FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FTA
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 52 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 2,009,411 | 173,106 | 0.01% | 0.01% | 1 | -42,640 | -2.08% | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Added to | 1,001,829 | 86,305 | 0.02% | 0.02% | 2 | +77,963 | 8.44% | Q4 2025 | Feb 11, 2026 |
| UBS Group AG | History | Added to | 971,880 | 83,725 | 0.01% | 0.01% | 3 | +2,395 | 0.25% | Q4 2025 | Jan 29, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 401,410 | 34,580 | 0.01% | 0.01% | 4 | -5,098 | -1.25% | Q4 2025 | Feb 10, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 347,048 | 29,897 | 0.0% | 0.0% | 5 | +844 | 0.24% | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Added to | 343,490 | 29,590 | 0.03% | 0.03% | 6 | +1,238 | 0.36% | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 297,555 | 25,634 | 0.0% | — | 7 | +297,555 | New | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 237,267 | 20,440 | 0.01% | 0.01% | 8 | -54,661 | -18.72% | Q4 2025 | Feb 18, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 195,046 | 16,802 | 0.0% | 0.0% | 9 | -5,276 | -2.63% | Q4 2025 | Feb 13, 2026 |
| Kingsview Wealth Management, LLC | History | Reduced | 191,676 | 16,512 | 0.24% | 0.25% | 10 | -3,553 | -1.82% | Q4 2025 | Feb 09, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 158,983 | 13,696 | 0.04% | 0.04% | 11 | +4,603 | 2.98% | Q4 2025 | Feb 05, 2026 |
| Private Advisor Group, LLC | History | Reduced | 151,263 | 13,030 | 0.06% | 0.07% | 12 | -10,970 | -6.76% | Q4 2025 | Feb 17, 2026 |
| ASSETMARK, INC | History | Added to | 141,002 | 12,147 | 0.02% | 0.02% | 13 | +2,811 | 2.03% | Q4 2025 | Jan 23, 2026 |
| Holistic Financial Partners | History | Added to | 138,081 | 11,895 | 4.31% | 4.57% | 14 | +4,058 | 3.03% | Q4 2025 | Jan 07, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 135,355 | 11,664 | 0.02% | 0.02% | 15 | -5,006 | -3.57% | Q4 2025 | Feb 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 133,816 | 11,527 | 0.02% | 0.02% | 16 | -20,325 | -13.19% | Q4 2025 | Feb 12, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 100,604 | 8,666 | 0.18% | 0.17% | 17 | +8,665 | 9.42% | Q4 2025 | Feb 09, 2026 |
| NewEdge Advisors, LLC | History | Added to | 99,385 | 8,561 | 0.03% | 0.01% | 18 | +71,586 | 257.51% | Q4 2025 | Feb 18, 2026 |
| Vestmark Advisory Solutions, Inc. | History | Reduced | 96,188 | 8,286 | 0.11% | 0.16% | 19 | -2,130 | -2.17% | Q4 2025 | Feb 06, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 94,302 | 8,126 | 0.09% | 0.08% | 20 | +10,366 | 12.35% | Q4 2025 | Feb 02, 2026 |
| Kaydan Wealth Management, Inc. | History | Added to | 89,251 | 7,688 | 2.23% | 2.12% | 21 | +107 | 0.12% | Q4 2025 | Jan 12, 2026 |
| IHT Wealth Management, LLC | History | Reduced | 88,106 | 7,590 | 0.18% | 0.45% | 22 | -127,419 | -59.12% | Q4 2025 | Feb 17, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 84,522 | 7,281 | 0.0% | 0.0% | 23 | -338 | -0.4% | Q4 2025 | Mar 25, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 76,887 | 6,623 | 0.01% | 0.01% | 24 | -4,094 | -5.06% | Q4 2025 | Feb 02, 2026 |
| AE Wealth Management LLC | History | Added to | 70,747 | 6,094 | 0.03% | 0.04% | 25 | +2,260 | 3.3% | Q4 2025 | Jan 26, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 64,959 | 5,596 | 0.01% | 0.01% | 26 | -1,340 | -2.02% | Q4 2025 | Feb 11, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | History | Reduced | 60,088 | 5,176 | 3.69% | 3.66% | 27 | -144 | -0.24% | Q4 2025 | Jan 14, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 58,096 | 5,004 | 0.0% | 0.0% | 28 | +1,902 | 3.38% | Q4 2025 | Feb 13, 2026 |
| Snowden Capital Advisors LLC | History | Added to | 55,397 | 4,772 | 0.12% | 0.13% | 29 | +22 | 0.04% | Q4 2025 | Feb 17, 2026 |
| Midwest Heritage Bank, FSB | History | Reduced | 55,085 | 4,745 | 1.64% | 1.72% | 30 | -3,392 | -5.8% | Q4 2025 | Feb 04, 2026 |
| IFP Advisors, Inc | History | Added to | 42,400 | 3,652 | 0.08% | 0.09% | 31 | +1,692 | 4.16% | Q4 2025 | Feb 06, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 42,308 | 3,644 | 0.05% | 0.05% | 32 | -1,247 | -2.86% | Q4 2025 | Jan 29, 2026 |
| Prospera Financial Services Inc | History | Added to | 42,168 | 3,632 | 0.06% | 0.06% | 33 | +1,136 | 2.77% | Q4 2025 | Feb 09, 2026 |
| Atria Investments, Inc | History | Reduced | 41,042 | 3,535 | 0.04% | 0.04% | 34 | -941 | -2.24% | Q4 2025 | Feb 05, 2026 |
| Trueblood Wealth Management, LLC | History | Added to | 40,902 | 3,523 | 1.38% | 1.29% | 35 | +1,275 | 3.22% | Q4 2025 | Jan 21, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 40,152 | 3,458 | 0.0% | 0.0% | 36 | -1,236 | -2.99% | Q4 2025 | Feb 10, 2026 |
| Creative Planning | History | Added to | 39,786 | 3,427 | 0.0% | 0.0% | 37 | +210 | 0.53% | Q4 2025 | Feb 17, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 37,782 | 3,254 | 0.02% | 0.02% | 38 | -477 | -1.25% | Q4 2025 | Jan 29, 2026 |
| Gateway Wealth Partners, LLC | History | Added to | 33,928 | 2,922 | 0.33% | 0.34% | 39 | +3,456 | 11.34% | Q4 2025 | Feb 11, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | History | Reduced | 31,690 | 2,730 | 0.99% | 1.15% | 40 | -2,831 | -8.2% | Q4 2025 | Jan 26, 2026 |
| Baird Financial Group, Inc. | History | Added to | 30,972 | 2,668 | 0.0% | 0.0% | 41 | +39 | 0.13% | Q4 2025 | Feb 13, 2026 |
| Regal Investment Advisors LLC | History | Reduced | 28,017 | 2,413 | 0.14% | 0.16% | 42 | -1,008 | -3.47% | Q4 2025 | Feb 17, 2026 |
| Orion Porfolio Solutions, LLC | History | Added to | 25,001 | 2,153 | 0.02% | 0.02% | 43 | +1,526 | 6.5% | Q4 2025 | Feb 12, 2026 |
| Triton Wealth Management, PLLC | History | Reduced | 23,155 | 2,106 | 0.79% | 0.73% | 44 | -242 | -1.03% | Q4 2025 | Feb 05, 2026 |
| Coppell Advisory Solutions LLC | History | Reduced | 22,996 | 1,995 | 0.2% | 0.2% | 45 | -154 | -0.67% | Q4 2025 | Feb 17, 2026 |
| OneAscent Financial Services LLC | History | New | 22,170 | 1,909 | 0.18% | — | 46 | +22,170 | New | Q4 2025 | Feb 11, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | Reduced | 22,036 | 1,898 | 0.6% | 0.61% | 47 | -173 | -0.78% | Q4 2025 | Feb 03, 2026 |
| PARK AVENUE SECURITIES LLC | History | Reduced | 21,639 | 1,864 | 0.02% | 0.01% | 48 | -413 | -1.87% | Q4 2025 | Jan 05, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 19,486 | 1,678 | 0.01% | 0.01% | 49 | +1,164 | 6.35% | Q4 2025 | Feb 13, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 19,106 | 1,657 | 0.11% | 0.12% | 50 | +250 | 1.33% | Q4 2025 | Jan 15, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 19,217 | 1,655 | 0.0% | 0.0% | 51 | +3,774 | 24.44% | Q4 2025 | Feb 17, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 19,067 | 1,642 | 0.01% | 0.01% | 52 | +1,927 | 11.24% | Q4 2025 | Jan 29, 2026 |
| Equitable Holdings, Inc. | History | Added to | 18,929 | 1,630 | 0.01% | 0.01% | 53 | +264 | 1.41% | Q4 2025 | Feb 17, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 18,837 | 1,622 | 0.0% | 0.0% | 54 | -1,547 | -7.59% | Q4 2025 | Feb 11, 2026 |
| LaSalle St. Investment Advisors, LLC | History | Reduced | 16,875 | 1,453 | 0.23% | 0.25% | 55 | -73 | -0.43% | Q4 2025 | Feb 17, 2026 |
| NewEdge Wealth, LLC | History | Reduced | 16,792 | 1,446 | 0.02% | 0.02% | 56 | -370 | -2.16% | Q4 2025 | Feb 03, 2026 |
| Western Wealth Management, LLC | History | Added to | 15,148 | 1,304 | 0.06% | 0.06% | 57 | +482 | 3.29% | Q4 2025 | Feb 05, 2026 |
| StoneX Group Inc. | History | Reduced | 14,957 | 1,288 | 0.06% | 0.06% | 58 | -1,062 | -6.63% | Q4 2025 | Feb 12, 2026 |
| Mariner, LLC | History | No change | 14,934 | 1,286 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| HBW ADVISORY SERVICES LLC | History | Added to | 14,907 | 1,284 | 0.14% | 0.05% | 60 | +9,713 | 187.0% | Q4 2025 | Jan 23, 2026 |
| FIRST TRUST ADVISORS LP | History | Reduced | 14,288 | 1,230 | 0.0% | 0.0% | 61 | -17 | -0.12% | Q4 2025 | Feb 13, 2026 |
| Waverly Advisors, LLC | History | Reduced | 14,101 | 1,214 | 0.01% | 0.01% | 62 | -853 | -5.7% | Q4 2025 | Feb 17, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 14,051 | 1,210 | 0.01% | 0.01% | 63 | +17 | 0.12% | Q4 2025 | Jan 20, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 13,918 | 1,198 | 0.0% | 0.0% | 64 | +54 | 0.39% | Q4 2025 | Feb 13, 2026 |
| Arkadios Wealth Advisors | History | Reduced | 13,382 | 1,152 | 0.02% | 0.03% | 65 | -1,091 | -7.54% | Q4 2025 | Feb 13, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | History | Reduced | 13,309 | 1,146 | 0.45% | 0.46% | 66 | -650 | -4.66% | Q4 2025 | Feb 13, 2026 |
| Richmond Investment Services, LLC | History | Added to | 13,246 | 1,141 | 0.2% | 0.21% | 67 | +14 | 0.11% | Q4 2025 | Feb 12, 2026 |
| Chicago Partners Investment Group LLC | History | Reduced | 12,709 | 1,135 | 0.03% | 0.03% | 68 | -1,377 | -9.78% | Q4 2025 | Jan 28, 2026 |
| Sun Financial Inc | History | New | 11,966 | 1,030 | 0.57% | — | 69 | +11,966 | New | Q4 2025 | Feb 02, 2026 |
| WINEBRENNER CAPITAL MANAGEMENT LLC | History | Reduced | 11,847 | 1,020 | 0.68% | 0.71% | 70 | -18 | -0.15% | Q4 2025 | Jan 07, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 11,827 | 1,018 | 0.0% | 0.0% | 71 | -12,000 | -50.36% | Q4 2025 | Feb 17, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Added to | 11,762 | 1,012 | 0.02% | 0.02% | 72 | +361 | 3.17% | Q4 2025 | Feb 12, 2026 |
| RMR Capital Management, LLC | History | Reduced | 11,195 | 964 | 0.69% | 0.74% | 73 | -1,549 | -12.15% | Q4 2025 | Feb 12, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 10,259 | 883 | 0.01% | 0.15% | 74 | -189,396 | -94.86% | Q4 2025 | Feb 13, 2026 |
| Pacific Excel Wealth Advisors, Inc. | History | New | 10,055 | 866 | 1.64% | — | 75 | +10,055 | New | Q4 2025 | Feb 18, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 10,037 | 864 | 0.0% | 0.0% | 76 | +24 | 0.24% | Q4 2025 | Feb 06, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | Reduced | 9,509 | 819 | 0.46% | 0.47% | 77 | -24 | -0.25% | Q4 2025 | Feb 17, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 9,298 | 801 | 0.01% | 0.01% | 78 | +321 | 3.58% | Q4 2025 | Jan 29, 2026 |
| PFG Advisors | History | Reduced | 9,239 | 795 | 0.04% | 0.04% | 79 | -3,703 | -28.61% | Q4 2025 | Jan 27, 2026 |
| Allworth Financial LP | History | New | 8,901 | 766 | 0.0% | — | 80 | +8,901 | New | Q4 2025 | Feb 05, 2026 |
| Eukles Asset Management | History | Reduced | 8,813 | 759 | 0.3% | 0.3% | 81 | -369 | -4.02% | Q4 2025 | Feb 09, 2026 |
| Blackhawk Capital Partners, LLC | History | Reduced | 8,720 | 751 | 0.28% | 0.3% | 82 | -548 | -5.91% | Q4 2025 | Feb 04, 2026 |
| Three Seasons Wealth, LLC | History | No change | 8,008 | 689 | 0.07% | 0.07% | 83 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Added to | 7,732 | 666 | 0.0% | 0.0% | 84 | +265 | 3.55% | Q4 2025 | Feb 06, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | No change | 7,650 | 659 | 0.47% | 0.47% | 85 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| COMERICA BANK | History | Reduced | 7,553 | 650 | 0.0% | 0.0% | 86 | -1,058 | -12.29% | Q4 2025 | Jan 29, 2026 |
| MEITAV INVESTMENT HOUSE LTD | History | No change | 7,550 | 650 | 0.01% | 0.01% | 87 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Mutual Advisors, LLC | History | Added to | 7,482 | 644 | 0.01% | 0.01% | 88 | +35 | 0.47% | Q4 2025 | Feb 02, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 7,339 | 632 | 0.01% | 0.01% | 89 | -157 | -2.09% | Q4 2025 | Feb 02, 2026 |
| HighTower Advisors, LLC | History | No change | 6,966 | 600 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Pinnacle Family Advisors, LLC | History | Reduced | 6,945 | 598 | 0.26% | 0.25% | 91 | -16 | -0.23% | Q4 2025 | Feb 17, 2026 |
| STAR Financial Bank | History | Reduced | 6,479 | 558 | 0.29% | 0.33% | 92 | -322 | -4.73% | Q4 2025 | Feb 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 6,461 | 556 | 0.0% | 0.0% | 93 | -1,044 | -13.91% | Q4 2025 | Feb 12, 2026 |
| Clearwater Capital Advisors, LLC | History | Reduced | 6,407 | 551 | 0.05% | 0.05% | 94 | -87 | -1.34% | Q4 2025 | Feb 09, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 6,298 | 542 | 0.0% | 0.0% | 95 | +341 | 5.72% | Q4 2025 | Feb 10, 2026 |
| Founders Financial Alliance, LLC | History | Added to | 6,150 | 529 | 0.1% | 0.09% | 96 | +336 | 5.78% | Q4 2025 | Feb 12, 2026 |
| BlueChip Wealth Advisors LLC | History | Added to | 6,085 | 524 | 0.22% | 0.18% | 97 | +1,017 | 20.07% | Q4 2025 | Feb 05, 2026 |
| Gladstone Institutional Advisory LLC | History | Added to | 5,944 | 512 | 0.02% | 0.02% | 98 | +34 | 0.58% | Q4 2025 | Feb 17, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 5,824 | 501 | 0.0% | 0.0% | 99 | -1,071 | -15.53% | Q4 2025 | Mar 16, 2026 |
| American Institute for Advanced Investment Management, LLP | History | Reduced | 5,670 | 488 | 0.31% | 0.31% | 100 | -90 | -1.56% | Q4 2025 | Feb 04, 2026 |
| MGB Wealth Management, LLC | History | Added to | 5,648 | 486 | 0.14% | 0.13% | 101 | +10 | 0.18% | Q4 2025 | Feb 17, 2026 |
| Independent Wealth Network Inc. | History | Added to | 5,627 | 484 | 0.15% | 0.15% | 102 | +9 | 0.16% | Q4 2025 | Jan 26, 2026 |
| Proactive Wealth Strategies LLC | History | Added to | 5,607 | 483 | 0.19% | 0.2% | 103 | +33 | 0.59% | Q4 2025 | Feb 05, 2026 |
| Asset Allocation Strategies LLC | History | Added to | 5,573 | 480 | 0.09% | 0.05% | 104 | +2,690 | 93.31% | Q4 2025 | Feb 13, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Added to | 5,261 | 453 | 0.01% | 0.01% | 106 | +320 | 6.48% | Q4 2025 | Jan 29, 2026 |
| Kraft, Davis & Associates, LLC | History | No change | 5,131 | 453 | 0.1% | 0.11% | 105 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Sigma Planning Corp | History | Reduced | 5,235 | 450 | 0.01% | 0.02% | 107 | -4,895 | -48.32% | Q4 2025 | Jan 30, 2026 |
| Global Retirement Partners, LLC | History | Reduced | 5,107 | 439 | 0.01% | 0.02% | 108 | -4,975 | -49.35% | Q4 2025 | Feb 06, 2026 |
| IFG Advisory, LLC | History | Reduced | 4,534 | 390 | 0.02% | 0.02% | 109 | -933 | -17.07% | Q4 2025 | Feb 10, 2026 |
| Apollon Wealth Management, LLC | History | Added to | 4,476 | 385 | 0.01% | 0.01% | 110 | +9 | 0.2% | Q4 2025 | Jan 22, 2026 |
| RFG Advisory, LLC | History | Reduced | 4,371 | 376 | 0.01% | 0.01% | 111 | -227 | -4.94% | Q4 2025 | Feb 03, 2026 |
| DAVENPORT & Co LLC | History | Reduced | 4,341 | 373 | 0.0% | 0.0% | 112 | -819 | -15.87% | Q4 2025 | Jan 12, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 4,258 | 366 | 0.01% | 0.01% | 113 | +200 | 4.93% | Q4 2025 | Feb 12, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 4,236 | 365 | 0.01% | 0.01% | 115 | +558 | 15.17% | Q4 2025 | Feb 12, 2026 |
| FMR LLC | History | Reduced | 4,238 | 365 | 0.0% | 0.0% | 114 | -14 | -0.33% | Q4 2025 | Feb 17, 2026 |
| 1776 Wealth LLC | History | Reduced | 4,224 | 363 | 0.14% | 0.14% | 116 | -145 | -3.32% | Q4 2025 | Feb 11, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | Reduced | 4,180 | 360 | 0.01% | 0.01% | 117 | -29 | -0.69% | Q4 2025 | Jan 12, 2026 |
| KPP Advisory Services LLC | History | No change | 4,186 | 360 | 0.05% | 0.05% | 118 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| Valmark Advisers, Inc. | History | No change | 4,143 | 356 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| GeoWealth Management, LLC | History | Reduced | 3,990 | 343 | 0.01% | 0.01% | 120 | -127 | -3.08% | Q4 2025 | Feb 17, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 3,776 | 325 | 0.0% | 0.0% | 121 | -14,873 | -79.75% | Q4 2025 | Feb 17, 2026 |
| ABLE Financial Group, LLC | History | Reduced | 3,772 | 324 | 0.07% | 0.07% | 122 | -8 | -0.21% | Q4 2025 | Jan 23, 2026 |
| PRIVATE CLIENT SERVICES, LLC | History | No change | 3,660 | 315 | 0.1% | 0.1% | 123 | 0 | 0.0% | Q4 2025 | Jan 07, 2026 |
| FLOW TRADERS U.S. LLC | History | New | 3,615 | 311 | 0.01% | — | 124 | +3,615 | New | Q4 2025 | Feb 13, 2026 |
| &PARTNERS | History | Added to | 3,577 | 308 | 0.0% | 0.0% | 125 | +500 | 16.25% | Q4 2025 | Feb 17, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 3,374 | 290 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| Janney Capital Management LLC | History | No change | 3,263 | 281 | 0.02% | 0.02% | 127 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| WESBANCO BANK INC | History | Reduced | 3,234 | 278 | 0.01% | 0.01% | 128 | -50 | -1.52% | Q4 2025 | Feb 03, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Added to | 3,202 | 275 | 0.01% | 0.01% | 129 | +728 | 29.43% | Q4 2025 | Feb 09, 2026 |
| Tidemark, LLC | History | No change | 3,169 | 273 | 0.08% | 0.08% | 130 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 3,007 | 265 | 0.0% | 0.0% | 131 | +60 | 2.04% | Q4 2025 | Jan 08, 2026 |
| World Investment Advisors | History | New | 2,989 | 257 | 0.0% | — | 132 | +2,989 | New | Q4 2025 | Mar 12, 2026 |
| Focus Partners Advisor Solutions, LLC | History | New | 2,955 | 254 | 0.0% | — | 134 | +2,955 | New | Q4 2025 | Feb 11, 2026 |
| Wealthcare Advisory Partners LLC | History | Reduced | 2,950 | 254 | 0.0% | 0.01% | 133 | -516 | -14.89% | Q4 2025 | Jan 14, 2026 |
| Retirement Planning Group, LLC | History | Reduced | 2,914 | 251 | 0.01% | 0.01% | 135 | -552 | -15.93% | Q4 2025 | Feb 03, 2026 |
| Koshinski Asset Management, Inc. | History | Reduced | 2,915 | 251 | 0.02% | 0.02% | 136 | -93 | -3.09% | Q4 2025 | Feb 03, 2026 |
| WealthTrust Asset Management, LLC | History | Added to | 2,862 | 246 | 0.17% | 0.16% | 137 | +7 | 0.25% | Q4 2025 | Feb 04, 2026 |
| Avantax Planning Partners, Inc. | History | No change | 2,855 | 245 | 0.01% | 0.01% | 138 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Ausdal Financial Partners, Inc. | History | Reduced | 2,843 | 244 | 0.01% | 0.01% | 139 | -265 | -8.53% | Q4 2025 | Feb 13, 2026 |
| NORTHWEST WEALTH MANAGEMENT, LLC | History | Reduced | 2,835 | 244 | 0.04% | 0.04% | 140 | -1 | -0.04% | Q4 2025 | Jan 14, 2026 |
| Aprio Wealth Management, LLC | History | Added to | 2,822 | 243 | 0.01% | 0.02% | 141 | +17 | 0.61% | Q4 2025 | Jan 29, 2026 |
| Compound Planning, Inc. | History | Added to | 2,812 | 242 | 0.01% | 0.01% | 142 | +35 | 1.26% | Q4 2025 | Feb 19, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | New | 2,788 | 240 | 0.0% | — | 143 | +2,788 | New | Q4 2025 | Feb 18, 2026 |
| REAP Financial Group, LLC | History | Reduced | 2,774 | 239 | 0.05% | 0.06% | 144 | -486 | -14.91% | Q4 2025 | Feb 10, 2026 |
| Sequent Planning LLC | History | Reduced | 2,730 | 235 | 0.06% | 0.07% | 145 | -117 | -4.11% | Q4 2025 | Feb 05, 2026 |
| MTM Investment Management, LLC | History | No change | 2,705 | 233 | 0.07% | 0.07% | 146 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Cresset Asset Management, LLC | History | Added to | 2,653 | 228 | 0.0% | 0.0% | 147 | +3 | 0.11% | Q4 2025 | Feb 17, 2026 |
| 626 Financial, LLC | History | No change | 2,645 | 227 | 0.1% | 0.1% | 148 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 2,517 | 216 | 0.07% | 0.07% | 149 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Key Client Fiduciary Advisors, LLC | History | Reduced | 2,500 | 215 | 0.07% | 0.08% | 150 | -300 | -10.71% | Q4 2025 | Jan 28, 2026 |
| Pine Valley Investments Ltd Liability Co | History | New | 2,432 | 209 | 0.01% | — | 151 | +2,432 | New | Q4 2025 | Feb 13, 2026 |
| Bison Wealth, LLC | History | New | 2,306 | 208 | 0.02% | — | 152 | +2,306 | New | Q4 2025 | Mar 24, 2026 |
| Arete Wealth Advisors, LLC | History | New | 2,383 | 205 | 0.01% | — | 153 | +2,383 | New | Q4 2025 | Feb 13, 2026 |
| Sequoia Financial Advisors, LLC | History | New | 2,361 | 203 | 0.0% | — | 154 | +2,361 | New | Q4 2025 | Feb 03, 2026 |
| Keating Financial Advisory Services, Inc. | History | New | 2,298 | 197 | 0.03% | — | 155 | +2,298 | New | Q4 2025 | Feb 09, 2026 |
| Parallel Advisors, LLC | History | Added to | 2,261 | 194 | 0.0% | 0.0% | 156 | +2,235 | 8596.15% | Q4 2025 | Feb 11, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | Reduced | 2,250 | 193 | 0.06% | 0.07% | 157 | -719 | -24.22% | Q4 2025 | Feb 05, 2026 |
| MAI Capital Management | History | Reduced | 2,176 | 187 | 0.0% | 0.0% | 158 | -104 | -4.56% | Q4 2025 | Feb 13, 2026 |
| Hilton Head Capital Partners, LLC | History | New | 2,161 | 186 | 0.11% | — | 159 | +2,161 | New | Q4 2025 | Feb 11, 2026 |
| US BANCORP \DE\ | History | Reduced | 1,947 | 167 | 0.0% | 0.0% | 160 | -59 | -2.94% | Q4 2025 | Jan 30, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 1,903 | 163 | 0.0% | 0.0% | 161 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Nova Wealth Management, Inc. | History | Reduced | 1,892 | 162 | 0.11% | 0.17% | 162 | -984 | -34.21% | Q4 2025 | Jan 14, 2026 |
| Rossby Financial, LCC | History | Reduced | 1,809 | 155 | 0.05% | 0.05% | 163 | -41 | -2.22% | Q4 2025 | Feb 12, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 1,644 | 141 | 0.01% | 0.02% | 164 | -1,443 | -46.74% | Q4 2025 | Feb 03, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Reduced | 1,615 | 139 | 0.01% | 0.01% | 165 | -280 | -14.78% | Q4 2025 | Feb 13, 2026 |
| Sound Income Strategies, LLC | History | New | 1,548 | 137 | 0.01% | — | 166 | +1,548 | New | Q4 2025 | Jan 21, 2026 |
| Spire Wealth Management | History | No change | 1,601 | 137 | 0.0% | 0.0% | 167 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| CWM, LLC | History | No change | 1,552 | 134 | 0.0% | 0.0% | 168 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Bank of Jackson Hole Trust | History | No change | 1,485 | 127 | 0.06% | 0.06% | 169 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Farther Finance Advisors, LLC | History | No change | 1,201 | 103 | 0.0% | 0.0% | 170 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Hilltop National Bank | History | No change | 1,037 | 89 | 0.02% | 0.02% | 171 | 0 | 0.0% | Q4 2025 | Jan 07, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 963 | 82 | 0.02% | 0.02% | 172 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| BLAIR WILLIAM & CO/IL | History | Reduced | 928 | 79 | 0.0% | 0.0% | 173 | -487 | -34.42% | Q4 2025 | Feb 17, 2026 |
| Golden State Wealth Management, LLC | History | No change | 898 | 77 | 0.01% | 0.01% | 174 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| BESSEMER GROUP INC | History | No change | 784 | 68 | 0.0% | 0.0% | 175 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 733 | 63 | 0.0% | — | 176 | +733 | New | Q4 2025 | Feb 13, 2026 |
| Smithfield Trust Co | History | Added to | 720 | 62 | 0.0% | 0.0% | 177 | +120 | 20.0% | Q4 2025 | Feb 09, 2026 |
| PRIVATE TRUST CO NA | History | No change | 613 | 52 | 0.0% | 0.0% | 178 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Smartleaf Asset Management LLC | History | Added to | 562 | 48 | 0.0% | 0.0% | 180 | +415 | 282.31% | Q4 2025 | Feb 13, 2026 |
| GAMMA Investing LLC | History | No change | 563 | 48 | 0.0% | 0.0% | 179 | 0 | 0.0% | Q4 2025 | Jan 05, 2026 |
| CX Institutional | History | Reduced | 468 | 40 | 0.0% | 0.0% | 181 | -106 | -18.47% | Q4 2025 | Feb 02, 2026 |
| CULLEN/FROST BANKERS, INC. | History | Added to | 455 | 39 | 0.0% | 0.0% | 182 | +154 | 51.16% | Q4 2025 | Feb 06, 2026 |
| Signature Equity Partners, LLC | History | New | 403 | 34 | 0.02% | — | 183 | +403 | New | Q4 2025 | Feb 17, 2026 |
| Sunbelt Securities, Inc. | History | No change | 370 | 31 | 0.0% | 0.0% | 184 | 0 | 0.0% | Q4 2025 | Feb 20, 2026 |
| Asset Dedication, LLC | History | No change | 343 | 29 | 0.0% | 0.0% | 185 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 300 | 25 | 0.0% | 0.0% | 186 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Russell Investments Group, Ltd. | History | No change | 297 | 25 | 0.0% | 0.0% | 187 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Geneos Wealth Management Inc. | History | No change | 300 | 25 | 0.0% | 0.0% | 188 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | No change | 267 | 23 | 0.0% | 0.0% | 189 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| CoreCap Advisors, LLC | History | Added to | 226 | 19 | 0.0% | 0.0% | 191 | +73 | 47.71% | Q4 2025 | Jan 13, 2026 |
| CITIGROUP INC | History | No change | 227 | 19 | 0.0% | 0.0% | 190 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| NBC SECURITIES, INC. | History | Reduced | 210 | 18 | 0.0% | 0.0% | 192 | -39 | -15.66% | Q4 2025 | Jan 29, 2026 |
| Luminist Capital LLC | History | No change | 211 | 18 | 0.02% | 0.01% | 193 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Dunhill Financial, LLC | History | No change | 217 | 18 | 0.0% | 0.0% | 194 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Ancora Advisors LLC | History | No change | 207 | 17 | 0.0% | 0.0% | 195 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 177 | 15 | 0.0% | 0.0% | 196 | +81 | 84.38% | Q4 2025 | Jan 20, 2026 |
| CITY HOLDING CO | History | No change | 165 | 14 | 0.0% | 0.0% | 197 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| Blue Trust, Inc. | History | Added to | 156 | 13 | 0.0% | 0.0% | 198 | +1 | 0.65% | Q4 2025 | Jan 16, 2026 |
| Arax Advisory Partners | History | New | 124 | 10 | 0.0% | — | 199 | +124 | New | Q4 2025 | Feb 13, 2026 |
| AMERIFLEX GROUP, INC. | History | Reduced | 103 | 8 | 0.0% | 0.01% | 200 | -103 | -50.0% | Q4 2025 | Feb 18, 2026 |
| Strive Financial Group ,LLC | History | New | 37 | 3 | 0.0% | — | 203 | +37 | New | Q4 2025 | Feb 18, 2026 |
| Lloyd Advisory Services, LLC. | History | New | 36 | 3 | 0.0% | — | 202 | +36 | New | Q4 2025 | Feb 06, 2026 |
| Key FInancial Inc | History | No change | 46 | 3 | 0.0% | 0.0% | 201 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 19 | 1 | 0.0% | — | 204 | +19 | New | Q4 2025 | Jan 21, 2026 |
| Keystone Wealth Services, LLC | History | Closed out | 0 | 0 | — | 0.19% | — | -10,378 | -100.0% | Q3 2025 | Oct 22, 2025 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -3,178 | -100.0% | Q3 2025 | Nov 05, 2025 |
| Newbridge Financial Services Group, Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -2,777 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Empirical Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -2,569 | -100.0% | Q3 2025 | Nov 12, 2025 |
| ShoreHaven Wealth Partners, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -2,403 | -100.0% | Q3 2025 | Oct 23, 2025 |
| Tower Research Capital LLC (TRC) | History | Reduced | 4 | 0 | — | 0.0% | — | -2,048 | -99.81% | Q4 2025 | Feb 17, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,040 | -100.0% | Q3 2025 | Nov 18, 2025 |
| GPS Wealth Strategies Group, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,040 | -100.0% | Q3 2025 | Nov 03, 2025 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -668 | -100.0% | Q3 2025 | Nov 13, 2025 |
| CLEAR INVESTMENT RESEARCH, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -531 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Main Street Group, LTD | History | Closed out | 0 | 0 | — | 0.01% | — | -360 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Wealthspire Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -131 | -100.0% | Q3 2025 | Nov 14, 2025 |
| AMERICAN NATIONAL BANK & TRUST | History | Closed out | 0 | 0 | — | 0.0% | — | -79 | -100.0% | Q3 2025 | Oct 21, 2025 |
| KELLEHER FINANCIAL ADVISORS | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |