FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FXR
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 836,481 | 76,220 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 796,996 | 72,622 | 0.01% | 0.01% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 533,258 | 48,590 | 0.01% | 0.01% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | No change | 486,887 | 44,365 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 352,787 | 32,145 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| EARNED WEALTH ADVISORS, LLC | History | No change | 264,853 | 24,133 | 1.56% | 1.56% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 202,542 | 18,455 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| UBS Group AG | History | No change | 200,509 | 18,270 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 133,825 | 10,901 | 0.01% | 0.02% | 9 | -22,136 | -14.19% | Q3 2026 | Oct 30, 2026 |
| Janney Montgomery Scott LLC | History | No change | 117,214 | 10,681 | 0.02% | 0.02% | 10 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 120,141 | 9,786 | 0.05% | 0.08% | 11 | -37,900 | -23.98% | Q3 2026 | Oct 27, 2026 |
| Modern Wealth Management, LLC | History | No change | 98,910 | 9,012 | 0.11% | 0.11% | 12 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Baird Financial Group, Inc. | History | No change | 98,156 | 8,943 | 0.01% | 0.01% | 13 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 79,172 | 7,214 | 0.01% | 0.01% | 14 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 61,781 | 5,629 | 0.05% | 0.05% | 15 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Monument Capital Management | History | Added to | 64,860 | 5,283 | 1.1% | 1.17% | 16 | +1,034 | 1.62% | Q3 2026 | Oct 08, 2026 |
| Virtue Capital Management, LLC | History | Reduced | 63,155 | 5,144 | 0.67% | 0.94% | 17 | -14,205 | -18.36% | Q3 2026 | Oct 29, 2026 |
| Cetera Investment Advisers | History | No change | 54,311 | 4,948 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 52,869 | 4,817 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 50,000 | 4,556 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ASSETMARK, INC | History | Added to | 53,825 | 4,384 | 0.01% | 0.01% | 21 | +7,501 | 16.19% | Q3 2026 | Oct 21, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 49,621 | 4,042 | 0.01% | 0.01% | 22 | +4,857 | 10.85% | Q3 2026 | Nov 02, 2026 |
| ROYAL BANK OF CANADA | History | No change | 42,454 | 3,869 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PGIM Custom Harvest LLC | History | No change | 40,120 | 3,655 | 0.05% | 0.05% | 24 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 44,496 | 3,624 | 0.0% | 0.01% | 25 | -3,612 | -7.51% | Q3 2026 | Nov 02, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 33,801 | 3,080 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NewEdge Advisors, LLC | History | No change | 32,516 | 2,962 | 0.01% | 0.01% | 27 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 31,569 | 2,840 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Crumly & Associates Inc. | History | No change | 33,874 | 2,759 | 0.49% | 0.59% | 29 | 0 | 0.0% | Q3 2026 | Oct 07, 2026 |
| Regal Investment Advisors LLC | History | No change | 27,137 | 2,472 | 0.13% | 0.13% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 29,054 | 2,366 | 0.01% | 0.01% | 31 | +2,111 | 7.84% | Q3 2026 | Nov 02, 2026 |
| Arkadios Wealth Advisors | History | No change | 24,204 | 2,205 | 0.03% | 0.03% | 32 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| GTS SECURITIES LLC | History | No change | 23,183 | 2,112 | 0.04% | 0.04% | 33 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 21,889 | 1,994 | 0.03% | 0.03% | 34 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| NAVELLIER & ASSOCIATES INC | History | No change | 21,819 | 1,988 | 0.16% | 0.16% | 35 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| MTM Investment Management, LLC | History | Reduced | 23,266 | 1,895 | 0.55% | 0.63% | 36 | -992 | -4.09% | Q3 2026 | Oct 30, 2026 |
| Summit Financial, LLC | History | No change | 20,050 | 1,826 | 0.02% | 0.02% | 37 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Purus Wealth Management, LLC | History | Added to | 21,931 | 1,786 | 0.49% | 0.54% | 38 | +540 | 2.52% | Q3 2026 | Oct 15, 2026 |
| FLOW TRADERS U.S. LLC | History | No change | 18,972 | 1,729 | 0.07% | 0.07% | 39 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JPMORGAN CHASE & CO | History | No change | 19,018 | 1,721 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Wealthfront Advisers LLC | History | No change | 18,868 | 1,719 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Prospera Financial Services Inc | History | Added to | 18,108 | 1,574 | 0.02% | 0.02% | 42 | +3,284 | 22.15% | Q3 2026 | Nov 04, 2026 |
| Well Done, LLC | History | Added to | 18,677 | 1,521 | 0.21% | 0.15% | 43 | +6,542 | 53.91% | Q3 2026 | Oct 20, 2026 |
| Schrum Private Wealth Management LLC | History | No change | 21,933 | 1,492 | 1.53% | 1.53% | 44 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Paragon Private Wealth Management, LLC | History | Reduced | 17,162 | 1,397 | 0.43% | 0.48% | 45 | -2,840 | -14.2% | Q3 2026 | Oct 20, 2026 |
| Prosperity Consulting Group, LLC | History | No change | 14,973 | 1,364 | 0.05% | 0.05% | 46 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HighTower Advisors, LLC | History | No change | 14,472 | 1,318 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Private Advisor Group, LLC | History | No change | 13,680 | 1,246 | 0.01% | 0.01% | 48 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Sound Income Strategies, LLC | History | Reduced | 14,876 | 1,230 | 0.05% | 0.06% | 49 | -980 | -6.18% | Q3 2026 | Oct 09, 2026 |
| Gateway Wealth Partners, LLC | History | No change | 13,437 | 1,224 | 0.07% | 0.07% | 50 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Bank of New York Mellon Corp | History | No change | 12,487 | 1,137 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| HARMONY ASSET MANAGEMENT LLC | History | Reduced | 13,338 | 1,086 | 0.27% | 0.33% | 52 | -23 | -0.17% | Q3 2026 | Oct 20, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 11,502 | 1,048 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 12,835 | 1,045 | 0.01% | 0.01% | 54 | -693 | -5.12% | Q3 2026 | Oct 08, 2026 |
| Parallel Advisors, LLC | History | Added to | 11,781 | 959 | 0.01% | 0.01% | 55 | +2,692 | 29.62% | Q3 2026 | Nov 03, 2026 |
| CITIGROUP INC | History | New | 11,486 | 935 | 0.0% | — | 56 | +11,486 | New | Q3 2026 | Nov 04, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 10,150 | 826 | 0.01% | 0.0% | 57 | +7,334 | 260.44% | Q3 2026 | Oct 16, 2026 |
| J.W. COLE ADVISORS, INC. | History | No change | 9,048 | 824 | 0.01% | 0.01% | 58 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Asset One Wealth Management LLC | History | Reduced | 9,947 | 810 | 0.07% | 0.09% | 59 | -33 | -0.33% | Q3 2026 | Nov 02, 2026 |
| CENTAURUS FINANCIAL, INC. | History | No change | 8,685 | 791 | 0.03% | 0.03% | 60 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Orion Porfolio Solutions, LLC | History | No change | 8,534 | 777 | 0.01% | 0.01% | 61 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PACIFIC SUN FINANCIAL CORP | History | No change | 7,970 | 726 | 0.3% | 0.3% | 62 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| AE Wealth Management LLC | History | No change | 7,885 | 718 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| B. Riley Wealth Advisors, Inc. | History | New | 8,800 | 716 | 0.03% | — | 64 | +8,800 | New | Q3 2026 | Oct 13, 2026 |
| AlphaCore Capital LLC | History | No change | 8,269 | 673 | 0.01% | 0.01% | 65 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Atria Investments, Inc | History | Added to | 7,831 | 637 | 0.01% | 0.01% | 66 | +353 | 4.72% | Q3 2026 | Oct 15, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | History | New | 7,624 | 621 | 0.18% | — | 67 | +7,624 | New | Q3 2026 | Oct 15, 2026 |
| FIFTH THIRD BANCORP | History | No change | 6,643 | 605 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| GREAT LAKES ADVISORS, LLC | History | No change | 6,346 | 578 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| HFG Advisors, Inc. | History | No change | 6,297 | 573 | 0.36% | 0.36% | 70 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| FMR LLC | History | No change | 6,263 | 570 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 6,052 | 551 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| EQUITABLE TRUST CO | History | No change | 6,587 | 536 | 0.02% | 0.03% | 73 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| OneAscent Financial Services LLC | History | No change | 5,663 | 516 | 0.02% | 0.02% | 74 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| United Advisor Group, LLC | History | New | 6,277 | 511 | 0.05% | — | 75 | +6,277 | New | Q3 2026 | Nov 02, 2026 |
| Pacific Excel Wealth Advisors, Inc. | History | New | 6,239 | 509 | 0.56% | — | 76 | +6,239 | New | Q3 2026 | Oct 27, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | No change | 5,557 | 506 | 0.03% | 0.03% | 77 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Waverly Advisors, LLC | History | No change | 5,521 | 503 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NewEdge Wealth, LLC | History | No change | 5,465 | 497 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| STEPHENS INC /AR/ | History | No change | 5,419 | 493 | 0.01% | 0.01% | 80 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| PARK AVENUE SECURITIES LLC | History | Reduced | 5,950 | 485 | 0.0% | 0.0% | 81 | -69 | -1.15% | Q3 2026 | Oct 26, 2026 |
| IFP Advisors, Inc | History | Reduced | 5,779 | 470 | 0.01% | 0.01% | 82 | -364 | -5.93% | Q3 2026 | Oct 16, 2026 |
| WealthBridge Capital Management, LLC | History | Added to | 5,632 | 458 | 0.09% | 0.1% | 83 | +168 | 3.07% | Q3 2026 | Oct 16, 2026 |
| Southland Equity Partners LLC | History | No change | 5,599 | 456 | 0.08% | 0.09% | 84 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| &PARTNERS | History | No change | 4,968 | 444 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 5,394 | 439 | 0.01% | 0.01% | 86 | -365 | -6.34% | Q3 2026 | Oct 28, 2026 |
| Harvest Investment Services, LLC | History | No change | 4,808 | 438 | 0.07% | 0.07% | 87 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RPg Family Wealth Advisory, LLC | History | No change | 4,767 | 434 | 0.09% | 0.09% | 88 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Empower Advisory Group, LLC | History | No change | 4,641 | 422 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 4,927 | 407 | 0.0% | 0.0% | 90 | -285 | -5.47% | Q3 2026 | Oct 13, 2026 |
| MAI Capital Management | History | No change | 4,455 | 405 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Risk Paradigm Group, LLC | History | No change | 4,437 | 404 | 0.32% | 0.32% | 92 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| BIP Wealth, LLC | History | Added to | 4,932 | 401 | 0.01% | 0.01% | 93 | +163 | 3.42% | Q3 2026 | Oct 22, 2026 |
| Cornerstone Wealth Management, LLC | History | Added to | 4,918 | 400 | 0.02% | 0.02% | 94 | +2 | 0.04% | Q3 2026 | Nov 04, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 4,325 | 394 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 4,315 | 393 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | Reduced | 4,479 | 364 | 0.01% | 0.01% | 97 | -1,091 | -19.59% | Q3 2026 | Nov 04, 2026 |
| Novak & Powell Financial Services, Inc. | History | No change | 3,997 | 364 | 0.17% | 0.17% | 98 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| BELLEVUE ASSET MANAGEMENT, LLC | History | No change | 3,979 | 362 | 0.17% | 0.17% | 99 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Trueblood Wealth Management, LLC | History | Added to | 4,337 | 353 | 0.12% | 0.14% | 100 | +10 | 0.23% | Q3 2026 | Oct 23, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 4,231 | 350 | 0.02% | 0.02% | 101 | +284 | 7.2% | Q3 2026 | Nov 02, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | No change | 3,739 | 340 | 0.01% | 0.01% | 102 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Geneos Wealth Management Inc. | History | No change | 3,741 | 340 | 0.01% | 0.01% | 103 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Sanctuary Advisors, LLC | History | No change | 3,630 | 330 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BlackRock, Inc. | History | No change | 3,515 | 320 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Apollon Wealth Management, LLC | History | Added to | 3,903 | 317 | 0.0% | 0.0% | 106 | +1,400 | 55.93% | Q3 2026 | Oct 23, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | No change | 3,900 | 317 | 0.21% | 0.23% | 107 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| WINEBRENNER CAPITAL MANAGEMENT LLC | History | Reduced | 3,838 | 312 | 0.2% | 0.22% | 108 | -208 | -5.14% | Q3 2026 | Oct 07, 2026 |
| XTX Topco Ltd | History | No change | 3,415 | 311 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Quad-Cities Investment Group, LLC | History | Added to | 3,803 | 309 | 0.11% | 0.12% | 110 | +4 | 0.11% | Q3 2026 | Oct 15, 2026 |
| BETO FINANCIAL GROUP, LLC | History | No change | 3,365 | 295 | 0.15% | 0.15% | 111 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 3,217 | 293 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 3,204 | 292 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Kraft, Davis & Associates, LLC | History | No change | 3,425 | 284 | 0.06% | 0.06% | 114 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 3,110 | 283 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Ridgeline Wealth Planning, LLC | History | No change | 3,359 | 273 | 0.16% | 0.19% | 116 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| CHOREO, LLC | History | No change | 3,347 | 272 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| Founders Financial Alliance, LLC | History | No change | 2,940 | 267 | 0.04% | 0.04% | 118 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Sigma Planning Corp | History | Added to | 3,197 | 260 | 0.01% | 0.01% | 119 | +652 | 25.62% | Q3 2026 | Oct 23, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 2,831 | 257 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| FIRST TRUST ADVISORS LP | History | No change | 2,685 | 244 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 2,678 | 244 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Meridian Wealth Management, LLC | History | No change | 2,992 | 243 | 0.01% | 0.01% | 123 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| Bellwether Advisors, LLC | History | No change | 2,650 | 241 | 0.04% | 0.04% | 124 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MinichMacGregor Wealth Management, LLC | History | No change | 2,910 | 237 | 0.04% | 0.04% | 125 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Prime Capital Investment Advisors, LLC | History | Added to | 2,896 | 235 | 0.0% | 0.0% | 126 | +9 | 0.31% | Q3 2026 | Oct 20, 2026 |
| Retirement Planning Group, LLC | History | Reduced | 2,866 | 233 | 0.01% | 0.01% | 127 | -183 | -6.0% | Q3 2026 | Oct 19, 2026 |
| Arax Advisory Partners | History | No change | 2,362 | 215 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Moors & Cabot, Inc. | History | No change | 2,303 | 209 | 0.01% | 0.01% | 129 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 2,458 | 200 | 0.01% | 0.01% | 130 | -609 | -19.86% | Q3 2026 | Oct 08, 2026 |
| EP Wealth Advisors, LLC | History | No change | 1,977 | 180 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Added to | 2,207 | 179 | 0.0% | 0.0% | 132 | +45 | 2.08% | Q3 2026 | Nov 02, 2026 |
| CX Institutional | History | Added to | 1,984 | 162 | 0.0% | 0.01% | 133 | +27 | 1.38% | Q3 2026 | Oct 02, 2026 |
| SECURITY NATIONAL BANK OF SIOUX CITY IOWA /IA/ | History | No change | 1,642 | 149 | 0.06% | 0.06% | 134 | 0 | 0.0% | Q2 2026 | Sep 18, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 1,413 | 128 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 1,315 | 119 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Russell Investments Group, Ltd. | History | No change | 1,172 | 106 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Global Retirement Partners, LLC | History | No change | 1,029 | 93 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| CULLEN/FROST BANKERS, INC. | History | Added to | 1,006 | 81 | 0.0% | 0.0% | 139 | +498 | 98.03% | Q3 2026 | Oct 28, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 747 | 68 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| TRUST CO OF TOLEDO NA /OH/ | History | No change | 780 | 63 | 0.01% | 0.01% | 141 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| Hilton Head Capital Partners, LLC | History | No change | 766 | 62 | 0.03% | 0.03% | 142 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| REAP Financial Group, LLC | History | Added to | 709 | 57 | 0.01% | 0.01% | 143 | +2 | 0.28% | Q3 2026 | Nov 02, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | No change | 683 | 55 | 0.01% | 0.01% | 144 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| FAS Wealth Partners, Inc. | History | No change | 587 | 53 | 0.0% | 0.0% | 145 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| IFG Advisory, LLC | History | No change | 586 | 53 | 0.0% | 0.0% | 146 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MATHER GROUP, LLC. | History | Added to | 555 | 45 | 0.0% | 0.0% | 147 | +207 | 59.48% | Q3 2026 | Oct 14, 2026 |
| BFC Planning, Inc. | History | No change | 475 | 43 | 0.0% | 0.0% | 148 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | No change | 446 | 40 | 0.02% | 0.02% | 149 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 473 | 38 | 0.0% | 0.01% | 150 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Signature Equity Partners, LLC | History | Added to | 465 | 37 | 0.01% | 0.01% | 151 | +342 | 278.05% | Q3 2026 | Oct 29, 2026 |
| ATWOOD & PALMER INC | History | Reduced | 400 | 32 | 0.0% | 0.0% | 152 | -175 | -30.43% | Q3 2026 | Oct 08, 2026 |
| GAMMA Investing LLC | History | No change | 398 | 32 | 0.0% | 0.0% | 153 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Smartleaf Asset Management LLC | History | No change | 357 | 32 | 0.0% | 0.0% | 154 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ELEVATION WEALTH PARTNERS, LLC | History | No change | 378 | 30 | 0.01% | 0.01% | 155 | 0 | 0.0% | Q3 2026 | Oct 07, 2026 |
| BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | History | No change | 327 | 29 | 0.0% | 0.0% | 156 | 0 | 0.0% | Q2 2026 | Oct 30, 2026 |
| Transamerica Financial Advisors, LLC | History | No change | 278 | 25 | 0.0% | 0.0% | 157 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LANARK FINANCIAL, INC. | History | Reduced | 299 | 24 | 0.0% | 0.0% | 158 | -39 | -11.54% | Q3 2026 | Oct 26, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 258 | 23 | 0.01% | 0.01% | 159 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | No change | 199 | 18 | 0.0% | 0.0% | 160 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Provenance Wealth Advisors, LLC | History | New | 219 | 17 | 0.0% | — | 162 | +219 | New | Q3 2026 | Oct 30, 2026 |
| Providence Capital Advisors, LLC | History | No change | 189 | 17 | 0.0% | 0.0% | 161 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 184 | 16 | 0.0% | 0.0% | 163 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 155 | 12 | 0.0% | 0.0% | 164 | +30 | 24.0% | Q3 2026 | Oct 30, 2026 |
| Continuum Advisory, LLC | History | No change | 142 | 12 | 0.0% | 0.0% | 165 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Spire Wealth Management | History | No change | 156 | 12 | 0.0% | 0.0% | 166 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| TOUNJIAN ADVISORY PARTNERS, LLC | History | Reduced | 143 | 11 | 0.0% | 0.01% | 167 | -48 | -25.13% | Q3 2026 | Nov 04, 2026 |
| Quest 10 Wealth Builders, Inc. | History | Added to | 117 | 9 | 0.01% | 0.01% | 168 | +6 | 5.41% | Q3 2026 | Nov 02, 2026 |
| Ancora Advisors LLC | History | No change | 95 | 8 | 0.0% | 0.0% | 169 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Westside Investment Management, Inc. | History | No change | 100 | 8 | 0.0% | 0.0% | 170 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 95 | 8 | 0.0% | 0.0% | 171 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Silver Grove Financial Group, Inc. | History | Added to | 90 | 7 | 0.0% | 0.0% | 172 | +41 | 83.67% | Q3 2026 | Nov 05, 2026 |
| NFSG Corp | History | No change | 75 | 6 | 0.0% | 0.0% | 173 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| BROWN, LISLE/CUMMINGS, INC. | History | No change | 65 | 5 | 0.0% | 0.0% | 174 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| Buck Wealth Strategies, LLC | History | No change | 62 | 5 | 0.0% | 0.0% | 175 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| FIRST COMMUNITY TRUST NA | History | No change | 50 | 4 | 0.0% | 0.0% | 176 | 0 | 0.0% | Q3 2026 | Oct 07, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 37 | 3 | 0.0% | 0.0% | 177 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Reduced | 25 | 2 | 0.0% | 0.0% | 178 | -7 | -21.88% | Q3 2026 | Nov 04, 2026 |
| PRIVATE TRUST CO NA | History | No change | 33 | 2 | 0.0% | 0.0% | 179 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Lloyd Advisory Services, LLC. | History | Added to | 20 | 1 | 0.0% | 0.0% | 180 | +1 | 5.26% | Q3 2026 | Nov 02, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | Closed out | 0 | 0 | — | 0.18% | — | -5,315 | -100.0% | Q3 2026 | Oct 14, 2026 |
| TradeWell Securities, LLC. | History | Closed out | 0 | 0 | — | 0.14% | — | -4,194 | -100.0% | Q3 2026 | Oct 21, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -808 | -100.0% | Q3 2026 | Oct 29, 2026 |
| Bullseye Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -200 | -100.0% | Q3 2026 | Oct 29, 2026 |
| Wagner Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -44 | -100.0% | Q3 2026 | Oct 21, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| Realta Investment Advisors | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Key Capital Management, INC | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |