FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - FCT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 1,183,843 | 11,435 | 0.0% | 0.0% | 1 | -61,043 | -4.9% | Q2 2026 | Aug 13, 2026 |
| Penserra Capital Management LLC | History | Added to | 736,401 | 7,113 | 0.05% | 0.08% | 2 | +28,073 | 3.96% | Q2 2026 | Aug 13, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 582,569 | 5,627 | 0.09% | 0.11% | 3 | -111,123 | -16.02% | Q2 2026 | Aug 13, 2026 |
| Invesco Ltd. | History | Reduced | 548,313 | 5,296 | 0.0% | 0.0% | 4 | -16,234 | -2.88% | Q2 2026 | Aug 14, 2026 |
| Edgemoor Investment Advisors, Inc. | History | Reduced | 481,824 | 4,654 | 0.32% | 0.37% | 5 | -5,765 | -1.18% | Q2 2026 | Aug 07, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 473,244 | 4,571 | 0.0% | 0.0% | 6 | -41,992 | -8.15% | Q2 2026 | Aug 14, 2026 |
| Almitas Capital LLC | History | Added to | 466,072 | 4,502 | 1.08% | 0.83% | 7 | +83,209 | 21.73% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 407,522 | 3,936 | 0.0% | 0.0% | 8 | -11,083 | -2.65% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | Reduced | 326,115 | 3,150 | 0.0% | 0.0% | 9 | -75,938 | -18.89% | Q2 2026 | Aug 07, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 299,197 | 2,890 | 0.0% | 0.0% | 10 | -2,529 | -0.84% | Q2 2026 | Aug 14, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | Added to | 276,336 | 2,669 | 0.05% | 0.02% | 11 | +190,422 | 221.64% | Q2 2026 | Aug 12, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 258,137 | 2,493 | 0.01% | 0.01% | 12 | +5,841 | 2.32% | Q2 2026 | Jul 24, 2026 |
| UBS Group AG | History | Reduced | 210,558 | 2,033 | 0.0% | 0.0% | 13 | -16,655 | -7.33% | Q2 2026 | Aug 13, 2026 |
| Focus Partners Wealth | History | Reduced | 162,321 | 1,568 | 0.0% | 0.0% | 14 | -55,255 | -25.4% | Q2 2026 | Aug 12, 2026 |
| Logan Stone Capital, LLC | History | Added to | 161,408 | 1,559 | 0.33% | 0.41% | 15 | +7,700 | 5.01% | Q2 2026 | Aug 14, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 145,694 | 1,407 | 0.01% | 0.02% | 16 | -56,357 | -27.89% | Q2 2026 | Aug 12, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 143,019 | 1,381 | 0.0% | 0.0% | 17 | +7,082 | 5.21% | Q2 2026 | Aug 12, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 123,704 | 1,194 | 0.0% | 0.0% | 18 | -9,479 | -7.12% | Q2 2026 | Aug 14, 2026 |
| HOURGLASS CAPITAL, LLC | History | Reduced | 111,800 | 1,079 | 0.21% | 0.23% | 19 | -2,000 | -1.76% | Q2 2026 | Jul 30, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Reduced | 111,522 | 1,077 | 0.0% | 0.0% | 20 | -100 | -0.09% | Q2 2026 | Aug 14, 2026 |
| CSS LLC/IL | History | Added to | 106,858 | 1,032 | 0.04% | 0.01% | 21 | +89,255 | 507.04% | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 99,957 | 965 | 0.0% | 0.0% | 22 | -3,810 | -3.67% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | Added to | 73,003 | 705 | 0.0% | 0.0% | 23 | +7,337 | 11.17% | Q2 2026 | Aug 12, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 72,261 | 693 | 0.04% | 0.03% | 24 | +19,222 | 36.24% | Q2 2026 | Jul 22, 2026 |
| Beverly Hills Private Wealth, LLC | History | New | 71,217 | 687 | 0.13% | — | 25 | +71,217 | New | Q2 2026 | Aug 06, 2026 |
| Verity Asset Management, Inc. | History | Reduced | 68,826 | 664 | 0.25% | 0.28% | 26 | -717 | -1.03% | Q2 2026 | Aug 13, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 67,298 | 650 | 0.0% | 0.0% | 27 | +350 | 0.52% | Q2 2026 | Aug 05, 2026 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | New | 66,089 | 638 | 0.06% | — | 28 | +66,089 | New | Q2 2026 | Jul 21, 2026 |
| 1607 Capital Partners, LLC | History | Reduced | 65,892 | 636 | 0.06% | 0.07% | 29 | -28,927 | -30.51% | Q2 2026 | Sep 02, 2026 |
| SHUFRO ROSE & CO LLC | History | Reduced | 62,300 | 601 | 0.03% | 0.05% | 30 | -10,000 | -13.83% | Q2 2026 | Aug 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 56,724 | 547 | 0.0% | 0.0% | 31 | -351 | -0.61% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 52,717 | 509 | 0.0% | 0.0% | 32 | +4,415 | 9.14% | Q2 2026 | Jul 29, 2026 |
| Yakira Capital Management, Inc. | History | No change | 48,783 | 471 | 0.13% | 0.14% | 33 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 47,881 | 462 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Everstar Asset Management, LLC | History | No change | 40,545 | 391 | 0.19% | 0.21% | 35 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Virtus Investment Advisers, LLC | History | Reduced | 40,444 | 390 | 0.09% | 0.14% | 36 | -11,101 | -21.54% | Q2 2026 | Aug 11, 2026 |
| Genesis Financial Group, LLC | History | Reduced | 40,057 | 386 | 0.25% | 0.26% | 37 | -3,057 | -7.09% | Q2 2026 | Aug 14, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | New | 38,844 | 375 | 0.01% | — | 38 | +38,844 | New | Q2 2026 | Aug 14, 2026 |
| Geneos Wealth Management Inc. | History | Added to | 34,596 | 334 | 0.01% | 0.01% | 39 | +300 | 0.87% | Q2 2026 | Aug 06, 2026 |
| Quarry LP | History | New | 27,306 | 263 | 0.02% | — | 40 | +27,306 | New | Q2 2026 | Aug 14, 2026 |
| Strategic Financial Concepts, LLC | History | Reduced | 26,200 | 253 | 0.08% | 0.06% | 42 | -200 | -0.76% | Q2 2026 | Jul 27, 2026 |
| CWM, LLC | History | No change | 26,346 | 253 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| RFG Advisory, LLC | History | Added to | 24,055 | 232 | 0.0% | 0.0% | 43 | +859 | 3.7% | Q2 2026 | Jul 15, 2026 |
| Apriem Advisors | History | Added to | 23,500 | 227 | 0.02% | 0.02% | 44 | +2,500 | 11.9% | Q2 2026 | Aug 14, 2026 |
| Prospera Financial Services Inc | History | New | 23,343 | 225 | 0.0% | — | 45 | +23,343 | New | Q2 2026 | Jul 15, 2026 |
| Ethos Financial Group, LLC | History | Added to | 22,775 | 220 | 0.01% | 0.02% | 46 | +1,326 | 6.18% | Q2 2026 | Aug 07, 2026 |
| UHLMANN PRICE SECURITIES, LLC | History | Added to | 20,852 | 201 | 0.01% | 0.01% | 47 | +606 | 2.99% | Q2 2026 | Jul 24, 2026 |
| SeaCrest Wealth Management, LLC | History | Added to | 19,367 | 187 | 0.02% | 0.02% | 48 | +1,185 | 6.52% | Q2 2026 | Jul 09, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 18,586 | 179 | 0.0% | 0.0% | 49 | +503 | 2.78% | Q2 2026 | Jul 28, 2026 |
| WESCAP Management Group, Inc. | History | No change | 18,111 | 174 | 0.03% | 0.03% | 50 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Sunpointe, LLC | History | No change | 17,697 | 170 | 0.05% | 0.06% | 51 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | No change | 17,097 | 165 | 0.01% | 0.01% | 52 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Advisory Solutions Group, LLC | History | New | 16,340 | 157 | 0.05% | — | 53 | +16,340 | New | Q2 2026 | Jul 29, 2026 |
| MAI Capital Management | History | Added to | 15,645 | 151 | 0.0% | 0.0% | 54 | +12,945 | 479.44% | Q2 2026 | Aug 14, 2026 |
| NWF Advisory Services Inc. | History | No change | 15,537 | 150 | 0.01% | 0.02% | 55 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Moss Adams Wealth Advisors LLC | History | No change | 15,161 | 146 | 0.01% | 0.01% | 56 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Virtu Financial LLC | History | New | 13,983 | 135 | 0.0% | — | 57 | +13,983 | New | Q2 2026 | Aug 13, 2026 |
| XTX Topco Ltd | History | New | 13,606 | 131 | 0.0% | — | 58 | +13,606 | New | Q2 2026 | Aug 14, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 12,850 | 124 | 0.0% | 0.0% | 59 | +650 | 5.33% | Q2 2026 | Jul 27, 2026 |
| Helium Advisors LLC | History | Added to | 12,737 | 123 | 0.1% | 0.11% | 60 | +333 | 2.68% | Q2 2026 | Aug 11, 2026 |
| Advisory Advocates, LLC | History | No change | 12,600 | 121 | 0.1% | 0.12% | 61 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Alteri Wealth LLC | History | No change | 10,370 | 100 | 0.03% | 0.03% | 62 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Global Retirement Partners, LLC | History | New | 9,182 | 88 | 0.0% | — | 63 | +9,182 | New | Q2 2026 | Aug 06, 2026 |
| CULLEN/FROST BANKERS, INC. | History | No change | 8,000 | 77 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Quantum Portfolio Management LLC | History | New | 4,679 | 45 | 0.02% | — | 65 | +4,679 | New | Q2 2026 | Aug 14, 2026 |
| LANARK FINANCIAL, INC. | History | No change | 4,005 | 38 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| CoreCap Advisors, LLC | History | Added to | 3,441 | 33 | 0.0% | 0.0% | 67 | +1,700 | 97.65% | Q2 2026 | Jul 06, 2026 |
| Clearstead Advisors, LLC | History | New | 2,875 | 27 | 0.0% | — | 68 | +2,875 | New | Q2 2026 | Aug 06, 2026 |
| CX Institutional | History | Reduced | 2,738 | 26 | 0.0% | 0.01% | 69 | -21,175 | -88.55% | Q2 2026 | Jul 01, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 2,482 | 23 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Axiom Investment Management LLC | History | No change | 2,210 | 21 | 0.01% | 0.02% | 71 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 1,893 | 18 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| WHITTIER TRUST CO | History | No change | 1,358 | 13 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| TD Waterhouse Canada Inc. | History | No change | 1,400 | 13 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 1,169 | 11 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| IFP Advisors, Inc | History | No change | 1,200 | 11 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Princeton Global Asset Management LLC | History | No change | 900 | 8 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Jul 16, 2026 |
| WPG Advisers, LLC | History | No change | 839 | 8 | 0.0% | 0.01% | 78 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 800 | 7 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| FIFTH THIRD BANCORP | History | Added to | 677 | 6 | 0.0% | 0.0% | 80 | +298 | 78.63% | Q2 2026 | Aug 05, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 617 | 5 | 0.0% | 0.0% | 81 | -290 | -31.97% | Q2 2026 | Aug 13, 2026 |
| Arax Advisory Partners | History | New | 418 | 4 | 0.0% | — | 82 | +418 | New | Q2 2026 | Aug 10, 2026 |
| CoreFirst Bank & Trust | History | No change | 312 | 3 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 306 | 2 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Salomon & Ludwin, LLC | History | No change | 112 | 1 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Independent Advisor Alliance | History | Closed out | 0 | 0 | — | 0.01% | — | -110,815 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Baird Financial Group, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -69,046 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -56,834 | -100.0% | Q2 2026 | Jul 27, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Closed out | 0 | 0 | — | 0.01% | — | -11,922 | -100.0% | Q2 2026 | Jul 23, 2026 |
| Sanctuary Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,790 | -100.0% | Q2 2026 | Aug 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,601 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Mosley Wealth Management | History | Closed out | 0 | 0 | — | 0.0% | — | -725 | -100.0% | Q2 2026 | Jul 23, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -492 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Allworth Financial LP | History | Closed out | 0 | 0 | — | 0.0% | — | -400 | -100.0% | Q2 2026 | Aug 11, 2026 |
| BlackRock, Inc. | History | Reduced | 1 | 0 | — | 0.0% | — | -295 | -99.66% | Q2 2026 | Aug 07, 2026 |
| Creative Capital Management Investments LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -250 | -100.0% | Q2 2026 | Jul 24, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 66 | 0 | — | 0.0% | — | -50 | -43.1% | Q2 2026 | Jul 17, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |