FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II - FEP
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 860,875 | 46,276 | 0.0% | 0.0% | 1 | +51,370 | 6.35% | Q4 2025 | Feb 13, 2026 |
| FIRST TRUST ADVISORS LP | History | New | 707,815 | 38,048 | 0.03% | — | 2 | +707,815 | New | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Added to | 508,290 | 27,322 | 0.01% | 0.01% | 3 | +41,941 | 8.99% | Q4 2025 | Feb 11, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 294,715 | 15,842 | 0.0% | 0.0% | 4 | -15,837 | -5.1% | Q4 2025 | Feb 10, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 273,730 | 15,093 | 0.02% | 0.02% | 5 | -1,193 | -0.43% | Q4 2025 | Jan 08, 2026 |
| Cetera Investment Advisers | History | Reduced | 199,664 | 10,732 | 0.01% | 0.01% | 6 | -1,258 | -0.63% | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Added to | 196,426 | 10,558 | 0.0% | 0.0% | 7 | +16,373 | 9.09% | Q4 2025 | Jan 29, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 163,267 | 8,776 | 0.0% | 0.0% | 8 | -72,343 | -30.7% | Q4 2025 | Feb 13, 2026 |
| Vontobel Holding Ltd. | History | Reduced | 152,489 | 8,196 | 0.03% | 0.02% | 9 | -7 | -0.0% | Q4 2025 | Feb 13, 2026 |
| ASSETMARK, INC | History | Added to | 115,361 | 6,201 | 0.01% | 0.01% | 10 | +114 | 0.1% | Q4 2025 | Jan 23, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 110,850 | 5,958 | 0.0% | 0.0% | 11 | +26,550 | 31.49% | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 97,593 | 5,246 | 0.0% | 0.0% | 12 | +10,621 | 12.21% | Q4 2025 | Feb 18, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 90,410 | 4,860 | 0.01% | 0.01% | 13 | +4,345 | 5.05% | Q4 2025 | Feb 05, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 88,822 | 4,776 | 0.05% | 0.04% | 14 | +20,211 | 29.46% | Q4 2025 | Feb 02, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 82,223 | 4,419 | 0.01% | 0.01% | 15 | -2,794 | -3.29% | Q4 2025 | Feb 17, 2026 |
| &PARTNERS | History | Added to | 72,684 | 3,907 | 0.02% | 0.0% | 16 | +58,096 | 398.25% | Q4 2025 | Feb 17, 2026 |
| Coppell Advisory Solutions LLC | History | Reduced | 61,884 | 3,339 | 0.33% | 0.34% | 17 | -1,493 | -2.36% | Q4 2025 | Feb 17, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 59,605 | 3,204 | 0.0% | 0.0% | 18 | +4,857 | 8.87% | Q4 2025 | Feb 13, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 58,579 | 3,149 | 0.01% | 0.01% | 19 | +7,519 | 14.73% | Q4 2025 | Feb 11, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 50,123 | 2,694 | 0.0% | 0.0% | 20 | -1,888 | -3.63% | Q4 2025 | Feb 12, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 45,232 | 2,431 | 0.01% | 0.01% | 21 | +571 | 1.28% | Q4 2025 | Feb 12, 2026 |
| Mainsail Financial Group, LLC | History | Added to | 43,659 | 2,346 | 0.98% | 0.95% | 22 | +559 | 1.3% | Q4 2025 | Jan 23, 2026 |
| Prospera Financial Services Inc | History | Added to | 40,288 | 2,165 | 0.04% | 0.03% | 23 | +1,244 | 3.19% | Q4 2025 | Feb 09, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 38,945 | 2,093 | 0.01% | 0.01% | 24 | -973 | -2.44% | Q4 2025 | Feb 13, 2026 |
| IFP Advisors, Inc | History | Added to | 36,325 | 1,952 | 0.04% | 0.05% | 25 | +1,627 | 4.69% | Q4 2025 | Feb 06, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 31,088 | 1,671 | 0.03% | 0.04% | 26 | -301 | -0.96% | Q4 2025 | Feb 09, 2026 |
| NWF Advisory Services Inc. | History | Added to | 27,630 | 1,485 | 0.16% | 0.15% | 27 | +730 | 2.71% | Q4 2025 | Mar 03, 2026 |
| AE Wealth Management LLC | History | Reduced | 27,314 | 1,468 | 0.01% | 0.01% | 28 | -2,827 | -9.38% | Q4 2025 | Jan 26, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 26,925 | 1,447 | 0.0% | 0.0% | 29 | -1,264 | -4.48% | Q4 2025 | Feb 10, 2026 |
| Orion Porfolio Solutions, LLC | History | Added to | 26,678 | 1,434 | 0.01% | 0.01% | 30 | +433 | 1.65% | Q4 2025 | Feb 12, 2026 |
| Atria Investments, Inc | History | Reduced | 24,247 | 1,303 | 0.01% | 0.01% | 31 | -785 | -3.14% | Q4 2025 | Feb 05, 2026 |
| BELLEVUE ASSET MANAGEMENT, LLC | History | Added to | 23,209 | 1,246 | 0.4% | 0.55% | 32 | +56 | 0.24% | Q4 2025 | Jan 23, 2026 |
| Gateway Wealth Partners, LLC | History | Added to | 23,154 | 1,244 | 0.14% | 0.15% | 33 | +1,976 | 9.33% | Q4 2025 | Feb 11, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 20,470 | 1,100 | 0.01% | 0.02% | 34 | -455 | -2.17% | Q4 2025 | Jan 23, 2026 |
| Snowden Capital Advisors LLC | History | Reduced | 19,038 | 1,023 | 0.03% | 0.03% | 35 | -337 | -1.74% | Q4 2025 | Feb 17, 2026 |
| Dunhill Financial, LLC | History | Added to | 18,629 | 1,005 | 0.25% | 0.07% | 36 | +13,686 | 276.88% | Q4 2025 | Jan 29, 2026 |
| OneAscent Financial Services LLC | History | New | 18,362 | 987 | 0.09% | — | 37 | +18,362 | New | Q4 2025 | Feb 11, 2026 |
| PARK AVENUE SECURITIES LLC | History | Reduced | 18,016 | 968 | 0.01% | 0.01% | 38 | -924 | -4.88% | Q4 2025 | Jan 05, 2026 |
| ROYAL BANK OF CANADA | History | New | 17,201 | 924 | 0.0% | — | 39 | +17,201 | New | Q4 2025 | Feb 17, 2026 |
| Richmond Investment Services, LLC | History | Added to | 16,508 | 887 | 0.15% | 0.16% | 40 | +30 | 0.18% | Q4 2025 | Feb 12, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 15,767 | 847 | 0.0% | 0.0% | 41 | -12,334 | -43.89% | Q4 2025 | Feb 12, 2026 |
| RPg Family Wealth Advisory, LLC | History | Reduced | 15,666 | 842 | 0.19% | 0.19% | 42 | -1,438 | -8.41% | Q4 2025 | Feb 13, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 15,308 | 822 | 0.0% | 0.0% | 43 | +75 | 0.49% | Q4 2025 | Feb 17, 2026 |
| Risk Paradigm Group, LLC | History | New | 14,948 | 803 | 0.77% | — | 44 | +14,948 | New | Q4 2025 | Feb 17, 2026 |
| ABLE Financial Group, LLC | History | Reduced | 14,148 | 760 | 0.15% | 0.16% | 45 | -42 | -0.3% | Q4 2025 | Jan 23, 2026 |
| SMITH, MOORE & CO. | History | Added to | 14,107 | 758 | 0.06% | 0.02% | 46 | +9,917 | 236.68% | Q4 2025 | Jan 23, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 13,920 | 748 | 0.0% | 0.0% | 47 | -176 | -1.25% | Q4 2025 | Feb 13, 2026 |
| NewEdge Wealth, LLC | History | Reduced | 13,243 | 711 | 0.01% | 0.01% | 48 | -223 | -1.66% | Q4 2025 | Feb 03, 2026 |
| Triad Wealth Partners, LLC | History | New | 12,861 | 691 | 0.07% | — | 49 | +12,861 | New | Q4 2025 | Jan 22, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | History | Reduced | 12,141 | 652 | 0.24% | 0.28% | 50 | -1,486 | -10.9% | Q4 2025 | Jan 26, 2026 |
| HFG Advisors, Inc. | History | No change | 11,478 | 616 | 0.45% | 0.43% | 51 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 11,268 | 605 | 0.0% | 0.0% | 52 | +1,894 | 20.2% | Q4 2025 | Jan 29, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 10,930 | 587 | 0.0% | 0.0% | 53 | +382 | 3.62% | Q4 2025 | Jan 29, 2026 |
| OPPENHEIMER & CO INC | History | New | 10,710 | 575 | 0.01% | — | 54 | +10,710 | New | Q4 2025 | Feb 02, 2026 |
| HBW ADVISORY SERVICES LLC | History | New | 10,298 | 553 | 0.06% | — | 55 | +10,298 | New | Q4 2025 | Jan 23, 2026 |
| LaSalle St. Investment Advisors, LLC | History | Reduced | 9,923 | 533 | 0.09% | 0.09% | 56 | -146 | -1.45% | Q4 2025 | Feb 17, 2026 |
| 1776 Wealth LLC | History | Reduced | 9,839 | 528 | 0.2% | 0.2% | 57 | -264 | -2.61% | Q4 2025 | Feb 11, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 9,509 | 511 | 0.0% | 0.0% | 58 | -12,244 | -56.29% | Q4 2025 | Feb 17, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | History | No change | 8,420 | 452 | 0.18% | 0.17% | 59 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Equitable Holdings, Inc. | History | No change | 7,998 | 429 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Added to | 7,449 | 400 | 0.01% | 0.01% | 61 | +75 | 1.02% | Q4 2025 | Feb 06, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 7,421 | 398 | 0.0% | 0.0% | 62 | +552 | 8.04% | Q4 2025 | Jan 29, 2026 |
| Pacific Excel Wealth Advisors, Inc. | History | New | 6,817 | 366 | 0.69% | — | 63 | +6,817 | New | Q4 2025 | Feb 18, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | Reduced | 6,379 | 342 | 0.11% | 0.11% | 64 | -177 | -2.7% | Q4 2025 | Feb 03, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | No change | 6,240 | 335 | 0.19% | 0.19% | 65 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 6,203 | 333 | 0.0% | 0.0% | 66 | +12 | 0.19% | Q4 2025 | Mar 16, 2026 |
| Pine Valley Investments Ltd Liability Co | History | Added to | 5,964 | 320 | 0.01% | 0.01% | 67 | +43 | 0.73% | Q4 2025 | Feb 13, 2026 |
| PFG Advisors | History | Reduced | 5,731 | 308 | 0.01% | 0.02% | 68 | -3,377 | -37.08% | Q4 2025 | Jan 27, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Reduced | 5,700 | 306 | 0.0% | 0.0% | 69 | -456 | -7.41% | Q4 2025 | Feb 17, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 5,539 | 298 | 0.01% | 0.01% | 70 | +567 | 11.4% | Q4 2025 | Feb 12, 2026 |
| Mutual Advisors, LLC | History | Reduced | 5,561 | 298 | 0.01% | 0.01% | 71 | -9 | -0.16% | Q4 2025 | Feb 02, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Added to | 5,516 | 296 | 0.0% | 0.0% | 72 | +137 | 2.55% | Q4 2025 | Feb 06, 2026 |
| HighTower Advisors, LLC | History | No change | 5,413 | 290 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Pinnacle Family Advisors, LLC | History | Reduced | 5,233 | 281 | 0.12% | 0.12% | 75 | -250 | -4.56% | Q4 2025 | Feb 17, 2026 |
| RFG Advisory, LLC | History | Reduced | 5,244 | 281 | 0.01% | 0.01% | 74 | -114 | -2.13% | Q4 2025 | Feb 03, 2026 |
| CITIGROUP INC | History | Added to | 5,017 | 269 | 0.0% | 0.0% | 76 | +3,554 | 242.93% | Q4 2025 | Feb 13, 2026 |
| StoneX Group Inc. | History | Reduced | 4,461 | 239 | 0.01% | 0.01% | 77 | -333 | -6.95% | Q4 2025 | Feb 12, 2026 |
| BlueChip Wealth Advisors LLC | History | No change | 4,405 | 236 | 0.1% | 0.1% | 78 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | New | 4,332 | 232 | 0.01% | — | 79 | +4,332 | New | Q4 2025 | Jan 28, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 4,246 | 228 | 0.0% | 0.0% | 80 | +101 | 2.44% | Q4 2025 | Feb 10, 2026 |
| Transamerica Financial Advisors, LLC | History | New | 4,119 | 221 | 0.02% | — | 81 | +4,119 | New | Q4 2025 | Feb 13, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 4,016 | 215 | 0.0% | 0.0% | 82 | -369 | -8.42% | Q4 2025 | Jan 22, 2026 |
| Global Retirement Partners, LLC | History | Reduced | 3,972 | 213 | 0.0% | 0.0% | 83 | -99 | -2.43% | Q4 2025 | Feb 06, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 3,870 | 208 | 0.0% | 0.0% | 84 | -61,897 | -94.12% | Q4 2025 | Feb 17, 2026 |
| PRIVATE CLIENT SERVICES, LLC | History | New | 3,859 | 207 | 0.06% | — | 85 | +3,859 | New | Q4 2025 | Jan 07, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | Reduced | 3,821 | 205 | 0.15% | 0.16% | 86 | -310 | -7.5% | Q4 2025 | Jan 27, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | Reduced | 3,123 | 167 | 0.05% | 0.06% | 87 | -749 | -19.34% | Q4 2025 | Feb 05, 2026 |
| ORG Partners LLC | History | Added to | 3,000 | 161 | 0.03% | 0.02% | 88 | +1,000 | 50.0% | Q4 2025 | Jan 14, 2026 |
| Topsail Wealth Management, LLC | History | No change | 3,000 | 161 | 0.02% | 0.03% | 89 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| COMERICA BANK | History | Reduced | 2,669 | 143 | 0.0% | 0.0% | 90 | -87 | -3.16% | Q4 2025 | Jan 29, 2026 |
| PRIVATE TRUST CO NA | History | No change | 2,075 | 111 | 0.01% | 0.01% | 91 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| CWM, LLC | History | No change | 2,056 | 111 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| REAP Financial Group, LLC | History | Added to | 1,837 | 98 | 0.02% | 0.02% | 93 | +18 | 0.99% | Q4 2025 | Feb 10, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 1,801 | 96 | 0.0% | 0.0% | 94 | +144 | 8.69% | Q4 2025 | Feb 11, 2026 |
| NewEdge Advisors, LLC | History | Added to | 1,311 | 70 | 0.0% | 0.0% | 95 | +11 | 0.85% | Q4 2025 | Feb 18, 2026 |
| Rossby Financial, LCC | History | Reduced | 1,181 | 63 | 0.02% | 0.02% | 96 | -76 | -6.05% | Q4 2025 | Feb 12, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 1,130 | 60 | 0.0% | — | 97 | +1,130 | New | Q4 2025 | Jan 21, 2026 |
| US BANCORP \DE\ | History | No change | 1,000 | 53 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| DHJJ Financial Advisors, Ltd. | History | Added to | 820 | 44 | 0.01% | 0.01% | 99 | +20 | 2.5% | Q4 2025 | Jan 23, 2026 |
| CX Institutional | History | Reduced | 696 | 37 | 0.0% | 0.0% | 100 | -293 | -29.63% | Q4 2025 | Feb 02, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 500 | 26 | 0.01% | 0.01% | 101 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| Smartleaf Asset Management LLC | History | Added to | 474 | 25 | 0.0% | 0.0% | 102 | +357 | 305.13% | Q4 2025 | Feb 13, 2026 |
| FMR LLC | History | No change | 429 | 23 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| SOA Wealth Advisors, LLC. | History | Added to | 361 | 19 | 0.0% | 0.0% | 104 | +3 | 0.84% | Q4 2025 | Jan 20, 2026 |
| Signature Equity Partners, LLC | History | New | 308 | 16 | 0.01% | — | 105 | +308 | New | Q4 2025 | Feb 17, 2026 |
| CULLEN/FROST BANKERS, INC. | History | Added to | 263 | 14 | 0.0% | 0.0% | 106 | +118 | 81.38% | Q4 2025 | Feb 06, 2026 |
| GAMMA Investing LLC | History | No change | 259 | 13 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q4 2025 | Jan 05, 2026 |
| CoreCap Advisors, LLC | History | No change | 228 | 12 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| Sunbelt Securities, Inc. | History | Added to | 223 | 11 | 0.0% | 0.0% | 110 | +2 | 0.9% | Q4 2025 | Feb 20, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 223 | 11 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Luminist Capital LLC | History | No change | 203 | 10 | 0.01% | 0.01% | 111 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Silicon Valley Capital Partners | History | Added to | 142 | 7 | 0.0% | 0.0% | 112 | +2 | 1.43% | Q4 2025 | Feb 13, 2026 |
| AMERIFLEX GROUP, INC. | History | Reduced | 104 | 5 | 0.0% | 0.0% | 114 | -104 | -50.0% | Q4 2025 | Feb 18, 2026 |
| AMERICAN NATIONAL BANK & TRUST | History | No change | 101 | 5 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| NBC SECURITIES, INC. | History | No change | 67 | 3 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Lloyd Advisory Services, LLC. | History | New | 29 | 1 | 0.0% | — | 116 | +29 | New | Q4 2025 | Feb 06, 2026 |
| Private Advisory Group LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -13,929 | -100.0% | Q3 2025 | Nov 10, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -3,391 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -392 | -100.0% | Q3 2025 | Nov 06, 2025 |
| GPS Wealth Strategies Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -114 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Darwin Wealth Management, LLC | History | New | 2 | 0 | — | — | — | +2 | New | Q4 2025 | Jan 22, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |