GLADSTONE INVESTMENT CORP - GAIN
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Union Bancaire Privee, UBP SA | History | Reduced | 15,393 | 32,959 | 0.39% | 0.58% | 1 | -4,413 | -22.28% | Q4 2025 | Jan 05, 2026 |
| Melia Wealth LLC | History | Reduced | 1,127,296 | 15,748 | 7.28% | 7.25% | 2 | -70,298 | -5.87% | Q4 2025 | Feb 09, 2026 |
| VAN ECK ASSOCIATES CORP | History | Reduced | 798,954 | 11,161 | 0.01% | 0.01% | 3 | -55,776 | -6.53% | Q4 2025 | Feb 13, 2026 |
| UBS Group AG | History | Added to | 713,016 | 9,960 | 0.0% | 0.0% | 4 | +228,168 | 47.06% | Q4 2025 | Jan 29, 2026 |
| MORGAN STANLEY | History | Added to | 335,654 | 4,689 | 0.0% | 0.0% | 5 | +17,718 | 5.57% | Q4 2025 | Feb 13, 2026 |
| BlackRock, Inc. | History | Added to | 319,773 | 4,467 | 0.0% | 0.0% | 6 | +4,175 | 1.32% | Q4 2025 | Feb 12, 2026 |
| PFG Advisors | History | Added to | 305,248 | 4,264 | 0.21% | 0.06% | 7 | +205,504 | 206.03% | Q4 2025 | Jan 27, 2026 |
| Legal & General Group Plc | History | Added to | 273,752 | 3,832 | 0.0% | 0.0% | 8 | +51,205 | 23.01% | Q4 2025 | Feb 09, 2026 |
| OUTFITTERS FINANCIAL LLC | History | Added to | 204,345 | 2,854 | 2.25% | 2.26% | 9 | +2,450 | 1.21% | Q4 2025 | Jan 28, 2026 |
| LPL Financial LLC | History | Reduced | 193,933 | 2,709 | 0.0% | 0.0% | 10 | -1,825 | -0.93% | Q4 2025 | Feb 11, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | New | 190,243 | 2,657 | 0.0% | — | 11 | +190,243 | New | Q4 2025 | Feb 17, 2026 |
| MARSHALL WACE, LLP | History | Reduced | 164,583 | 2,299 | 0.0% | 0.0% | 12 | -130,759 | -44.27% | Q4 2025 | Feb 13, 2026 |
| BLAIR WILLIAM & CO/IL | History | Reduced | 154,482 | 2,158 | 0.01% | 0.01% | 13 | -10,432 | -6.33% | Q4 2025 | Feb 17, 2026 |
| DAVENPORT & Co LLC | History | Added to | 137,862 | 1,925 | 0.01% | 0.01% | 14 | +2,600 | 1.92% | Q4 2025 | Jan 12, 2026 |
| Cassaday & Co Wealth Management LLC | History | Added to | 132,000 | 1,844 | 0.04% | 0.04% | 15 | +4,000 | 3.13% | Q4 2025 | Feb 03, 2026 |
| TWO SIGMA ADVISERS, LP | History | New | 111,418 | 1,556 | 0.0% | — | 16 | +111,418 | New | Q4 2025 | Feb 17, 2026 |
| Legacy Capital Wealth Partners, LLC | History | Added to | 111,329 | 1,555 | 0.33% | 0.3% | 17 | +10,123 | 10.0% | Q4 2025 | Jan 16, 2026 |
| Atlantic Union Bankshares Corp | History | Reduced | 97,164 | 1,357 | 0.03% | 0.03% | 18 | -2,625 | -2.63% | Q4 2025 | Feb 04, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 94,780 | 1,324 | 0.02% | 0.03% | 19 | -19,052 | -16.74% | Q4 2025 | Feb 12, 2026 |
| Baird Financial Group, Inc. | History | Added to | 90,801 | 1,268 | 0.0% | 0.0% | 20 | +1 | 0.0% | Q4 2025 | Feb 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 88,410 | 1,235 | 0.0% | 0.0% | 21 | +70,566 | 395.46% | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 79,842 | 1,115 | 0.0% | 0.0% | 22 | -28,752 | -26.48% | Q4 2025 | Feb 17, 2026 |
| United Advisor Group, LLC | History | Reduced | 70,752 | 988 | 0.12% | 0.15% | 23 | -7,682 | -9.79% | Q4 2025 | Jan 26, 2026 |
| ALBERT D MASON INC | History | Added to | 66,833 | 933 | 0.61% | 0.46% | 24 | +15,820 | 31.01% | Q4 2025 | Jan 13, 2026 |
| ROYAL BANK OF CANADA | History | New | 66,229 | 926 | 0.0% | — | 25 | +66,229 | New | Q4 2025 | Feb 17, 2026 |
| Invesco Ltd. | History | Reduced | 54,224 | 757 | 0.0% | 0.0% | 26 | -5,223 | -8.79% | Q4 2025 | Feb 19, 2026 |
| CANADA LIFE ASSURANCE Co | History | Added to | 50,440 | 706 | 0.0% | 0.0% | 27 | +2,069 | 4.28% | Q4 2025 | Feb 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 49,736 | 694 | 0.0% | 0.0% | 28 | +5,783 | 13.16% | Q4 2025 | Feb 18, 2026 |
| Virtus Investment Advisers, LLC | History | Reduced | 49,495 | 691 | 0.19% | 0.28% | 29 | -20,759 | -29.55% | Q4 2025 | Feb 17, 2026 |
| TrueMark Investments, LLC | History | New | 41,678 | 582 | 0.11% | — | 30 | +41,678 | New | Q4 2025 | Jan 14, 2026 |
| GLOBAL STRATEGIC MANAGEMENT INC | History | New | 39,032 | 545 | 0.45% | — | 31 | +39,032 | New | Q4 2025 | Feb 13, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 37,400 | 522 | 0.0% | 0.0% | 32 | +5,700 | 17.98% | Q4 2025 | Feb 17, 2026 |
| Garner Asset Management Corp | History | Added to | 36,293 | 507 | 0.19% | 0.2% | 33 | +4 | 0.01% | Q4 2025 | Feb 03, 2026 |
| Cetera Investment Advisers | History | Reduced | 30,936 | 432 | 0.0% | 0.0% | 34 | -2,447 | -7.33% | Q4 2025 | Feb 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 28,396 | 396 | 0.0% | 0.0% | 35 | -2,704 | -8.69% | Q4 2025 | Feb 12, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 25,342 | 354 | 0.0% | 0.0% | 36 | -2,097 | -7.64% | Q4 2025 | Feb 17, 2026 |
| NewEdge Advisors, LLC | History | Added to | 20,460 | 285 | 0.0% | 0.0% | 37 | +1,084 | 5.59% | Q4 2025 | Feb 18, 2026 |
| Focus Partners Wealth | History | Added to | 20,295 | 280 | 0.0% | 0.0% | 38 | +100 | 0.5% | Q4 2025 | Feb 13, 2026 |
| Janney Montgomery Scott LLC | History | No change | 19,375 | 271 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| AMERIFLEX GROUP, INC. | History | Reduced | 19,308 | 269 | 0.14% | 0.22% | 40 | -23,030 | -54.4% | Q4 2025 | Feb 18, 2026 |
| Prosperity Financial Group, Inc. | History | Reduced | 16,000 | 223 | 0.08% | 0.1% | 41 | -3,400 | -17.53% | Q4 2025 | Jan 26, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 14,777 | 206 | 0.0% | 0.0% | 42 | +1,500 | 11.3% | Q4 2025 | Feb 13, 2026 |
| State of Wyoming | History | Reduced | 14,667 | 204 | 0.02% | 0.04% | 43 | -11,336 | -43.59% | Q4 2025 | Feb 11, 2026 |
| Private Advisor Group, LLC | History | Reduced | 14,285 | 199 | 0.0% | 0.0% | 44 | -1,435 | -9.13% | Q4 2025 | Feb 17, 2026 |
| JANE STREET GROUP, LLC | History | New | 14,005 | 195 | 0.0% | — | 47 | +14,005 | New | Q4 2025 | Feb 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 13,994 | 195 | 0.0% | 0.0% | 45 | -1,397 | -9.08% | Q4 2025 | Feb 10, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | No change | 14,000 | 195 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 12,389 | 173 | 0.0% | 0.0% | 48 | +3,443 | 38.49% | Q4 2025 | Feb 17, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | New | 12,098 | 168 | 0.0% | — | 49 | +12,098 | New | Q4 2025 | Jan 08, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Reduced | 11,970 | 167 | 0.0% | 0.0% | 50 | -482 | -3.87% | Q4 2025 | Feb 10, 2026 |
| Hardy Reed LLC | History | Added to | 11,108 | 155 | 0.01% | 0.01% | 51 | +190 | 1.74% | Q4 2025 | Feb 06, 2026 |
| Sound Income Strategies, LLC | History | New | 10,740 | 151 | 0.01% | — | 52 | +10,740 | New | Q4 2025 | Jan 21, 2026 |
| Prime Capital Investment Advisors, LLC | History | Reduced | 10,728 | 149 | 0.0% | 0.0% | 53 | -2 | -0.02% | Q4 2025 | Jan 21, 2026 |
| NorthRock Partners, LLC | History | New | 10,262 | 143 | 0.0% | — | 54 | +10,262 | New | Q4 2025 | Feb 17, 2026 |
| Abel Hall, LLC | History | New | 10,000 | 139 | 0.03% | — | 55 | +10,000 | New | Q4 2025 | Feb 17, 2026 |
| Register Financial Advisors LLC | History | New | 9,500 | 132 | 0.05% | — | 56 | +9,500 | New | Q4 2025 | Jan 21, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 6,915 | 96 | 0.0% | 0.0% | 57 | -334 | -4.61% | Q4 2025 | Feb 11, 2026 |
| Allworth Financial LP | History | New | 5,167 | 72 | 0.0% | — | 58 | +5,167 | New | Q4 2025 | Feb 05, 2026 |
| North Star Investment Management Corp. | History | No change | 5,000 | 69 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Aquatic Capital Management LLC | History | New | 3,562 | 49 | 0.0% | — | 60 | +3,562 | New | Q4 2025 | Feb 17, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 3,000 | 41 | 0.0% | 0.0% | 61 | -600 | -16.67% | Q4 2025 | Feb 12, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 2,190 | 30 | 0.0% | — | 62 | +2,190 | New | Q4 2025 | Feb 03, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 2,046 | 28 | 0.0% | 0.0% | 63 | +1,495 | 271.32% | Q4 2025 | Feb 17, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Added to | 2,000 | 27 | 0.0% | 0.0% | 64 | +1,000 | 100.0% | Q4 2025 | Feb 17, 2026 |
| Kentucky Trust Co | History | No change | 2,000 | 27 | 0.01% | 0.01% | 65 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Kestra Advisory Services, LLC | History | New | 1,870 | 26 | 0.0% | — | 66 | +1,870 | New | Q4 2025 | Feb 13, 2026 |
| Ritter Daniher Financial Advisory LLC / DE | History | New | 1,543 | 21 | 0.0% | — | 67 | +1,543 | New | Q4 2025 | Feb 10, 2026 |
| MAI Capital Management | History | Added to | 1,407 | 19 | 0.0% | 0.0% | 68 | +550 | 64.18% | Q4 2025 | Feb 13, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 1,291 | 18 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 1,200 | 16 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| CoreCap Advisors, LLC | History | New | 1,009 | 14 | 0.0% | — | 71 | +1,009 | New | Q4 2025 | Jan 13, 2026 |
| SIGNATUREFD, LLC | History | Reduced | 999 | 13 | 0.0% | 0.0% | 73 | -91 | -8.35% | Q4 2025 | Jan 20, 2026 |
| COMERICA BANK | History | No change | 950 | 13 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| ORG Partners LLC | History | No change | 1,000 | 13 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| CITIGROUP INC | History | Added to | 805 | 11 | 0.0% | — | 76 | +795 | 7950.0% | Q4 2025 | Feb 13, 2026 |
| CALDWELL SUTTER CAPITAL, INC. | History | No change | 800 | 11 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Crewe Advisors LLC | History | No change | 766 | 10 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 673 | 9 | 0.0% | 0.0% | 80 | -544 | -44.7% | Q4 2025 | Jan 23, 2026 |
| Sunbelt Securities, Inc. | History | Added to | 704 | 9 | 0.0% | 0.0% | 78 | +12 | 1.73% | Q4 2025 | Feb 20, 2026 |
| Pflug Koory, LLC | History | No change | 675 | 9 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 600 | 8 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| ASSETMARK, INC | History | No change | 622 | 8 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Larson Financial Group LLC | History | Added to | 232 | 3 | 0.0% | 0.0% | 84 | +4 | 1.75% | Q4 2025 | Feb 06, 2026 |
| Parallel Advisors, LLC | History | No change | 263 | 3 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| WealthCollab, LLC | History | New | 145 | 2 | 0.0% | — | 86 | +145 | New | Q4 2025 | Jan 27, 2026 |
| VALLEY NATIONAL ADVISERS INC | History | No change | 150 | 2 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Oakworth Capital, Inc. | History | No change | 100 | 1 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -44,546 | -100.0% | Q3 2025 | Nov 14, 2025 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -43,149 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Magnetar Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -30,090 | -100.0% | Q3 2025 | Nov 13, 2025 |
| OXFORD ASSET MANAGEMENT LLP | History | Closed out | 0 | 0 | — | 1.17% | — | -17,727 | -100.0% | Q3 2025 | Feb 17, 2026 |
| Verition Fund Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,054 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,114 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Geneos Wealth Management Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -9,001 | -100.0% | Q3 2025 | Oct 22, 2025 |
| SIMPLEX TRADING, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -747 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Quarry LP | History | Closed out | 0 | 0 | — | 0.0% | — | -738 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Wealthspire Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -180 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Roble, Belko & Company, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -95 | -100.0% | Q3 2025 | Oct 24, 2025 |
| US BANCORP \DE\ | History | New | 46 | 0 | — | — | — | +46 | New | Q4 2025 | Jan 30, 2026 |
| EXCHANGE TRADED CONCEPTS, LLC | History | Reduced | 28 | 0 | — | — | — | -28 | -50.0% | Q4 2025 | Jan 14, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | — | — | -15 | -100.0% | Q3 2025 | Nov 18, 2025 |
| HARBOUR INVESTMENTS, INC. | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| QUADRANT CAPITAL GROUP LLC | History | No change | 37 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |