FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FXR
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 908,603 | 74,169 | 0.0% | 0.01% | 1 | -297,613 | -24.67% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 846,763 | 69,121 | 0.01% | 0.02% | 2 | -573,918 | -40.4% | Q1 2026 | May 11, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 521,961 | 42,607 | 0.01% | 0.02% | 3 | -83,206 | -13.75% | Q1 2026 | May 14, 2026 |
| LPL Financial LLC | History | Reduced | 408,052 | 33,309 | 0.01% | 0.01% | 4 | -86,129 | -17.43% | Q1 2026 | May 06, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 395,475 | 32,282 | 0.0% | 0.0% | 5 | +31,909 | 8.78% | Q1 2026 | May 15, 2026 |
| EARNED WEALTH ADVISORS, LLC | History | New | 272,783 | 22,267 | 1.49% | — | 6 | +272,783 | New | Q1 2026 | May 07, 2026 |
| UBS Group AG | History | Reduced | 210,863 | 17,212 | 0.0% | 0.0% | 7 | -89,204 | -29.73% | Q1 2026 | May 05, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 158,515 | 12,939 | 0.02% | 0.02% | 8 | -5,420 | -3.31% | Q1 2026 | Apr 27, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 122,713 | 10,017 | 0.06% | 0.06% | 9 | -1,068 | -0.86% | Q1 2026 | May 05, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 111,076 | 9,067 | 0.02% | 0.02% | 10 | -3,141 | -2.75% | Q1 2026 | Apr 22, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 103,682 | 8,463 | 0.0% | 0.0% | 11 | +45,091 | 76.96% | Q1 2026 | May 04, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 101,291 | 8,268 | 0.01% | 0.01% | 12 | -2,794 | -2.68% | Q1 2026 | May 14, 2026 |
| Modern Wealth Management, LLC | History | Reduced | 96,688 | 7,977 | 0.14% | 0.14% | 13 | -628 | -0.65% | Q1 2026 | May 14, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 90,180 | 7,361 | 0.01% | 0.01% | 14 | -12,786 | -12.42% | Q1 2026 | May 12, 2026 |
| Virtue Capital Management, LLC | History | Reduced | 82,264 | 6,493 | 0.99% | 1.14% | 15 | -8,548 | -9.41% | Q1 2026 | May 07, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 78,332 | 6,394 | 0.02% | 0.0% | 16 | +55,599 | 244.57% | Q1 2026 | Apr 30, 2026 |
| Monument Capital Management | History | Reduced | 63,885 | 5,214 | 1.31% | 1.27% | 17 | -35 | -0.05% | Q1 2026 | Apr 15, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 59,829 | 4,883 | 0.0% | 0.0% | 18 | -77,336 | -56.38% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 56,957 | 4,649 | 0.01% | 0.01% | 19 | -8,369 | -12.81% | Q1 2026 | Apr 27, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | New | 50,000 | 4,081 | 0.0% | — | 20 | +50,000 | New | Q1 2026 | May 12, 2026 |
| BENJAMIN EDWARDS INC | History | Reduced | 40,784 | 3,329 | 0.03% | 0.08% | 21 | -51,582 | -55.85% | Q1 2026 | May 12, 2026 |
| PGIM Custom Harvest LLC | History | Reduced | 38,900 | 3,175 | 0.05% | 0.05% | 22 | -1,408 | -3.49% | Q1 2026 | May 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 38,358 | 3,131 | 0.0% | 0.0% | 23 | +842 | 2.24% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 34,210 | 2,792 | 0.0% | 0.0% | 24 | -11,127 | -24.54% | Q1 2026 | May 15, 2026 |
| Crumly & Associates Inc. | History | No change | 33,874 | 2,765 | 0.58% | 0.57% | 25 | 0 | 0.0% | Q1 2026 | Apr 02, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 33,174 | 2,708 | 0.0% | 0.0% | 26 | +242 | 0.73% | Q1 2026 | May 14, 2026 |
| Cetera Investment Advisers | History | Reduced | 31,409 | 2,563 | 0.0% | 0.0% | 27 | -914 | -2.83% | Q1 2026 | May 13, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 31,123 | 2,540 | 0.0% | 0.0% | 28 | +6,665 | 27.25% | Q1 2026 | May 12, 2026 |
| Regal Investment Advisors LLC | History | Reduced | 29,514 | 2,409 | 0.14% | 0.16% | 29 | -3,744 | -11.26% | Q1 2026 | May 14, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 27,985 | 2,284 | 0.01% | 0.01% | 30 | -17,925 | -39.04% | Q1 2026 | Jun 02, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 26,780 | 2,186 | 0.01% | 0.01% | 31 | +1,603 | 6.37% | Q1 2026 | Apr 30, 2026 |
| Schrum Private Wealth Management LLC | History | No change | 25,663 | 2,094 | 1.6% | 1.51% | 32 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 25,307 | 2,065 | 0.0% | 0.0% | 33 | +1,439 | 6.03% | Q1 2026 | May 15, 2026 |
| MTM Investment Management, LLC | History | Reduced | 24,378 | 1,989 | 0.63% | 0.63% | 34 | -300 | -1.22% | Q1 2026 | May 06, 2026 |
| Arkadios Wealth Advisors | History | Reduced | 23,313 | 1,903 | 0.03% | 0.08% | 35 | -26,762 | -53.44% | Q1 2026 | May 18, 2026 |
| Summit Financial, LLC | History | Reduced | 21,261 | 1,735 | 0.02% | 0.11% | 36 | -76,117 | -78.17% | Q1 2026 | May 15, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 21,668 | 1,731 | 0.0% | 0.0% | 37 | +8,466 | 64.13% | Q1 2026 | May 15, 2026 |
| Purus Wealth Management, LLC | History | Reduced | 20,423 | 1,667 | 0.53% | 0.52% | 38 | -398 | -1.91% | Q1 2026 | Apr 15, 2026 |
| Paragon Private Wealth Management, LLC | History | Reduced | 20,333 | 1,659 | 0.52% | 0.52% | 39 | -864 | -4.08% | Q1 2026 | May 19, 2026 |
| Wealthfront Advisers LLC | History | Added to | 18,983 | 1,549 | 0.0% | 0.0% | 40 | +7,090 | 59.61% | Q1 2026 | May 05, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 18,809 | 1,535 | 0.02% | 0.03% | 41 | +584 | 3.2% | Q1 2026 | May 15, 2026 |
| NAVELLIER & ASSOCIATES INC | History | New | 17,731 | 1,447 | 0.15% | — | 42 | +17,731 | New | Q1 2026 | May 07, 2026 |
| HighTower Advisors, LLC | History | No change | 17,233 | 1,406 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Sound Income Strategies, LLC | History | Reduced | 16,058 | 1,324 | 0.06% | 0.07% | 44 | -560 | -3.37% | Q1 2026 | Apr 27, 2026 |
| Apeiron RIA LLC | History | Reduced | 16,068 | 1,311 | 0.3% | 0.32% | 45 | -2,193 | -12.01% | Q1 2026 | Apr 27, 2026 |
| Prosperity Consulting Group, LLC | History | Reduced | 15,309 | 1,249 | 0.06% | 0.06% | 46 | -179 | -1.16% | Q1 2026 | May 05, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 14,648 | 1,195 | 0.0% | — | 47 | +14,648 | New | Q1 2026 | May 15, 2026 |
| CX Institutional | History | Added to | 13,949 | 1,139 | 0.03% | 0.0% | 48 | +13,088 | 1520.09% | Q1 2026 | Apr 06, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 13,450 | 1,109 | 0.01% | 0.01% | 49 | -20 | -0.15% | Q1 2026 | Apr 07, 2026 |
| Private Advisor Group, LLC | History | Reduced | 13,059 | 1,066 | 0.0% | 0.01% | 50 | -2,664 | -16.94% | Q1 2026 | Apr 24, 2026 |
| Prospera Financial Services Inc | History | Reduced | 12,913 | 1,056 | 0.02% | 0.02% | 51 | -1,222 | -8.65% | Q1 2026 | Apr 14, 2026 |
| HARMONY ASSET MANAGEMENT LLC | History | Reduced | 12,681 | 1,035 | 0.32% | 0.36% | 52 | -680 | -5.09% | Q1 2026 | May 05, 2026 |
| Retirement Planning Group, LLC | History | Reduced | 12,558 | 1,025 | 0.03% | 0.03% | 53 | -236 | -1.84% | Q1 2026 | May 04, 2026 |
| Well Done, LLC | History | No change | 12,135 | 990 | 0.15% | 0.14% | 54 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Independent Advisor Alliance | History | New | 10,282 | 839 | 0.01% | — | 55 | +10,282 | New | Q1 2026 | May 12, 2026 |
| WCG Wealth Advisors LLC | History | Reduced | 10,140 | 827 | 0.02% | 0.02% | 56 | -360 | -3.43% | Q1 2026 | May 12, 2026 |
| HRT FINANCIAL LP | History | Added to | 9,702 | 791 | 0.0% | 0.0% | 57 | +6,232 | 179.6% | Q1 2026 | May 14, 2026 |
| Asset One Wealth Management LLC | History | No change | 8,835 | 779 | 0.09% | 0.1% | 58 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| J.W. COLE ADVISORS, INC. | History | Reduced | 8,949 | 730 | 0.02% | 0.02% | 59 | -464 | -4.93% | Q1 2026 | Apr 23, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Reduced | 8,551 | 698 | 0.03% | 0.03% | 60 | -743 | -7.99% | Q1 2026 | May 18, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | New | 8,350 | 681 | 0.0% | — | 61 | +8,350 | New | Q1 2026 | May 15, 2026 |
| AlphaCore Capital LLC | History | Reduced | 8,269 | 674 | 0.02% | 0.01% | 62 | -100 | -1.19% | Q1 2026 | May 15, 2026 |
| PACIFIC SUN FINANCIAL CORP | History | Added to | 7,940 | 648 | 0.31% | 0.3% | 63 | +10 | 0.13% | Q1 2026 | May 07, 2026 |
| TradeWell Securities, LLC. | History | Reduced | 7,814 | 637 | 0.27% | 0.71% | 64 | -15,137 | -65.95% | Q1 2026 | Apr 13, 2026 |
| FIFTH THIRD BANCORP | History | New | 6,680 | 545 | 0.0% | — | 65 | +6,680 | New | Q1 2026 | May 01, 2026 |
| EQUITABLE TRUST CO | History | New | 6,587 | 537 | 0.02% | — | 66 | +6,587 | New | Q1 2026 | Apr 30, 2026 |
| COMERICA BANK | History | No change | 6,680 | 533 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| GREAT LAKES ADVISORS, LLC | History | Reduced | 6,346 | 518 | 0.0% | 0.0% | 68 | -305 | -4.59% | Q1 2026 | May 11, 2026 |
| HFG Advisors, Inc. | History | Reduced | 6,297 | 514 | 0.36% | 0.85% | 69 | -8,397 | -57.15% | Q1 2026 | May 08, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 6,413 | 506 | 0.0% | 0.0% | 70 | -2,195 | -25.5% | Q1 2026 | May 13, 2026 |
| FMR LLC | History | Added to | 5,933 | 484 | 0.0% | 0.0% | 71 | +2,206 | 59.19% | Q1 2026 | May 15, 2026 |
| STEPHENS INC /AR/ | History | No change | 5,883 | 480 | 0.01% | 0.01% | 72 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | Reduced | 5,754 | 469 | 0.01% | 0.23% | 74 | -83,225 | -93.53% | Q1 2026 | May 11, 2026 |
| MGO ONE SEVEN LLC | History | Added to | 5,747 | 469 | 0.01% | 0.01% | 73 | +1,900 | 49.39% | Q1 2026 | May 14, 2026 |
| BIP Wealth, LLC | History | Added to | 5,604 | 457 | 0.02% | 0.01% | 75 | +1,427 | 34.16% | Q1 2026 | Apr 27, 2026 |
| Southland Equity Partners LLC | History | No change | 5,599 | 457 | 0.09% | 0.09% | 76 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| FLOW TRADERS U.S. LLC | History | Reduced | 5,521 | 451 | 0.01% | 0.02% | 77 | -546 | -9.0% | Q1 2026 | May 15, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 5,254 | 430 | 0.0% | 0.0% | 78 | -1,584 | -23.16% | Q1 2026 | Apr 08, 2026 |
| Cornerstone Wealth Management, LLC | History | Added to | 5,109 | 417 | 0.02% | 0.02% | 79 | +1 | 0.02% | Q1 2026 | Apr 23, 2026 |
| WealthBridge Capital Management, LLC | History | Added to | 5,094 | 415 | 0.1% | 0.09% | 80 | +370 | 7.83% | Q1 2026 | Apr 17, 2026 |
| Harvest Investment Services, LLC | History | Added to | 4,955 | 404 | 0.07% | 0.07% | 81 | +23 | 0.47% | Q1 2026 | May 14, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 4,888 | 399 | 0.03% | 0.03% | 82 | +133 | 2.8% | Q1 2026 | Apr 20, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | No change | 4,688 | 382 | 0.16% | 0.13% | 83 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| MAI Capital Management | History | Reduced | 4,600 | 375 | 0.0% | 0.0% | 84 | -520 | -10.16% | Q1 2026 | May 15, 2026 |
| Trueblood Wealth Management, LLC | History | Reduced | 4,322 | 352 | 0.14% | 0.15% | 85 | -375 | -7.98% | Q1 2026 | Apr 21, 2026 |
| WINEBRENNER CAPITAL MANAGEMENT LLC | History | Reduced | 4,320 | 352 | 0.23% | 0.23% | 86 | -1 | -0.02% | Q1 2026 | Apr 10, 2026 |
| Meridian Wealth Management, LLC | History | No change | 4,261 | 347 | 0.01% | 0.01% | 87 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 4,167 | 340 | 0.0% | 0.0% | 88 | +455 | 12.26% | Q1 2026 | May 04, 2026 |
| Novak & Powell Financial Services, Inc. | History | No change | 3,997 | 326 | 0.18% | 0.17% | 89 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| RPg Family Wealth Advisory, LLC | History | New | 3,983 | 325 | 0.07% | — | 91 | +3,983 | New | Q1 2026 | May 14, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 3,947 | 325 | 0.02% | 0.02% | 90 | -25 | -0.63% | Q1 2026 | May 01, 2026 |
| BELLEVUE ASSET MANAGEMENT, LLC | History | Reduced | 3,979 | 324 | 0.16% | 0.1% | 92 | -23 | -0.57% | Q1 2026 | Apr 24, 2026 |
| Quad-Cities Investment Group, LLC | History | Reduced | 3,930 | 320 | 0.13% | 0.13% | 93 | -21 | -0.53% | Q1 2026 | Apr 21, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | No change | 3,900 | 318 | 0.23% | 0.22% | 94 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Risk Paradigm Group, LLC | History | New | 3,840 | 313 | 0.27% | — | 95 | +3,840 | New | Q1 2026 | May 14, 2026 |
| BANK OF MONTREAL /CAN/ | History | Added to | 3,734 | 304 | 0.0% | 0.0% | 96 | +460 | 14.05% | Q1 2026 | May 13, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Reduced | 3,668 | 299 | 0.01% | 0.01% | 97 | -34 | -0.92% | Q1 2026 | May 14, 2026 |
| Kraft, Davis & Associates, LLC | History | No change | 3,425 | 299 | 0.06% | 0.07% | 98 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| &PARTNERS | History | Reduced | 3,638 | 296 | 0.0% | 0.0% | 99 | -5,880 | -61.78% | Q1 2026 | May 15, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 3,622 | 295 | 0.0% | 0.0% | 100 | +543 | 17.64% | Q1 2026 | May 08, 2026 |
| BETO FINANCIAL GROUP, LLC | History | Reduced | 3,365 | 293 | 0.17% | 0.23% | 101 | -633 | -15.83% | Q1 2026 | May 11, 2026 |
| BlackRock, Inc. | History | Added to | 3,515 | 286 | 0.0% | 0.0% | 102 | +2,500 | 246.31% | Q1 2026 | May 13, 2026 |
| Ridgeline Wealth Planning, LLC | History | No change | 3,359 | 274 | 0.2% | 0.19% | 103 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 3,329 | 271 | 0.0% | 0.0% | 104 | +1 | 0.03% | Q1 2026 | May 08, 2026 |
| TWO SIGMA SECURITIES, LLC | History | Reduced | 3,308 | 270 | 0.03% | 0.09% | 105 | -4,769 | -59.04% | Q1 2026 | May 15, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 3,306 | 269 | 0.0% | 0.0% | 106 | +112 | 3.51% | Q1 2026 | Apr 28, 2026 |
| Geneos Wealth Management Inc. | History | Added to | 3,237 | 264 | 0.01% | 0.01% | 107 | +503 | 18.4% | Q1 2026 | May 04, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 3,152 | 257 | 0.01% | 0.01% | 108 | -243 | -7.16% | Q1 2026 | Apr 07, 2026 |
| CHOREO, LLC | History | Reduced | 3,107 | 253 | 0.0% | 0.0% | 109 | -23 | -0.73% | Q1 2026 | May 12, 2026 |
| Waverly Advisors, LLC | History | No change | 3,020 | 246 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Founders Financial Alliance, LLC | History | Added to | 3,004 | 245 | 0.04% | 0.03% | 111 | +1,191 | 65.69% | Q1 2026 | May 11, 2026 |
| Gateway Wealth Partners, LLC | History | New | 2,978 | 243 | 0.01% | — | 112 | +2,978 | New | Q1 2026 | May 15, 2026 |
| Prime Capital Investment Advisors, LLC | History | Added to | 2,882 | 235 | 0.0% | 0.0% | 113 | +75 | 2.67% | Q1 2026 | May 08, 2026 |
| MinichMacGregor Wealth Management, LLC | History | No change | 2,910 | 229 | 0.04% | 0.04% | 114 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 2,678 | 218 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Bellwether Advisors, LLC | History | No change | 2,650 | 216 | 0.04% | 0.03% | 116 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Apollon Wealth Management, LLC | History | New | 2,503 | 204 | 0.0% | — | 117 | +2,503 | New | Q1 2026 | Apr 22, 2026 |
| TruWealth Advisors, LLC | History | New | 2,501 | 204 | 0.01% | — | 118 | +2,501 | New | Q1 2026 | Apr 09, 2026 |
| OPPENHEIMER & CO INC | History | New | 2,459 | 200 | 0.0% | — | 119 | +2,459 | New | Q1 2026 | Apr 23, 2026 |
| Parallel Advisors, LLC | History | New | 1,974 | 161 | 0.0% | — | 120 | +1,974 | New | Q1 2026 | Jun 02, 2026 |
| Western Wealth Management, LLC | History | New | 1,792 | 146 | 0.01% | — | 121 | +1,792 | New | Q1 2026 | May 19, 2026 |
| Ashton Thomas Private Wealth, LLC | History | New | 1,708 | 139 | 0.0% | — | 122 | +1,708 | New | Q1 2026 | May 11, 2026 |
| CWM, LLC | History | Reduced | 1,535 | 125 | 0.0% | 0.01% | 123 | -32,095 | -95.44% | Q1 2026 | May 14, 2026 |
| AE Wealth Management LLC | History | Reduced | 1,514 | 123 | 0.0% | 0.0% | 124 | -3,445 | -69.47% | Q1 2026 | May 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 1,297 | 105 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Sunbelt Securities, Inc. | History | Added to | 1,277 | 104 | 0.01% | 0.01% | 126 | +70 | 5.8% | Q1 2026 | May 15, 2026 |
| Russell Investments Group, Ltd. | History | No change | 1,172 | 95 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Advisory Services Network, LLC | History | Reduced | 1,110 | 90 | 0.0% | 0.02% | 128 | -18,516 | -94.34% | Q1 2026 | May 15, 2026 |
| REAP Financial Group, LLC | History | Added to | 1,057 | 86 | 0.02% | 0.02% | 129 | +1 | 0.09% | Q1 2026 | May 11, 2026 |
| TRUST CO OF TOLEDO NA /OH/ | History | No change | 780 | 63 | 0.01% | 0.01% | 130 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Hilton Head Capital Partners, LLC | History | No change | 766 | 62 | 0.03% | 0.04% | 131 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | Added to | 747 | 60 | 0.0% | 0.0% | 132 | +37 | 5.21% | Q1 2026 | May 13, 2026 |
| ATWOOD & PALMER INC | History | No change | 575 | 46 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| FAS Wealth Partners, Inc. | History | No change | 585 | 46 | 0.0% | 0.0% | 134 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | History | New | 500 | 40 | 0.01% | — | 135 | +500 | New | Q1 2026 | May 08, 2026 |
| Global Retirement Partners, LLC | History | No change | 493 | 39 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 473 | 38 | 0.01% | 0.01% | 137 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | No change | 446 | 36 | 0.02% | 0.02% | 138 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Stephens Consulting, LLC | History | No change | 425 | 33 | 0.01% | 0.01% | 139 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| GAMMA Investing LLC | History | No change | 398 | 32 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| ELEVATION WEALTH PARTNERS, LLC | History | No change | 378 | 30 | 0.01% | 0.01% | 141 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Fortitude Family Office, LLC | History | New | 357 | 29 | 0.01% | — | 142 | +357 | New | Q1 2026 | Apr 15, 2026 |
| Smartleaf Asset Management LLC | History | New | 357 | 28 | 0.0% | — | 144 | +357 | New | Q1 2026 | May 15, 2026 |
| MATHER GROUP, LLC. | History | New | 348 | 28 | 0.0% | — | 143 | +348 | New | Q1 2026 | Apr 13, 2026 |
| Transamerica Financial Advisors, LLC | History | Reduced | 339 | 27 | 0.0% | 0.0% | 146 | -233 | -40.73% | Q1 2026 | May 15, 2026 |
| NBC SECURITIES, INC. | History | Reduced | 338 | 27 | 0.0% | 0.0% | 145 | -1 | -0.29% | Q1 2026 | Apr 14, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 258 | 21 | 0.01% | 0.01% | 147 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| ASSETMARK, INC | History | No change | 242 | 19 | 0.0% | 0.0% | 148 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Westside Investment Management, Inc. | History | No change | 213 | 17 | 0.0% | 0.0% | 149 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Evergreen Advisors, LLC | History | New | 189 | 15 | 0.0% | — | 151 | +189 | New | Q1 2026 | May 05, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 184 | 15 | 0.0% | 0.0% | 150 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Spire Wealth Management | History | No change | 156 | 12 | 0.0% | 0.0% | 152 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| CULLEN/FROST BANKERS, INC. | History | New | 111 | 9 | 0.0% | — | 153 | +111 | New | Q1 2026 | May 05, 2026 |
| IFP Advisors, Inc | History | No change | 100 | 8 | 0.0% | 0.0% | 154 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Quest 10 Wealth Builders, Inc. | History | No change | 104 | 8 | 0.01% | 0.01% | 155 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Ancora Advisors LLC | History | No change | 95 | 7 | 0.0% | 0.0% | 156 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 95 | 7 | 0.0% | 0.0% | 157 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Capital Investment Advisory Services, LLC | History | No change | 75 | 6 | 0.0% | 0.0% | 158 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| NFSG Corp | History | No change | 75 | 6 | 0.0% | 0.0% | 159 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| BROWN, LISLE/CUMMINGS, INC. | History | No change | 65 | 5 | 0.0% | 0.0% | 160 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| FIRST COMMUNITY TRUST NA | History | No change | 50 | 4 | 0.0% | 0.0% | 161 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| GUARDIAN WEALTH ADVISORS, LLC / NC | History | New | 37 | 3 | 0.0% | — | 165 | +37 | New | Q1 2026 | May 15, 2026 |
| US BANCORP \DE\ | History | No change | 48 | 3 | 0.0% | 0.0% | 162 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 37 | 3 | 0.0% | 0.0% | 163 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Wagner Wealth Management, LLC | History | No change | 44 | 3 | 0.0% | 0.0% | 164 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Motiv8 Investments LLC | History | No change | 9 | 1 | 0.0% | 0.0% | 166 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| NewSquare Capital LLC | History | Closed out | 0 | 0 | — | 1.29% | — | -183,299 | -100.0% | Q1 2026 | May 08, 2026 |
| GTS SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -25,232 | -100.0% | Q1 2026 | May 14, 2026 |
| Guided Capital Wealth Management, LLC | History | Closed out | 0 | 0 | — | 1.34% | — | -24,027 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Cyndeo Wealth Partners, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -22,410 | -100.0% | Q1 2026 | Apr 13, 2026 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.08% | — | -22,245 | -100.0% | Q1 2026 | May 14, 2026 |
| WIN ADVISORS, INC | History | Closed out | 0 | 0 | — | 0.66% | — | -19,343 | -100.0% | Q1 2026 | May 01, 2026 |
| Qube Research & Technologies Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -19,008 | -100.0% | Q1 2026 | May 15, 2026 |
| Gladstone Institutional Advisory LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -14,174 | -100.0% | Q1 2026 | May 14, 2026 |
| Coppell Advisory Solutions LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -13,052 | -100.0% | Q1 2026 | May 15, 2026 |
| TriaGen Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.23% | — | -11,366 | -100.0% | Q1 2026 | Apr 29, 2026 |
| Dynamic Advisor Solutions LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -9,711 | -100.0% | Q1 2026 | Apr 08, 2026 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | 0.02% | — | -9,173 | -100.0% | Q1 2026 | May 15, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -8,689 | -100.0% | Q1 2026 | Apr 24, 2026 |
| Nilsine Partners, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -7,265 | -100.0% | Q1 2026 | Apr 29, 2026 |
| SAPIENT CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,794 | -100.0% | Q1 2026 | Apr 08, 2026 |
| Kovack Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -3,462 | -100.0% | Q1 2026 | May 12, 2026 |
| KPP Advisory Services LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -3,407 | -100.0% | Q1 2026 | Apr 24, 2026 |
| Focus Partners Wealth | History | Closed out | 0 | 0 | — | 0.0% | — | -3,287 | -100.0% | Q1 2026 | May 14, 2026 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,285 | -100.0% | Q1 2026 | May 13, 2026 |
| Providence Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -388 | -100.0% | Q1 2026 | May 14, 2026 |
| Dunhill Financial, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -291 | -100.0% | Q1 2026 | May 06, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -206 | -100.0% | Q1 2026 | Apr 28, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | New | 7 | 0 | — | — | — | +7 | New | Q1 2026 | Apr 13, 2026 |
| Realta Investment Advisors | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |