First Trust Intermediate Duration Preferred & Income Fund - FPF
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 9,745,769 | 171,817 | 0.01% | 0.01% | 1 | +549,667 | 5.98% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 1,218,651 | 21,484 | 0.0% | 0.0% | 2 | +64,117 | 5.55% | Q1 2026 | May 11, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | Reduced | 1,213,727 | 21,398 | 0.43% | 0.45% | 3 | -1,937 | -0.16% | Q1 2026 | May 13, 2026 |
| LPL Financial LLC | History | Reduced | 948,767 | 16,726 | 0.0% | 0.0% | 4 | -575 | -0.06% | Q1 2026 | May 06, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 739,258 | 13,033 | 0.0% | 0.0% | 5 | +44,205 | 6.36% | Q1 2026 | May 15, 2026 |
| Invesco Ltd. | History | Reduced | 634,556 | 11,187 | 0.0% | 0.0% | 6 | -112,065 | -15.01% | Q1 2026 | May 12, 2026 |
| Peak Planning Group, LLC | History | Added to | 397,793 | 7,013 | 1.94% | 2.04% | 7 | +8,350 | 2.14% | Q1 2026 | Apr 22, 2026 |
| MGO ONE SEVEN LLC | History | Added to | 391,175 | 6,896 | 0.14% | 0.15% | 8 | +799 | 0.2% | Q1 2026 | May 14, 2026 |
| COHEN & STEERS, INC. | History | No change | 361,198 | 6,368 | 0.01% | 0.01% | 9 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 236,254 | 4,165 | 0.03% | 0.03% | 10 | +612 | 0.26% | Q1 2026 | May 05, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 179,609 | 3,166 | 0.0% | 0.0% | 11 | +11,666 | 6.95% | Q1 2026 | May 12, 2026 |
| UBS Group AG | History | Added to | 158,615 | 2,796 | 0.0% | 0.0% | 12 | +5,977 | 3.92% | Q1 2026 | May 05, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 111,850 | 1,972 | 0.0% | 0.0% | 13 | -31,259 | -21.84% | Q1 2026 | May 15, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 99,580 | 1,755 | 0.0% | 0.0% | 14 | -559 | -0.56% | Q1 2026 | May 14, 2026 |
| Rareview Capital LLC | History | Added to | 91,917 | 1,729 | 1.01% | 0.93% | 15 | +15,823 | 20.79% | Q1 2026 | Apr 27, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 96,239 | 1,696 | 0.0% | 0.0% | 16 | +9,639 | 11.13% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 94,738 | 1,670 | 0.0% | 0.0% | 17 | +7,107 | 8.11% | Q1 2026 | May 14, 2026 |
| NewEdge Advisors, LLC | History | Added to | 82,770 | 1,459 | 0.01% | 0.01% | 18 | +529 | 0.64% | Q1 2026 | Jun 02, 2026 |
| Noble Wealth Management PBC | History | Added to | 75,117 | 1,324 | 0.67% | 0.66% | 19 | +4,510 | 6.39% | Q1 2026 | Apr 02, 2026 |
| IHT Wealth Management, LLC | History | No change | 73,643 | 1,298 | 0.03% | 0.03% | 20 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Cetera Investment Advisers | History | Added to | 72,161 | 1,272 | 0.0% | 0.0% | 21 | +4,668 | 6.92% | Q1 2026 | May 13, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 70,333 | 1,239 | 0.02% | 0.02% | 22 | +260 | 0.37% | Q1 2026 | May 13, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 68,010 | 1,199 | 0.42% | 0.62% | 23 | -36,264 | -34.78% | Q1 2026 | May 12, 2026 |
| Onyx Bridge Wealth Group LLC | History | Added to | 67,940 | 1,197 | 0.13% | 0.13% | 24 | +4,152 | 6.51% | Q1 2026 | Apr 22, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 67,262 | 1,185 | 0.01% | 0.02% | 25 | -514 | -0.76% | Q1 2026 | Apr 23, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Reduced | 64,833 | 1,143 | 0.04% | 0.04% | 26 | -2,237 | -3.34% | Q1 2026 | May 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 57,026 | 1,005 | 0.0% | 0.0% | 27 | +5,800 | 11.32% | Q1 2026 | May 04, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Reduced | 56,428 | 995 | 0.05% | 0.05% | 28 | -449 | -0.79% | Q1 2026 | May 18, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 49,419 | 871 | 0.01% | 0.01% | 29 | -32,907 | -39.97% | Q1 2026 | May 15, 2026 |
| Prospera Financial Services Inc | History | Added to | 46,464 | 819 | 0.01% | 0.01% | 30 | +1,331 | 2.95% | Q1 2026 | Apr 14, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 44,701 | 788 | 0.0% | 0.0% | 31 | -4,950 | -9.97% | Q1 2026 | Apr 22, 2026 |
| Magnus Financial Group LLC | History | Reduced | 42,937 | 756 | 0.06% | 0.08% | 32 | -9,936 | -18.79% | Q1 2026 | Apr 10, 2026 |
| WEDBUSH SECURITIES INC | History | New | 42,555 | 750 | 0.02% | — | 33 | +42,555 | New | Q1 2026 | Apr 21, 2026 |
| Alessandra Capital Management, LLC | History | Added to | 41,518 | 731 | 0.62% | 0.58% | 34 | +6,518 | 18.62% | Q1 2026 | Apr 30, 2026 |
| PFG Investments, LLC | History | Added to | 41,112 | 724 | 0.03% | 0.04% | 35 | +1,094 | 2.73% | Q1 2026 | Apr 27, 2026 |
| Capital Investment Advisors, LLC | History | Reduced | 39,666 | 699 | 0.01% | 0.01% | 36 | -478 | -1.19% | Q1 2026 | Apr 17, 2026 |
| Pine Valley Investments Ltd Liability Co | History | No change | 39,099 | 689 | 0.03% | 0.03% | 37 | 0 | 0.0% | Q1 2026 | Jun 08, 2026 |
| Ethos Financial Group, LLC | History | No change | 35,464 | 661 | 0.05% | 0.05% | 38 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 37,034 | 652 | 0.0% | 0.0% | 39 | -1,746 | -4.5% | Q1 2026 | Apr 27, 2026 |
| Sowell Financial Services LLC | History | No change | 36,388 | 641 | 0.02% | 0.02% | 40 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| COMERICA BANK | History | No change | 32,971 | 614 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Lido Advisors, LLC | History | No change | 33,855 | 596 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| FIFTH THIRD BANCORP | History | New | 31,622 | 557 | 0.0% | — | 43 | +31,622 | New | Q1 2026 | May 01, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 30,266 | 533 | 0.0% | 0.0% | 44 | +9,950 | 48.98% | Q1 2026 | May 14, 2026 |
| CWM, LLC | History | Added to | 29,160 | 514 | 0.0% | 0.0% | 45 | +5,971 | 25.75% | Q1 2026 | May 14, 2026 |
| RDA Financial Network | History | Added to | 28,269 | 498 | 0.12% | 0.12% | 46 | +420 | 1.51% | Q1 2026 | Apr 08, 2026 |
| Saxony Capital Management, LLC | History | No change | 27,700 | 488 | 0.28% | 0.32% | 47 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 26,897 | 474 | 0.0% | 0.0% | 48 | -5,893 | -17.97% | Q1 2026 | Apr 30, 2026 |
| Intellectus Partners, LLC | History | Added to | 26,221 | 462 | 0.09% | 0.09% | 49 | +353 | 1.36% | Q1 2026 | Apr 10, 2026 |
| SeaCrest Wealth Management, LLC | History | Added to | 25,379 | 447 | 0.05% | 0.04% | 50 | +6,003 | 30.98% | Q1 2026 | Apr 15, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 25,223 | 444 | 0.03% | 0.03% | 51 | +1,708 | 7.26% | Q1 2026 | May 01, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 24,086 | 424 | 0.0% | 0.0% | 53 | +2,172 | 9.91% | Q1 2026 | May 08, 2026 |
| DELTA CAPITAL MANAGEMENT LLC | History | Reduced | 24,040 | 424 | 0.23% | 0.27% | 52 | -1,300 | -5.13% | Q1 2026 | Apr 29, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 22,749 | 401 | 0.0% | 0.0% | 54 | +7,090 | 45.28% | Q1 2026 | May 15, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 20,570 | 362 | 0.0% | 0.0% | 55 | +2,786 | 15.67% | Q1 2026 | May 15, 2026 |
| EJMK Ventures LLC | History | Added to | 20,161 | 355 | 0.2% | 0.23% | 56 | +79 | 0.39% | Q1 2026 | Apr 24, 2026 |
| Gridiron Partners, LLC | History | Reduced | 19,345 | 338 | 0.21% | 0.28% | 57 | -7,213 | -27.16% | Q1 2026 | Apr 13, 2026 |
| Mathes Company, Inc. | History | No change | 18,250 | 322 | 0.12% | 0.12% | 58 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Kovack Advisors, Inc. | History | Reduced | 18,081 | 318 | 0.02% | 0.02% | 59 | -1,000 | -5.24% | Q1 2026 | May 12, 2026 |
| RVW Wealth, LLC | History | No change | 17,849 | 314 | 0.02% | 0.03% | 60 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 17,195 | 305 | 0.0% | 0.0% | 61 | -1,727 | -9.13% | Q1 2026 | Apr 08, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 16,871 | 297 | 0.0% | 0.0% | 62 | -30,094 | -64.08% | Q1 2026 | May 12, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 15,152 | 267 | 0.02% | 0.02% | 63 | +1,677 | 12.45% | Q1 2026 | Apr 20, 2026 |
| Global Retirement Partners, LLC | History | No change | 14,068 | 262 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | No change | 14,792 | 260 | 0.18% | 0.2% | 65 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | No change | 14,386 | 253 | 0.01% | 0.01% | 66 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Gateway Wealth Partners, LLC | History | New | 14,176 | 249 | 0.01% | — | 67 | +14,176 | New | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 14,095 | 248 | 0.0% | 0.0% | 68 | -840 | -5.62% | Q1 2026 | Apr 30, 2026 |
| &PARTNERS | History | Added to | 14,036 | 247 | 0.0% | 0.0% | 69 | +277 | 2.01% | Q1 2026 | May 15, 2026 |
| CONSOLIDATED CAPITAL MANAGEMENT, LLC | History | Added to | 13,661 | 240 | 0.08% | 0.07% | 70 | +1,090 | 8.67% | Q1 2026 | Apr 15, 2026 |
| CHOREO, LLC | History | Added to | 12,922 | 227 | 0.0% | 0.0% | 71 | +2,684 | 26.22% | Q1 2026 | May 12, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 11,802 | 208 | 0.0% | 0.0% | 72 | +1,687 | 16.68% | Q1 2026 | Apr 27, 2026 |
| UHLMANN PRICE SECURITIES, LLC | History | Added to | 11,488 | 202 | 0.01% | 0.12% | 73 | +245 | 2.18% | Q1 2026 | Apr 16, 2026 |
| Independent Advisor Alliance | History | New | 11,177 | 197 | 0.0% | — | 74 | +11,177 | New | Q1 2026 | May 12, 2026 |
| Icon Wealth Advisors, LLC | History | No change | 10,588 | 193 | 0.01% | 0.01% | 75 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Sterneck Capital Management, LLC | History | No change | 10,878 | 191 | 0.09% | 0.09% | 76 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| Spire Wealth Management | History | Added to | 8,458 | 149 | 0.01% | 0.0% | 77 | +1,000 | 13.41% | Q1 2026 | Apr 22, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | No change | 7,900 | 139 | 0.01% | 0.01% | 78 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| GILL CAPITAL PARTNERS, LLC | History | New | 5,923 | 104 | 0.03% | — | 80 | +5,923 | New | Q1 2026 | Apr 13, 2026 |
| FIRST FINANCIAL CORP /IN/ | History | Reduced | 5,933 | 104 | 0.04% | 0.06% | 79 | -1,911 | -24.36% | Q1 2026 | Apr 07, 2026 |
| IFP Advisors, Inc | History | No change | 5,179 | 91 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Western Wealth Management, LLC | History | New | 5,035 | 88 | 0.0% | — | 82 | +5,035 | New | Q1 2026 | May 19, 2026 |
| Geneos Wealth Management Inc. | History | No change | 3,794 | 66 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Added to | 3,473 | 61 | 0.01% | 0.01% | 84 | +596 | 20.72% | Q1 2026 | May 11, 2026 |
| Colonial Trust Co / SC | History | No change | 3,175 | 54 | 0.01% | 0.01% | 85 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | New | 2,955 | 52 | 0.0% | — | 86 | +2,955 | New | Q1 2026 | May 04, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 2,635 | 49 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Advisory Services Network, LLC | History | New | 2,765 | 48 | 0.0% | — | 88 | +2,765 | New | Q1 2026 | May 15, 2026 |
| Allworth Financial LP | History | No change | 2,560 | 45 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 2,600 | 45 | 0.02% | 0.02% | 90 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Added to | 2,400 | 42 | 0.0% | 0.0% | 91 | +2,000 | 500.0% | Q1 2026 | May 07, 2026 |
| CALDWELL SUTTER CAPITAL, INC. | History | No change | 2,050 | 36 | 0.01% | 0.02% | 92 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Ascentis Independent Advisors | History | New | 1,925 | 33 | 0.0% | — | 93 | +1,925 | New | Q1 2026 | Apr 28, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Reduced | 1,762 | 31 | 0.01% | 0.01% | 94 | -30 | -1.67% | Q1 2026 | May 12, 2026 |
| WPG Advisers, LLC | History | Added to | 1,533 | 27 | 0.02% | 0.02% | 95 | +380 | 32.96% | Q1 2026 | Apr 29, 2026 |
| Larson Financial Group LLC | History | No change | 1,500 | 26 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Golden State Wealth Management, LLC | History | No change | 1,500 | 26 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Main Street Group, LTD | History | New | 1,450 | 25 | 0.01% | — | 98 | +1,450 | New | Q1 2026 | May 06, 2026 |
| Anchor Investment Management, LLC | History | No change | 1,375 | 24 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Farther Finance Advisors, LLC | History | No change | 1,308 | 23 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Wilmington Savings Fund Society, FSB | History | No change | 1,175 | 20 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| North Star Investment Management Corp. | History | No change | 1,050 | 18 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Mosley Wealth Management | History | New | 750 | 14 | 0.01% | — | 103 | +750 | New | Q1 2026 | Apr 27, 2026 |
| SOA Wealth Advisors, LLC. | History | Added to | 753 | 13 | 0.0% | 0.0% | 104 | +16 | 2.17% | Q1 2026 | May 20, 2026 |
| Aspect Partners, LLC | History | No change | 750 | 13 | 0.01% | 0.01% | 105 | 0 | 0.0% | Q1 2026 | Apr 02, 2026 |
| NBC SECURITIES, INC. | History | No change | 625 | 11 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| BlackRock, Inc. | History | New | 561 | 9 | 0.0% | — | 108 | +561 | New | Q1 2026 | May 13, 2026 |
| Blue Trust, Inc. | History | No change | 547 | 9 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| HUNTINGTON NATIONAL BANK | History | Reduced | 466 | 8 | 0.0% | 0.0% | 109 | -1,358 | -74.45% | Q1 2026 | May 15, 2026 |
| Arax Advisory Partners | History | No change | 500 | 8 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| ARMSTRONG ADVISORY GROUP, INC | History | No change | 461 | 8 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| Salomon & Ludwin, LLC | History | No change | 450 | 7 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Citizens National Bank Trust Department | History | No change | 365 | 6 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 303 | 5 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| SageView Advisory Group, LLC | History | No change | 285 | 5 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | New | 141 | 2 | 0.0% | — | 118 | +141 | New | Q1 2026 | Apr 28, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 136 | 2 | 0.0% | — | 117 | +136 | New | Q1 2026 | May 15, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 150 | 2 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 99 | 1 | 0.0% | — | 121 | +99 | New | Q1 2026 | May 13, 2026 |
| JPMORGAN CHASE & CO | History | New | 88 | 1 | 0.0% | — | 120 | +88 | New | Q1 2026 | May 13, 2026 |
| Plante Moran Financial Advisors, LLC | History | New | 67 | 1 | 0.0% | — | 122 | +67 | New | Q1 2026 | May 05, 2026 |
| SIGNATUREFD, LLC | History | No change | 76 | 1 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -39,658 | -100.0% | Q1 2026 | May 15, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.03% | — | -27,316 | -100.0% | Q1 2026 | May 12, 2026 |
| Cooper Financial Group | History | Closed out | 0 | 0 | — | 0.02% | — | -12,020 | -100.0% | Q1 2026 | Apr 07, 2026 |
| XTX Topco Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -11,692 | -100.0% | Q1 2026 | May 15, 2026 |
| CENTRAL TRUST Co | History | Closed out | 0 | 0 | — | 0.0% | — | -1,132 | -100.0% | Q1 2026 | Apr 17, 2026 |
| Strategic Advocates LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -959 | -100.0% | Q1 2026 | May 15, 2026 |
| DV Trading LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -800 | -100.0% | Q1 2026 | May 15, 2026 |
| Luminist Capital LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -386 | -100.0% | Q1 2026 | Apr 24, 2026 |
| Inlight Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -253 | -100.0% | Q1 2026 | May 04, 2026 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | — | — | -15 | -100.0% | Q1 2026 | May 15, 2026 |
| ASSETMARK, INC | History | No change | 9 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Comprehensive Financial Planning, Inc./PA | History | No change | 46 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| BIRCHBROOK, INC. | History | No change | 40 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |