb 18, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | Closed out | 0 | 0 | — | 4.31% | — | -349,329 | -100.0% | Q4 2025 | Feb 25, 2026 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -286,536 | -100.0% | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -252,376 | -100.0% | Q4 2025 | Jan 29, 2026 |
| D.A. DAVIDSON & CO. | History | Closed out | 0 | 0 | — | 0.02% | — | -252,303 | -100.0% | Q4 2025 | Jan 29, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -242,671 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Focus Partners Wealth | History | Closed out | 0 | 0 | — | 0.0% | — | -241,905 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Logan Stone Capital, LLC | History | Closed out | 0 | 0 | — | 0.4% | — | -162,903 | -100.0% | Q4 2025 | Feb 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -125,759 | -100.0% | Q4 2025 | Feb 13, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -111,622 | -100.0% | Q4 2025 | Feb 17, 2026 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -107,616 | -100.0% | Q4 2025 | Feb 13, 2026 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -107,305 | -100.0% | Q4 2025 | Feb 17, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -95,518 | -100.0% | Q4 2025 | Feb 02, 2026 |
| 1607 Capital Partners, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -94,651 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Almitas Capital LLC | History | Closed out | 0 | 0 | — | 0.2% | — | -88,034 | -100.0% | Q4 2025 | Feb 17, 2026 |
| SHUFRO ROSE & CO LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -72,300 | -100.0% | Q4 2025 | Feb 09, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -69,201 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Baird Financial Group, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -68,476 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Virtus Investment Advisers, LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -65,895 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Closed out | 0 | 0 | — | 0.0% | — | -63,378 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -53,828 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Yakira Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.17% | — | -49,810 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -49,085 | -100.0% | Q4 2025 | Mar 16, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -43,939 | -100.0% | Q4 2025 | Feb 03, 2026 |
| Genesis Financial Group, LLC | History | Closed out | 0 | 0 | — | 0.24% | — | -41,607 | -100.0% | Q4 2025 | Jan 16, 2026 |
| OSAIC HOLDINGS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -38,885 | -100.0% | Q4 2025 | Feb 17, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.02% | — | -36,803 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Geneos Wealth Management Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -34,526 | -100.0% | Q4 2025 | Jan 28, 2026 |
| Sanctuary Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -31,415 | -100.0% | Q4 2025 | Jan 29, 2026 |
| AEGON USA Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.21% | — | -30,017 | -100.0% | Q4 2025 | Feb 09, 2026 |
| Ethos Financial Group, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -21,449 | -100.0% | Q4 2025 | Jan 20, 2026 |
| CWM, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,403 | -100.0% | Q4 2025 | Jan 26, 2026 |
| Apriem Advisors | History | Closed out | 0 | 0 | — | 0.02% | — | -21,000 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,640 | -100.0% | Q4 2025 | Feb 13, 2026 |
| NWF Advisory Services Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -19,017 | -100.0% | Q4 2025 | Mar 03, 2026 |
| WESCAP Management Group, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -18,111 | -100.0% | Q4 2025 | Feb 11, 2026 |
| CSS LLC/IL | History | Closed out | 0 | 0 | — | 0.01% | — | -17,603 | -100.0% | Q4 2025 | Feb 17, 2026 |
| SEVEN MILE ADVISORY | History | Closed out | 0 | 0 | — | 0.03% | — | -17,562 | -100.0% | Q4 2025 | Feb 13, 2026 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,336 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Corient Private Wealth LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,972 | -100.0% | Q4 2025 | Mar 09, 2026 |
| Helium Advisors LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -12,087 | -100.0% | Q4 2025 | Feb 12, 2026 |
| XTX Topco Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -10,587 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Alteri Wealth LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -10,370 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Global Retirement Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,955 | -100.0% | Q4 2025 | Feb 06, 2026 |
| CULLEN/FROST BANKERS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -8,000 | -100.0% | Q4 2025 | Feb 06, 2026 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -2,700 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,590 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,482 | -100.0% | Q4 2025 | Feb 12, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,000 | -100.0% | Q4 2025 | Feb 17, 2026 |
| TD Waterhouse Canada Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,400 | -100.0% | Q4 2025 | Jan 27, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -1,170 | -100.0% | Q4 2025 | Feb 10, 2026 |
| WPG Advisers, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,027 | -100.0% | Q4 2025 | Jan 28, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Closed out | 0 | 0 | — | 0.0% | — | -907 | -100.0% | Q4 2025 | Feb 10, 2026 |
| GAMMA Investing LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -517 | -100.0% | Q4 2025 | Jan 05, 2026 |
| Motiv8 Investments LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -514 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Allworth Financial LP | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q4 2025 | Feb 05, 2026 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -497 | -100.0% | Q4 2025 | Jan 29, 2026 |
| CoreFirst Bank & Trust | History | Closed out | 0 | 0 | — | 0.0% | — | -312 | -100.0% | Q4 2025 | Feb 11, 2026 |
| GPS Wealth Strategies Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -154 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Salomon & Ludwin, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -112 | -100.0% | Q4 2025 | Jan 28, 2026 |
| HUNTINGTON NATIONAL BANK | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q4 2025 | Feb 09, 2026 |