First Trust Intermediate Duration Preferred & Income Fund - FPF
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 9,820,464 | 178,437 | 0.01% | 0.01% | 1 | +74,695 | 0.77% | Q2 2026 | Aug 13, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | Added to | 1,217,427 | 22,121 | 0.42% | 0.43% | 2 | +3,700 | 0.3% | Q2 2026 | Aug 12, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 1,210,802 | 22,000 | 0.0% | 0.0% | 3 | -7,849 | -0.64% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | Added to | 979,058 | 17,789 | 0.0% | 0.0% | 4 | +30,291 | 3.19% | Q2 2026 | Aug 07, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 753,673 | 13,694 | 0.0% | 0.0% | 5 | +14,415 | 1.95% | Q2 2026 | Aug 14, 2026 |
| Invesco Ltd. | History | Added to | 659,562 | 11,984 | 0.0% | 0.0% | 6 | +25,006 | 3.94% | Q2 2026 | Aug 14, 2026 |
| Peak Planning Group, LLC | History | Added to | 400,589 | 7,278 | 1.64% | 1.94% | 7 | +2,796 | 0.7% | Q2 2026 | Aug 12, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 377,412 | 6,857 | 0.11% | 0.14% | 8 | -13,763 | -3.52% | Q2 2026 | Jul 31, 2026 |
| COHEN & STEERS, INC. | History | No change | 361,198 | 6,563 | 0.01% | 0.01% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 257,487 | 4,678 | 0.03% | 0.03% | 10 | +21,233 | 8.99% | Q2 2026 | Jul 24, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 188,729 | 3,429 | 0.0% | 0.0% | 11 | +9,120 | 5.08% | Q2 2026 | Aug 12, 2026 |
| UBS Group AG | History | Reduced | 149,378 | 2,714 | 0.0% | 0.0% | 12 | -9,237 | -5.82% | Q2 2026 | Aug 13, 2026 |
| Rareview Capital LLC | History | Added to | 133,367 | 2,509 | 1.4% | 1.01% | 13 | +41,450 | 45.1% | Q2 2026 | Jul 23, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Added to | 107,058 | 1,945 | 0.06% | 0.04% | 14 | +42,225 | 65.13% | Q2 2026 | Jul 08, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 105,254 | 1,912 | 0.0% | 0.0% | 15 | -6,596 | -5.9% | Q2 2026 | Aug 14, 2026 |
| Baird Financial Group, Inc. | History | Added to | 102,354 | 1,859 | 0.0% | 0.0% | 16 | +2,774 | 2.79% | Q2 2026 | Aug 12, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 94,861 | 1,723 | 0.0% | 0.0% | 17 | -1,378 | -1.43% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 93,669 | 1,701 | 0.0% | 0.0% | 18 | -1,069 | -1.13% | Q2 2026 | Aug 14, 2026 |
| NewEdge Advisors, LLC | History | Added to | 86,756 | 1,576 | 0.0% | 0.01% | 19 | +3,986 | 4.82% | Q2 2026 | Aug 12, 2026 |
| Noble Wealth Management PBC | History | Added to | 82,363 | 1,496 | 0.67% | 0.67% | 20 | +7,246 | 9.65% | Q2 2026 | Jul 01, 2026 |
| Cetera Investment Advisers | History | Added to | 77,966 | 1,416 | 0.0% | 0.0% | 21 | +5,805 | 8.04% | Q2 2026 | Aug 12, 2026 |
| IHT Wealth Management, LLC | History | Added to | 76,819 | 1,395 | 0.03% | 0.03% | 22 | +3,176 | 4.31% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 73,686 | 1,338 | 0.0% | 0.0% | 23 | +16,660 | 29.21% | Q2 2026 | Aug 03, 2026 |
| Onyx Bridge Wealth Group LLC | History | Added to | 68,870 | 1,251 | 0.11% | 0.13% | 24 | +930 | 1.37% | Q2 2026 | Jul 23, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Reduced | 68,080 | 1,237 | 0.01% | 0.02% | 25 | -2,253 | -3.2% | Q2 2026 | Aug 04, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 60,744 | 1,103 | 0.01% | 0.01% | 26 | -6,518 | -9.69% | Q2 2026 | Aug 03, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Added to | 56,563 | 1,028 | 0.04% | 0.05% | 27 | +135 | 0.24% | Q2 2026 | Aug 17, 2026 |
| Prospera Financial Services Inc | History | Added to | 51,465 | 935 | 0.01% | 0.01% | 28 | +5,001 | 10.76% | Q2 2026 | Jul 15, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 49,662 | 902 | 0.0% | 0.0% | 29 | +37,860 | 320.79% | Q2 2026 | Jul 28, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 48,069 | 873 | 0.02% | 0.02% | 30 | +5,514 | 12.96% | Q2 2026 | Jul 28, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 45,196 | 821 | 0.0% | 0.0% | 31 | +495 | 1.11% | Q2 2026 | Aug 05, 2026 |
| Magnus Financial Group LLC | History | Added to | 43,831 | 796 | 0.06% | 0.06% | 32 | +894 | 2.08% | Q2 2026 | Jul 09, 2026 |
| Alessandra Capital Management, LLC | History | Reduced | 40,948 | 744 | 0.53% | 0.62% | 33 | -570 | -1.37% | Q2 2026 | Jul 28, 2026 |
| Bramshill Investments, LLC | History | New | 40,000 | 726 | 0.06% | — | 34 | +40,000 | New | Q2 2026 | Aug 14, 2026 |
| Capital Investment Advisors, LLC | History | No change | 39,666 | 720 | 0.01% | 0.01% | 35 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Pine Valley Investments Ltd Liability Co | History | Reduced | 38,399 | 697 | 0.03% | 0.03% | 36 | -700 | -1.79% | Q2 2026 | Jul 24, 2026 |
| Ethos Financial Group, LLC | History | Added to | 37,438 | 680 | 0.05% | 0.05% | 37 | +1,974 | 5.57% | Q2 2026 | Aug 07, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 35,760 | 649 | 0.0% | 0.0% | 38 | -1,274 | -3.44% | Q2 2026 | Jul 29, 2026 |
| Sowell Financial Services LLC | History | Reduced | 34,880 | 633 | 0.02% | 0.02% | 39 | -1,508 | -4.14% | Q2 2026 | Jul 17, 2026 |
| Lido Advisors, LLC | History | No change | 33,855 | 615 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| PFG Investments, LLC | History | Reduced | 33,552 | 609 | 0.02% | 0.03% | 41 | -7,560 | -18.39% | Q2 2026 | Jul 23, 2026 |
| SeaCrest Wealth Management, LLC | History | Added to | 32,979 | 599 | 0.07% | 0.05% | 42 | +7,600 | 29.95% | Q2 2026 | Jul 09, 2026 |
| FIFTH THIRD BANCORP | History | Reduced | 31,051 | 564 | 0.0% | 0.0% | 43 | -571 | -1.81% | Q2 2026 | Aug 05, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 30,259 | 549 | 0.0% | 0.0% | 44 | +3,362 | 12.5% | Q2 2026 | Jul 28, 2026 |
| CWM, LLC | History | No change | 29,160 | 514 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| RDA Financial Network | History | Reduced | 27,739 | 504 | 0.11% | 0.12% | 46 | -530 | -1.87% | Q2 2026 | Jul 06, 2026 |
| Saxony Capital Management, LLC | History | No change | 27,700 | 503 | 0.23% | 0.28% | 47 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 27,832 | 502 | 0.03% | 0.03% | 48 | +2,609 | 10.34% | Q2 2026 | Jul 22, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 26,875 | 488 | 0.0% | 0.0% | 49 | -3,391 | -11.2% | Q2 2026 | Aug 13, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 26,625 | 483 | 0.0% | 0.01% | 50 | -22,794 | -46.12% | Q2 2026 | Aug 12, 2026 |
| Gridiron Partners, LLC | History | Added to | 26,558 | 478 | 0.25% | 0.21% | 51 | +7,213 | 37.29% | Q2 2026 | Aug 05, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 26,210 | 476 | 0.15% | 0.42% | 52 | -41,800 | -61.46% | Q2 2026 | Jul 15, 2026 |
| Intellectus Partners, LLC | History | Reduced | 26,091 | 474 | 0.08% | 0.09% | 53 | -130 | -0.5% | Q2 2026 | Aug 12, 2026 |
| DELTA CAPITAL MANAGEMENT LLC | History | Added to | 25,140 | 457 | 0.21% | 0.23% | 54 | +1,100 | 4.58% | Q2 2026 | Jul 16, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 24,440 | 444 | 0.0% | 0.0% | 55 | +354 | 1.47% | Q2 2026 | Aug 13, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 20,914 | 380 | 0.0% | 0.0% | 56 | +344 | 1.67% | Q2 2026 | Sep 08, 2026 |
| EJMK Ventures LLC | History | Added to | 20,245 | 367 | 0.17% | 0.2% | 57 | +84 | 0.42% | Q2 2026 | Aug 06, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 19,131 | 344 | 0.0% | 0.0% | 58 | +1,936 | 11.26% | Q2 2026 | Jul 15, 2026 |
| Mathes Company, Inc. | History | No change | 18,250 | 332 | 0.1% | 0.12% | 59 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| RVW Wealth, LLC | History | No change | 17,849 | 324 | 0.02% | 0.02% | 60 | 0 | 0.0% | Q2 2026 | Jul 07, 2026 |
| Global Retirement Partners, LLC | History | New | 17,335 | 314 | 0.0% | — | 61 | +17,335 | New | Q2 2026 | Aug 06, 2026 |
| CONSOLIDATED CAPITAL MANAGEMENT, LLC | History | Added to | 16,491 | 299 | 0.08% | 0.08% | 62 | +2,830 | 20.72% | Q2 2026 | Jul 27, 2026 |
| Kovack Advisors, Inc. | History | Reduced | 16,511 | 297 | 0.01% | 0.02% | 63 | -1,570 | -8.68% | Q2 2026 | Jul 28, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Added to | 14,847 | 269 | 0.01% | 0.01% | 64 | +461 | 3.2% | Q2 2026 | Jul 31, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 14,181 | 257 | 0.0% | 0.0% | 66 | -8,568 | -37.66% | Q2 2026 | Aug 14, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Reduced | 14,152 | 257 | 0.02% | 0.02% | 65 | -1,000 | -6.6% | Q2 2026 | Aug 07, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | Reduced | 13,192 | 239 | 0.15% | 0.18% | 67 | -1,600 | -10.82% | Q2 2026 | Jul 27, 2026 |
| &PARTNERS | History | Reduced | 12,785 | 232 | 0.0% | 0.0% | 68 | -1,251 | -8.91% | Q2 2026 | Aug 14, 2026 |
| CHOREO, LLC | History | Reduced | 12,407 | 225 | 0.0% | 0.0% | 69 | -515 | -3.99% | Q2 2026 | Aug 04, 2026 |
| UHLMANN PRICE SECURITIES, LLC | History | Added to | 11,745 | 213 | 0.01% | 0.01% | 70 | +257 | 2.24% | Q2 2026 | Jul 24, 2026 |
| Maridea Wealth Management LLC | History | New | 11,313 | 205 | 0.02% | — | 71 | +11,313 | New | Q2 2026 | Aug 06, 2026 |
| Sterneck Capital Management, LLC | History | No change | 10,878 | 197 | 0.08% | 0.09% | 72 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| Icon Wealth Advisors, LLC | History | No change | 10,588 | 192 | 0.01% | 0.01% | 73 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Clear Street Group Inc. | History | New | 8,046 | 146 | 0.0% | — | 74 | +8,046 | New | Q2 2026 | Aug 12, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | No change | 7,900 | 143 | 0.01% | 0.01% | 75 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Spire Wealth Management | History | Reduced | 7,458 | 135 | 0.0% | 0.01% | 76 | -1,000 | -11.82% | Q2 2026 | Jul 15, 2026 |
| GILL CAPITAL PARTNERS, LLC | History | No change | 5,923 | 107 | 0.03% | 0.03% | 77 | 0 | 0.0% | Q2 2026 | Aug 20, 2026 |
| FIRST FINANCIAL CORP /IN/ | History | Reduced | 5,806 | 105 | 0.04% | 0.04% | 78 | -127 | -2.14% | Q2 2026 | Jul 07, 2026 |
| Geneos Wealth Management Inc. | History | No change | 3,794 | 68 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Added to | 3,618 | 65 | 0.01% | 0.01% | 80 | +145 | 4.18% | Q2 2026 | Aug 07, 2026 |
| First Bancorp, Inc /ME/ | History | New | 3,459 | 62 | 0.02% | — | 81 | +3,459 | New | Q2 2026 | Aug 11, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Added to | 3,400 | 61 | 0.0% | 0.0% | 82 | +1,000 | 41.67% | Q2 2026 | Aug 06, 2026 |
| Allied Private Wealth LLC | History | New | 3,327 | 59 | 0.04% | — | 83 | +3,327 | New | Q2 2026 | Jul 09, 2026 |
| Colonial Trust Co / SC | History | No change | 3,175 | 57 | 0.01% | 0.01% | 84 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 2,622 | 47 | 0.0% | 0.0% | 85 | +2,319 | 765.35% | Q2 2026 | Aug 12, 2026 |
| Allworth Financial LP | History | No change | 2,560 | 46 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| AMERIFLEX GROUP, INC. | History | Reduced | 2,400 | 43 | 0.02% | 0.02% | 87 | -200 | -7.69% | Q2 2026 | Aug 13, 2026 |
| CALDWELL SUTTER CAPITAL, INC. | History | No change | 2,050 | 37 | 0.01% | 0.01% | 88 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Added to | 1,985 | 36 | 0.01% | 0.01% | 89 | +223 | 12.66% | Q2 2026 | Aug 10, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 1,708 | 31 | 0.0% | 0.0% | 90 | +400 | 30.58% | Q2 2026 | Jul 17, 2026 |
| WPG Advisers, LLC | History | Added to | 1,594 | 28 | 0.02% | 0.02% | 91 | +61 | 3.98% | Q2 2026 | Aug 05, 2026 |
| HUNTINGTON NATIONAL BANK | History | Added to | 1,433 | 26 | 0.0% | 0.0% | 92 | +967 | 207.51% | Q2 2026 | Aug 13, 2026 |
| Main Street Group, LTD | History | No change | 1,450 | 26 | 0.01% | 0.01% | 93 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| Anchor Investment Management, LLC | History | No change | 1,375 | 24 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2026 | Sep 15, 2026 |
| Wilmington Savings Fund Society, FSB | History | No change | 1,175 | 21 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| North Star Investment Management Corp. | History | No change | 1,050 | 19 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Arax Advisory Partners | History | Added to | 1,000 | 18 | 0.0% | 0.0% | 97 | +500 | 100.0% | Q2 2026 | Aug 10, 2026 |
| Aspect Partners, LLC | History | Added to | 1,000 | 18 | 0.01% | 0.01% | 98 | +250 | 33.33% | Q2 2026 | Jul 16, 2026 |
| Mosley Wealth Management | History | Added to | 784 | 14 | 0.0% | 0.01% | 99 | +34 | 4.53% | Q2 2026 | Jul 23, 2026 |
| SOA Wealth Advisors, LLC. | History | Added to | 770 | 13 | 0.0% | 0.0% | 100 | +17 | 2.26% | Q2 2026 | Jul 21, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 667 | 12 | 0.0% | 0.0% | 101 | +531 | 390.44% | Q2 2026 | Aug 14, 2026 |
| LANARK FINANCIAL, INC. | History | No change | 625 | 11 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| LifeSteps Financial, Inc. | History | New | 600 | 10 | 0.0% | — | 104 | +600 | New | Q2 2026 | Jul 17, 2026 |
| BROWN BROTHERS HARRIMAN & CO | History | New | 558 | 10 | 0.0% | — | 103 | +558 | New | Q2 2026 | Aug 12, 2026 |
| Blue Trust, Inc. | History | No change | 547 | 9 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Salomon & Ludwin, LLC | History | No change | 450 | 8 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| ARMSTRONG ADVISORY GROUP, INC | History | No change | 461 | 8 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| Luminist Capital LLC | History | New | 386 | 7 | 0.01% | — | 108 | +386 | New | Q2 2026 | Aug 07, 2026 |
| Citizens National Bank Trust Department | History | No change | 365 | 6 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| IFP Advisors, Inc | History | Reduced | 207 | 3 | 0.0% | 0.0% | 110 | -4,972 | -96.0% | Q2 2026 | Jul 20, 2026 |
| SECURITY NATIONAL BANK OF SIOUX CITY IOWA /IA/ | History | New | 201 | 3 | 0.0% | — | 111 | +201 | New | Q2 2026 | Sep 18, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 141 | 2 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 150 | 2 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| Tower Research Capital LLC (TRC) | History | New | 84 | 1 | 0.0% | — | 117 | +84 | New | Q2 2026 | Aug 11, 2026 |
| JPMORGAN CHASE & CO | History | No change | 88 | 1 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Plante Moran Financial Advisors, LLC | History | No change | 67 | 1 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| SIGNATUREFD, LLC | History | No change | 76 | 1 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,871 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Gateway Wealth Partners, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -14,176 | -100.0% | Q2 2026 | Aug 04, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -14,095 | -100.0% | Q2 2026 | Jul 27, 2026 |
| Independent Advisor Alliance | History | Closed out | 0 | 0 | — | 0.0% | — | -11,177 | -100.0% | Q2 2026 | Aug 12, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,955 | -100.0% | Q2 2026 | Aug 10, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,765 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Ascentis Independent Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -1,925 | -100.0% | Q2 2026 | Aug 04, 2026 |
| Larson Financial Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,500 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Golden State Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,500 | -100.0% | Q2 2026 | Jul 22, 2026 |
| BlackRock, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -561 | -100.0% | Q2 2026 | Aug 07, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -99 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Trust Co | History | New | 11 | 0 | — | — | — | +11 | New | Q2 2026 | Jul 10, 2026 |
| ASSETMARK, INC | History | No change | 9 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| Comprehensive Financial Planning, Inc./PA | History | No change | 46 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| BIRCHBROOK, INC. | History | No change | 40 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |