FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FPXI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FIRST TRUST ADVISORS LP | History | No change | 842,208 | 70,526 | 0.04% | 0.04% | 1 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| LPL Financial LLC | History | No change | 518,171 | 43,391 | 0.01% | 0.01% | 2 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| MORGAN STANLEY | History | No change | 274,227 | 22,963 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 162,054 | 13,570 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| &PARTNERS | History | No change | 108,128 | 9,031 | 0.04% | 0.04% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NewEdge Advisors, LLC | History | No change | 83,990 | 7,033 | 0.02% | 0.02% | 6 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| JANE STREET GROUP, LLC | History | No change | 82,910 | 6,942 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 75,689 | 5,104 | 0.01% | 0.01% | 8 | -484 | -0.64% | Q3 2026 | Nov 02, 2026 |
| Advisory Services Network, LLC | History | No change | 52,796 | 4,421 | 0.05% | 0.05% | 9 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| UBS Group AG | History | No change | 50,915 | 4,263 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 62,026 | 4,183 | 0.01% | 0.02% | 11 | +3,727 | 6.39% | Q3 2026 | Nov 02, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 36,914 | 3,091 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WealthCare Investment Partners, LLC | History | No change | 35,606 | 2,981 | 0.72% | 0.72% | 13 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 43,474 | 2,932 | 0.01% | — | 14 | +43,474 | New | Q3 2026 | Nov 02, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | History | No change | 34,965 | 2,927 | 0.66% | 0.66% | 15 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 33,521 | 2,807 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NORTHBRIDGE FINANCIAL GROUP, LLC | History | No change | 33,462 | 2,802 | 1.07% | 1.07% | 17 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| ROYAL BANK OF CANADA | History | No change | 32,159 | 2,693 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SFI Advisors, LLC | History | Reduced | 38,140 | 2,572 | 2.12% | 2.77% | 19 | -142 | -0.37% | Q3 2026 | Oct 30, 2026 |
| Synergy Asset Management, LLC | History | No change | 29,426 | 2,464 | 0.23% | 0.23% | 20 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Arkadios Wealth Advisors | History | No change | 28,244 | 2,365 | 0.04% | 0.04% | 21 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 27,421 | 2,296 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HighTower Advisors, LLC | History | No change | 26,102 | 2,185 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Vise Technologies, Inc. | History | Reduced | 30,697 | 2,070 | 0.02% | 0.04% | 24 | -9,988 | -24.55% | Q3 2026 | Oct 28, 2026 |
| Cetera Investment Advisers | History | No change | 23,970 | 2,007 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 23,847 | 1,996 | 0.02% | 0.02% | 26 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 23,407 | 1,963 | 0.02% | 0.02% | 27 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Impact Partnership Wealth, LLC | History | No change | 17,373 | 1,454 | 0.14% | 0.14% | 28 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 17,171 | 1,437 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 16,732 | 1,401 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CITADEL ADVISORS LLC | History | No change | 12,810 | 1,072 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 15,285 | 1,030 | 0.03% | 0.04% | 32 | -718 | -4.49% | Q3 2026 | Oct 08, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 12,159 | 1,018 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Asset Allocation Strategies LLC | History | Reduced | 14,304 | 964 | 0.14% | 0.19% | 34 | -452 | -3.06% | Q3 2026 | Oct 20, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 10,577 | 885 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| TRUE BLUE FINANCIAL, LLC | History | Reduced | 12,179 | 821 | 0.3% | 0.45% | 36 | -570 | -4.47% | Q3 2026 | Oct 15, 2026 |
| MCF Advisors LLC | History | Added to | 11,031 | 743 | 0.03% | 0.03% | 37 | +1 | 0.01% | Q3 2026 | Oct 28, 2026 |
| NewEdge Wealth, LLC | History | No change | 8,548 | 715 | 0.01% | 0.01% | 38 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Equitable Holdings, Inc. | History | No change | 7,015 | 587 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Transamerica Financial Advisors, LLC | History | No change | 6,987 | 585 | 0.05% | 0.05% | 40 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Creative Planning | History | Added to | 8,100 | 546 | 0.0% | 0.0% | 41 | +4,707 | 138.73% | Q3 2026 | Nov 02, 2026 |
| Belpointe Asset Management LLC | History | No change | 6,222 | 521 | 0.02% | 0.02% | 42 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| J.W. COLE ADVISORS, INC. | History | No change | 5,494 | 460 | 0.01% | 0.01% | 43 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Private Advisor Group, LLC | History | No change | 5,335 | 446 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| IFG Advisory, LLC | History | No change | 5,302 | 443 | 0.02% | 0.02% | 45 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | No change | 5,010 | 419 | 0.01% | 0.01% | 46 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 5,764 | 388 | 0.0% | 0.0% | 47 | +81 | 1.43% | Q3 2026 | Oct 30, 2026 |
| Janney Montgomery Scott LLC | History | No change | 4,608 | 386 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 4,576 | 383 | 0.01% | 0.01% | 49 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| FLOW TRADERS U.S. LLC | History | No change | 4,544 | 381 | 0.02% | 0.02% | 50 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Accel Wealth Management | History | Reduced | 4,662 | 314 | 0.07% | 0.09% | 51 | -18 | -0.38% | Q3 2026 | Oct 13, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 4,460 | 300 | 0.0% | 0.0% | 52 | +260 | 6.19% | Q3 2026 | Oct 08, 2026 |
| Meridian Financial Advisors, LLC | History | Reduced | 4,215 | 284 | 0.13% | 0.22% | 54 | -1,248 | -22.84% | Q3 2026 | Oct 14, 2026 |
| Prospera Financial Services Inc | History | Reduced | 4,577 | 284 | 0.0% | 0.01% | 53 | -101 | -2.16% | Q3 2026 | Nov 04, 2026 |
| Clear Point Advisors Inc. | History | Reduced | 3,441 | 232 | 0.16% | 0.26% | 55 | -8 | -0.23% | Q3 2026 | Oct 30, 2026 |
| Dynamic Advisor Solutions LLC | History | Reduced | 3,375 | 227 | 0.01% | 0.01% | 57 | -685 | -16.87% | Q3 2026 | Oct 13, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 2,716 | 227 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| HighPoint Advisor Group LLC | History | No change | 2,453 | 205 | 0.01% | 0.01% | 58 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| National Wealth Management Group, LLC | History | Added to | 2,975 | 200 | 0.06% | 0.08% | 60 | +1 | 0.03% | Q3 2026 | Oct 26, 2026 |
| PRINCIPAL SECURITIES, INC. | History | No change | 2,392 | 200 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Integrity Financial Corp /WA | History | No change | 1,710 | 143 | 0.07% | 0.07% | 61 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 1,716 | 115 | 0.01% | 0.01% | 62 | +128 | 8.06% | Q3 2026 | Oct 20, 2026 |
| NI ACQUISITIONS COMPANY, LLC | History | No change | 427 | 115 | 0.05% | 0.05% | 63 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 1,120 | 93 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| IFP Advisors, Inc | History | Added to | 1,021 | 68 | 0.0% | 0.0% | 65 | +1 | 0.1% | Q3 2026 | Oct 16, 2026 |
| BFC Planning, Inc. | History | No change | 637 | 53 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| JPMORGAN CHASE & CO | History | No change | 583 | 47 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| AE Wealth Management LLC | History | No change | 561 | 46 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Bogart Wealth, LLC | History | No change | 237 | 19 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | No change | 230 | 19 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| US BANCORP \DE\ | History | No change | 186 | 15 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Founders Financial Alliance, LLC | History | No change | 174 | 14 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Geneos Wealth Management Inc. | History | No change | 125 | 10 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Caitlin John, LLC | History | No change | 108 | 9 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Qube Research & Technologies Ltd | History | No change | 107 | 8 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Wagner Wealth Management, LLC | History | No change | 118 | 7 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 91 | 7 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FMR LLC | History | No change | 82 | 6 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 81 | 6 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ASSETMARK, INC | History | New | 78 | 5 | 0.0% | — | 81 | +78 | New | Q3 2026 | Oct 21, 2026 |
| FIFTH THIRD BANCORP | History | No change | 60 | 5 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Ascentis Independent Advisors | History | New | 62 | 4 | 0.0% | — | 83 | +62 | New | Q3 2026 | Nov 03, 2026 |
| Global Retirement Partners, LLC | History | No change | 57 | 4 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 55 | 3 | 0.0% | 0.0% | 84 | +5 | 10.0% | Q3 2026 | Oct 30, 2026 |
| Key FInancial Inc | History | No change | 31 | 2 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Larson Financial Group LLC | History | No change | 23 | 1 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Concurrent Investment Advisors, LLC | History | Closed out | 0 | 0 | — | 0.29% | — | -409,072 | -100.0% | Q3 2026 | Oct 16, 2026 |
| Aurora Private Wealth, Inc. | History | Closed out | 0 | 0 | — | 0.16% | — | -2,958 | -100.0% | Q3 2026 | Oct 20, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,820 | -100.0% | Q3 2026 | Oct 13, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -2,550 | -100.0% | Q3 2026 | Oct 13, 2026 |
| COLUMBIA ADVISORY PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -2,481 | -100.0% | Q3 2026 | Oct 15, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -349 | -100.0% | Q3 2026 | Nov 02, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SBI Securities Co., Ltd. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |