Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - FFC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BARD ASSOCIATES INC | History | Reduced | 1,216,021 | 18,836 | 4.73% | 5.17% | 1 | -3,903 | -0.32% | Q1 2026 | May 07, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 926,383 | 14,349 | 0.0% | 0.0% | 2 | -19,766 | -2.09% | Q1 2026 | May 11, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | Added to | 721,724 | 11,180 | 0.23% | 0.17% | 3 | +221,002 | 44.14% | Q1 2026 | May 13, 2026 |
| Invesco Ltd. | History | Reduced | 678,373 | 10,507 | 0.0% | 0.0% | 4 | -29,128 | -4.12% | Q1 2026 | May 12, 2026 |
| MORGAN STANLEY | History | Added to | 674,494 | 10,447 | 0.0% | 0.0% | 5 | +110,798 | 19.66% | Q1 2026 | May 15, 2026 |
| COHEN & STEERS, INC. | History | Added to | 587,296 | 9,097 | 0.02% | 0.02% | 6 | +15,000 | 2.62% | Q1 2026 | May 15, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Added to | 424,778 | 6,579 | 0.22% | 0.21% | 7 | +55,462 | 15.02% | Q1 2026 | May 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 372,868 | 5,775 | 0.0% | 0.0% | 8 | -7,648 | -2.01% | Q1 2026 | May 15, 2026 |
| 1607 Capital Partners, LLC | History | No change | 340,251 | 5,270 | 0.38% | 0.38% | 9 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Csenge Advisory Group | History | Added to | 333,238 | 5,161 | 0.24% | 0.24% | 10 | +12,928 | 4.04% | Q1 2026 | Apr 30, 2026 |
| LPL Financial LLC | History | Added to | 309,201 | 4,789 | 0.0% | 0.0% | 11 | +1,778 | 0.58% | Q1 2026 | May 06, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 279,921 | 4,335 | 0.0% | 0.0% | 12 | +21,075 | 8.14% | Q1 2026 | May 12, 2026 |
| Stolper Co | History | Reduced | 25,275 | 4,288 | 1.22% | 0.16% | 13 | -7,975 | -23.98% | Q1 2026 | Apr 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 236,683 | 3,666 | 0.0% | 0.0% | 14 | +14,174 | 6.37% | Q1 2026 | May 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 188,848 | 2,925 | 0.0% | 0.0% | 15 | -33,892 | -15.22% | Q1 2026 | Apr 27, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 171,926 | 2,663 | 0.0% | 0.0% | 16 | -4,644 | -2.63% | Q1 2026 | May 15, 2026 |
| Fiera Capital Corp | History | Reduced | 162,187 | 2,512 | 0.01% | 0.01% | 17 | -8,430 | -4.94% | Q1 2026 | May 12, 2026 |
| Baird Financial Group, Inc. | History | Added to | 161,777 | 2,505 | 0.0% | 0.0% | 18 | +2,625 | 1.65% | Q1 2026 | May 14, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 150,410 | 2,330 | 0.0% | 0.0% | 19 | -7,775 | -4.92% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 146,876 | 2,275 | 0.0% | 0.0% | 20 | +12,893 | 9.62% | Q1 2026 | May 15, 2026 |
| Gridiron Partners, LLC | History | Reduced | 135,742 | 2,102 | 1.28% | 1.42% | 21 | -14,789 | -9.82% | Q1 2026 | Apr 13, 2026 |
| Cetera Investment Advisers | History | Added to | 121,151 | 1,876 | 0.0% | 0.0% | 22 | +284 | 0.23% | Q1 2026 | May 13, 2026 |
| Sowell Financial Services LLC | History | Reduced | 116,232 | 1,800 | 0.07% | 0.07% | 23 | -4,925 | -4.06% | Q1 2026 | Apr 20, 2026 |
| Elevated Capital Advisors, LLC | History | Reduced | 114,130 | 1,767 | 0.44% | 0.44% | 24 | -390 | -0.34% | Q1 2026 | Apr 30, 2026 |
| Logan Stone Capital, LLC | History | New | 108,421 | 1,679 | 0.47% | — | 25 | +108,421 | New | Q1 2026 | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 95,703 | 1,482 | 0.0% | 0.0% | 26 | -413,042 | -81.19% | Q1 2026 | May 04, 2026 |
| UBS Group AG | History | Added to | 95,094 | 1,473 | 0.0% | 0.0% | 27 | +288 | 0.3% | Q1 2026 | May 05, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 93,946 | 1,455 | 0.01% | 0.01% | 28 | +17,130 | 22.3% | Q1 2026 | May 15, 2026 |
| Focus Partners Wealth | History | Reduced | 86,772 | 1,344 | 0.0% | 0.0% | 29 | -1,685 | -1.9% | Q1 2026 | May 14, 2026 |
| PARK AVENUE SECURITIES LLC | History | Reduced | 80,982 | 1,254 | 0.01% | 0.01% | 30 | -649 | -0.8% | Q1 2026 | Apr 07, 2026 |
| TITLEIST ASSET MANAGEMENT, LLC | History | Added to | 80,529 | 1,247 | 0.09% | 0.03% | 31 | +55,252 | 218.59% | Q1 2026 | Apr 30, 2026 |
| Smith Asset Management Co., LLC | History | Added to | 76,850 | 1,190 | 1.02% | 1.01% | 32 | +2,965 | 4.01% | Q1 2026 | May 14, 2026 |
| Mountain Capital Investment Advisors Inc. | History | Added to | 64,653 | 1,044 | 0.15% | 0.17% | 33 | +820 | 1.28% | Q1 2026 | May 11, 2026 |
| Compound Planning, Inc. | History | No change | 63,435 | 982 | 0.03% | 0.03% | 34 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 47,461 | 741 | 0.0% | 0.0% | 35 | -8,320 | -14.92% | Q1 2026 | Apr 08, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | New | 46,312 | 717 | 0.01% | — | 36 | +46,312 | New | Q1 2026 | May 04, 2026 |
| &PARTNERS | History | Added to | 45,562 | 702 | 0.0% | 0.0% | 37 | +4,720 | 11.56% | Q1 2026 | May 15, 2026 |
| Atlantic Edge Private Wealth Management, LLC | History | New | 44,935 | 696 | 0.17% | — | 38 | +44,935 | New | Q1 2026 | Apr 22, 2026 |
| Everstar Asset Management, LLC | History | Reduced | 44,900 | 695 | 0.37% | 0.44% | 39 | -5,573 | -11.04% | Q1 2026 | Apr 16, 2026 |
| Noble Wealth Management PBC | History | Added to | 40,662 | 629 | 0.32% | 0.11% | 40 | +26,900 | 195.47% | Q1 2026 | Apr 02, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 40,345 | 625 | 0.0% | 0.0% | 41 | -5,136 | -11.29% | Q1 2026 | Apr 30, 2026 |
| SMITH, MOORE & CO. | History | Added to | 39,289 | 608 | 0.04% | 0.04% | 42 | +11,050 | 39.13% | Q1 2026 | May 05, 2026 |
| Calamos Advisors LLC | History | Added to | 38,260 | 592 | 0.0% | 0.0% | 43 | +4,555 | 13.51% | Q1 2026 | May 04, 2026 |
| Western Wealth Management, LLC | History | Reduced | 32,798 | 508 | 0.02% | 0.03% | 44 | -672 | -2.01% | Q1 2026 | May 19, 2026 |
| Beacon Pointe Advisors, LLC | History | Reduced | 32,045 | 496 | 0.0% | 0.01% | 45 | -77,039 | -70.62% | Q1 2026 | May 15, 2026 |
| CEERA INVESTMENTS, LLC | History | Reduced | 30,245 | 468 | 0.21% | 0.21% | 46 | -1,995 | -6.19% | Q1 2026 | May 06, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 29,759 | 460 | 0.0% | — | 47 | +29,759 | New | Q1 2026 | May 15, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | New | 29,596 | 458 | 0.02% | — | 48 | +29,596 | New | Q1 2026 | May 15, 2026 |
| SEAMOUNT FINANCIAL GROUP INC | History | Reduced | 29,396 | 455 | 0.21% | 0.23% | 49 | -943 | -3.11% | Q1 2026 | Apr 24, 2026 |
| Jacobi Capital Management LLC | History | Added to | 28,215 | 437 | 0.02% | 0.03% | 50 | +1,100 | 4.06% | Q1 2026 | May 13, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 26,888 | 417 | 0.0% | 0.0% | 51 | +10,537 | 64.44% | Q1 2026 | Apr 22, 2026 |
| Curi Capital, LLC | History | No change | 25,168 | 389 | 0.01% | 0.01% | 52 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Closed-End Fund Advisors, Inc. | History | New | 25,059 | 388 | 0.39% | — | 54 | +25,059 | New | Q1 2026 | May 11, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 25,057 | 388 | 0.01% | 0.01% | 53 | +6 | 0.02% | Q1 2026 | Apr 21, 2026 |
| WHITENER CAPITAL MANAGEMENT, INC. | History | Added to | 24,785 | 383 | 0.09% | 0.09% | 55 | +1,000 | 4.2% | Q1 2026 | Apr 16, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 22,200 | 343 | 0.0% | 0.0% | 56 | -36,832 | -62.39% | Q1 2026 | May 08, 2026 |
| Pines Wealth Management, LLC | History | No change | 20,473 | 317 | 0.1% | 0.11% | 57 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| Spire Wealth Management | History | Reduced | 20,182 | 312 | 0.01% | 0.01% | 58 | -94 | -0.46% | Q1 2026 | Apr 22, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 20,032 | 310 | 0.02% | 0.02% | 59 | +2,047 | 11.38% | Q1 2026 | Apr 20, 2026 |
| Sage Capital Advisors,llc | History | Added to | 19,927 | 308 | 0.07% | 0.07% | 60 | +874 | 4.59% | Q1 2026 | Apr 07, 2026 |
| NewEdge Advisors, LLC | History | Added to | 19,436 | 301 | 0.0% | 0.0% | 61 | +89 | 0.46% | Q1 2026 | Jun 02, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Reduced | 18,400 | 283 | 0.0% | 0.0% | 62 | -4,300 | -18.94% | Q1 2026 | May 14, 2026 |
| Maridea Wealth Management LLC | History | New | 18,032 | 279 | 0.04% | — | 63 | +18,032 | New | Q1 2026 | Apr 21, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 17,433 | 272 | 0.02% | 0.02% | 64 | +2,855 | 19.58% | Q1 2026 | May 01, 2026 |
| INTEGRATED CAPITAL MANAGEMENT, INC. | History | Reduced | 16,961 | 262 | 0.17% | 0.21% | 65 | -1,762 | -9.41% | Q1 2026 | May 07, 2026 |
| Lido Advisors, LLC | History | Reduced | 16,895 | 261 | 0.0% | 0.0% | 66 | -20,000 | -54.21% | Q1 2026 | May 13, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 16,152 | 250 | 0.0% | 0.0% | 67 | +224 | 1.41% | Q1 2026 | Apr 20, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 15,953 | 247 | 0.0% | 0.0% | 69 | +8,002 | 100.64% | Q1 2026 | Apr 30, 2026 |
| First Heartland Consultants, Inc. | History | Added to | 15,990 | 247 | 0.02% | 0.02% | 68 | +232 | 1.47% | Q1 2026 | Apr 08, 2026 |
| TIEMANN INVESTMENT ADVISORS, LLC | History | No change | 15,388 | 238 | 0.09% | 0.1% | 70 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| EVERGREEN CAPITAL MANAGEMENT LLC | History | No change | 15,350 | 237 | 0.01% | 0.01% | 71 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| M Holdings Securities, Inc. | History | Added to | 14,457 | 232 | 0.02% | 0.02% | 72 | +5 | 0.03% | Q1 2026 | May 12, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | New | 12,878 | 199 | 0.0% | — | 73 | +12,878 | New | Q1 2026 | May 14, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 12,783 | 198 | 0.0% | 0.0% | 74 | +2,551 | 24.93% | Q1 2026 | May 14, 2026 |
| DF DENT & CO INC | History | No change | 12,298 | 190 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| HighTower Advisors, LLC | History | No change | 12,120 | 187 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 11,762 | 182 | 0.0% | 0.0% | 77 | -1,456 | -11.02% | Q1 2026 | May 04, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | No change | 11,773 | 182 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| Private Advisor Group, LLC | History | Reduced | 11,700 | 181 | 0.0% | 0.0% | 79 | -1,000 | -7.87% | Q1 2026 | Apr 24, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 11,138 | 172 | 0.0% | 0.0% | 80 | -9,124 | -45.03% | Q1 2026 | Apr 28, 2026 |
| Summit Trail Advisors, LLC | History | Added to | 11,089 | 171 | 0.0% | 0.0% | 81 | +378 | 3.53% | Q1 2026 | May 12, 2026 |
| XTX Topco Ltd | History | New | 10,983 | 170 | 0.0% | — | 82 | +10,983 | New | Q1 2026 | May 15, 2026 |
| Federation des caisses Desjardins du Quebec | History | Reduced | 10,119 | 156 | 0.0% | 0.0% | 83 | -16,108 | -61.42% | Q1 2026 | May 13, 2026 |
| NOMURA HOLDINGS INC | History | New | 10,000 | 154 | 0.0% | — | 84 | +10,000 | New | Q1 2026 | May 15, 2026 |
| US BANCORP \DE\ | History | No change | 8,456 | 130 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| COMERICA BANK | History | No change | 7,536 | 124 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| FIFTH THIRD BANCORP | History | New | 7,591 | 117 | 0.0% | — | 87 | +7,591 | New | Q1 2026 | May 01, 2026 |
| Advisory Services Network, LLC | History | New | 7,077 | 109 | 0.0% | — | 88 | +7,077 | New | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 6,125 | 94 | 0.0% | 0.0% | 89 | +2,125 | 53.13% | Q1 2026 | May 15, 2026 |
| MARYLAND CAPITAL ADVISORS INC. | History | No change | 5,600 | 92 | 0.03% | 0.03% | 90 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 5,427 | 84 | 0.0% | 0.0% | 91 | +4,730 | 678.62% | Q1 2026 | May 07, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 5,305 | 82 | 0.0% | 0.0% | 92 | +4,118 | 346.93% | Q1 2026 | May 08, 2026 |
| MATHER GROUP, LLC. | History | New | 4,684 | 72 | 0.0% | — | 93 | +4,684 | New | Q1 2026 | Apr 13, 2026 |
| IFP Advisors, Inc | History | No change | 3,500 | 54 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Geneos Wealth Management Inc. | History | Reduced | 3,045 | 47 | 0.0% | 0.0% | 95 | -500 | -14.1% | Q1 2026 | May 04, 2026 |
| Capital Analysts, LLC | History | New | 2,531 | 39 | 0.0% | — | 96 | +2,531 | New | Q1 2026 | May 14, 2026 |
| MAI Capital Management | History | No change | 2,200 | 34 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| North Star Investment Management Corp. | History | No change | 2,098 | 32 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Larson Financial Group LLC | History | Reduced | 2,037 | 31 | 0.0% | 0.0% | 99 | -888 | -30.36% | Q1 2026 | May 15, 2026 |
| Sound Income Strategies, LLC | History | Reduced | 1,784 | 27 | 0.0% | 0.0% | 100 | -999 | -35.9% | Q1 2026 | Apr 27, 2026 |
| CHILTON CAPITAL MANAGEMENT LLC | History | No change | 1,550 | 24 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Keating Financial Advisory Services, Inc. | History | Added to | 1,341 | 20 | 0.0% | 0.0% | 104 | +25 | 1.9% | Q1 2026 | May 15, 2026 |
| CWM, LLC | History | Reduced | 1,314 | 20 | 0.0% | 0.0% | 103 | -8 | -0.61% | Q1 2026 | May 14, 2026 |
| PRIVATE TRUST CO NA | History | No change | 1,300 | 20 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Smartleaf Asset Management LLC | History | New | 1,153 | 17 | 0.0% | — | 105 | +1,153 | New | Q1 2026 | May 15, 2026 |
| SOA Wealth Advisors, LLC. | History | Added to | 985 | 15 | 0.0% | 0.0% | 106 | +18 | 1.86% | Q1 2026 | May 20, 2026 |
| Washington Trust Advisors, Inc. | History | No change | 970 | 15 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| CoreCap Advisors, LLC | History | No change | 800 | 12 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Missouri Trust & Investment Co | History | Added to | 526 | 8 | 0.0% | 0.0% | 109 | +10 | 1.94% | Q1 2026 | May 14, 2026 |
| Strategic Investment Solutions, Inc. /IL | History | No change | 525 | 8 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Farther Finance Advisors, LLC | History | No change | 564 | 8 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Allworth Financial LP | History | Reduced | 500 | 7 | 0.0% | 0.0% | 112 | -1,965 | -79.72% | Q1 2026 | May 14, 2026 |
| Advisors Asset Management, Inc. | History | New | 383 | 5 | 0.0% | — | 114 | +383 | New | Q1 2026 | May 15, 2026 |
| Sunbelt Securities, Inc. | History | No change | 350 | 5 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| NBC SECURITIES, INC. | History | No change | 315 | 4 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| CHELSEA COUNSEL CO | History | No change | 310 | 4 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q1 2026 | Jun 04, 2026 |
| Bernard Wealth Management Corp. | History | Added to | 234 | 3 | 0.0% | 0.0% | 119 | +5 | 2.18% | Q1 2026 | May 14, 2026 |
| ASSETMARK, INC | History | No change | 220 | 3 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 200 | 3 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,406 | -100.0% | Q1 2026 | May 12, 2026 |
| FINANCIAL CONSULATE, INC | History | Closed out | 0 | 0 | — | 0.01% | — | -6,146 | -100.0% | Q1 2026 | Apr 21, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | Closed out | 0 | 0 | — | 0.02% | — | -4,040 | -100.0% | Q1 2026 | Apr 14, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,432 | -100.0% | Q1 2026 | May 15, 2026 |
| Kilter Group LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -792 | -100.0% | Q1 2026 | May 14, 2026 |
| Garton & Associates Financial Advisors LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -587 | -100.0% | Q1 2026 | May 11, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -150 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 19 | 0 | — | — | — | +9 | 90.0% | Q1 2026 | May 15, 2026 |