FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FXL
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 681,271 | 108,233 | 0.01% | 0.01% | 1 | -5,904 | -0.86% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Reduced | 563,382 | 89,504 | 0.02% | 0.03% | 2 | -13,186 | -2.29% | Q1 2026 | May 06, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 447,401 | 71,078 | 0.01% | 0.02% | 3 | -56,891 | -11.28% | Q1 2026 | May 11, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 433,582 | 68,883 | 0.02% | 0.02% | 4 | +34,259 | 8.58% | Q1 2026 | May 14, 2026 |
| UBS Group AG | History | Added to | 166,673 | 26,479 | 0.0% | 0.0% | 5 | +22,354 | 15.49% | Q1 2026 | May 05, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 126,222 | 20,052 | 0.03% | 0.03% | 6 | -3,555 | -2.74% | Q1 2026 | Apr 27, 2026 |
| Genesee Capital Advisors, LLC | History | Reduced | 115,214 | 18,304 | 7.67% | 7.88% | 7 | -1,119 | -0.96% | Q1 2026 | Apr 22, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 110,093 | 17,490 | 0.0% | 0.0% | 8 | -5,904 | -5.09% | Q1 2026 | May 15, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 99,900 | 15,871 | 0.02% | 0.02% | 9 | -1,218 | -1.2% | Q1 2026 | Apr 27, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 94,558 | 15,023 | 0.0% | 0.0% | 10 | +2,648 | 2.88% | Q1 2026 | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 93,218 | 14,809 | 0.0% | 0.0% | 11 | +4,485 | 5.05% | Q1 2026 | May 04, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 86,737 | 13,780 | 0.01% | 0.01% | 12 | -2,026 | -2.28% | Q1 2026 | May 12, 2026 |
| Cetera Investment Advisers | History | Reduced | 81,370 | 12,927 | 0.01% | 0.02% | 13 | -3,507 | -4.13% | Q1 2026 | May 13, 2026 |
| Vestmark Advisory Solutions, Inc. | History | Reduced | 78,113 | 12,409 | 0.14% | 0.18% | 14 | -1,854 | -2.32% | Q1 2026 | May 15, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 77,905 | 12,377 | 0.03% | 0.03% | 15 | -2,737 | -3.39% | Q1 2026 | Apr 22, 2026 |
| MAI Capital Management | History | Reduced | 66,420 | 10,552 | 0.06% | 0.07% | 16 | -1,349 | -1.99% | Q1 2026 | May 15, 2026 |
| RVW Wealth, LLC | History | Reduced | 61,631 | 9,791 | 0.76% | 0.84% | 17 | -3,936 | -6.0% | Q1 2026 | Apr 08, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 58,013 | 9,218 | 0.0% | 0.0% | 18 | -7,838 | -11.9% | Q1 2026 | May 15, 2026 |
| Choice Wealth Advisors LLC | History | Added to | 57,375 | 9,115 | 3.58% | 3.72% | 19 | +1,464 | 2.62% | Q1 2026 | Apr 08, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 55,317 | 8,796 | 0.01% | 0.02% | 20 | -13,103 | -19.15% | Q1 2026 | May 15, 2026 |
| Creative Planning | History | Reduced | 47,792 | 7,592 | 0.01% | 0.01% | 21 | -1,218 | -2.49% | Q1 2026 | May 12, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 45,594 | 7,243 | 0.02% | 0.02% | 22 | +1,155 | 2.6% | Q1 2026 | Apr 30, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 39,964 | 6,349 | 0.04% | 0.04% | 23 | -1,868 | -4.47% | Q1 2026 | May 05, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 34,819 | 5,531 | 0.0% | 0.0% | 24 | -15,258 | -30.47% | Q1 2026 | May 15, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Reduced | 33,586 | 5,310 | 0.01% | 0.01% | 25 | -463 | -1.36% | Q1 2026 | May 14, 2026 |
| Waverly Advisors, LLC | History | Reduced | 32,410 | 5,149 | 0.04% | 0.04% | 26 | -125 | -0.38% | Q1 2026 | May 15, 2026 |
| IHT Wealth Management, LLC | History | Reduced | 31,384 | 4,985 | 0.12% | 0.13% | 27 | -100 | -0.32% | Q1 2026 | May 15, 2026 |
| Proactive Wealth Strategies LLC | History | Added to | 31,169 | 4,952 | 0.93% | 1.08% | 28 | +14,972 | 92.44% | Q1 2026 | Apr 29, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 30,087 | 4,779 | 0.06% | 0.06% | 29 | -1,035 | -3.33% | Q1 2026 | Apr 20, 2026 |
| Chicago Partners Investment Group LLC | History | Reduced | 25,292 | 4,675 | 0.1% | 0.11% | 30 | -612 | -2.36% | Q1 2026 | May 04, 2026 |
| Triton Wealth Management, PLLC | History | Reduced | 27,731 | 4,522 | 1.68% | 1.85% | 31 | -2,287 | -7.62% | Q1 2026 | May 01, 2026 |
| Independent Advisor Alliance | History | New | 27,249 | 4,329 | 0.05% | — | 32 | +27,249 | New | Q1 2026 | May 12, 2026 |
| CX Institutional | History | Added to | 27,019 | 4,292 | 0.13% | 0.03% | 33 | +21,385 | 379.57% | Q1 2026 | Apr 06, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 26,544 | 4,216 | 0.02% | 0.02% | 34 | -1,460 | -5.21% | Q1 2026 | Jun 02, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 25,224 | 4,007 | 0.01% | 0.01% | 35 | +2,153 | 9.33% | Q1 2026 | May 14, 2026 |
| US BANCORP \DE\ | History | Added to | 24,526 | 3,896 | 0.0% | 0.0% | 36 | +126 | 0.52% | Q1 2026 | May 14, 2026 |
| Schrum Private Wealth Management LLC | History | Reduced | 21,536 | 3,421 | 2.61% | 2.79% | 37 | -888 | -3.96% | Q1 2026 | May 08, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 21,134 | 3,357 | 0.01% | 0.01% | 38 | +1,345 | 6.8% | Q1 2026 | Apr 30, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | Added to | 18,627 | 2,959 | 0.0% | 0.0% | 39 | +16,409 | 739.81% | Q1 2026 | May 13, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 17,268 | 2,796 | 0.03% | 0.02% | 40 | +4,132 | 31.46% | Q1 2026 | Apr 07, 2026 |
| &PARTNERS | History | Reduced | 16,176 | 2,569 | 0.01% | 0.02% | 41 | -3,091 | -16.04% | Q1 2026 | May 15, 2026 |
| STEPHENS INC /AR/ | History | Added to | 16,005 | 2,542 | 0.03% | 0.03% | 42 | +50 | 0.31% | Q1 2026 | Apr 28, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 15,950 | 2,487 | 0.0% | 0.0% | 43 | +957 | 6.38% | Q1 2026 | May 15, 2026 |
| L & S Advisors Inc | History | Reduced | 15,220 | 2,417 | 0.3% | 0.24% | 44 | -198 | -1.28% | Q1 2026 | May 11, 2026 |
| MTM Investment Management, LLC | History | Reduced | 14,512 | 2,305 | 0.73% | 0.78% | 45 | -100 | -0.68% | Q1 2026 | May 06, 2026 |
| Socha Financial Group, LLC | History | Reduced | 14,414 | 2,289 | 1.16% | 1.21% | 46 | -365 | -2.47% | Q1 2026 | Apr 30, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 13,649 | 2,168 | 0.0% | 0.0% | 47 | -680 | -4.75% | Q1 2026 | May 14, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | New | 12,896 | 2,048 | 0.0% | — | 48 | +12,896 | New | Q1 2026 | May 15, 2026 |
| Private Advisor Group, LLC | History | Reduced | 11,983 | 1,903 | 0.01% | 0.01% | 49 | -163 | -1.34% | Q1 2026 | Apr 24, 2026 |
| Plotkin Financial Advisors, LLC | History | No change | 11,118 | 1,766 | 0.89% | 0.91% | 50 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| HighTower Advisors, LLC | History | Reduced | 11,038 | 1,753 | 0.0% | 0.0% | 51 | -500 | -4.33% | Q1 2026 | May 05, 2026 |
| Paragon Private Wealth Management, LLC | History | Reduced | 10,646 | 1,691 | 0.53% | 0.56% | 52 | -260 | -2.38% | Q1 2026 | May 19, 2026 |
| Novak & Powell Financial Services, Inc. | History | Reduced | 10,072 | 1,600 | 0.86% | 0.89% | 53 | -20 | -0.2% | Q1 2026 | May 14, 2026 |
| Arax Advisory Partners | History | Added to | 9,860 | 1,566 | 0.04% | 0.05% | 54 | +102 | 1.05% | Q1 2026 | May 13, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 9,823 | 1,560 | 0.05% | 0.06% | 55 | -180 | -1.8% | Q1 2026 | Apr 07, 2026 |
| Retirement Planning Group, LLC | History | Added to | 9,511 | 1,511 | 0.05% | 0.05% | 56 | +62 | 0.66% | Q1 2026 | May 04, 2026 |
| BENJAMIN EDWARDS INC | History | Reduced | 9,450 | 1,502 | 0.01% | 0.02% | 57 | -38 | -0.4% | Q1 2026 | May 12, 2026 |
| Mariner, LLC | History | Reduced | 9,182 | 1,458 | 0.0% | 0.0% | 58 | -7,924 | -46.32% | Q1 2026 | May 13, 2026 |
| CWM, LLC | History | Added to | 8,753 | 1,390 | 0.0% | 0.0% | 59 | +74 | 0.85% | Q1 2026 | May 14, 2026 |
| Three Seasons Wealth, LLC | History | Reduced | 8,693 | 1,381 | 0.53% | 0.14% | 61 | -29 | -0.33% | Q1 2026 | May 05, 2026 |
| Bawa N Mallick Trust | History | No change | 8,697 | 1,381 | 0.57% | 0.54% | 60 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| IFP Advisors, Inc | History | Reduced | 8,410 | 1,336 | 0.03% | 0.03% | 62 | -245 | -2.83% | Q1 2026 | Apr 13, 2026 |
| BETO FINANCIAL GROUP, LLC | History | Reduced | 6,478 | 1,251 | 0.73% | 1.68% | 63 | -8,038 | -55.37% | Q1 2026 | May 11, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 7,679 | 1,219 | 0.0% | 0.0% | 64 | -1,414 | -15.55% | Q1 2026 | May 04, 2026 |
| Arkadios Wealth Advisors | History | Reduced | 7,565 | 1,201 | 0.02% | 0.03% | 65 | -1,403 | -15.64% | Q1 2026 | May 18, 2026 |
| Clear Creek Financial Management, LLC | History | Added to | 7,552 | 1,199 | 0.09% | 0.1% | 66 | +104 | 1.4% | Q1 2026 | Apr 22, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 7,401 | 1,175 | 0.0% | 0.0% | 67 | -851 | -10.31% | Q1 2026 | May 07, 2026 |
| Krilogy Financial LLC | History | Reduced | 6,365 | 1,130 | 0.04% | 0.04% | 68 | -126 | -1.94% | Q1 2026 | Apr 17, 2026 |
| Stablepoint Partners, LLC | History | Added to | 7,103 | 1,128 | 0.17% | 0.17% | 69 | +747 | 11.75% | Q1 2026 | Apr 30, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 7,069 | 1,123 | 0.01% | 0.01% | 70 | -313 | -4.24% | Q1 2026 | Apr 28, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Reduced | 6,895 | 1,095 | 0.03% | 0.03% | 71 | -297 | -4.13% | Q1 2026 | May 11, 2026 |
| Elser Financial Planning, Inc | History | New | 6,786 | 1,086 | 0.05% | — | 72 | +6,786 | New | Q1 2026 | Apr 15, 2026 |
| Equitable Holdings, Inc. | History | Added to | 6,328 | 1,064 | 0.01% | 0.01% | 73 | +80 | 1.28% | Q1 2026 | May 15, 2026 |
| Prospera Financial Services Inc | History | Added to | 6,638 | 1,054 | 0.02% | 0.02% | 74 | +133 | 2.04% | Q1 2026 | Apr 14, 2026 |
| Gateway Wealth Partners, LLC | History | Added to | 6,094 | 968 | 0.04% | 0.06% | 75 | +2,932 | 92.73% | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 6,045 | 960 | 0.01% | 0.01% | 76 | +3,088 | 104.43% | Q1 2026 | May 15, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 6,034 | 958 | 0.02% | 0.02% | 77 | -704 | -10.45% | Q1 2026 | Apr 22, 2026 |
| Kesler, Norman & Wride, LLC | History | Reduced | 5,515 | 876 | 0.15% | 0.17% | 78 | -341 | -5.82% | Q1 2026 | May 06, 2026 |
| TruWealth Advisors, LLC | History | No change | 5,462 | 867 | 0.04% | 0.04% | 79 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 5,392 | 856 | 0.0% | 0.0% | 80 | +21 | 0.39% | Q1 2026 | May 08, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 5,158 | 819 | 0.0% | 0.0% | 81 | -567 | -9.9% | Q1 2026 | May 15, 2026 |
| FMR LLC | History | Reduced | 5,076 | 806 | 0.0% | 0.0% | 82 | -283 | -5.28% | Q1 2026 | May 15, 2026 |
| Warner Group LLC | History | No change | 5,045 | 801 | 0.52% | 0.52% | 83 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| Concurrent Investment Advisors, LLC | History | Reduced | 4,945 | 785 | 0.01% | 0.01% | 84 | -411 | -7.67% | Q1 2026 | Apr 20, 2026 |
| Mutual Advisors, LLC | History | Reduced | 4,905 | 779 | 0.02% | 0.02% | 85 | -10 | -0.2% | Q1 2026 | May 01, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | Reduced | 4,887 | 776 | 0.55% | 0.59% | 86 | -1 | -0.02% | Q1 2026 | Apr 21, 2026 |
| BIP Wealth, LLC | History | Reduced | 4,819 | 765 | 0.03% | 0.03% | 87 | -237 | -4.69% | Q1 2026 | Apr 27, 2026 |
| RFG Advisory, LLC | History | Reduced | 4,751 | 754 | 0.01% | 0.02% | 88 | -229 | -4.6% | Q1 2026 | Apr 17, 2026 |
| Peak Planning Group, LLC | History | Reduced | 4,741 | 753 | 0.21% | 0.23% | 89 | -58 | -1.21% | Q1 2026 | Apr 22, 2026 |
| Sound Income Strategies, LLC | History | No change | 4,645 | 752 | 0.04% | 0.04% | 90 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | No change | 4,715 | 749 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| AE Wealth Management LLC | History | Added to | 4,571 | 726 | 0.0% | 0.0% | 92 | +1,044 | 29.6% | Q1 2026 | May 13, 2026 |
| PGIM Custom Harvest LLC | History | Reduced | 4,475 | 710 | 0.01% | 0.01% | 93 | -516 | -10.34% | Q1 2026 | May 13, 2026 |
| Dorsey Wright & Associates | History | New | 4,457 | 708 | 0.09% | — | 94 | +4,457 | New | Q1 2026 | May 06, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 4,448 | 707 | 0.02% | 0.02% | 95 | -467 | -9.5% | Q1 2026 | Apr 21, 2026 |
| TCFG Investment Advisors, LLC | History | New | 4,442 | 705 | 0.26% | — | 97 | +4,442 | New | Q1 2026 | May 05, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | History | No change | 4,442 | 705 | 0.26% | 0.29% | 96 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Worthington Financial Partners, LLC | History | Added to | 4,264 | 677 | 0.58% | 0.57% | 98 | +463 | 12.18% | Q1 2026 | Apr 21, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 4,435 | 676 | 0.0% | 0.0% | 99 | +638 | 16.8% | Q1 2026 | May 13, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | No change | 4,188 | 665 | 0.01% | 0.02% | 100 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 4,072 | 659 | 0.05% | 0.05% | 101 | -319 | -7.26% | Q1 2026 | May 01, 2026 |
| FIFTH THIRD BANCORP | History | Added to | 4,123 | 655 | 0.0% | 0.0% | 102 | +3,949 | 2269.54% | Q1 2026 | May 01, 2026 |
| COMERICA BANK | History | No change | 3,758 | 632 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Alamea Verwaltungs GmbH | History | No change | 3,410 | 620 | 0.46% | 0.39% | 104 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Atria Investments, Inc | History | Added to | 3,871 | 614 | 0.01% | 0.01% | 105 | +69 | 1.81% | Q1 2026 | May 05, 2026 |
| Beacon Pointe Advisors, LLC | History | Reduced | 3,853 | 612 | 0.0% | 0.0% | 106 | -322 | -7.71% | Q1 2026 | May 15, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 3,698 | 587 | 0.0% | 0.0% | 107 | -6 | -0.16% | Q1 2026 | May 05, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Reduced | 3,320 | 527 | 0.01% | 0.01% | 108 | -79 | -2.32% | Q1 2026 | May 11, 2026 |
| Prime Capital Investment Advisors, LLC | History | Added to | 3,301 | 524 | 0.01% | 0.01% | 109 | +228 | 7.42% | Q1 2026 | May 08, 2026 |
| Regal Investment Advisors LLC | History | No change | 3,250 | 516 | 0.03% | 0.03% | 110 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Venture Visionary Partners LLC | History | No change | 3,250 | 516 | 0.02% | 0.02% | 111 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Added to | 3,227 | 512 | 0.02% | 0.02% | 112 | +16 | 0.5% | Q1 2026 | May 14, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | No change | 3,223 | 511 | 0.04% | 0.04% | 113 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| EQUITABLE TRUST CO | History | New | 3,100 | 492 | 0.02% | — | 114 | +3,100 | New | Q1 2026 | Apr 30, 2026 |
| Global Retirement Partners, LLC | History | No change | 2,882 | 484 | 0.01% | 0.01% | 115 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Gunpowder Capital Management, LLC dba Oliver Wealth Management | History | No change | 3,000 | 476 | 0.36% | 0.39% | 116 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| ADAPT WEALTH ADVISORS, LLC | History | No change | 2,986 | 474 | 0.17% | 0.17% | 117 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| D. E. Shaw & Co., Inc. | History | No change | 2,982 | 473 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| RCW Management, LLC | History | No change | 2,935 | 466 | 0.48% | 0.5% | 119 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| TrueWealth Advisors, LLC | History | Reduced | 2,868 | 455 | 0.11% | 0.13% | 120 | -117 | -3.92% | Q1 2026 | Apr 09, 2026 |
| Sargent Investment Group, LLC | History | No change | 2,795 | 444 | 0.06% | 0.06% | 121 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Clarus Wealth Advisors | History | Added to | 2,641 | 434 | 0.19% | 0.18% | 122 | +143 | 5.72% | Q1 2026 | Apr 08, 2026 |
| Dale Q Rice Investment Management Ltd | History | Reduced | 2,720 | 432 | 0.33% | 0.33% | 123 | -5 | -0.18% | Q1 2026 | May 08, 2026 |
| Ausdal Financial Partners, Inc. | History | No change | 2,668 | 423 | 0.02% | 0.02% | 124 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Keating Financial Advisory Services, Inc. | History | Added to | 2,651 | 421 | 0.07% | 0.06% | 125 | +223 | 9.18% | Q1 2026 | May 15, 2026 |
| Cyndeo Wealth Partners, LLC | History | No change | 2,642 | 419 | 0.02% | 0.02% | 126 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| World Investment Advisors | History | No change | 2,589 | 411 | 0.01% | 0.01% | 127 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Quadrant Private Wealth Management, LLC | History | No change | 2,587 | 410 | 0.06% | 0.07% | 128 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Worth Financial Advisory Group, LLC | History | Reduced | 180 | 403 | 0.18% | 0.21% | 129 | -2,457 | -93.17% | Q1 2026 | May 04, 2026 |
| Vigil Wealth Management, LLC | History | No change | 2,513 | 399 | 0.32% | 0.35% | 130 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | No change | 2,486 | 394 | 0.01% | 0.01% | 131 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Capital Square, LLC | History | Added to | 2,120 | 392 | 0.18% | 0.15% | 132 | +343 | 19.3% | Q1 2026 | May 11, 2026 |
| Kraft, Davis & Associates, LLC | History | No change | 2,110 | 389 | 0.08% | 0.08% | 133 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| OLD NATIONAL BANCORP /IN/ | History | Added to | 2,390 | 379 | 0.01% | 0.01% | 134 | +59 | 2.53% | Q1 2026 | Apr 21, 2026 |
| Truvestments Capital LLC | History | Reduced | 2,219 | 352 | 0.06% | 0.07% | 135 | -130 | -5.53% | Q1 2026 | May 13, 2026 |
| Grantvest Financial Group LLC | History | No change | 2,181 | 346 | 0.22% | 0.24% | 136 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| RPg Family Wealth Advisory, LLC | History | Reduced | 2,177 | 345 | 0.07% | 0.11% | 137 | -759 | -25.85% | Q1 2026 | May 14, 2026 |
| Risk Paradigm Group, LLC | History | Reduced | 2,100 | 333 | 0.28% | 0.46% | 138 | -759 | -26.55% | Q1 2026 | May 14, 2026 |
| Intrua Financial, LLC | History | No change | 2,099 | 333 | 0.03% | 0.04% | 139 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | No change | 2,085 | 331 | 0.01% | 0.01% | 140 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Argent Trust Co | History | No change | 2,081 | 330 | 0.01% | 0.01% | 141 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| HFG Advisors, Inc. | History | No change | 2,036 | 323 | 0.23% | 0.25% | 142 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Empower Advisory Group, LLC | History | No change | 2,015 | 320 | 0.0% | 0.0% | 143 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| THOROUGHBRED FINANCIAL SERVICES, LLC | History | No change | 2,006 | 318 | 0.02% | 0.02% | 144 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Destiny Wealth Partners, LLC | History | No change | 1,980 | 314 | 0.03% | 0.04% | 145 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Institute for Wealth Management, LLC. | History | No change | 1,950 | 309 | 0.03% | 0.03% | 146 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 1,850 | 293 | 0.0% | 0.0% | 147 | -152 | -7.59% | Q1 2026 | May 08, 2026 |
| L. Roy Papp & Associates, LLP | History | No change | 1,843 | 292 | 0.03% | 0.03% | 148 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 1,818 | 288 | 0.0% | 0.0% | 149 | +44 | 2.48% | Q1 2026 | Apr 23, 2026 |
| Nilsine Partners, LLC | History | Reduced | 1,539 | 283 | 0.02% | 0.03% | 150 | -200 | -11.5% | Q1 2026 | Apr 29, 2026 |
| LOWE BROCKENBROUGH & CO INC | History | Reduced | 1,720 | 273 | 0.01% | 0.02% | 151 | -450 | -20.74% | Q1 2026 | May 07, 2026 |
| TradeWell Securities, LLC. | History | No change | 1,722 | 273 | 0.12% | 0.11% | 152 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| FIRST NATIONAL BANK OF OMAHA | History | Reduced | 1,780 | 271 | 0.01% | 0.01% | 153 | -150 | -7.77% | Q1 2026 | May 11, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | Reduced | 1,699 | 269 | 0.11% | 0.11% | 154 | -239 | -12.33% | Q1 2026 | Apr 14, 2026 |
| Quantinno Capital Management LP | History | New | 1,659 | 263 | 0.0% | — | 155 | +1,659 | New | Q1 2026 | May 15, 2026 |
| NWF Advisory Services Inc. | History | No change | 1,650 | 262 | 0.03% | 0.03% | 156 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Summit Financial, LLC | History | Reduced | 1,647 | 261 | 0.0% | 0.0% | 157 | -155 | -8.6% | Q1 2026 | May 15, 2026 |
| Advisory Services Network, LLC | History | No change | 1,638 | 260 | 0.0% | 0.0% | 158 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Apollon Financial, LLC | History | Added to | 1,626 | 258 | 0.04% | 0.04% | 160 | +40 | 2.52% | Q1 2026 | Apr 22, 2026 |
| RF&L WEALTH MANAGEMENT, LLC | History | No change | 1,625 | 258 | 0.19% | 0.15% | 159 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Wealth Management Associates, Inc. | History | Added to | 1,588 | 252 | 0.09% | 0.09% | 162 | +18 | 1.15% | Q1 2026 | May 13, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Reduced | 1,592 | 252 | 0.01% | 0.01% | 161 | -10 | -0.62% | Q1 2026 | Apr 28, 2026 |
| One Charles Private Wealth Services, LLC | History | No change | 1,557 | 247 | 0.06% | 0.07% | 163 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 1,508 | 246 | 0.0% | 0.0% | 164 | -2,476 | -62.15% | Q1 2026 | Apr 08, 2026 |
| OneDigital Investment Advisors LLC | History | No change | 1,551 | 246 | 0.0% | 0.0% | 165 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Americana Partners, LLC | History | No change | 1,554 | 246 | 0.01% | 0.01% | 166 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Betterment LLC | History | No change | 1,516 | 241 | 0.0% | 0.0% | 167 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| REAP Financial Group, LLC | History | No change | 1,518 | 241 | 0.05% | 0.05% | 168 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 1,466 | 240 | 0.0% | 0.01% | 169 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Quantum Private Wealth, LLC | History | No change | 1,500 | 238 | 0.07% | 0.07% | 170 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| CHOREO, LLC | History | No change | 1,488 | 236 | 0.0% | 0.0% | 171 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Cypress Wealth Services, LLC | History | No change | 1,456 | 231 | 0.03% | 0.03% | 172 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Sovran Advisors, LLC | History | No change | 1,249 | 231 | 0.02% | 0.02% | 173 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Kingsview Wealth Management, LLC | History | Reduced | 1,449 | 230 | 0.0% | 0.0% | 174 | -10 | -0.69% | Q1 2026 | May 12, 2026 |
| REDSTONE WEALTH MANAGEMENT, LLC | History | Reduced | 1,437 | 228 | 0.18% | 0.19% | 175 | -12 | -0.83% | Q1 2026 | Apr 16, 2026 |
| LVZ, Inc. | History | No change | 1,337 | 212 | 0.02% | 0.03% | 176 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Russell Investments Group, Ltd. | History | Added to | 1,333 | 211 | 0.0% | 0.0% | 177 | +1,000 | 300.3% | Q1 2026 | May 08, 2026 |
| Impact Partnership Wealth, LLC | History | Added to | 1,300 | 206 | 0.03% | 0.03% | 178 | +50 | 4.0% | Q1 2026 | Apr 23, 2026 |
| Cresset Asset Management, LLC | History | No change | 1,279 | 203 | 0.0% | 0.0% | 179 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| MATHER GROUP, LLC. | History | Reduced | 1,264 | 200 | 0.0% | 0.0% | 180 | -147 | -10.42% | Q1 2026 | Apr 13, 2026 |
| ABLE Financial Group, LLC | History | Reduced | 1,261 | 200 | 0.04% | 0.05% | 181 | -75 | -5.61% | Q1 2026 | Apr 20, 2026 |
| Delos Wealth Advisors, LLC | History | No change | 1,254 | 199 | 0.11% | 0.14% | 182 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| AMERIFLEX GROUP, INC. | History | Added to | 1,249 | 198 | 0.1% | 0.11% | 183 | +21 | 1.71% | Q1 2026 | May 15, 2026 |
| GAMMA Investing LLC | History | No change | 1,200 | 190 | 0.01% | 0.01% | 184 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| Blue Trust, Inc. | History | Reduced | 1,193 | 189 | 0.0% | 0.0% | 185 | -46 | -3.71% | Q1 2026 | Apr 20, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Reduced | 1,172 | 186 | 0.0% | 0.0% | 186 | -170 | -12.67% | Q1 2026 | May 13, 2026 |
| Integrity Financial Corp /WA | History | No change | 1,156 | 183 | 0.09% | 0.1% | 187 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Smartleaf Asset Management LLC | History | Added to | 1,059 | 161 | 0.01% | 0.01% | 188 | +159 | 17.67% | Q1 2026 | May 15, 2026 |
| ABOUND FINANCIAL, LLC | History | Reduced | 1,019 | 161 | 0.07% | 0.07% | 189 | -45 | -4.23% | Q1 2026 | May 01, 2026 |
| BROWN BROTHERS HARRIMAN & CO | History | No change | 1,000 | 158 | 0.0% | 0.0% | 190 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| ATWOOD & PALMER INC | History | No change | 800 | 127 | 0.01% | 0.01% | 191 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| RMG Wealth Management LLC | History | New | 600 | 118 | 0.01% | — | 192 | +600 | New | Q1 2026 | May 14, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 729 | 115 | 0.02% | 0.02% | 193 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Geneos Wealth Management Inc. | History | No change | 717 | 113 | 0.0% | 0.0% | 194 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Crews Bank & Trust | History | No change | 692 | 109 | 0.02% | 0.02% | 195 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| ASSETMARK, INC | History | Added to | 671 | 106 | 0.0% | 0.0% | 196 | +19 | 2.91% | Q1 2026 | May 06, 2026 |
| Tanglewood Legacy Advisors, LLC | History | No change | 661 | 105 | 0.04% | 0.04% | 197 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Western Wealth Management, LLC | History | New | 648 | 102 | 0.0% | — | 198 | +648 | New | Q1 2026 | May 19, 2026 |
| Sunbelt Securities, Inc. | History | No change | 638 | 101 | 0.01% | 0.01% | 199 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| WealthShield Partners, LLC | History | Reduced | 636 | 100 | 0.01% | 0.01% | 200 | -20 | -3.05% | Q1 2026 | May 01, 2026 |
| Spire Wealth Management | History | No change | 626 | 99 | 0.0% | 0.0% | 201 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 615 | 97 | 0.0% | 0.0% | 202 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| MCF Advisors LLC | History | No change | 616 | 97 | 0.0% | 0.01% | 203 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| TRUST CO OF TOLEDO NA /OH/ | History | No change | 526 | 83 | 0.01% | 0.01% | 204 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Harbor Asset Planning, Inc. | History | No change | 506 | 80 | 0.07% | 0.07% | 205 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 490 | 77 | 0.0% | 0.0% | 206 | +85 | 20.99% | Q1 2026 | Apr 13, 2026 |
| Biltmore Family Office, LLC | History | No change | 438 | 69 | 0.01% | 0.01% | 207 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| BESSEMER GROUP INC | History | Added to | 387 | 62 | 0.0% | 0.0% | 208 | +155 | 66.81% | Q1 2026 | May 06, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 313 | 52 | 0.0% | 0.0% | 209 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| FAS Wealth Partners, Inc. | History | No change | 292 | 49 | 0.0% | 0.0% | 210 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | No change | 314 | 49 | 0.03% | 0.03% | 211 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| PRIVATE TRUST CO NA | History | New | 308 | 48 | 0.0% | — | 212 | +308 | New | Q1 2026 | Apr 30, 2026 |
| QUADRANT CAPITAL GROUP LLC | History | No change | 291 | 46 | 0.0% | 0.0% | 213 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Allworth Financial LP | History | No change | 288 | 45 | 0.0% | 0.0% | 214 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| HHM Wealth Advisors, LLC | History | Added to | 274 | 43 | 0.0% | 0.0% | 215 | +40 | 17.09% | Q1 2026 | Apr 17, 2026 |
| Hilton Head Capital Partners, LLC | History | No change | 250 | 39 | 0.02% | 0.02% | 216 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Nova Wealth Management, Inc. | History | No change | 224 | 35 | 0.02% | 0.03% | 217 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| TRUST CO OF VERMONT | History | No change | 205 | 34 | 0.0% | 0.0% | 218 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| Asset Dedication, LLC | History | No change | 197 | 31 | 0.0% | 0.0% | 219 | 0 | 0.0% | Q1 2026 | May 29, 2026 |
| Quest 10 Wealth Builders, Inc. | History | No change | 190 | 30 | 0.03% | 0.03% | 220 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Westside Investment Management, Inc. | History | Reduced | 164 | 26 | 0.0% | 0.01% | 222 | -45 | -21.53% | Q1 2026 | May 04, 2026 |
| HM PAYSON & CO | History | No change | 166 | 26 | 0.0% | 0.0% | 221 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| BARRETT & COMPANY, INC. | History | No change | 150 | 23 | 0.01% | 0.01% | 223 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| NBC SECURITIES, INC. | History | No change | 133 | 21 | 0.0% | 0.0% | 224 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Copia Wealth Management | History | No change | 125 | 19 | 0.01% | 0.02% | 225 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Rossby Financial, LCC | History | New | 116 | 18 | 0.0% | — | 227 | +116 | New | Q1 2026 | May 11, 2026 |
| FARMERS & MERCHANTS INVESTMENTS INC | History | No change | 118 | 18 | 0.0% | 0.0% | 226 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| WOLFF WIESE MAGANA LLC | History | New | 100 | 15 | 0.01% | — | 229 | +100 | New | Q1 2026 | Apr 13, 2026 |
| Founders Financial Alliance, LLC | History | No change | 101 | 15 | 0.0% | 0.0% | 228 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Bank of Jackson Hole Trust | History | No change | 93 | 14 | 0.01% | 0.01% | 230 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Capital Investment Advisory Services, LLC | History | No change | 67 | 10 | 0.0% | 0.0% | 231 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Elevated Capital Advisors, LLC | History | No change | 67 | 10 | 0.0% | 0.0% | 232 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Transamerica Financial Advisors, LLC | History | Reduced | 61 | 9 | 0.0% | 0.0% | 233 | -25 | -29.07% | Q1 2026 | May 15, 2026 |
| Golden State Wealth Management, LLC | History | No change | 50 | 7 | 0.0% | 0.0% | 234 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Financial Perspectives, Inc | History | No change | 50 | 7 | 0.0% | 0.0% | 235 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Tidemark, LLC | History | No change | 47 | 7 | 0.0% | 0.0% | 236 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Caldwell Trust Co | History | No change | 50 | 7 | 0.0% | 0.0% | 237 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Qube Research & Technologies Ltd | History | Reduced | 43 | 6 | 0.0% | 0.0% | 238 | -20 | -31.75% | Q1 2026 | May 15, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | No change | 31 | 5 | 0.0% | 0.0% | 239 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Valued Wealth Advisors LLC | History | No change | 34 | 5 | 0.0% | 0.0% | 240 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| BANK OF MONTREAL /CAN/ | History | Reduced | 30 | 4 | 0.0% | 0.0% | 241 | -10 | -25.0% | Q1 2026 | May 13, 2026 |
| GUARDIAN WEALTH ADVISORS, LLC / NC | History | New | 23 | 3 | 0.0% | — | 245 | +23 | New | Q1 2026 | May 15, 2026 |
| Larson Financial Group LLC | History | New | 20 | 3 | 0.0% | — | 244 | +20 | New | Q1 2026 | May 15, 2026 |
| Eukles Asset Management | History | No change | 25 | 3 | 0.0% | 0.0% | 242 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 23 | 3 | 0.0% | 0.0% | 243 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Anfield Capital Management, LLC | History | New | 15 | 2 | 0.0% | — | 246 | +15 | New | Q1 2026 | May 12, 2026 |
| Bogart Wealth, LLC | History | No change | 9 | 1 | 0.0% | 0.0% | 247 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 7 | 1 | 0.0% | 0.0% | 248 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| POM Investment Strategies, LLC | History | No change | 9 | 1 | 0.0% | 0.0% | 249 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| GTS SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.25% | — | -44,361 | -100.0% | Q1 2026 | May 14, 2026 |
| Virtue Capital Management, LLC | History | Closed out | 0 | 0 | — | 1.13% | — | -43,517 | -100.0% | Q1 2026 | May 07, 2026 |
| IronBridge Private Wealth, LLC | History | Closed out | 0 | 0 | — | 1.61% | — | -30,226 | -100.0% | Q1 2026 | May 13, 2026 |
| Forty-three Eighteen Advisors, LLC | History | Closed out | 0 | 0 | — | 1.2% | — | -9,206 | -100.0% | Q1 2026 | May 06, 2026 |
| Focus Financial Network, Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -5,016 | -100.0% | Q1 2026 | Apr 14, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,000 | -100.0% | Q1 2026 | May 12, 2026 |
| Coppell Advisory Solutions LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -4,040 | -100.0% | Q1 2026 | May 15, 2026 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -2,373 | -100.0% | Q1 2026 | May 14, 2026 |
| IFG Advisory, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -2,146 | -100.0% | Q1 2026 | May 12, 2026 |
| Arete Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -2,083 | -100.0% | Q1 2026 | May 20, 2026 |
| TWO SIGMA SECURITIES, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -1,900 | -100.0% | Q1 2026 | May 15, 2026 |
| Belvedere Trading LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,800 | -100.0% | Q1 2026 | May 12, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,660 | -100.0% | Q1 2026 | Apr 29, 2026 |
| Cerity Partners LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,572 | -100.0% | Q1 2026 | May 15, 2026 |
| FIDELIS CAPITAL PARTNERS, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -1,564 | -100.0% | Q1 2026 | May 06, 2026 |
| Corient Private Wealth LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,474 | -100.0% | Q1 2026 | May 15, 2026 |
| STOCK YARDS BANK & TRUST CO | History | Closed out | 0 | 0 | — | 0.01% | — | -1,250 | -100.0% | Q1 2026 | Apr 24, 2026 |
| Certified Advisory Corp | History | Closed out | 0 | 0 | — | 0.02% | — | -1,250 | -100.0% | Q1 2026 | Apr 17, 2026 |
| MONEY CONCEPTS CAPITAL CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -1,234 | -100.0% | Q1 2026 | Apr 30, 2026 |
| PARK AVENUE SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,221 | -100.0% | Q1 2026 | Apr 07, 2026 |
| Rathbones Group PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,218 | -100.0% | Q1 2026 | May 12, 2026 |
| Valeo Financial Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,206 | -100.0% | Q1 2026 | May 08, 2026 |
| Lido Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,198 | -100.0% | Q1 2026 | May 13, 2026 |
| Valmark Advisers, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,197 | -100.0% | Q1 2026 | May 01, 2026 |
| First Heartland Consultants, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -1,190 | -100.0% | Q1 2026 | Apr 08, 2026 |
| Bensler, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -1,190 | -100.0% | Q1 2026 | May 01, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -271 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Luminist Capital LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -167 | -100.0% | Q1 2026 | Apr 24, 2026 |
| Wealth Watch Advisors, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -62 | -100.0% | Q1 2026 | May 15, 2026 |
| DecisionPoint Financial, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -34 | -100.0% | Q1 2026 | May 06, 2026 |
| VALLEY NATIONAL ADVISERS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -12 | -100.0% | Q1 2026 | Apr 15, 2026 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | — | — | -4 | -100.0% | Q1 2026 | May 11, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 1 | 0 | — | — | — | -2 | -66.67% | Q1 2026 | May 15, 2026 |