FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FPXI
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 15 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 440,651 | 26,060 | 0.01% | 0.01% | 1 | +26,065 | 6.29% | Q4 2025 | Feb 11, 2026 |
| MORGAN STANLEY | History | Reduced | 204,281 | 12,081 | 0.0% | 0.0% | 2 | -1,926 | -0.93% | Q4 2025 | Feb 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 141,714 | 8,380 | 0.0% | 0.0% | 3 | +2,612 | 1.88% | Q4 2025 | Feb 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 93,677 | 5,540 | 0.0% | 0.0% | 4 | +15,681 | 20.1% | Q4 2025 | Feb 17, 2026 |
| SFI Advisors, LLC | History | Reduced | 70,186 | 4,150 | 2.66% | 2.71% | 5 | -831 | -1.17% | Q4 2025 | Feb 11, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 49,160 | 2,907 | 0.01% | 0.01% | 6 | +14,113 | 40.27% | Q4 2025 | Feb 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 45,603 | 2,696 | 0.0% | 0.0% | 7 | +2,073 | 4.76% | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 43,695 | 2,584 | 0.01% | 0.01% | 8 | +658 | 1.53% | Q4 2025 | Feb 05, 2026 |
| NewEdge Advisors, LLC | History | Added to | 41,329 | 2,444 | 0.01% | 0.0% | 9 | +38,680 | 1460.17% | Q4 2025 | Feb 18, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | History | Reduced | 35,217 | 2,355 | 0.69% | 0.78% | 10 | -2,885 | -7.57% | Q4 2025 | Feb 10, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 36,536 | 2,160 | 0.0% | 0.0% | 11 | +931 | 2.61% | Q4 2025 | Feb 12, 2026 |
| WealthCare Investment Partners, LLC | History | Reduced | 34,911 | 2,104 | 0.61% | 0.68% | 12 | -2 | -0.01% | Q4 2025 | Jan 06, 2026 |
| UBS Group AG | History | Reduced | 31,388 | 1,856 | 0.0% | 0.0% | 13 | -580 | -1.81% | Q4 2025 | Jan 29, 2026 |
| BENJAMIN EDWARDS INC | History | Reduced | 27,350 | 1,619 | 0.02% | 0.02% | 14 | -5,359 | -16.38% | Q4 2025 | Feb 02, 2026 |
| Arkadios Wealth Advisors | History | Added to | 27,228 | 1,610 | 0.03% | 0.04% | 15 | +230 | 0.85% | Q4 2025 | Feb 13, 2026 |
| ROYAL BANK OF CANADA | History | New | 25,356 | 1,500 | 0.0% | — | 16 | +25,356 | New | Q4 2025 | Feb 17, 2026 |
| HighTower Advisors, LLC | History | Reduced | 25,208 | 1,490 | 0.0% | 0.0% | 17 | -2,938 | -10.44% | Q4 2025 | Feb 06, 2026 |
| Cetera Investment Advisers | History | Reduced | 24,234 | 1,433 | 0.0% | 0.0% | 18 | -546 | -2.2% | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 23,401 | 1,383 | 0.0% | 0.0% | 19 | +1,440 | 6.56% | Q4 2025 | Feb 18, 2026 |
| NORTHBRIDGE FINANCIAL GROUP, LLC | History | New | 21,728 | 1,284 | 0.58% | — | 20 | +21,728 | New | Q4 2025 | Feb 06, 2026 |
| TrueWealth Financial Partners | History | New | 18,201 | 1,076 | 0.89% | — | 21 | +18,201 | New | Q4 2025 | Feb 05, 2026 |
| TRUE BLUE FINANCIAL, LLC | History | New | 18,201 | 1,076 | 0.89% | — | 22 | +18,201 | New | Q4 2025 | Feb 05, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 18,097 | 1,070 | 0.0% | 0.0% | 23 | -906 | -4.77% | Q4 2025 | Feb 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 18,092 | 1,069 | 0.0% | 0.0% | 24 | -463 | -2.5% | Q4 2025 | Feb 10, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 17,503 | 1,035 | 0.04% | 0.04% | 25 | -442 | -2.46% | Q4 2025 | Jan 13, 2026 |
| Asset Allocation Strategies LLC | History | Reduced | 16,688 | 986 | 0.18% | 0.22% | 26 | -1,554 | -8.52% | Q4 2025 | Feb 13, 2026 |
| Impact Partnership Wealth, LLC | History | Added to | 15,135 | 895 | 0.11% | 0.13% | 27 | +663 | 4.58% | Q4 2025 | Feb 10, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 11,520 | 681 | 0.0% | 0.0% | 28 | -85 | -0.73% | Q4 2025 | Feb 13, 2026 |
| US BANCORP \DE\ | History | No change | 10,655 | 630 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| CWM, LLC | History | Reduced | 10,538 | 623 | 0.0% | 0.01% | 30 | -39,700 | -79.02% | Q4 2025 | Jan 26, 2026 |
| NewEdge Wealth, LLC | History | No change | 8,585 | 507 | 0.01% | 0.01% | 31 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Meridian Financial Advisors, LLC | History | Reduced | 8,460 | 500 | 0.27% | 0.32% | 32 | -1,130 | -11.78% | Q4 2025 | Jan 23, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 6,670 | 394 | 0.0% | 0.0% | 33 | -100 | -1.48% | Q4 2025 | Feb 11, 2026 |
| Belpointe Asset Management LLC | History | Added to | 6,346 | 375 | 0.01% | 0.01% | 34 | +700 | 12.4% | Q4 2025 | Jan 27, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 6,244 | 369 | 0.0% | 0.0% | 35 | -477 | -7.1% | Q4 2025 | Feb 10, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Reduced | 5,555 | 328 | 0.01% | 0.01% | 36 | -2,415 | -30.3% | Q4 2025 | Feb 12, 2026 |
| Dynamic Advisor Solutions LLC | History | Reduced | 4,891 | 289 | 0.01% | 0.01% | 37 | -102 | -2.04% | Q4 2025 | Jan 09, 2026 |
| Accel Wealth Management | History | Reduced | 4,734 | 279 | 0.08% | 0.08% | 38 | -144 | -2.95% | Q4 2025 | Jan 20, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Reduced | 4,709 | 278 | 0.0% | 0.0% | 39 | -38 | -0.8% | Q4 2025 | Feb 06, 2026 |
| Prospera Financial Services Inc | History | Added to | 4,671 | 276 | 0.0% | 0.0% | 40 | +1 | 0.02% | Q4 2025 | Feb 09, 2026 |
| J.W. COLE ADVISORS, INC. | History | Reduced | 4,569 | 270 | 0.01% | 0.01% | 41 | -10 | -0.22% | Q4 2025 | Feb 11, 2026 |
| Creative Planning | History | Reduced | 3,971 | 234 | 0.0% | 0.0% | 42 | -273 | -6.43% | Q4 2025 | Feb 17, 2026 |
| IHT Wealth Management, LLC | History | Added to | 3,757 | 222 | 0.01% | 0.01% | 43 | +1 | 0.03% | Q4 2025 | Feb 17, 2026 |
| Clear Point Advisors Inc. | History | Reduced | 3,489 | 206 | 0.16% | 0.16% | 44 | -47 | -1.33% | Q4 2025 | Feb 10, 2026 |
| Mariner, LLC | History | No change | 3,447 | 203 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Ameritas Advisory Services, LLC | History | New | 3,390 | 200 | 0.01% | — | 46 | +3,390 | New | Q4 2025 | Feb 04, 2026 |
| Integrity Financial Corp /WA | History | Reduced | 2,235 | 132 | 0.07% | 0.15% | 47 | -3,067 | -57.85% | Q4 2025 | Feb 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 1,998 | 118 | 0.0% | 0.0% | 48 | -447 | -18.28% | Q4 2025 | Feb 09, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 1,342 | 79 | 0.01% | 0.01% | 49 | +80 | 6.34% | Q4 2025 | Jan 26, 2026 |
| Atlantic Union Bankshares Corp | History | Reduced | 1,114 | 65 | 0.0% | 0.0% | 50 | -31 | -2.71% | Q4 2025 | Feb 04, 2026 |
| IFP Advisors, Inc | History | No change | 1,019 | 60 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| CITIGROUP INC | History | No change | 950 | 56 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| AE Wealth Management LLC | History | Reduced | 585 | 34 | 0.0% | 0.0% | 53 | -147 | -20.08% | Q4 2025 | Jan 26, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 349 | 20 | 0.0% | — | 54 | +349 | New | Q4 2025 | Feb 03, 2026 |
| Qube Research & Technologies Ltd | History | No change | 315 | 18 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Bogart Wealth, LLC | History | No change | 237 | 14 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 181 | 10 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Investors Research Corp | History | No change | 150 | 8 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q4 2025 | Jan 06, 2026 |
| Geneos Wealth Management Inc. | History | No change | 125 | 7 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Wagner Wealth Management, LLC | History | New | 118 | 6 | 0.0% | — | 60 | +118 | New | Q4 2025 | Jan 30, 2026 |
| Caitlin John, LLC | History | No change | 108 | 6 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 91 | 5 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q4 2025 | Mar 16, 2026 |
| FMR LLC | History | Reduced | 81 | 4 | 0.0% | 0.0% | 63 | -11 | -11.96% | Q4 2025 | Feb 17, 2026 |
| Global Retirement Partners, LLC | History | No change | 57 | 3 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Key FInancial Inc | History | No change | 52 | 3 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Larson Financial Group LLC | History | No change | 23 | 1 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| GTS SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -41,150 | -100.0% | Q3 2025 | Nov 14, 2025 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -35,478 | -100.0% | Q3 2025 | Nov 14, 2025 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,140 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Synergy Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -10,384 | -100.0% | Q3 2025 | Oct 21, 2025 |
| TRUIST FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -4,049 | -100.0% | Q3 2025 | Nov 03, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,647 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,719 | -100.0% | Q3 2025 | Nov 18, 2025 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -1,299 | -100.0% | Q3 2025 | Nov 14, 2025 |
| CLEAR INVESTMENT RESEARCH, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -1,186 | -100.0% | Q3 2025 | Nov 07, 2025 |
| HARBOR INVESTMENT ADVISORY, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -939 | -100.0% | Q3 2025 | Oct 27, 2025 |
| Founders Financial Alliance, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -174 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Perkins Coie Trust Co | History | Closed out | 0 | 0 | — | — | — | -8 | -100.0% | Q3 2025 | Oct 09, 2025 |
| JPMORGAN CHASE & CO | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| SBI Securities Co., Ltd. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |