abrdn Healthcare Investors - HQH
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 4,526,539 | 80,527 | 0.0% | 0.01% | 1 | -156,927 | -3.35% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 1,194,625 | 21,252 | 0.01% | 0.01% | 2 | +11,694 | 0.99% | Q1 2026 | May 14, 2026 |
| Penserra Capital Management LLC | History | Reduced | 1,149,268 | 20,445 | 0.24% | 0.3% | 3 | -171,877 | -13.01% | Q1 2026 | May 11, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 577,239 | 10,269 | 0.17% | 0.15% | 4 | +113,872 | 24.57% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 552,394 | 9,827 | 0.0% | 0.0% | 5 | +51,327 | 10.24% | Q1 2026 | May 06, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 519,667 | 9,245 | 0.0% | 0.0% | 6 | +2,582 | 0.5% | Q1 2026 | May 15, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 466,695 | 8,298 | 0.0% | 0.0% | 7 | +10,646 | 2.33% | Q1 2026 | May 15, 2026 |
| NEEDHAM INVESTMENT MANAGEMENT LLC | History | Added to | 311,284 | 5,537 | 0.28% | 0.35% | 8 | +19,354 | 6.63% | Q1 2026 | May 14, 2026 |
| Z3 Capital Partners, LLC | History | Added to | 227,368 | 4,044 | 1.02% | 1.01% | 9 | +4,723 | 2.12% | Q1 2026 | May 07, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 225,672 | 4,014 | 0.0% | 0.0% | 10 | +37,177 | 19.72% | Q1 2026 | May 15, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 205,248 | 3,651 | 0.01% | 0.01% | 11 | +15,350 | 8.08% | Q1 2026 | Apr 22, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 129,877 | 2,310 | 0.0% | 0.0% | 12 | -1,326 | -1.01% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 128,934 | 2,293 | 0.0% | 0.0% | 13 | +4,752 | 3.83% | Q1 2026 | May 05, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 128,393 | 2,284 | 0.01% | 0.01% | 14 | +8,321 | 6.93% | Q1 2026 | Apr 30, 2026 |
| Samalin Investment Counsel, LLC | History | Added to | 125,848 | 2,238 | 0.79% | 0.55% | 15 | +44,099 | 53.94% | Q1 2026 | Apr 22, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 116,628 | 2,074 | 0.03% | 0.03% | 16 | -13,489 | -10.37% | Q1 2026 | Apr 23, 2026 |
| Smith Asset Management Co., LLC | History | Reduced | 115,261 | 2,050 | 1.76% | 1.83% | 17 | -1,799 | -1.54% | Q1 2026 | May 14, 2026 |
| Invesco Ltd. | History | Added to | 112,540 | 2,002 | 0.0% | 0.0% | 18 | +2,376 | 2.16% | Q1 2026 | May 12, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 105,935 | 1,884 | 0.0% | 0.0% | 19 | +3,307 | 3.22% | Q1 2026 | May 13, 2026 |
| NWF Advisory Services Inc. | History | Reduced | 100,769 | 1,792 | 0.2% | 0.21% | 20 | -1,849 | -1.8% | Q1 2026 | May 04, 2026 |
| COHEN & STEERS, INC. | History | No change | 89,573 | 1,594 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 84,348 | 1,500 | 0.01% | 0.0% | 22 | +61,718 | 272.73% | Q1 2026 | May 08, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 82,651 | 1,470 | 0.0% | 0.0% | 23 | +3,134 | 3.94% | Q1 2026 | Apr 30, 2026 |
| Cetera Investment Advisers | History | Added to | 82,596 | 1,469 | 0.0% | 0.0% | 24 | +11,842 | 16.74% | Q1 2026 | May 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 75,423 | 1,341 | 0.0% | 0.0% | 25 | +90 | 0.12% | Q1 2026 | Apr 27, 2026 |
| Baird Financial Group, Inc. | History | Added to | 72,924 | 1,297 | 0.0% | 0.0% | 26 | +8,617 | 13.4% | Q1 2026 | May 14, 2026 |
| Sage Capital Management, LLC | History | Added to | 62,475 | 1,111 | 0.52% | 0.53% | 27 | +2,431 | 4.05% | Q1 2026 | Apr 15, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | Added to | 57,242 | 1,018 | 0.05% | 0.06% | 28 | +229 | 0.4% | Q1 2026 | Apr 16, 2026 |
| NORTHERN TRUST CORP | History | New | 56,487 | 1,004 | 0.0% | — | 29 | +56,487 | New | Q1 2026 | May 14, 2026 |
| Private Advisor Group, LLC | History | Added to | 55,718 | 991 | 0.0% | 0.0% | 30 | +7,242 | 14.94% | Q1 2026 | Apr 24, 2026 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | Reduced | 51,952 | 924 | 0.07% | 0.1% | 31 | -17,824 | -25.54% | Q1 2026 | May 15, 2026 |
| AE Wealth Management LLC | History | Added to | 47,749 | 849 | 0.0% | 0.0% | 32 | +3,807 | 8.66% | Q1 2026 | May 13, 2026 |
| Triumph Capital Management | History | Added to | 44,945 | 799 | 0.16% | 0.18% | 33 | +1,468 | 3.38% | Q1 2026 | May 13, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 44,338 | 788 | 0.01% | 0.0% | 34 | +10,590 | 31.38% | Q1 2026 | May 15, 2026 |
| AlphaCore Capital LLC | History | Added to | 42,074 | 748 | 0.02% | 0.02% | 35 | +2,336 | 5.88% | Q1 2026 | May 15, 2026 |
| Cyndeo Wealth Partners, LLC | History | No change | 38,308 | 681 | 0.04% | 0.04% | 36 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Closed-End Fund Advisors, Inc. | History | Reduced | 38,015 | 676 | 0.69% | 0.44% | 37 | -1,588 | -4.01% | Q1 2026 | May 11, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 34,852 | 620 | 0.0% | 0.0% | 38 | +6,546 | 23.13% | Q1 2026 | May 04, 2026 |
| World Investment Advisors | History | Reduced | 34,784 | 618 | 0.01% | 0.02% | 39 | -14,178 | -28.96% | Q1 2026 | Apr 27, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 33,778 | 601 | 0.02% | 0.02% | 40 | -1,065 | -3.06% | Q1 2026 | Apr 21, 2026 |
| Abel Hall, LLC | History | No change | 33,000 | 587 | 0.13% | 0.15% | 41 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Reduced | 32,488 | 577 | 0.03% | 0.03% | 42 | -1,170 | -3.48% | Q1 2026 | Apr 15, 2026 |
| HighTower Advisors, LLC | History | Added to | 29,970 | 533 | 0.0% | 0.0% | 43 | +12,350 | 70.09% | Q1 2026 | May 05, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 29,835 | 530 | 0.0% | 0.0% | 44 | +815 | 2.81% | Q1 2026 | May 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 27,088 | 481 | 0.0% | 0.0% | 45 | +16,332 | 151.84% | Q1 2026 | May 11, 2026 |
| UHLMANN PRICE SECURITIES, LLC | History | Added to | 26,490 | 471 | 0.03% | 0.29% | 46 | +779 | 3.03% | Q1 2026 | Apr 16, 2026 |
| XTX Topco Ltd | History | New | 24,474 | 435 | 0.01% | — | 47 | +24,474 | New | Q1 2026 | May 15, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 23,915 | 425 | 0.0% | 0.02% | 48 | -122,864 | -83.71% | Q1 2026 | May 04, 2026 |
| STEPHENS INC /AR/ | History | Reduced | 23,624 | 420 | 0.01% | 0.01% | 49 | -18,183 | -43.49% | Q1 2026 | Apr 28, 2026 |
| WESPAC Advisors, LLC | History | Reduced | 22,860 | 406 | 0.22% | 0.24% | 50 | -917 | -3.86% | Q1 2026 | Apr 28, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Reduced | 20,913 | 372 | 0.05% | 0.07% | 51 | -4,699 | -18.35% | Q1 2026 | May 11, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 20,161 | 358 | 0.0% | — | 52 | +20,161 | New | Q1 2026 | May 15, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | New | 20,013 | 356 | 0.0% | — | 53 | +20,013 | New | Q1 2026 | May 15, 2026 |
| Sage Capital Advisors,llc | History | Added to | 19,288 | 343 | 0.08% | 0.08% | 54 | +1,445 | 8.1% | Q1 2026 | Apr 07, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 18,106 | 322 | 0.02% | 0.02% | 55 | +456 | 2.58% | Q1 2026 | May 05, 2026 |
| Mariner, LLC | History | Added to | 17,940 | 317 | 0.0% | 0.0% | 56 | +273 | 1.55% | Q1 2026 | May 13, 2026 |
| Compound Planning, Inc. | History | Reduced | 17,288 | 307 | 0.01% | 0.01% | 57 | -3,939 | -18.56% | Q1 2026 | May 14, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 16,873 | 300 | 0.0% | 0.0% | 58 | +2,711 | 19.14% | Q1 2026 | May 12, 2026 |
| Independent Advisor Alliance | History | New | 16,743 | 297 | 0.0% | — | 59 | +16,743 | New | Q1 2026 | May 12, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 16,260 | 289 | 0.1% | 0.13% | 60 | -5,295 | -24.57% | Q1 2026 | May 12, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 14,769 | 262 | 0.0% | 0.0% | 61 | -10,003 | -40.38% | Q1 2026 | May 12, 2026 |
| Creative Planning | History | Added to | 14,667 | 260 | 0.0% | 0.0% | 62 | +4,549 | 44.96% | Q1 2026 | May 12, 2026 |
| Harbour Wealth Management Group, Inc. | History | Reduced | 14,536 | 258 | 0.19% | 0.22% | 63 | -107 | -0.73% | Q1 2026 | Apr 17, 2026 |
| VISTA INVESTMENT PARTNERS II, LLC | History | No change | 13,154 | 234 | 0.11% | 0.11% | 64 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 13,059 | 232 | 0.01% | 0.01% | 65 | +804 | 6.56% | Q1 2026 | May 15, 2026 |
| Equitable Holdings, Inc. | History | New | 11,049 | 209 | 0.0% | — | 66 | +11,049 | New | Q1 2026 | May 15, 2026 |
| Kovack Advisors, Inc. | History | Added to | 11,429 | 208 | 0.01% | 0.01% | 67 | +299 | 2.69% | Q1 2026 | May 12, 2026 |
| ASHTON THOMAS SECURITIES, LLC | History | Added to | 11,592 | 206 | 0.03% | 0.04% | 68 | +712 | 6.54% | Q1 2026 | May 18, 2026 |
| Concorde Asset Management, LLC | History | No change | 10,811 | 204 | 0.08% | 0.08% | 69 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Allworth Financial LP | History | Added to | 11,151 | 198 | 0.0% | 0.0% | 70 | +1,381 | 14.14% | Q1 2026 | May 14, 2026 |
| DECISION INVESTMENTS, INC | History | Added to | 10,861 | 193 | 0.22% | 0.22% | 71 | +10 | 0.09% | Q1 2026 | Apr 21, 2026 |
| &PARTNERS | History | Added to | 10,534 | 187 | 0.0% | 0.0% | 72 | +175 | 1.69% | Q1 2026 | May 15, 2026 |
| Moors & Cabot, Inc. | History | New | 10,469 | 186 | 0.01% | — | 73 | +10,469 | New | Q1 2026 | May 08, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | New | 10,370 | 184 | 0.0% | — | 74 | +10,370 | New | Q1 2026 | May 15, 2026 |
| CoreCap Advisors, LLC | History | Added to | 8,606 | 153 | 0.01% | 0.01% | 75 | +351 | 4.25% | Q1 2026 | Apr 07, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 7,396 | 131 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| COMERICA BANK | History | No change | 6,763 | 128 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| FIFTH THIRD BANCORP | History | New | 6,908 | 122 | 0.0% | — | 78 | +6,908 | New | Q1 2026 | May 01, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Added to | 6,448 | 114 | 0.01% | 0.01% | 79 | +399 | 6.6% | Q1 2026 | May 07, 2026 |
| Global Retirement Partners, LLC | History | No change | 5,610 | 106 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 5,000 | 88 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Advisory Services Network, LLC | History | New | 4,749 | 84 | 0.0% | — | 82 | +4,749 | New | Q1 2026 | May 15, 2026 |
| CULLEN/FROST BANKERS, INC. | History | No change | 4,397 | 78 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Osbon Capital Management LLC | History | New | 4,370 | 77 | 0.06% | — | 84 | +4,370 | New | Q1 2026 | May 15, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 4,289 | 76 | 0.0% | 0.0% | 85 | +484 | 12.72% | Q1 2026 | May 07, 2026 |
| SOA Wealth Advisors, LLC. | History | No change | 3,271 | 58 | 0.01% | 0.01% | 86 | 0 | 0.0% | Q1 2026 | May 20, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 3,046 | 54 | 0.0% | 0.0% | 87 | +2,181 | 252.14% | Q1 2026 | May 15, 2026 |
| North Star Investment Management Corp. | History | No change | 2,674 | 47 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Costello Asset Management, INC | History | Reduced | 2,317 | 41 | 0.01% | 0.02% | 89 | -126 | -5.16% | Q1 2026 | Apr 30, 2026 |
| US BANCORP \DE\ | History | Added to | 2,257 | 40 | 0.0% | 0.0% | 90 | +140 | 6.61% | Q1 2026 | May 14, 2026 |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | History | No change | 2,024 | 40 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Millstone Evans Group, LLC | History | Added to | 1,945 | 34 | 0.02% | 0.02% | 92 | +65 | 3.46% | Q1 2026 | Apr 30, 2026 |
| Sunbelt Securities, Inc. | History | No change | 1,883 | 33 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Reduced | 1,751 | 31 | 0.0% | 0.0% | 94 | -408 | -18.9% | Q1 2026 | May 11, 2026 |
| BROWN, LISLE/CUMMINGS, INC. | History | No change | 1,656 | 29 | 0.01% | 0.01% | 95 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Bollard Group LLC | History | New | 1,412 | 25 | 0.0% | — | 96 | +1,412 | New | Q1 2026 | May 14, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 1,334 | 24 | 0.0% | 0.0% | 97 | +334 | 33.4% | Q1 2026 | Apr 07, 2026 |
| Key FInancial Inc | History | Added to | 1,242 | 22 | 0.0% | 0.0% | 98 | +76 | 6.52% | Q1 2026 | Apr 24, 2026 |
| Ransom Advisory, Ltd | History | No change | 1,082 | 20 | 0.01% | 0.01% | 99 | 0 | 0.0% | Q4 2025 | Jan 06, 2026 |
| MAI Capital Management | History | No change | 1,029 | 18 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Founders Capital Management | History | No change | 1,000 | 17 | 0.01% | 0.01% | 101 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 828 | 14 | 0.0% | 0.0% | 102 | -4,803 | -85.3% | Q1 2026 | May 08, 2026 |
| WPG Advisers, LLC | History | Reduced | 820 | 14 | 0.01% | 0.01% | 103 | -91 | -9.99% | Q1 2026 | Apr 29, 2026 |
| Truvestments Capital LLC | History | No change | 764 | 13 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| MONTAG A & ASSOCIATES INC | History | No change | 540 | 9 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| Spire Wealth Management | History | No change | 535 | 9 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| MATHER GROUP, LLC. | History | New | 416 | 7 | 0.0% | — | 107 | +416 | New | Q1 2026 | Apr 13, 2026 |
| Beaird Harris Wealth Management, LLC | History | New | 385 | 6 | 0.0% | — | 109 | +385 | New | Q1 2026 | May 14, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 365 | 6 | 0.0% | 0.0% | 108 | +12 | 3.4% | Q1 2026 | May 13, 2026 |
| CITIGROUP INC | History | Added to | 311 | 5 | 0.0% | 0.0% | 110 | +18 | 6.14% | Q1 2026 | May 11, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 303 | 5 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| ABOUND FINANCIAL, LLC | History | Reduced | 268 | 4 | 0.0% | 0.05% | 113 | -7,214 | -96.42% | Q1 2026 | May 01, 2026 |
| BlackRock, Inc. | History | New | 268 | 4 | 0.0% | — | 114 | +268 | New | Q1 2026 | May 13, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | No change | 245 | 4 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | New | 170 | 3 | 0.0% | — | 118 | +170 | New | Q1 2026 | Apr 06, 2026 |
| ASSETMARK, INC | History | Reduced | 192 | 3 | 0.0% | 0.0% | 115 | -12 | -5.88% | Q1 2026 | May 06, 2026 |
| Pinnacle Bancorp, Inc. | History | Added to | 216 | 3 | 0.0% | 0.0% | 116 | +11 | 5.37% | Q1 2026 | Apr 22, 2026 |
| Vision Retirement, LLC | History | Added to | 206 | 3 | 0.0% | 0.0% | 117 | +6 | 3.0% | Q1 2026 | May 07, 2026 |
| Root Financial Partners, LLC | History | New | 146 | 2 | 0.0% | — | 120 | +146 | New | Q1 2026 | Apr 24, 2026 |
| CWM, LLC | History | New | 125 | 2 | 0.0% | — | 119 | +125 | New | Q1 2026 | May 14, 2026 |
| Nexus Investment Management ULC | History | New | 101 | 1 | 0.0% | — | 123 | +101 | New | Q1 2026 | Apr 20, 2026 |
| Geneos Wealth Management Inc. | History | No change | 72 | 1 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Gen-Wealth Partners Inc | History | No change | 95 | 1 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -114,345 | -100.0% | Q1 2026 | May 15, 2026 |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.37% | — | -110,374 | -100.0% | Q1 2026 | Apr 30, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.04% | — | -34,599 | -100.0% | Q1 2026 | May 12, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,141 | -100.0% | Q1 2026 | May 12, 2026 |
| MATRIX PRIVATE CAPITAL GROUP LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -13,800 | -100.0% | Q1 2026 | May 15, 2026 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,517 | -100.0% | Q1 2026 | May 15, 2026 |
| IFP Advisors, Inc | History | Closed out | 0 | 0 | — | 0.01% | — | -12,099 | -100.0% | Q1 2026 | Apr 13, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,555 | -100.0% | Q1 2026 | Apr 28, 2026 |
| EASTERN BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -1,676 | -100.0% | Q1 2026 | Apr 07, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -628 | -100.0% | Q1 2026 | Apr 27, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Reduced | 52 | 0 | — | 0.0% | — | -624 | -92.31% | Q1 2026 | May 15, 2026 |
| Mountain Hill Investment Partners Corp. | History | Closed out | 0 | 0 | — | 0.01% | — | -500 | -100.0% | Q1 2026 | May 01, 2026 |
| CALDWELL SUTTER CAPITAL, INC. | History | New | 25 | 0 | — | — | — | +25 | New | Q1 2026 | May 05, 2026 |
| Quent Capital, LLC | History | Closed out | 0 | 0 | — | — | — | -12 | -100.0% | Q1 2026 | Apr 28, 2026 |
| BESSEMER GROUP INC | History | No change | 13 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| TRUST CO OF VERMONT | History | No change | 26 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| JFS WEALTH ADVISORS, LLC | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Sound Income Strategies, LLC | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Addison Advisors LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Gunpowder Capital Management, LLC dba Oliver Wealth Management | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 14, 2026 |