FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FTA
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 1,806,123 | 166,795 | 0.01% | 0.01% | 1 | -203,288 | -10.12% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 1,070,746 | 98,883 | 0.03% | 0.02% | 2 | +68,917 | 6.88% | Q1 2026 | May 06, 2026 |
| UBS Group AG | History | Reduced | 968,433 | 89,434 | 0.01% | 0.01% | 3 | -3,447 | -0.35% | Q1 2026 | May 05, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 401,419 | 37,071 | 0.01% | 0.01% | 4 | +9 | 0.0% | Q1 2026 | May 04, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 391,307 | 36,137 | 0.0% | 0.0% | 5 | +44,259 | 12.75% | Q1 2026 | May 15, 2026 |
| Cetera Investment Advisers | History | Added to | 345,175 | 31,876 | 0.03% | 0.03% | 6 | +1,685 | 0.49% | Q1 2026 | May 13, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 298,949 | 27,608 | 0.0% | 0.0% | 7 | +1,394 | 0.47% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 295,102 | 27,252 | 0.01% | 0.01% | 8 | +57,835 | 24.38% | Q1 2026 | May 14, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 198,478 | 18,329 | 0.15% | 0.01% | 9 | +188,219 | 1834.67% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 197,337 | 18,224 | 0.0% | 0.0% | 10 | +2,291 | 1.17% | Q1 2026 | May 11, 2026 |
| Kingsview Wealth Management, LLC | History | Reduced | 176,755 | 16,323 | 0.22% | 0.24% | 11 | -14,921 | -7.78% | Q1 2026 | May 12, 2026 |
| NewEdge Advisors, LLC | History | Added to | 156,182 | 14,423 | 0.05% | 0.03% | 12 | +56,797 | 57.15% | Q1 2026 | Jun 02, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 146,260 | 13,507 | 0.03% | 0.04% | 13 | -12,723 | -8.0% | Q1 2026 | Apr 30, 2026 |
| Private Advisor Group, LLC | History | Reduced | 144,185 | 13,315 | 0.06% | 0.06% | 14 | -7,078 | -4.68% | Q1 2026 | Apr 24, 2026 |
| Holistic Financial Partners | History | Added to | 140,644 | 12,988 | 4.83% | 4.31% | 15 | +2,563 | 1.86% | Q1 2026 | May 05, 2026 |
| ASSETMARK, INC | History | Reduced | 138,721 | 12,810 | 0.03% | 0.02% | 16 | -2,281 | -1.62% | Q1 2026 | May 06, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 129,241 | 11,935 | 0.02% | 0.02% | 17 | -4,575 | -3.42% | Q1 2026 | Apr 27, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 116,811 | 10,791 | 0.02% | 0.02% | 18 | -18,544 | -13.7% | Q1 2026 | May 15, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 104,778 | 9,679 | 0.1% | 0.09% | 19 | +10,476 | 11.11% | Q1 2026 | May 12, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 102,371 | 9,453 | 0.0% | 0.0% | 20 | +17,849 | 21.12% | Q1 2026 | May 15, 2026 |
| Kaydan Wealth Management, Inc. | History | Reduced | 88,824 | 8,202 | 2.74% | 2.23% | 21 | -427 | -0.48% | Q1 2026 | Apr 29, 2026 |
| IHT Wealth Management, LLC | History | Reduced | 80,410 | 7,425 | 0.17% | 0.18% | 22 | -7,696 | -8.73% | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 76,014 | 7,019 | 0.11% | 0.18% | 23 | -24,590 | -24.44% | Q1 2026 | May 15, 2026 |
| Baird Financial Group, Inc. | History | Added to | 75,857 | 7,005 | 0.01% | 0.0% | 24 | +44,885 | 144.92% | Q1 2026 | May 14, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 72,129 | 6,661 | 0.02% | 0.01% | 25 | +7,170 | 11.04% | Q1 2026 | Apr 22, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 70,422 | 6,503 | 0.01% | 0.01% | 26 | -6,465 | -8.41% | Q1 2026 | Apr 27, 2026 |
| Vestmark Advisory Solutions, Inc. | History | Reduced | 70,116 | 6,475 | 0.07% | 0.11% | 27 | -26,072 | -27.11% | Q1 2026 | May 15, 2026 |
| Gateway Wealth Partners, LLC | History | Added to | 69,377 | 6,406 | 0.25% | 0.33% | 28 | +35,449 | 104.48% | Q1 2026 | May 15, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 69,115 | 6,382 | 0.01% | 0.0% | 29 | +11,019 | 18.97% | Q1 2026 | May 12, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | History | Reduced | 57,809 | 5,338 | 3.76% | 3.69% | 30 | -2,279 | -3.79% | Q1 2026 | Apr 17, 2026 |
| Snowden Capital Advisors LLC | History | Added to | 57,408 | 5,301 | 0.14% | 0.12% | 31 | +2,011 | 3.63% | Q1 2026 | May 14, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | New | 50,000 | 4,617 | 0.0% | — | 32 | +50,000 | New | Q1 2026 | May 12, 2026 |
| Midwest Heritage Bank, FSB | History | Reduced | 46,264 | 4,272 | 1.37% | 1.64% | 33 | -8,821 | -16.01% | Q1 2026 | Apr 15, 2026 |
| Prospera Financial Services Inc | History | Added to | 43,883 | 4,052 | 0.07% | 0.06% | 34 | +1,715 | 4.07% | Q1 2026 | Apr 14, 2026 |
| Bank of New York Mellon Corp | History | Added to | 42,322 | 3,908 | 0.0% | 0.0% | 35 | +2,170 | 5.4% | Q1 2026 | May 05, 2026 |
| IFP Advisors, Inc | History | Reduced | 41,744 | 3,855 | 0.08% | 0.08% | 36 | -656 | -1.55% | Q1 2026 | Apr 13, 2026 |
| Creative Planning | History | Added to | 41,710 | 3,851 | 0.0% | 0.0% | 37 | +1,924 | 4.84% | Q1 2026 | May 12, 2026 |
| Trueblood Wealth Management, LLC | History | Added to | 40,958 | 3,782 | 1.48% | 1.38% | 38 | +56 | 0.14% | Q1 2026 | Apr 21, 2026 |
| Independent Advisor Alliance | History | New | 39,710 | 3,667 | 0.04% | — | 39 | +39,710 | New | Q1 2026 | May 12, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 38,576 | 3,562 | 0.0% | 0.0% | 40 | +34,800 | 921.61% | Q1 2026 | May 15, 2026 |
| Atria Investments, Inc | History | Reduced | 37,581 | 3,470 | 0.04% | 0.04% | 41 | -3,461 | -8.43% | Q1 2026 | May 05, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 37,408 | 3,454 | 0.02% | 0.02% | 42 | -374 | -0.99% | Q1 2026 | May 05, 2026 |
| AE Wealth Management LLC | History | Reduced | 30,404 | 2,807 | 0.02% | 0.03% | 43 | -40,343 | -57.02% | Q1 2026 | May 13, 2026 |
| Regal Investment Advisors LLC | History | Reduced | 27,907 | 2,577 | 0.15% | 0.14% | 44 | -110 | -0.39% | Q1 2026 | May 14, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | History | Reduced | 27,421 | 2,532 | 0.88% | 0.99% | 45 | -4,269 | -13.47% | Q1 2026 | Apr 15, 2026 |
| Orion Porfolio Solutions, LLC | History | Added to | 25,580 | 2,362 | 0.02% | 0.02% | 46 | +579 | 2.32% | Q1 2026 | May 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 23,959 | 2,212 | 0.0% | 0.0% | 47 | +12,132 | 102.58% | Q1 2026 | May 15, 2026 |
| Triton Wealth Management, PLLC | History | No change | 23,155 | 2,132 | 0.79% | 0.79% | 48 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 22,686 | 2,077 | 0.0% | 0.0% | 49 | +3,469 | 18.05% | Q1 2026 | May 15, 2026 |
| PARK AVENUE SECURITIES LLC | History | Added to | 21,873 | 2,020 | 0.02% | 0.02% | 50 | +234 | 1.08% | Q1 2026 | Apr 07, 2026 |
| Midwest Financial Network, LLC | History | Reduced | 21,697 | 2,003 | 1.59% | 1.87% | 51 | -6,413 | -22.81% | Q1 2026 | Jun 04, 2026 |
| RFG Advisory, LLC | History | Added to | 21,572 | 1,992 | 0.04% | 0.01% | 52 | +17,201 | 393.53% | Q1 2026 | Apr 17, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | Reduced | 21,393 | 1,975 | 0.62% | 0.6% | 53 | -643 | -2.92% | Q1 2026 | May 13, 2026 |
| OneAscent Financial Services LLC | History | Reduced | 20,583 | 1,900 | 0.1% | 0.18% | 54 | -1,587 | -7.16% | Q1 2026 | Apr 21, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 20,473 | 1,890 | 0.01% | 0.01% | 55 | +987 | 5.07% | Q1 2026 | Apr 30, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 19,279 | 1,780 | 0.01% | 0.01% | 56 | +212 | 1.11% | Q1 2026 | May 05, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 19,080 | 1,744 | 0.0% | 0.0% | 57 | +243 | 1.29% | Q1 2026 | May 13, 2026 |
| Equitable Holdings, Inc. | History | Reduced | 18,506 | 1,594 | 0.01% | 0.01% | 58 | -423 | -2.23% | Q1 2026 | May 15, 2026 |
| LaSalle St. Investment Advisors, LLC | History | Reduced | 16,834 | 1,554 | 0.22% | 0.23% | 59 | -41 | -0.24% | Q1 2026 | May 08, 2026 |
| NewEdge Wealth, LLC | History | Added to | 16,806 | 1,552 | 0.02% | 0.02% | 60 | +14 | 0.08% | Q1 2026 | May 13, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | Added to | 16,686 | 1,540 | 0.0% | 0.0% | 61 | +15,953 | 2176.4% | Q1 2026 | May 13, 2026 |
| JANE STREET GROUP, LLC | History | New | 16,185 | 1,494 | 0.0% | — | 62 | +16,185 | New | Q1 2026 | May 12, 2026 |
| Pacific Excel Wealth Advisors, Inc. | History | Added to | 16,139 | 1,490 | 1.57% | 1.64% | 63 | +6,084 | 60.51% | Q1 2026 | May 13, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 15,206 | 1,404 | 0.02% | 0.05% | 64 | -27,102 | -64.06% | Q1 2026 | Apr 20, 2026 |
| HBW ADVISORY SERVICES LLC | History | Added to | 15,178 | 1,401 | 0.15% | 0.14% | 65 | +271 | 1.82% | Q1 2026 | May 04, 2026 |
| Parallel Advisors, LLC | History | Added to | 14,879 | 1,374 | 0.02% | 0.0% | 66 | +12,618 | 558.07% | Q1 2026 | Jun 02, 2026 |
| Arkadios Wealth Advisors | History | Added to | 14,562 | 1,344 | 0.02% | 0.02% | 67 | +1,180 | 8.82% | Q1 2026 | May 18, 2026 |
| Mariner, LLC | History | Reduced | 14,467 | 1,335 | 0.0% | 0.0% | 68 | -467 | -3.13% | Q1 2026 | May 13, 2026 |
| Waverly Advisors, LLC | History | Reduced | 14,077 | 1,300 | 0.01% | 0.01% | 69 | -24 | -0.17% | Q1 2026 | May 15, 2026 |
| Western Wealth Management, LLC | History | Reduced | 14,010 | 1,293 | 0.05% | 0.06% | 70 | -1,138 | -7.51% | Q1 2026 | May 19, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 13,706 | 1,265 | 0.0% | 0.0% | 71 | -212 | -1.52% | Q1 2026 | May 04, 2026 |
| TCFG Investment Advisors, LLC | History | New | 13,333 | 1,231 | 0.46% | — | 73 | +13,333 | New | Q1 2026 | May 05, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | History | Added to | 13,333 | 1,231 | 0.46% | 0.45% | 72 | +24 | 0.18% | Q1 2026 | Apr 23, 2026 |
| Chicago Partners Investment Group LLC | History | Added to | 12,745 | 1,208 | 0.03% | 0.03% | 74 | +36 | 0.28% | Q1 2026 | May 04, 2026 |
| FIRST TRUST ADVISORS LP | History | Reduced | 12,944 | 1,195 | 0.0% | 0.0% | 75 | -1,344 | -9.41% | Q1 2026 | May 13, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 12,892 | 1,190 | 0.01% | 0.01% | 76 | -1,159 | -8.25% | Q1 2026 | Apr 28, 2026 |
| Richmond Investment Services, LLC | History | Reduced | 12,494 | 1,153 | 0.19% | 0.2% | 77 | -752 | -5.68% | Q1 2026 | Apr 29, 2026 |
| Sun Financial Inc | History | Added to | 12,355 | 1,148 | 0.58% | 0.57% | 78 | +389 | 3.25% | Q1 2026 | May 15, 2026 |
| Virtu Financial LLC | History | New | 12,365 | 1,142 | 0.05% | — | 79 | +12,365 | New | Q1 2026 | May 14, 2026 |
| Belvedere Trading LLC | History | New | 12,300 | 1,135 | 0.0% | — | 80 | +12,300 | New | Q1 2026 | May 12, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Added to | 12,132 | 1,120 | 0.02% | 0.02% | 81 | +370 | 3.15% | Q1 2026 | May 11, 2026 |
| WINEBRENNER CAPITAL MANAGEMENT LLC | History | Added to | 11,848 | 1,094 | 0.7% | 0.68% | 82 | +1 | 0.01% | Q1 2026 | Apr 10, 2026 |
| Proactive Wealth Strategies LLC | History | Added to | 11,258 | 1,039 | 0.2% | 0.19% | 83 | +5,651 | 100.78% | Q1 2026 | Apr 29, 2026 |
| RMR Capital Management, LLC | History | Reduced | 11,160 | 1,030 | 0.74% | 0.69% | 84 | -35 | -0.31% | Q1 2026 | May 20, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 10,053 | 928 | 0.0% | 0.0% | 85 | +16 | 0.16% | Q1 2026 | May 08, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | Added to | 9,574 | 884 | 0.47% | 0.46% | 86 | +65 | 0.68% | Q1 2026 | May 13, 2026 |
| Keystone Wealth Services, LLC | History | New | 9,380 | 866 | 0.19% | — | 87 | +9,380 | New | Q1 2026 | May 13, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 9,375 | 865 | 0.01% | 0.01% | 88 | +77 | 0.83% | Q1 2026 | Apr 20, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 9,267 | 855 | 0.02% | 0.02% | 89 | -1,209 | -11.54% | Q1 2026 | May 15, 2026 |
| Blackhawk Capital Partners, LLC | History | Added to | 9,150 | 845 | 0.31% | 0.28% | 90 | +430 | 4.93% | Q1 2026 | May 05, 2026 |
| Allworth Financial LP | History | Reduced | 8,647 | 798 | 0.0% | 0.0% | 91 | -254 | -2.85% | Q1 2026 | May 14, 2026 |
| Eukles Asset Management | History | Reduced | 7,754 | 716 | 0.32% | 0.3% | 92 | -1,059 | -12.02% | Q1 2026 | May 05, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | No change | 7,650 | 706 | 0.5% | 0.47% | 93 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| FLOW TRADERS U.S. LLC | History | Added to | 7,596 | 701 | 0.02% | 0.01% | 94 | +3,981 | 110.12% | Q1 2026 | May 15, 2026 |
| Mutual Advisors, LLC | History | Added to | 7,591 | 701 | 0.02% | 0.01% | 95 | +109 | 1.46% | Q1 2026 | May 01, 2026 |
| MEITAV INVESTMENT HOUSE LTD | History | No change | 7,550 | 697 | 0.01% | 0.01% | 96 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 7,499 | 692 | 0.0% | 0.0% | 97 | +1,201 | 19.07% | Q1 2026 | May 07, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Reduced | 7,384 | 681 | 0.0% | 0.0% | 98 | -348 | -4.5% | Q1 2026 | Apr 29, 2026 |
| Three Seasons Wealth, LLC | History | Reduced | 7,353 | 679 | 0.26% | 0.07% | 99 | -655 | -8.18% | Q1 2026 | May 05, 2026 |
| HighTower Advisors, LLC | History | Added to | 7,267 | 671 | 0.0% | 0.0% | 100 | +301 | 4.32% | Q1 2026 | May 05, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Added to | 7,230 | 667 | 0.0% | 0.0% | 101 | +4,442 | 159.33% | Q1 2026 | May 15, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 7,051 | 651 | 0.01% | 0.01% | 102 | -288 | -3.92% | Q1 2026 | Apr 23, 2026 |
| COMERICA BANK | History | No change | 7,553 | 650 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| FIFTH THIRD BANCORP | History | New | 6,990 | 645 | 0.0% | — | 104 | +6,990 | New | Q1 2026 | May 01, 2026 |
| PFG Advisors | History | Reduced | 6,908 | 637 | 0.03% | 0.04% | 105 | -2,331 | -25.23% | Q1 2026 | May 05, 2026 |
| Pinnacle Family Advisors, LLC | History | Reduced | 6,852 | 632 | 0.3% | 0.26% | 106 | -93 | -1.34% | Q1 2026 | May 14, 2026 |
| Gladstone Institutional Advisory LLC | History | Added to | 6,485 | 598 | 0.02% | 0.02% | 107 | +541 | 9.1% | Q1 2026 | May 14, 2026 |
| FMR LLC | History | Added to | 6,467 | 597 | 0.0% | 0.0% | 108 | +2,229 | 52.6% | Q1 2026 | May 15, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 6,464 | 595 | 0.01% | 0.0% | 109 | +5,263 | 438.22% | Q1 2026 | Apr 07, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 6,416 | 592 | 0.0% | 0.0% | 110 | -45 | -0.7% | Q1 2026 | May 08, 2026 |
| Clearwater Capital Advisors, LLC | History | No change | 6,407 | 591 | 0.05% | 0.05% | 111 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Founders Financial Alliance, LLC | History | Added to | 6,359 | 587 | 0.11% | 0.1% | 112 | +209 | 3.4% | Q1 2026 | May 11, 2026 |
| Keating Financial Advisory Services, Inc. | History | Added to | 6,284 | 580 | 0.09% | 0.03% | 113 | +3,986 | 173.46% | Q1 2026 | May 15, 2026 |
| STAR Financial Bank | History | Reduced | 6,279 | 579 | 0.27% | 0.29% | 114 | -200 | -3.09% | Q1 2026 | May 08, 2026 |
| IFS Group,LLC | History | New | 6,233 | 575 | 0.51% | — | 115 | +6,233 | New | Q1 2026 | May 18, 2026 |
| NOVEM GROUP | History | New | 6,164 | 569 | 0.07% | — | 116 | +6,164 | New | Q1 2026 | Apr 10, 2026 |
| Sigma Planning Corp | History | Added to | 5,830 | 538 | 0.01% | 0.01% | 117 | +595 | 11.37% | Q1 2026 | May 04, 2026 |
| MGO ONE SEVEN LLC | History | New | 5,791 | 534 | 0.01% | — | 118 | +5,791 | New | Q1 2026 | May 14, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 5,711 | 527 | 0.0% | 0.0% | 119 | -113 | -1.94% | Q1 2026 | May 14, 2026 |
| American Institute for Advanced Investment Management, LLP | History | Reduced | 5,620 | 519 | 0.34% | 0.31% | 120 | -50 | -0.88% | Q1 2026 | Apr 24, 2026 |
| Independent Wealth Network Inc. | History | Reduced | 5,365 | 495 | 0.15% | 0.15% | 121 | -262 | -4.66% | Q1 2026 | Apr 20, 2026 |
| Kraft, Davis & Associates, LLC | History | Added to | 5,134 | 487 | 0.1% | 0.1% | 122 | +3 | 0.06% | Q1 2026 | May 01, 2026 |
| MGB Wealth Management, LLC | History | No change | 5,648 | 486 | 0.14% | 0.14% | 123 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Added to | 4,821 | 445 | 0.02% | 0.01% | 124 | +1,619 | 50.56% | Q1 2026 | May 11, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | New | 4,813 | 444 | 0.02% | — | 125 | +4,813 | New | Q1 2026 | Apr 28, 2026 |
| Global Retirement Partners, LLC | History | No change | 5,107 | 439 | 0.01% | 0.01% | 126 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 4,601 | 425 | 0.01% | 0.01% | 127 | +365 | 8.62% | Q1 2026 | Apr 21, 2026 |
| StoneX Group Inc. | History | Reduced | 4,587 | 423 | 0.02% | 0.06% | 128 | -10,370 | -69.33% | Q1 2026 | May 14, 2026 |
| BlueChip Wealth Advisors LLC | History | Reduced | 4,518 | 417 | 0.18% | 0.22% | 130 | -1,567 | -25.75% | Q1 2026 | May 05, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 4,517 | 417 | 0.01% | 0.01% | 129 | +259 | 6.08% | Q1 2026 | May 13, 2026 |
| Asset Allocation Strategies LLC | History | Reduced | 4,513 | 416 | 0.07% | 0.09% | 131 | -1,060 | -19.02% | Q1 2026 | Apr 22, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Reduced | 4,454 | 411 | 0.01% | 0.01% | 132 | -807 | -15.34% | Q1 2026 | May 11, 2026 |
| WealthTrust Asset Management, LLC | History | Added to | 4,256 | 393 | 0.23% | 0.17% | 133 | +1,394 | 48.71% | Q1 2026 | May 06, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 4,251 | 392 | 0.01% | 0.01% | 134 | -225 | -5.03% | Q1 2026 | Apr 22, 2026 |
| 1776 Wealth LLC | History | No change | 4,224 | 390 | 0.15% | 0.14% | 135 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Quantum Portfolio Management LLC | History | New | 4,182 | 386 | 0.17% | — | 137 | +4,182 | New | Q1 2026 | May 01, 2026 |
| KPP Advisory Services LLC | History | No change | 4,186 | 386 | 0.06% | 0.05% | 136 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Valmark Advisers, Inc. | History | No change | 4,143 | 382 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Patriot Financial Group Insurance Agency, LLC | History | New | 3,786 | 349 | 0.02% | — | 139 | +3,786 | New | Q1 2026 | Apr 22, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | Reduced | 3,610 | 333 | 0.01% | 0.01% | 140 | -570 | -13.64% | Q1 2026 | May 11, 2026 |
| &PARTNERS | History | Reduced | 3,557 | 328 | 0.0% | 0.0% | 141 | -20 | -0.56% | Q1 2026 | May 15, 2026 |
| PRIVATE CLIENT SERVICES, LLC | History | Reduced | 3,529 | 325 | 0.1% | 0.1% | 142 | -131 | -3.58% | Q1 2026 | Apr 06, 2026 |
| Index Technologies Group LLC | History | New | 3,438 | 317 | 0.35% | — | 143 | +3,438 | New | Q1 2026 | Apr 29, 2026 |
| Invesco Ltd. | History | New | 3,374 | 311 | 0.0% | — | 144 | +3,374 | New | Q1 2026 | May 12, 2026 |
| Sequent Planning LLC | History | Added to | 3,283 | 303 | 0.07% | 0.06% | 145 | +553 | 20.26% | Q1 2026 | Apr 21, 2026 |
| ABLE Financial Group, LLC | History | Reduced | 3,277 | 302 | 0.06% | 0.07% | 146 | -495 | -13.12% | Q1 2026 | Apr 20, 2026 |
| Tidemark, LLC | History | No change | 3,169 | 292 | 0.07% | 0.08% | 147 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| GeoWealth Management, LLC | History | Reduced | 3,067 | 283 | 0.01% | 0.01% | 148 | -923 | -23.13% | Q1 2026 | May 13, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 3,062 | 282 | 0.0% | 0.0% | 149 | +55 | 1.83% | Q1 2026 | Apr 08, 2026 |
| Janney Capital Management LLC | History | No change | 3,263 | 281 | 0.02% | 0.02% | 150 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| World Investment Advisors | History | Added to | 3,034 | 280 | 0.0% | 0.0% | 151 | +45 | 1.51% | Q1 2026 | Apr 27, 2026 |
| WESBANCO BANK INC | History | Reduced | 2,949 | 272 | 0.01% | 0.01% | 152 | -285 | -8.81% | Q1 2026 | Apr 21, 2026 |
| Focus Partners Advisor Solutions, LLC | History | No change | 2,955 | 272 | 0.0% | 0.0% | 153 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Koshinski Asset Management, Inc. | History | Added to | 2,916 | 269 | 0.02% | 0.02% | 155 | +1 | 0.03% | Q1 2026 | Apr 27, 2026 |
| Retirement Planning Group, LLC | History | No change | 2,914 | 269 | 0.01% | 0.01% | 154 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Wealthcare Advisory Partners LLC | History | Reduced | 2,880 | 265 | 0.01% | 0.0% | 156 | -70 | -2.37% | Q1 2026 | Apr 14, 2026 |
| Avantax Planning Partners, Inc. | History | No change | 2,855 | 263 | 0.01% | 0.01% | 157 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Ausdal Financial Partners, Inc. | History | Added to | 2,847 | 262 | 0.01% | 0.01% | 158 | +4 | 0.14% | Q1 2026 | May 12, 2026 |
| Aprio Wealth Management, LLC | History | Added to | 2,833 | 261 | 0.01% | 0.01% | 160 | +11 | 0.39% | Q1 2026 | May 11, 2026 |
| NORTHWEST WEALTH MANAGEMENT, LLC | History | No change | 2,835 | 261 | 0.04% | 0.04% | 159 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| MTM Investment Management, LLC | History | No change | 2,705 | 249 | 0.08% | 0.07% | 161 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| J.W. COLE ADVISORS, INC. | History | New | 2,664 | 246 | 0.01% | — | 162 | +2,664 | New | Q1 2026 | Apr 23, 2026 |
| Cresset Asset Management, LLC | History | Added to | 2,655 | 245 | 0.0% | 0.0% | 163 | +2 | 0.08% | Q1 2026 | May 15, 2026 |
| 626 Financial, LLC | History | No change | 2,645 | 244 | 0.11% | 0.1% | 164 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| REAP Financial Group, LLC | History | Reduced | 2,559 | 236 | 0.05% | 0.05% | 165 | -215 | -7.75% | Q1 2026 | May 11, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 2,517 | 232 | 0.08% | 0.07% | 166 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| Key Client Fiduciary Advisors, LLC | History | No change | 2,500 | 230 | 0.08% | 0.07% | 167 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| Pine Valley Investments Ltd Liability Co | History | Reduced | 2,428 | 224 | 0.01% | 0.01% | 168 | -4 | -0.16% | Q1 2026 | Jun 08, 2026 |
| RHODES INVESTMENT ADVISORS INC /ADV | History | Reduced | 2,395 | 221 | 0.19% | 0.17% | 169 | -110 | -4.39% | Q1 2026 | May 14, 2026 |
| Sequoia Financial Advisors, LLC | History | No change | 2,361 | 218 | 0.0% | 0.0% | 170 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Bison Wealth, LLC | History | Added to | 2,313 | 214 | 0.02% | 0.02% | 171 | +7 | 0.3% | Q1 2026 | May 15, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Reduced | 2,282 | 210 | 0.02% | 0.11% | 172 | -16,824 | -88.06% | Q1 2026 | Apr 20, 2026 |
| CWM, LLC | History | Added to | 2,237 | 206 | 0.0% | 0.0% | 173 | +685 | 44.14% | Q1 2026 | May 14, 2026 |
| BlackRock, Inc. | History | New | 2,217 | 204 | 0.0% | — | 174 | +2,217 | New | Q1 2026 | May 13, 2026 |
| TWO SIGMA SECURITIES, LLC | History | New | 2,173 | 200 | 0.02% | — | 175 | +2,173 | New | Q1 2026 | May 15, 2026 |
| Hilton Head Capital Partners, LLC | History | No change | 2,161 | 199 | 0.11% | 0.11% | 176 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Rossby Financial, LCC | History | Added to | 2,130 | 196 | 0.04% | 0.05% | 177 | +321 | 17.74% | Q1 2026 | May 11, 2026 |
| MAI Capital Management | History | Reduced | 2,120 | 195 | 0.0% | 0.0% | 178 | -56 | -2.57% | Q1 2026 | May 15, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | No change | 2,250 | 193 | 0.06% | 0.06% | 179 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| US BANCORP \DE\ | History | No change | 1,947 | 179 | 0.0% | 0.0% | 180 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 1,903 | 175 | 0.0% | 0.0% | 181 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Nova Wealth Management, Inc. | History | Reduced | 1,885 | 174 | 0.11% | 0.11% | 182 | -7 | -0.37% | Q1 2026 | Apr 14, 2026 |
| Spire Wealth Management | History | Added to | 1,864 | 172 | 0.01% | 0.0% | 183 | +263 | 16.43% | Q1 2026 | Apr 22, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 1,608 | 148 | 0.01% | 0.01% | 184 | -36 | -2.19% | Q1 2026 | May 01, 2026 |
| Sound Income Strategies, LLC | History | No change | 1,548 | 142 | 0.01% | 0.01% | 185 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Bank of Jackson Hole Trust | History | No change | 1,485 | 137 | 0.07% | 0.06% | 186 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Advisory Services Network, LLC | History | New | 1,298 | 119 | 0.0% | — | 187 | +1,298 | New | Q1 2026 | May 15, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Reduced | 1,259 | 116 | 0.01% | 0.01% | 188 | -356 | -22.04% | Q1 2026 | May 18, 2026 |
| Synergy Investment Management, LLC | History | New | 1,189 | 109 | 0.04% | — | 189 | +1,189 | New | Q1 2026 | May 14, 2026 |
| Hilltop National Bank | History | No change | 1,037 | 95 | 0.02% | 0.02% | 190 | 0 | 0.0% | Q1 2026 | Apr 02, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 963 | 88 | 0.03% | 0.02% | 191 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 928 | 85 | 0.0% | 0.0% | 192 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Golden State Wealth Management, LLC | History | No change | 898 | 82 | 0.01% | 0.01% | 193 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| BESSEMER GROUP INC | History | No change | 784 | 72 | 0.0% | 0.0% | 194 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| CULLEN/FROST BANKERS, INC. | History | Added to | 730 | 67 | 0.0% | 0.0% | 195 | +275 | 60.44% | Q1 2026 | May 05, 2026 |
| Smithfield Trust Co | History | Reduced | 600 | 55 | 0.0% | 0.0% | 196 | -120 | -16.67% | Q1 2026 | May 08, 2026 |
| CLEAR INVESTMENT RESEARCH, LLC | History | New | 537 | 49 | 0.08% | — | 197 | +537 | New | Q1 2026 | May 04, 2026 |
| Smartleaf Asset Management LLC | History | Reduced | 508 | 46 | 0.0% | 0.0% | 198 | -54 | -9.61% | Q1 2026 | May 15, 2026 |
| CX Institutional | History | Added to | 469 | 43 | 0.0% | 0.0% | 199 | +1 | 0.21% | Q1 2026 | Apr 06, 2026 |
| GAMMA Investing LLC | History | Reduced | 438 | 40 | 0.0% | 0.0% | 200 | -125 | -22.2% | Q1 2026 | Apr 06, 2026 |
| PRIVATE TRUST CO NA | History | Reduced | 430 | 39 | 0.0% | 0.0% | 201 | -183 | -29.85% | Q1 2026 | Apr 30, 2026 |
| Signature Equity Partners, LLC | History | Reduced | 402 | 37 | 0.02% | 0.02% | 202 | -1 | -0.25% | Q1 2026 | May 13, 2026 |
| Sunbelt Securities, Inc. | History | No change | 370 | 34 | 0.0% | 0.0% | 203 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Main Street Group, LTD | History | New | 360 | 33 | 0.01% | — | 205 | +360 | New | Q1 2026 | May 06, 2026 |
| Russell Investments Group, Ltd. | History | Added to | 358 | 33 | 0.0% | 0.0% | 204 | +61 | 20.54% | Q1 2026 | May 08, 2026 |
| Asset Dedication, LLC | History | No change | 343 | 31 | 0.0% | 0.0% | 206 | 0 | 0.0% | Q1 2026 | May 29, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 300 | 27 | 0.0% | 0.0% | 207 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Geneos Wealth Management Inc. | History | No change | 300 | 27 | 0.0% | 0.0% | 208 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | No change | 267 | 25 | 0.0% | 0.0% | 209 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| My Portfolio Guide, LLC | History | New | 267 | 24 | 0.01% | — | 210 | +267 | New | Q1 2026 | May 05, 2026 |
| CITIGROUP INC | History | No change | 227 | 20 | 0.0% | 0.0% | 211 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Dunhill Financial, LLC | History | No change | 217 | 20 | 0.0% | 0.0% | 212 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| NBC SECURITIES, INC. | History | No change | 210 | 19 | 0.0% | 0.0% | 213 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Ancora Advisors LLC | History | No change | 207 | 19 | 0.0% | 0.0% | 214 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| AdvisorNet Financial, Inc | History | No change | 177 | 16 | 0.0% | 0.0% | 215 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 164 | 15 | 0.0% | 0.0% | 217 | -62 | -27.43% | Q1 2026 | Apr 07, 2026 |
| CITY HOLDING CO | History | No change | 165 | 15 | 0.0% | 0.0% | 216 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Blue Trust, Inc. | History | Added to | 157 | 14 | 0.0% | 0.0% | 218 | +1 | 0.64% | Q1 2026 | Apr 20, 2026 |
| Arax Advisory Partners | History | No change | 124 | 11 | 0.0% | 0.0% | 219 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 103 | 9 | 0.0% | 0.0% | 220 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Strive Financial Group ,LLC | History | Added to | 50 | 5 | 0.0% | 0.0% | 221 | +13 | 35.14% | Q1 2026 | May 15, 2026 |
| SJS Investment Consulting Inc. | History | New | 50 | 4 | 0.0% | — | 223 | +50 | New | Q1 2026 | Apr 23, 2026 |
| Key FInancial Inc | History | No change | 46 | 4 | 0.0% | 0.0% | 222 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Key Capital Management, INC | History | New | 42 | 3 | 0.0% | — | 224 | +42 | New | Q1 2026 | May 07, 2026 |
| Coppell Advisory Solutions LLC | History | Closed out | 0 | 0 | — | 0.2% | — | -22,996 | -100.0% | Q1 2026 | May 15, 2026 |
| IFG Advisory, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -4,534 | -100.0% | Q1 2026 | May 12, 2026 |
| DAVENPORT & Co LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,341 | -100.0% | Q1 2026 | Apr 15, 2026 |
| Beacon Pointe Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,374 | -100.0% | Q1 2026 | May 15, 2026 |
| Compound Planning, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -2,812 | -100.0% | Q1 2026 | May 14, 2026 |
| Arete Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,383 | -100.0% | Q1 2026 | May 20, 2026 |
| Luminist Capital LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -211 | -100.0% | Q1 2026 | Apr 24, 2026 |
| Lloyd Advisory Services, LLC. | History | Closed out | 0 | 0 | — | 0.0% | — | -36 | -100.0% | Q1 2026 | May 13, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -19 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | — | — | -4 | -100.0% | Q1 2026 | May 15, 2026 |
| KELLEHER FINANCIAL ADVISORS | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 08, 2026 |