abrdn Healthcare Investors - HQH
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 4,683,466 | 88,704 | 0.01% | 0.0% | 1 | +481,548 | 11.46% | Q4 2025 | Feb 13, 2026 |
| Penserra Capital Management LLC | History | Added to | 1,321,145 | 25,022 | 0.3% | 0.26% | 2 | +122,290 | 10.2% | Q4 2025 | Feb 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 1,182,931 | 22,404 | 0.01% | 0.01% | 3 | -2,999 | -0.25% | Q4 2025 | Feb 18, 2026 |
| ROYAL BANK OF CANADA | History | New | 517,085 | 9,794 | 0.0% | — | 4 | +517,085 | New | Q4 2025 | Feb 17, 2026 |
| LPL Financial LLC | History | Added to | 501,067 | 9,490 | 0.0% | 0.0% | 5 | +95,667 | 23.6% | Q4 2025 | Feb 11, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 463,367 | 8,776 | 0.15% | 0.11% | 6 | +100,347 | 27.64% | Q4 2025 | Feb 12, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 456,049 | 8,638 | 0.0% | 0.0% | 7 | +44,111 | 10.71% | Q4 2025 | Feb 17, 2026 |
| NEEDHAM INVESTMENT MANAGEMENT LLC | History | No change | 291,930 | 5,529 | 0.35% | 0.38% | 8 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 189,898 | 3,597 | 0.01% | 0.01% | 9 | +30,524 | 19.15% | Q4 2025 | Feb 11, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 188,495 | 3,570 | 0.0% | 0.0% | 10 | -2,541 | -1.33% | Q4 2025 | Feb 17, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | New | 146,779 | 2,779 | 0.02% | — | 11 | +146,779 | New | Q4 2025 | Feb 02, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 131,203 | 2,485 | 0.0% | 0.0% | 12 | +1,274 | 0.98% | Q4 2025 | Feb 17, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 130,117 | 2,464 | 0.03% | 0.03% | 13 | +5,306 | 4.25% | Q4 2025 | Feb 02, 2026 |
| UBS Group AG | History | Reduced | 124,182 | 2,352 | 0.0% | 0.0% | 14 | -34,669 | -21.82% | Q4 2025 | Jan 29, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 120,072 | 2,274 | 0.01% | 0.01% | 15 | +11,546 | 10.64% | Q4 2025 | Feb 13, 2026 |
| Smith Asset Management Co., LLC | History | Reduced | 117,060 | 2,217 | 1.83% | 1.84% | 16 | -285 | -0.24% | Q4 2025 | Feb 19, 2026 |
| NewEdge Advisors, LLC | History | Added to | 114,345 | 2,165 | 0.01% | 0.01% | 17 | +12,759 | 12.56% | Q4 2025 | Feb 18, 2026 |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | History | Reduced | 110,374 | 2,090 | 0.37% | 0.42% | 18 | -6,755 | -5.77% | Q4 2025 | Feb 06, 2026 |
| Invesco Ltd. | History | Added to | 110,164 | 2,086 | 0.0% | 0.0% | 19 | +16,713 | 17.88% | Q4 2025 | Feb 19, 2026 |
| NWF Advisory Services Inc. | History | Reduced | 102,618 | 1,943 | 0.21% | 0.28% | 21 | -36,370 | -26.17% | Q4 2025 | Mar 03, 2026 |
| FIRST TRUST ADVISORS LP | History | Reduced | 102,628 | 1,943 | 0.0% | 0.0% | 20 | -3,365 | -3.17% | Q4 2025 | Feb 13, 2026 |
| COHEN & STEERS, INC. | History | No change | 89,573 | 1,697 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Samalin Investment Counsel, LLC | History | Reduced | 81,749 | 1,548 | 0.55% | 0.59% | 23 | -10,537 | -11.42% | Q4 2025 | Jan 30, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 79,517 | 1,506 | 0.0% | 0.0% | 24 | -1,188 | -1.47% | Q4 2025 | Feb 05, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 75,333 | 1,426 | 0.0% | 0.0% | 25 | +1,825 | 2.48% | Q4 2025 | Feb 12, 2026 |
| Cetera Investment Advisers | History | Added to | 70,754 | 1,340 | 0.0% | 0.0% | 26 | +22,852 | 47.71% | Q4 2025 | Feb 17, 2026 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | Added to | 69,776 | 1,321 | 0.1% | 0.09% | 27 | +6,931 | 11.03% | Q4 2025 | Feb 13, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 64,307 | 1,217 | 0.0% | 0.0% | 28 | -2,710 | -4.04% | Q4 2025 | Feb 13, 2026 |
| Sage Capital Management, LLC | History | Reduced | 60,044 | 1,137 | 0.53% | 0.51% | 29 | -813 | -1.34% | Q4 2025 | Jan 15, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | New | 57,013 | 1,079 | 0.06% | — | 30 | +57,013 | New | Q4 2025 | Feb 17, 2026 |
| World Investment Advisors | History | Reduced | 48,962 | 927 | 0.02% | 0.02% | 31 | -813 | -1.63% | Q4 2025 | Mar 12, 2026 |
| Private Advisor Group, LLC | History | Added to | 48,476 | 918 | 0.0% | 0.0% | 32 | +6,147 | 14.52% | Q4 2025 | Feb 17, 2026 |
| AE Wealth Management LLC | History | Reduced | 43,942 | 832 | 0.0% | 0.01% | 33 | -3,269 | -6.92% | Q4 2025 | Jan 26, 2026 |
| Triumph Capital Management | History | Reduced | 43,477 | 823 | 0.18% | 0.23% | 34 | -2,965 | -6.38% | Q4 2025 | Feb 12, 2026 |
| STEPHENS INC /AR/ | History | Added to | 41,807 | 791 | 0.01% | 0.01% | 35 | +14,998 | 55.94% | Q4 2025 | Feb 05, 2026 |
| AlphaCore Capital LLC | History | Reduced | 39,738 | 752 | 0.02% | 0.03% | 36 | -3,347 | -7.77% | Q4 2025 | Feb 05, 2026 |
| Closed-End Fund Advisors, Inc. | History | New | 39,603 | 750 | 0.44% | — | 37 | +39,603 | New | Q4 2025 | Feb 11, 2026 |
| Cyndeo Wealth Partners, LLC | History | No change | 38,308 | 725 | 0.04% | 0.04% | 38 | 0 | 0.0% | Q4 2025 | Jan 07, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 34,843 | 660 | 0.02% | 0.02% | 39 | +4,888 | 16.32% | Q4 2025 | Feb 12, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Added to | 34,599 | 655 | 0.04% | 0.03% | 40 | +8,776 | 33.99% | Q4 2025 | Feb 13, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 33,748 | 639 | 0.0% | 0.0% | 41 | +929 | 2.83% | Q4 2025 | Feb 17, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Reduced | 33,658 | 637 | 0.03% | 0.04% | 42 | -600 | -1.75% | Q4 2025 | Jan 26, 2026 |
| Abel Hall, LLC | History | No change | 33,000 | 625 | 0.15% | 0.25% | 43 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 29,020 | 549 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q4 2025 | Mar 16, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 28,306 | 536 | 0.0% | 0.0% | 45 | +4,777 | 20.3% | Q4 2025 | Feb 10, 2026 |
| UHLMANN PRICE SECURITIES, LLC | History | Added to | 25,711 | 486 | 0.29% | 0.28% | 46 | +781 | 3.13% | Q4 2025 | Jan 12, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 25,612 | 485 | 0.07% | 0.07% | 47 | +989 | 4.02% | Q4 2025 | Feb 09, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 24,772 | 469 | 0.0% | 0.0% | 48 | +9,250 | 59.59% | Q4 2025 | Feb 13, 2026 |
| WESPAC Advisors, LLC | History | Reduced | 23,777 | 450 | 0.24% | 0.3% | 49 | -4,041 | -14.53% | Q4 2025 | Jan 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 22,630 | 428 | 0.0% | 0.0% | 50 | -1,462 | -6.07% | Q4 2025 | Feb 12, 2026 |
| Shaker Financial Services, LLC | History | New | 21,555 | 408 | 0.13% | — | 51 | +21,555 | New | Q4 2025 | Jan 26, 2026 |
| Compound Planning, Inc. | History | No change | 21,227 | 402 | 0.01% | 0.01% | 52 | 0 | 0.0% | Q4 2025 | Feb 19, 2026 |
| Sage Capital Advisors,llc | History | Reduced | 17,843 | 337 | 0.08% | 0.1% | 53 | -3,950 | -18.13% | Q4 2025 | Jan 06, 2026 |
| Mariner, LLC | History | Added to | 17,667 | 334 | 0.0% | 0.0% | 54 | +1,889 | 11.97% | Q4 2025 | Feb 13, 2026 |
| Capital Investment Advisory Services, LLC | History | No change | 17,650 | 334 | 0.02% | 0.03% | 55 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| HighTower Advisors, LLC | History | Reduced | 17,620 | 333 | 0.0% | 0.0% | 56 | -267 | -1.49% | Q4 2025 | Feb 06, 2026 |
| JANE STREET GROUP, LLC | History | New | 15,141 | 286 | 0.0% | — | 57 | +15,141 | New | Q4 2025 | Feb 12, 2026 |
| Harbour Wealth Management Group, Inc. | History | New | 14,643 | 277 | 0.22% | — | 58 | +14,643 | New | Q4 2025 | Feb 19, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 14,162 | 268 | 0.0% | 0.0% | 59 | +1,500 | 11.85% | Q4 2025 | Feb 02, 2026 |
| MATRIX PRIVATE CAPITAL GROUP LLC | History | Reduced | 13,800 | 261 | 0.13% | 0.46% | 60 | -33,656 | -70.92% | Q4 2025 | Feb 17, 2026 |
| VISTA INVESTMENT PARTNERS II, LLC | History | Added to | 13,154 | 249 | 0.11% | 0.1% | 61 | +1,950 | 17.4% | Q4 2025 | Jan 22, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 12,517 | 237 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q4 2025 | Mar 25, 2026 |
| IFP Advisors, Inc | History | No change | 12,099 | 229 | 0.01% | 0.01% | 63 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Kovack Advisors, Inc. | History | New | 11,130 | 210 | 0.01% | — | 64 | +11,130 | New | Q4 2025 | Feb 17, 2026 |
| ASHTON THOMAS SECURITIES, LLC | History | No change | 10,880 | 206 | 0.04% | 0.03% | 65 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| DECISION INVESTMENTS, INC | History | New | 10,851 | 205 | 0.22% | — | 66 | +10,851 | New | Q4 2025 | Feb 17, 2026 |
| Concorde Asset Management, LLC | History | New | 10,811 | 204 | 0.08% | — | 67 | +10,811 | New | Q4 2025 | Feb 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 10,756 | 203 | 0.0% | 0.0% | 68 | +6,483 | 151.72% | Q4 2025 | Feb 13, 2026 |
| &PARTNERS | History | Added to | 10,359 | 196 | 0.0% | 0.0% | 69 | +200 | 1.97% | Q4 2025 | Feb 17, 2026 |
| Creative Planning | History | Reduced | 10,118 | 191 | 0.0% | 0.0% | 70 | -10,150 | -50.08% | Q4 2025 | Feb 17, 2026 |
| Allworth Financial LP | History | New | 9,770 | 185 | 0.0% | — | 71 | +9,770 | New | Q4 2025 | Feb 05, 2026 |
| CoreCap Advisors, LLC | History | Added to | 8,255 | 156 | 0.01% | 0.01% | 72 | +278 | 3.49% | Q4 2025 | Jan 13, 2026 |
| ABOUND FINANCIAL, LLC | History | New | 7,482 | 141 | 0.05% | — | 73 | +7,482 | New | Q4 2025 | Feb 17, 2026 |
| Atlantic Union Bankshares Corp | History | Reduced | 7,396 | 140 | 0.0% | 0.0% | 74 | -2,238 | -23.23% | Q4 2025 | Feb 04, 2026 |
| COMERICA BANK | History | Reduced | 6,763 | 128 | 0.0% | 0.0% | 75 | -67 | -0.98% | Q4 2025 | Jan 29, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 6,049 | 114 | 0.01% | 0.01% | 76 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | New | 5,631 | 106 | 0.0% | — | 77 | +5,631 | New | Q4 2025 | Feb 06, 2026 |
| Global Retirement Partners, LLC | History | New | 5,610 | 106 | 0.0% | — | 78 | +5,610 | New | Q4 2025 | Feb 06, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 5,000 | 94 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| CULLEN/FROST BANKERS, INC. | History | No change | 4,397 | 83 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 3,805 | 72 | 0.0% | 0.0% | 81 | +250 | 7.03% | Q4 2025 | Feb 10, 2026 |
| SOA Wealth Advisors, LLC. | History | No change | 3,271 | 61 | 0.01% | 0.01% | 82 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| North Star Investment Management Corp. | History | No change | 2,674 | 50 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 2,555 | 48 | 0.0% | — | 84 | +2,555 | New | Q4 2025 | Jan 21, 2026 |
| Costello Asset Management, INC | History | Reduced | 2,443 | 46 | 0.02% | 0.02% | 85 | -178 | -6.79% | Q4 2025 | Feb 03, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 2,159 | 40 | 0.0% | — | 87 | +2,159 | New | Q4 2025 | Feb 13, 2026 |
| US BANCORP \DE\ | History | Added to | 2,117 | 40 | 0.0% | 0.0% | 86 | +63 | 3.07% | Q4 2025 | Jan 30, 2026 |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | History | No change | 2,024 | 39 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| Sunbelt Securities, Inc. | History | No change | 1,883 | 35 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q4 2025 | Feb 20, 2026 |
| Millstone Evans Group, LLC | History | No change | 1,880 | 35 | 0.02% | 0.02% | 90 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| EASTERN BANK | History | Added to | 1,676 | 31 | 0.0% | 0.0% | 92 | +50 | 3.08% | Q4 2025 | Jan 14, 2026 |
| BROWN, LISLE/CUMMINGS, INC. | History | No change | 1,656 | 31 | 0.01% | 0.01% | 91 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Key FInancial Inc | History | No change | 1,166 | 22 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Ransom Advisory, Ltd | History | No change | 1,082 | 20 | 0.01% | 0.01% | 94 | 0 | 0.0% | Q4 2025 | Jan 06, 2026 |
| MAI Capital Management | History | New | 1,029 | 19 | 0.0% | — | 95 | +1,029 | New | Q4 2025 | Feb 13, 2026 |
| Founders Capital Management | History | No change | 1,000 | 18 | 0.01% | 0.01% | 96 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| Farther Finance Advisors, LLC | History | No change | 1,000 | 18 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| WPG Advisers, LLC | History | Added to | 911 | 17 | 0.01% | 0.01% | 98 | +26 | 2.94% | Q4 2025 | Jan 28, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 865 | 16 | 0.0% | — | 99 | +841 | 3504.17% | Q4 2025 | Feb 09, 2026 |
| Truvestments Capital LLC | History | Reduced | 764 | 14 | 0.0% | 0.0% | 100 | -204 | -21.07% | Q4 2025 | Feb 13, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 676 | 12 | 0.0% | — | 101 | +676 | New | Q4 2025 | Feb 17, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | New | 628 | 11 | 0.01% | — | 102 | +628 | New | Q4 2025 | Feb 10, 2026 |
| MONTAG A & ASSOCIATES INC | History | No change | 540 | 10 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| Spire Wealth Management | History | No change | 535 | 10 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Mountain Hill Investment Partners Corp. | History | No change | 500 | 9 | 0.01% | 0.01% | 105 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| JPMORGAN CHASE & CO | History | No change | 353 | 6 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| CIBC Private Wealth Group LLC | History | Reduced | 303 | 5 | 0.0% | 0.0% | 108 | -397 | -56.71% | Q4 2025 | Feb 12, 2026 |
| CITIGROUP INC | History | No change | 293 | 5 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | No change | 245 | 4 | 0.0% | 0.01% | 109 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| Pinnacle Bancorp, Inc. | History | Reduced | 205 | 3 | 0.0% | 0.0% | 111 | -709 | -77.57% | Q4 2025 | Jan 22, 2026 |
| ASSETMARK, INC | History | Reduced | 204 | 3 | 0.0% | 0.0% | 110 | -9 | -4.23% | Q4 2025 | Jan 23, 2026 |
| Geneos Wealth Management Inc. | History | No change | 72 | 1 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Gen-Wealth Partners Inc | History | No change | 95 | 1 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.6% | — | -94,616 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Saba Capital Management, L.P. | History | Closed out | 0 | 0 | — | 0.04% | — | -80,556 | -100.0% | Q3 2025 | Nov 14, 2025 |
| RFG Advisory, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,009 | -100.0% | Q3 2025 | Nov 06, 2025 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,099 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,249 | -100.0% | Q3 2025 | Nov 18, 2025 |
| Newbridge Financial Services Group, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -2,235 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,025 | -100.0% | Q3 2025 | Nov 06, 2025 |
| HIGHLINE WEALTH PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q3 2025 | Oct 14, 2025 |
| TRUST CO OF VERMONT | History | Reduced | 26 | 0 | — | 0.0% | — | -842 | -97.0% | Q4 2025 | Jan 16, 2026 |
| Larson Financial Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -600 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Russell Investments Group, Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -470 | -100.0% | Q3 2025 | Nov 13, 2025 |
| MATHER GROUP, LLC. | History | Closed out | 0 | 0 | — | 0.0% | — | -416 | -100.0% | Q3 2025 | Oct 21, 2025 |
| Ancora Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -75 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Gunpowder Capital Management, LLC dba Oliver Wealth Management | History | New | 3 | 0 | — | — | — | +3 | New | Q4 2025 | Mar 05, 2026 |
| BESSEMER GROUP INC | History | No change | 13 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| JFS WEALTH ADVISORS, LLC | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Sound Income Strategies, LLC | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Addison Advisors LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Quent Capital, LLC | History | No change | 12 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |