Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - FFC

Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 20 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.

Shareholders (13F)

Quarter: Q4 2025 · Compare: Q3 2025
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
BARD ASSOCIATES INC History Added to 1,219,924 20,140 5.17% 3.83% 1 +365,085 42.71% Q4 2025 Feb 13, 2026
WELLS FARGO & COMPANY/MN History Added to 946,149 15,620 0.0% 0.0% 2 +10,561 1.13% Q4 2025 Feb 13, 2026
Invesco Ltd. History Reduced 707,501 11,680 0.0% 0.0% 3 -32,567 -4.4% Q4 2025 Feb 19, 2026
COHEN & STEERS, INC. History No change 572,296 9,449 0.02% 0.02% 4 0 0.0% Q4 2025 Feb 13, 2026
MORGAN STANLEY History Reduced 563,696 9,306 0.0% 0.0% 5 -12,301 -2.14% Q4 2025 Feb 13, 2026
ENVESTNET ASSET MANAGEMENT INC History Reduced 508,745 8,399 0.0% 0.0% 6 -11,232 -2.16% Q4 2025 Feb 10, 2026
SIT INVESTMENT ASSOCIATES INC History Reduced 500,722 8,267 10.14% 0.2% 7 -87,196 -14.83% Q4 2025 Feb 25, 2026
BANK OF AMERICA CORP /DE/ History Reduced 380,516 6,282 0.0% 0.0% 8 -20,589 -5.13% Q4 2025 Feb 17, 2026
Hennion & Walsh Asset Management, Inc. History Added to 369,316 6,097 0.21% 0.21% 9 +30,032 8.85% Q4 2025 Jan 14, 2026
1607 Capital Partners, LLC History Reduced 340,251 5,617 0.38% 0.48% 10 -35,099 -9.35% Q4 2025 Feb 17, 2026
Csenge Advisory Group History Added to 320,310 5,288 0.24% 0.26% 11 +2,593 0.82% Q4 2025 Feb 06, 2026
LPL Financial LLC History Added to 307,423 5,075 0.0% 0.0% 12 +6,103 2.03% Q4 2025 Feb 11, 2026
STIFEL FINANCIAL CORP History Added to 258,846 4,273 0.0% 0.0% 13 +118,912 84.98% Q4 2025 Feb 13, 2026
COMMONWEALTH EQUITY SERVICES, LLC History Reduced 222,740 3,677 0.0% 0.01% 14 -24,355 -9.86% Q4 2025 Feb 12, 2026
RAYMOND JAMES FINANCIAL INC History Reduced 222,509 3,673 0.0% 0.0% 15 -7,488 -3.26% Q4 2025 Feb 18, 2026
AMERIPRISE FINANCIAL INC History Reduced 176,570 2,915 0.0% 0.0% 16 -90,194 -33.81% Q4 2025 Feb 17, 2026
Fiera Capital Corp History Added to 170,617 2,816 0.01% 0.01% 17 +71,584 72.28% Q4 2025 Feb 11, 2026
Baird Financial Group, Inc. History Reduced 159,152 2,627 0.0% 0.0% 18 -1,824 -1.13% Q4 2025 Feb 13, 2026
ROYAL BANK OF CANADA History New 158,185 2,611 0.0% 19 +158,185 New Q4 2025 Feb 17, 2026
Gridiron Partners, LLC History Reduced 150,531 2,485 1.42% 1.44% 20 -336,339 -69.08% Q4 2025 Jan 08, 2026
OSAIC HOLDINGS, INC. History Added to 133,983 2,212 0.0% 0.0% 21 +10,248 8.28% Q4 2025 Feb 17, 2026
Sowell Financial Services LLC History Reduced 121,157 2,000 0.07% 0.08% 22 -3,175 -2.55% Q4 2025 Jan 21, 2026
Cetera Investment Advisers History Added to 120,867 1,995 0.0% 0.0% 23 +1,376 1.15% Q4 2025 Feb 17, 2026
Elevated Capital Advisors, LLC History Reduced 114,520 1,890 0.44% 0.49% 24 -1,981 -1.7% Q4 2025 Jan 27, 2026
Beacon Pointe Advisors, LLC History New 109,084 1,800 0.01% 25 +109,084 New Q4 2025 Feb 18, 2026
UBS Group AG History Added to 94,806 1,565 0.0% 0.0% 26 +800 0.85% Q4 2025 Jan 29, 2026
Focus Partners Wealth History Reduced 88,457 1,461 0.0% 0.0% 27 -2,900 -3.17% Q4 2025 Feb 13, 2026
PARK AVENUE SECURITIES LLC History Reduced 81,631 1,348 0.01% 0.01% 28 -2,240 -2.67% Q4 2025 Jan 05, 2026
GUGGENHEIM CAPITAL LLC History Reduced 76,816 1,268 0.01% 0.01% 29 -443 -0.57% Q4 2025 Feb 17, 2026
Smith Asset Management Co., LLC History Added to 73,885 1,219 1.01% 1.05% 30 +908 1.24% Q4 2025 Feb 19, 2026
Mountain Capital Investment Advisors Inc. History Added to 63,833 1,059 0.17% 0.19% 31 +441 0.7% Q4 2025 Jan 28, 2026
Compound Planning, Inc. History Reduced 63,435 1,047 0.03% 0.04% 32 -840 -1.31% Q4 2025 Feb 19, 2026
PNC FINANCIAL SERVICES GROUP, INC. History No change 59,032 974 0.0% 0.0% 33 0 0.0% Q4 2025 Feb 06, 2026
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC History Added to 55,781 921 0.0% 0.0% 34 +3,700 7.1% Q4 2025 Jan 08, 2026
Everstar Asset Management, LLC History Added to 50,473 812 0.44% 0.46% 35 +2,573 5.37% Q4 2025 Feb 05, 2026
Cambridge Investment Research Advisors, Inc. History Added to 45,481 751 0.0% 0.0% 36 +23,016 102.45% Q4 2025 Feb 05, 2026
&PARTNERS History Added to 40,842 674 0.0% 0.0% 37 +5,250 14.75% Q4 2025 Feb 17, 2026
Lido Advisors, LLC History No change 36,895 623 0.0% 0.0% 38 0 0.0% Q4 2025 Feb 10, 2026
Calamos Advisors LLC History Added to 33,705 556 0.0% 0.0% 39 +8,199 32.15% Q4 2025 Jan 29, 2026
Western Wealth Management, LLC History Reduced 33,470 552 0.03% 0.03% 40 -1,494 -4.27% Q4 2025 Feb 05, 2026
Stolper Co History Added to 33,250 549 0.16% 0.17% 41 +930 2.88% Q4 2025 Jan 12, 2026
CEERA INVESTMENTS, LLC History Added to 32,240 532 0.21% 0.16% 42 +960 3.07% Q4 2025 Feb 09, 2026
SEAMOUNT FINANCIAL GROUP INC History Added to 30,339 500 0.23% 0.24% 43 +8 0.03% Q4 2025 Jan 26, 2026
SMITH, MOORE & CO. History Added to 28,239 466 0.04% 0.03% 44 +3,950 16.26% Q4 2025 Jan 23, 2026
Jacobi Capital Management LLC History Reduced 27,115 447 0.03% 0.03% 45 -450 -1.63% Q4 2025 Feb 13, 2026
Federation des caisses Desjardins du Quebec History Reduced 26,227 433 0.0% 0.0% 46 -3,911 -12.98% Q4 2025 Feb 12, 2026
TITLEIST ASSET MANAGEMENT, LLC History No change 25,277 417 0.03% 0.04% 47 0 0.0% Q4 2025 Feb 12, 2026
Curi Capital, LLC History No change 25,168 415 0.01% 0.01% 48 0 0.0% Q4 2025 Feb 17, 2026
WEDBUSH SECURITIES INC History Reduced 25,051 414 0.01% 0.01% 49 -1,693 -6.33% Q4 2025 Feb 12, 2026
WHITENER CAPITAL MANAGEMENT, INC. History No change 23,785 392 0.09% 0.1% 50 0 0.0% Q4 2025 Jan 23, 2026
NATIONAL BANK OF CANADA /FI/ History New 22,700 374 0.0% 51 +22,700 New Q4 2025 Feb 17, 2026
JANE STREET GROUP, LLC History New 21,406 353 0.0% 52 +21,406 New Q4 2025 Feb 12, 2026
Pines Wealth Management, LLC History Reduced 20,473 338 0.11% 0.15% 53 -5,991 -22.64% Q4 2025 Feb 02, 2026
Stratos Wealth Partners, LTD. History Reduced 20,262 334 0.0% 0.0% 54 -3,034 -13.02% Q4 2025 Jan 20, 2026
Spire Wealth Management History Added to 20,276 334 0.01% 0.01% 55 +395 1.99% Q4 2025 Jan 14, 2026
NewEdge Advisors, LLC History Added to 19,347 319 0.0% 0.0% 56 +3,092 19.02% Q4 2025 Feb 18, 2026
Sage Capital Advisors,llc History Added to 19,053 314 0.07% 0.07% 57 +381 2.04% Q4 2025 Jan 06, 2026
INTEGRATED CAPITAL MANAGEMENT, INC. History Reduced 18,723 309 0.21% 0.23% 58 -455 -2.37% Q4 2025 Jan 08, 2026
SILVER OAK SECURITIES, INCORPORATED History Added to 17,985 298 0.02% 0.02% 59 +3,897 27.66% Q4 2025 Jan 15, 2026
Janney Montgomery Scott LLC History Added to 16,351 270 0.0% 0.0% 60 +1,356 9.04% Q4 2025 Feb 11, 2026
KESTRA PRIVATE WEALTH SERVICES, LLC History Added to 15,928 262 0.0% 0.0% 61 +177 1.12% Q4 2025 Jan 29, 2026
First Heartland Consultants, Inc. History Added to 15,758 260 0.02% 0.02% 62 +306 1.98% Q4 2025 Jan 09, 2026
TIEMANN INVESTMENT ADVISORS, LLC History No change 15,388 254 0.1% 0.1% 63 0 0.0% Q4 2025 Feb 13, 2026
EVERGREEN CAPITAL MANAGEMENT LLC History No change 15,350 253 0.01% 0.01% 64 0 0.0% Q4 2025 Jan 27, 2026
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC History Added to 14,578 240 0.02% 0.02% 65 +11 0.08% Q4 2025 Feb 03, 2026
M Holdings Securities, Inc. History New 14,452 239 0.02% 66 +14,452 New Q4 2025 Feb 11, 2026
Noble Wealth Management PBC History Reduced 13,762 227 0.11% 0.4% 67 -30,500 -68.91% Q4 2025 Jan 05, 2026
Prairie Wealth Advisors, Inc. History Closed out 0 220 0.09% 0.09% 68 -13,050 -100.0% Q3 2025 Nov 14, 2025
MML INVESTORS SERVICES, LLC History Added to 13,218 218 0.0% 0.0% 69 +529 4.17% Q4 2025 Feb 13, 2026
Private Advisor Group, LLC History Reduced 12,700 209 0.0% 0.0% 70 -484 -3.67% Q4 2025 Feb 17, 2026
DF DENT & CO INC History No change 12,298 203 0.0% 0.0% 71 0 0.0% Q4 2025 Feb 17, 2026
HighTower Advisors, LLC History Reduced 12,120 200 0.0% 0.0% 72 -36,276 -74.96% Q4 2025 Feb 06, 2026
CARY STREET PARTNERS FINANCIAL LLC History No change 11,773 194 0.0% 0.01% 73 0 0.0% Q4 2025 Feb 09, 2026
Summit Trail Advisors, LLC History No change 10,711 176 0.0% 0.0% 74 0 0.0% Q4 2025 Feb 17, 2026
Rockefeller Capital Management L.P. History Added to 10,232 168 0.0% 0.0% 75 +164 1.63% Q4 2025 Mar 16, 2026
US BANCORP \DE\ History No change 8,456 139 0.0% 0.0% 76 0 0.0% Q4 2025 Jan 30, 2026
Kestra Advisory Services, LLC History New 7,951 131 0.0% 77 +7,951 New Q4 2025 Feb 13, 2026
COMERICA BANK History No change 7,536 124 0.0% 0.0% 78 0 0.0% Q4 2025 Jan 29, 2026
FINANCIAL CONSULATE, INC History No change 6,146 101 0.01% 0.01% 79 0 0.0% Q4 2025 Jan 22, 2026
MARYLAND CAPITAL ADVISORS INC. History No change 5,600 92 0.03% 0.03% 80 0 0.0% Q4 2025 Jan 20, 2026
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. History New 4,040 66 0.02% 81 +4,040 New Q4 2025 Jan 20, 2026
HARBOUR INVESTMENTS, INC. History No change 4,000 66 0.0% 0.0% 82 0 0.0% Q4 2025 Feb 09, 2026
Geneos Wealth Management Inc. History No change 3,545 58 0.0% 0.0% 83 0 0.0% Q4 2025 Jan 28, 2026
IFP Advisors, Inc History No change 3,500 57 0.0% 0.0% 84 0 0.0% Q4 2025 Feb 06, 2026
Larson Financial Group LLC History Reduced 2,925 48 0.0% 0.0% 85 -2,575 -46.82% Q4 2025 Feb 06, 2026
Sound Income Strategies, LLC History Added to 2,783 45 0.0% 0.0% 86 +1,060 61.52% Q4 2025 Jan 21, 2026
Allworth Financial LP History New 2,465 40 0.0% 88 +2,465 New Q4 2025 Feb 05, 2026
JONES FINANCIAL COMPANIES LLLP History New 2,432 40 0.0% 87 +2,432 New Q4 2025 Feb 17, 2026
MAI Capital Management History Reduced 2,200 36 0.0% 0.0% 89 -200 -8.33% Q4 2025 Feb 13, 2026
North Star Investment Management Corp. History No change 2,098 34 0.0% 0.0% 90 0 0.0% Q4 2025 Jan 30, 2026
CHILTON CAPITAL MANAGEMENT LLC History No change 1,550 25 0.0% 0.0% 91 0 0.0% Q4 2025 Feb 12, 2026
CWM, LLC History Added to 1,322 22 0.0% 0.0% 92 +9 0.69% Q4 2025 Jan 26, 2026
Keating Financial Advisory Services, Inc. History New 1,316 21 0.0% 94 +1,316 New Q4 2025 Feb 09, 2026
PRIVATE TRUST CO NA History Reduced 1,300 21 0.0% 0.0% 93 -800 -38.1% Q4 2025 Jan 26, 2026
Steward Partners Investment Advisory, LLC History Reduced 1,187 19 0.0% 0.0% 95 -5,418 -82.03% Q4 2025 Feb 12, 2026
Washington Trust Advisors, Inc. History No change 970 16 0.0% 0.0% 96 0 0.0% Q4 2025 Feb 03, 2026
SOA Wealth Advisors, LLC. History Added to 967 15 0.0% 0.0% 97 +17 1.79% Q4 2025 Jan 20, 2026
Kilter Group LLC History Added to 792 13 0.01% 0.01% 99 +14 1.8% Q4 2025 Feb 13, 2026
CoreCap Advisors, LLC History No change 800 13 0.0% 0.0% 98 0 0.0% Q4 2025 Jan 13, 2026
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO History Added to 697 11 0.0% 0.0% 100 +622 829.33% Q4 2025 Feb 10, 2026
Garton & Associates Financial Advisors LLC History New 587 9 0.01% 102 +587 New Q4 2025 Feb 18, 2026
Farther Finance Advisors, LLC History New 564 9 0.0% 101 +564 New Q4 2025 Jan 23, 2026
Strategic Investment Solutions, Inc. /IL History New 525 8 0.0% 104 +525 New Q4 2025 Feb 27, 2026
Missouri Trust & Investment Co History New 516 8 0.0% 103 +516 New Q4 2025 Feb 13, 2026
NBC SECURITIES, INC. History No change 315 5 0.0% 0.0% 105 0 0.0% Q4 2025 Jan 29, 2026
CHELSEA COUNSEL CO History No change 310 5 0.0% 0.0% 106 0 0.0% Q4 2025 Feb 24, 2026
Sunbelt Securities, Inc. History No change 350 5 0.0% 0.0% 107 0 0.0% Q4 2025 Feb 20, 2026
HIGHLINE WEALTH PARTNERS LLC History New 200 3 0.0% 109 +200 New Q4 2025 Jan 15, 2026
Bernard Wealth Management Corp. History Added to 229 3 0.0% 0.0% 110 +4 1.78% Q4 2025 Jan 15, 2026
ASSETMARK, INC History No change 220 3 0.0% 0.0% 108 0 0.0% Q4 2025 Jan 23, 2026
FLAGSHIP HARBOR ADVISORS, LLC History New 150 2 0.0% 111 +150 New Q4 2025 Jan 21, 2026
Thomas J. Herzfeld Advisors, Inc. History Closed out 0 0 2.22% -382,783 -100.0% Q3 2025 Nov 12, 2025
Consolidated Portfolio Review Corp History Closed out 0 0 0.07% -34,104 -100.0% Q3 2025 Nov 12, 2025
CHOREO, LLC History Closed out 0 0 0.01% -29,459 -100.0% Q3 2025 Nov 12, 2025
SUSQUEHANNA INTERNATIONAL GROUP, LLP History Closed out 0 0 0.0% -19,363 -100.0% Q3 2025 Nov 14, 2025
Alpha Cubed Investments, LLC History Closed out 0 0 0.01% -18,076 -100.0% Q3 2025 Nov 03, 2025
AQR Arbitrage LLC History Closed out 0 0 0.01% -17,311 -100.0% Q3 2025 Nov 14, 2025
MILLENNIUM MANAGEMENT LLC History Closed out 0 0 0.0% -13,723 -100.0% Q3 2025 Nov 14, 2025
Sanctuary Advisors, LLC History Closed out 0 0 0.0% -12,275 -100.0% Q3 2025 Jan 13, 2026
Walleye Capital LLC History Closed out 0 0 0.0% -10,245 -100.0% Q3 2025 Nov 14, 2025
Advisory Services Network, LLC History Closed out 0 0 0.0% -7,077 -100.0% Q3 2025 Nov 18, 2025
GPS Wealth Strategies Group, LLC History Closed out 0 0 0.01% -5,439 -100.0% Q3 2025 Nov 03, 2025
Future Financial Wealth Managment LLC History Closed out 0 0 0.05% -5,000 -100.0% Q3 2025 Oct 15, 2025
MATHER GROUP, LLC. History Closed out 0 0 0.0% -4,684 -100.0% Q3 2025 Oct 21, 2025
MassMutual Private Wealth & Trust, FSB History Closed out 0 0 0.0% -3,548 -100.0% Q3 2025 Oct 22, 2025
Capital Analysts, LLC History Closed out 0 0 0.0% -2,531 -100.0% Q3 2025 Nov 14, 2025
Ameritas Advisory Services, LLC History Closed out 0 0 0.0% -1,627 -100.0% Q3 2025 Nov 06, 2025
HOLLENCREST CAPITAL MANAGEMENT History Closed out 0 0 0.0% -1,110 -100.0% Q3 2025 Nov 03, 2025
Koesten, Hirschmann & Crabtree, INC. History Closed out 0 0 0.0% -186 -100.0% Q3 2025 Nov 05, 2025
Tower Research Capital LLC (TRC) History Added to 10 0 +8 400.0% Q4 2025 Feb 17, 2026