GLADSTONE INVESTMENT CORP - GAIN
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Melia Wealth LLC | History | Reduced | 1,069,486 | 15,186 | 7.35% | 7.28% | 1 | -57,810 | -5.13% | Q1 2026 | May 08, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 804,263 | 11,420 | 0.01% | 0.0% | 2 | +614,020 | 322.76% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 732,231 | 10,397 | 0.0% | 0.0% | 3 | +19,215 | 2.69% | Q1 2026 | May 05, 2026 |
| VAN ECK ASSOCIATES CORP | History | Reduced | 591,928 | 8,405 | 0.01% | 0.01% | 4 | -207,026 | -25.91% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Added to | 338,072 | 4,800 | 0.0% | 0.0% | 5 | +2,418 | 0.72% | Q1 2026 | May 15, 2026 |
| PFG Advisors | History | Added to | 315,330 | 4,477 | 0.22% | 0.21% | 6 | +10,082 | 3.3% | Q1 2026 | May 05, 2026 |
| Legal & General Group Plc | History | Added to | 300,698 | 4,274 | 0.0% | 0.0% | 7 | +26,946 | 9.84% | Q1 2026 | May 08, 2026 |
| BlackRock, Inc. | History | Reduced | 207,403 | 2,945 | 0.0% | 0.0% | 8 | -112,370 | -35.14% | Q1 2026 | May 13, 2026 |
| OUTFITTERS FINANCIAL LLC | History | Added to | 205,120 | 2,912 | 2.25% | 2.25% | 9 | +775 | 0.38% | Q1 2026 | Apr 21, 2026 |
| LPL Financial LLC | History | Reduced | 187,438 | 2,661 | 0.0% | 0.0% | 10 | -6,495 | -3.35% | Q1 2026 | May 06, 2026 |
| BLAIR WILLIAM & CO/IL | History | Reduced | 145,754 | 2,069 | 0.01% | 0.01% | 11 | -8,728 | -5.65% | Q1 2026 | May 08, 2026 |
| DAVENPORT & Co LLC | History | Added to | 139,862 | 1,985 | 0.01% | 0.01% | 12 | +2,000 | 1.45% | Q1 2026 | Apr 15, 2026 |
| TUDOR INVESTMENT CORP ET AL | History | New | 125,209 | 1,777 | 0.0% | — | 13 | +125,209 | New | Q1 2026 | May 15, 2026 |
| Legacy Capital Wealth Partners, LLC | History | Added to | 119,068 | 1,690 | 0.35% | 0.33% | 14 | +7,739 | 6.95% | Q1 2026 | May 15, 2026 |
| TWO SIGMA ADVISERS, LP | History | No change | 111,418 | 1,556 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 108,973 | 1,547 | 0.03% | 0.02% | 16 | +14,193 | 14.97% | Q1 2026 | May 15, 2026 |
| Squarepoint Ops LLC | History | New | 103,510 | 1,469 | 0.0% | — | 17 | +103,510 | New | Q1 2026 | May 15, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 97,164 | 1,379 | 0.03% | 0.03% | 18 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 95,255 | 1,352 | 0.0% | 0.0% | 19 | +6,845 | 7.74% | Q1 2026 | May 15, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 94,100 | 1,336 | 0.0% | 0.0% | 20 | +56,700 | 151.6% | Q1 2026 | May 15, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 90,300 | 1,282 | 0.0% | 0.0% | 21 | -501 | -0.55% | Q1 2026 | May 14, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 81,363 | 1,155 | 0.0% | 0.0% | 22 | +67,358 | 480.96% | Q1 2026 | May 12, 2026 |
| Cassaday & Co Wealth Management LLC | History | Reduced | 79,000 | 1,122 | 0.02% | 0.04% | 23 | -53,000 | -40.15% | Q1 2026 | May 07, 2026 |
| United Advisor Group, LLC | History | Added to | 77,612 | 1,102 | 0.14% | 0.12% | 24 | +6,860 | 9.7% | Q1 2026 | Apr 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 74,942 | 1,064 | 0.0% | 0.0% | 25 | -4,900 | -6.14% | Q1 2026 | May 15, 2026 |
| ALBERT D MASON INC | History | Added to | 67,936 | 964 | 0.62% | 0.61% | 26 | +1,103 | 1.65% | Q1 2026 | Apr 15, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 58,179 | 826 | 0.0% | 0.0% | 27 | -8,050 | -12.15% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 47,934 | 680 | 0.0% | 0.0% | 28 | -1,802 | -3.62% | Q1 2026 | May 14, 2026 |
| CANADA LIFE ASSURANCE Co | History | Reduced | 43,425 | 621 | 0.0% | 0.0% | 29 | -7,015 | -13.91% | Q1 2026 | May 14, 2026 |
| Invesco Ltd. | History | Reduced | 43,241 | 614 | 0.0% | 0.0% | 30 | -10,983 | -20.25% | Q1 2026 | May 12, 2026 |
| Virtus Investment Advisers, LLC | History | Reduced | 41,033 | 582 | 0.16% | 0.19% | 31 | -8,462 | -17.1% | Q1 2026 | May 14, 2026 |
| Garner Asset Management Corp | History | Reduced | 34,493 | 489 | 0.19% | 0.19% | 32 | -1,800 | -4.96% | Q1 2026 | Apr 28, 2026 |
| Cetera Investment Advisers | History | Added to | 31,653 | 449 | 0.0% | 0.0% | 33 | +717 | 2.32% | Q1 2026 | May 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 29,188 | 414 | 0.0% | 0.0% | 34 | +792 | 2.79% | Q1 2026 | Apr 27, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 24,978 | 354 | 0.01% | 0.01% | 35 | -11,780 | -32.05% | Q1 2026 | May 15, 2026 |
| Focus Partners Wealth | History | Added to | 20,743 | 294 | 0.0% | 0.0% | 36 | +448 | 2.21% | Q1 2026 | May 14, 2026 |
| AMERIFLEX GROUP, INC. | History | Added to | 19,358 | 274 | 0.14% | 0.14% | 37 | +50 | 0.26% | Q1 2026 | May 15, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 18,511 | 263 | 0.0% | 0.0% | 38 | -864 | -4.46% | Q1 2026 | Apr 22, 2026 |
| GREENWOOD GEARHART LLC | History | New | 17,900 | 254 | 0.01% | — | 39 | +17,900 | New | Q1 2026 | May 06, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 17,418 | 247 | 0.0% | 0.0% | 40 | +2,641 | 17.87% | Q1 2026 | May 11, 2026 |
| SIMPLEX TRADING, LLC | History | New | 15,997 | 227 | 0.0% | — | 41 | +15,997 | New | Q1 2026 | May 14, 2026 |
| Prosperity Financial Group, Inc. | History | Reduced | 15,700 | 222 | 0.08% | 0.08% | 42 | -300 | -1.88% | Q1 2026 | May 13, 2026 |
| Private Advisor Group, LLC | History | Added to | 14,628 | 207 | 0.0% | 0.0% | 43 | +343 | 2.4% | Q1 2026 | Apr 24, 2026 |
| AMERIPRISE FINANCIAL INC | History | New | 13,959 | 198 | 0.0% | — | 44 | +13,959 | New | Q1 2026 | May 15, 2026 |
| Creative Planning | History | New | 13,246 | 188 | 0.0% | — | 45 | +13,246 | New | Q1 2026 | May 12, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Added to | 12,116 | 172 | 0.0% | 0.0% | 46 | +146 | 1.22% | Q1 2026 | May 11, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 12,015 | 170 | 0.0% | 0.0% | 47 | -1,979 | -14.14% | Q1 2026 | May 04, 2026 |
| HighTower Advisors, LLC | History | New | 11,572 | 164 | 0.0% | — | 48 | +11,572 | New | Q1 2026 | May 05, 2026 |
| Hardy Reed LLC | History | Added to | 11,300 | 160 | 0.01% | 0.01% | 49 | +192 | 1.73% | Q1 2026 | Apr 28, 2026 |
| First Affirmative Financial Network | History | New | 10,903 | 154 | 0.06% | — | 51 | +10,903 | New | Q1 2026 | May 11, 2026 |
| Sound Income Strategies, LLC | History | No change | 10,740 | 154 | 0.01% | 0.01% | 50 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Prime Capital Investment Advisors, LLC | History | Reduced | 10,258 | 145 | 0.0% | 0.0% | 53 | -470 | -4.38% | Q1 2026 | May 08, 2026 |
| NorthRock Partners, LLC | History | No change | 10,262 | 145 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| HRT FINANCIAL LP | History | New | 10,017 | 142 | 0.0% | — | 55 | +10,017 | New | Q1 2026 | May 14, 2026 |
| Abel Hall, LLC | History | No change | 10,000 | 142 | 0.03% | 0.03% | 54 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Register Financial Advisors LLC | History | No change | 9,500 | 134 | 0.05% | 0.05% | 56 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| State of Wyoming | History | Reduced | 9,421 | 133 | 0.02% | 0.02% | 57 | -5,246 | -35.77% | Q1 2026 | May 13, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 6,143 | 86 | 0.0% | 0.0% | 58 | -772 | -11.16% | Q1 2026 | May 13, 2026 |
| Allworth Financial LP | History | Added to | 5,196 | 73 | 0.0% | 0.0% | 59 | +29 | 0.56% | Q1 2026 | May 14, 2026 |
| North Star Investment Management Corp. | History | No change | 5,000 | 71 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Union Bancaire Privee, UBP SA | History | Reduced | 3,570 | 50 | 0.0% | 0.39% | 61 | -11,823 | -76.81% | Q1 2026 | Apr 22, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 3,000 | 42 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 2,190 | 31 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Kentucky Trust Co | History | No change | 2,000 | 28 | 0.01% | 0.01% | 64 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Burk Holdings LLC | History | New | 1,706 | 24 | 0.01% | — | 65 | +1,706 | New | Q1 2026 | May 07, 2026 |
| Ritter Daniher Financial Advisory LLC / DE | History | Added to | 1,570 | 22 | 0.0% | 0.0% | 66 | +27 | 1.75% | Q1 2026 | May 06, 2026 |
| NOMURA ASSET MANAGEMENT CO LTD | History | New | 1,467 | 20 | 0.0% | — | 67 | +1,467 | New | Q1 2026 | May 11, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 1,388 | 19 | 0.0% | 0.0% | 68 | +97 | 7.51% | Q1 2026 | May 15, 2026 |
| MAI Capital Management | History | No change | 1,407 | 19 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 1,200 | 17 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| SIGNATUREFD, LLC | History | Added to | 1,080 | 15 | 0.0% | 0.0% | 71 | +81 | 8.11% | Q1 2026 | Apr 07, 2026 |
| FIFTH THIRD BANCORP | History | New | 1,049 | 14 | 0.0% | — | 73 | +1,049 | New | Q1 2026 | May 01, 2026 |
| DHJJ Financial Advisors, Ltd. | History | Added to | 1,005 | 14 | 0.0% | — | 72 | +1,000 | 20000.0% | Q1 2026 | Apr 09, 2026 |
| COMERICA BANK | History | No change | 950 | 13 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| ORG Partners LLC | History | No change | 1,000 | 13 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| CALDWELL SUTTER CAPITAL, INC. | History | No change | 800 | 11 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Sunbelt Securities, Inc. | History | Added to | 717 | 10 | 0.0% | 0.0% | 77 | +13 | 1.85% | Q1 2026 | May 15, 2026 |
| Crewe Advisors LLC | History | No change | 766 | 10 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 658 | 9 | 0.0% | 0.0% | 80 | -15 | -2.23% | Q1 2026 | Apr 07, 2026 |
| Pflug Koory, LLC | History | No change | 675 | 9 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 602 | 8 | 0.0% | 0.0% | 83 | -1,444 | -70.58% | Q1 2026 | May 15, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 600 | 8 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| ASSETMARK, INC | History | No change | 622 | 8 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Parallel Advisors, LLC | History | Reduced | 221 | 3 | 0.0% | 0.0% | 84 | -42 | -15.97% | Q1 2026 | May 07, 2026 |
| Larson Financial Group LLC | History | Added to | 236 | 3 | 0.0% | 0.0% | 85 | +4 | 1.72% | Q1 2026 | May 15, 2026 |
| Advisory Services Network, LLC | History | New | 200 | 2 | 0.0% | — | 87 | +200 | New | Q1 2026 | May 15, 2026 |
| VALLEY NATIONAL ADVISERS INC | History | No change | 150 | 2 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Oakworth Capital, Inc. | History | No change | 100 | 1 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| MARSHALL WACE, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -164,583 | -100.0% | Q1 2026 | May 14, 2026 |
| TrueMark Investments, LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -41,678 | -100.0% | Q1 2026 | Apr 20, 2026 |
| GLOBAL STRATEGIC MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.45% | — | -39,032 | -100.0% | Q1 2026 | May 13, 2026 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -25,342 | -100.0% | Q1 2026 | May 14, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,460 | -100.0% | Q1 2026 | May 15, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -14,000 | -100.0% | Q1 2026 | May 04, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -12,389 | -100.0% | Q1 2026 | May 15, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,098 | -100.0% | Q1 2026 | Apr 08, 2026 |
| Aquatic Capital Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,562 | -100.0% | Q1 2026 | May 15, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,000 | -100.0% | Q1 2026 | May 14, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,870 | -100.0% | Q1 2026 | Apr 30, 2026 |
| CoreCap Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,009 | -100.0% | Q1 2026 | Apr 07, 2026 |
| CITIGROUP INC | History | Reduced | 8 | 0 | — | 0.0% | — | -797 | -99.01% | Q1 2026 | May 11, 2026 |
| WealthCollab, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -145 | -100.0% | Q1 2026 | May 13, 2026 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | — | — | -46 | -100.0% | Q1 2026 | May 14, 2026 |
| EXCHANGE TRADED CONCEPTS, LLC | History | Closed out | 0 | 0 | — | — | — | -28 | -100.0% | Q1 2026 | Apr 14, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | New | 14 | 0 | — | — | — | +14 | New | Q1 2026 | May 12, 2026 |
| HUNTINGTON NATIONAL BANK | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| QUADRANT CAPITAL GROUP LLC | History | No change | 37 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 13, 2026 |