Horizon Technology Finance Corp - HRZN

Detailed investor-level table based on 13F positions.

Shareholders (13F)

Quarter: Q3 2026 · Compare: Q2 2026
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
MORGAN STANLEY History No change 1,055,591 4,992 0.0% 0.0% 1 0 0.0% Q2 2026 Aug 13, 2026
Bulldog Investors, LLP History No change 658,617 3,115 0.69% 0.69% 2 0 0.0% Q2 2026 Aug 14, 2026
MARSHALL WACE, LLP History No change 592,247 2,801 0.0% 0.0% 3 0 0.0% Q2 2026 Aug 13, 2026
Caprock Group, LLC History No change 454,442 2,163 0.04% 0.04% 4 0 0.0% Q2 2026 Jul 27, 2026
Green Alpha Advisors, LLC History No change 429,913 2,033 1.36% 1.36% 5 0 0.0% Q2 2026 Aug 11, 2026
Legal & General Group Plc History No change 386,211 1,820 0.0% 0.0% 6 0 0.0% Q2 2026 Aug 14, 2026
Eagle Point Credit Management LLC History No change 366,194 1,732 2.62% 2.62% 7 0 0.0% Q2 2026 Aug 11, 2026
Virtus Investment Advisers, LLC History No change 252,455 1,194 0.28% 0.28% 8 0 0.0% Q2 2026 Aug 11, 2026
BLAIR WILLIAM & CO/IL History No change 239,073 1,130 0.0% 0.0% 9 0 0.0% Q2 2026 Aug 11, 2026
BANK OF AMERICA CORP /DE/ History No change 225,732 1,067 0.0% 0.0% 10 0 0.0% Q2 2026 Aug 14, 2026
Connecticut Wealth Management, LLC History No change 214,509 1,014 0.04% 0.04% 11 0 0.0% Q2 2026 Jul 29, 2026
UBS Group AG History No change 195,466 924 0.0% 0.0% 12 0 0.0% Q2 2026 Aug 13, 2026
BlackRock, Inc. History No change 180,902 855 0.0% 0.0% 13 0 0.0% Q2 2026 Aug 07, 2026
Arax Advisory Partners History No change 126,305 597 0.0% 0.0% 14 0 0.0% Q2 2026 Aug 10, 2026
Apollon Wealth Management, LLC History No change 126,196 596 0.01% 0.01% 15 0 0.0% Q2 2026 Jul 22, 2026
LaFleur & Godfrey LLC History No change 114,526 541 0.06% 0.06% 16 0 0.0% Q2 2026 Jul 15, 2026
CAZ INVESTMENTS LP History No change 108,630 513 0.53% 0.53% 17 0 0.0% Q2 2026 Aug 13, 2026
UMB Bank, n.a. History No change 107,470 508 0.01% 0.01% 18 0 0.0% Q2 2026 Aug 13, 2026
Focus Partners Wealth History No change 100,593 482 0.0% 0.0% 19 0 0.0% Q2 2026 Aug 12, 2026
AQR CAPITAL MANAGEMENT LLC History No change 91,368 432 0.0% 0.0% 20 0 0.0% Q2 2026 Aug 14, 2026
JACKSON THORNTON WEALTH MANAGEMENT, LLC History No change 90,609 428 0.03% 0.03% 21 0 0.0% Q2 2026 Aug 06, 2026
Corient Private Wealth LP History No change 89,300 422 0.0% 0.0% 22 0 0.0% Q2 2026 Aug 27, 2026
LPL Financial LLC History No change 81,942 387 0.0% 0.0% 23 0 0.0% Q2 2026 Aug 07, 2026
COMMONWEALTH EQUITY SERVICES, LLC History No change 81,264 384 0.0% 0.0% 24 0 0.0% Q2 2026 Jul 29, 2026
Fiera Capital Corp History No change 78,980 373 0.0% 0.0% 25 0 0.0% Q2 2026 Aug 07, 2026
TWO SIGMA INVESTMENTS, LP History No change 67,489 319 0.0% 0.0% 26 0 0.0% Q2 2026 Aug 14, 2026
First Financial Bank - Trust Division History No change 65,573 300 0.02% 0.02% 27 0 0.0% Q3 2026 Oct 01, 2026
MILLENNIUM MANAGEMENT LLC History No change 60,674 286 0.0% 0.0% 28 0 0.0% Q2 2026 Aug 14, 2026
CANADA LIFE ASSURANCE Co History No change 59,941 282 0.0% 0.0% 29 0 0.0% Q2 2026 Aug 13, 2026
Pathstone Holdings, LLC History No change 54,705 263 0.0% 0.0% 30 0 0.0% Q2 2026 Aug 13, 2026
OSAIC HOLDINGS, INC. History No change 50,626 239 0.0% 0.0% 31 0 0.0% Q2 2026 Aug 14, 2026
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC History No change 49,241 232 0.01% 0.01% 32 0 0.0% Q2 2026 Jul 22, 2026
ROYAL BANK OF CANADA History No change 47,242 223 0.0% 0.0% 33 0 0.0% Q2 2026 Aug 14, 2026
JANE STREET GROUP, LLC History No change 44,441 210 0.0% 0.0% 34 0 0.0% Q2 2026 Aug 14, 2026
Regal Investment Advisors LLC History No change 43,553 206 0.01% 0.01% 35 0 0.0% Q2 2026 Aug 14, 2026
Permanent Capital Management, LP History No change 42,165 203 0.03% 0.03% 36 0 0.0% Q2 2026 Aug 12, 2026
CITADEL ADVISORS LLC History No change 41,646 196 0.0% 0.0% 37 0 0.0% Q2 2026 Sep 02, 2026
IMC-Chicago, LLC History No change 40,074 189 0.0% 0.0% 38 0 0.0% Q2 2026 Aug 06, 2026
RAYMOND JAMES FINANCIAL INC History No change 38,247 180 0.0% 0.0% 39 0 0.0% Q2 2026 Aug 14, 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP History No change 38,074 180 0.0% 0.0% 40 0 0.0% Q2 2026 Aug 14, 2026
Quantbot Technologies LP History No change 36,325 171 0.01% 0.01% 41 0 0.0% Q2 2026 Aug 12, 2026
Cerity Partners LLC History No change 33,736 159 0.0% 0.0% 42 0 0.0% Q2 2026 Aug 14, 2026
Ethos Financial Group, LLC History No change 33,100 156 0.01% 0.01% 43 0 0.0% Q2 2026 Aug 07, 2026
Baird Financial Group, Inc. History No change 31,280 147 0.0% 0.0% 44 0 0.0% Q2 2026 Aug 12, 2026
Freestone Capital Holdings, LLC History No change 29,817 141 0.0% 0.0% 45 0 0.0% Q2 2026 Jul 31, 2026
MAGNOLIA CAPITAL ADVISORS LLC History No change 28,849 136 0.02% 0.02% 46 0 0.0% Q2 2026 Aug 14, 2026
WELLS FARGO & COMPANY/MN History No change 27,684 130 0.0% 0.0% 47 0 0.0% Q2 2026 Aug 14, 2026
Koshinski Asset Management, Inc. History No change 27,279 129 0.01% 0.01% 48 0 0.0% Q2 2026 Jul 27, 2026
CAPTRUST FINANCIAL ADVISORS History No change 26,396 124 0.0% 0.0% 49 0 0.0% Q2 2026 Aug 13, 2026
Forum Financial Management, LP History No change 24,760 117 0.0% 0.0% 50 0 0.0% Q2 2026 Jul 23, 2026
Stonebridge Financial Group, LLC/CA History No change 23,560 111 0.02% 0.02% 51 0 0.0% Q2 2026 Aug 13, 2026
Private Advisor Group, LLC History No change 23,207 109 0.0% 0.0% 52 0 0.0% Q2 2026 Jul 27, 2026
NewEdge Advisors, LLC History No change 21,413 101 0.0% 0.0% 53 0 0.0% Q2 2026 Aug 12, 2026
ROTHSCHILD INVESTMENT LLC History No change 20,987 99 0.0% 0.0% 54 0 0.0% Q2 2026 Aug 06, 2026
Fiduciary Group, LLC History No change 20,684 97 0.01% 0.01% 55 0 0.0% Q2 2026 Aug 10, 2026
HRT FINANCIAL LP History No change 19,770 93 0.0% 0.0% 56 0 0.0% Q2 2026 Aug 14, 2026
Squarepoint Ops LLC History No change 19,743 93 0.0% 0.0% 57 0 0.0% Q2 2026 Aug 14, 2026
D.A. DAVIDSON & CO. History No change 19,123 90 0.0% 0.0% 58 0 0.0% Q2 2026 Jul 24, 2026
Equitable Holdings, Inc. History No change 18,956 89 0.0% 0.0% 59 0 0.0% Q2 2026 Aug 17, 2026
Cetera Investment Advisers History No change 18,585 87 0.0% 0.0% 60 0 0.0% Q2 2026 Aug 12, 2026
Rockefeller Capital Management L.P. History No change 18,375 86 0.0% 0.0% 61 0 0.0% Q2 2026 Aug 13, 2026
Leading Edge Financial Planning LLC History No change 16,732 79 0.01% 0.01% 62 0 0.0% Q2 2026 Aug 06, 2026
LifeWealth Investments, LLC History No change 16,908 79 0.02% 0.02% 63 0 0.0% Q2 2026 Jul 16, 2026
Southeast Asset Advisors, LLC History No change 15,043 71 0.01% 0.01% 64 0 0.0% Q2 2026 Aug 14, 2026
Centennial Bank/AR/ History No change 15,000 70 0.02% 0.02% 65 0 0.0% Q2 2026 Aug 10, 2026
Mariner, LLC History No change 14,760 69 0.0% 0.0% 66 0 0.0% Q2 2026 Aug 13, 2026
Cresset Asset Management, LLC History No change 14,285 68 0.0% 0.0% 67 0 0.0% Q2 2026 Aug 14, 2026
XTX Topco Ltd History No change 14,286 67 0.0% 0.0% 68 0 0.0% Q2 2026 Aug 14, 2026
CREATIVE FINANCIAL DESIGNS INC /ADV History No change 13,378 63 0.0% 0.0% 69 0 0.0% Q2 2026 Jul 28, 2026
HighTower Advisors, LLC History No change 12,905 61 0.0% 0.0% 70 0 0.0% Q2 2026 Aug 05, 2026
CHAPIN DAVIS, INC. History No change 12,691 60 0.01% 0.01% 71 0 0.0% Q2 2026 Jul 07, 2026
OXFORD ASSET MANAGEMENT LLP History No change 12,455 58 0.03% 0.03% 72 0 0.0% Q2 2026 Aug 14, 2026
Trek Financial, LLC History No change 12,455 58 0.0% 0.0% 73 0 0.0% Q2 2026 Aug 13, 2026
OPPENHEIMER & CO INC History No change 12,213 57 0.0% 0.0% 74 0 0.0% Q2 2026 Aug 03, 2026
NATIONS FINANCIAL GROUP INC, /IA/ /ADV History No change 12,150 57 0.0% 0.0% 75 0 0.0% Q2 2026 Jul 23, 2026
ADELL HARRIMAN & CARPENTER INC History No change 12,000 56 0.0% 0.0% 76 0 0.0% Q2 2026 Aug 04, 2026
Ausdal Financial Partners, Inc. History No change 11,513 54 0.0% 0.0% 77 0 0.0% Q2 2026 Aug 14, 2026
SIMPLEX TRADING, LLC History No change 11,084 52 0.0% 0.0% 78 0 0.0% Q2 2026 Aug 12, 2026
Wealthspire Advisors, LLC History No change 11,190 52 0.0% 0.0% 79 0 0.0% Q2 2026 Aug 11, 2026
Garden State Investment Advisory Services LLC History No change 11,143 52 0.01% 0.01% 80 0 0.0% Q2 2026 Aug 11, 2026
DAVENPORT & Co LLC History No change 10,624 50 0.0% 0.0% 81 0 0.0% Q2 2026 Jul 13, 2026
Cambridge Investment Research Advisors, Inc. History No change 10,661 50 0.0% 0.0% 82 0 0.0% Q2 2026 Jul 27, 2026
Closed-End Fund Advisors, Inc. History No change 10,432 49 0.05% 0.05% 83 0 0.0% Q2 2026 Jul 27, 2026
STEPHENS INC /AR/ History No change 10,202 48 0.0% 0.0% 84 0 0.0% Q2 2026 Jul 29, 2026
BI Asset Management Fondsmaeglerselskab A/S History No change 10,059 48 0.0% 0.0% 85 0 0.0% Q2 2026 Aug 10, 2026
Nova Wealth Management, Inc. History No change 3,722 17 0.01% 0.01% 86 0 0.0% Q2 2026 Jul 13, 2026
JPMORGAN CHASE & CO History No change 2,636 12 0.0% 0.0% 87 0 0.0% Q2 2026 Aug 12, 2026
FIFTH THIRD BANCORP History No change 2,702 12 0.0% 0.0% 88 0 0.0% Q2 2026 Aug 05, 2026
HIGHLINE WEALTH PARTNERS LLC History No change 2,732 12 0.0% 0.0% 89 0 0.0% Q2 2026 Jul 15, 2026
N.E.W. Advisory Services LLC History No change 2,065 9 0.0% 0.0% 90 0 0.0% Q2 2026 Aug 06, 2026
JONES FINANCIAL COMPANIES LLLP History No change 1,830 8 0.0% 0.0% 91 0 0.0% Q2 2026 Aug 14, 2026
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO History No change 1,561 7 0.0% 0.0% 92 0 0.0% Q2 2026 Aug 12, 2026
NOMURA ASSET MANAGEMENT CO LTD History No change 1,432 6 0.0% 0.0% 93 0 0.0% Q2 2026 Aug 13, 2026
Allworth Financial LP History No change 1,134 5 0.0% 0.0% 94 0 0.0% Q2 2026 Aug 11, 2026
Chung Wu Investment Group, LLC History No change 1,100 5 0.0% 0.0% 95 0 0.0% Q2 2026 Jul 31, 2026
PIN OAK INVESTMENT ADVISORS INC History No change 800 4 0.0% 0.0% 96 0 0.0% Q2 2026 Aug 18, 2026
GROUP ONE TRADING LLC History No change 833 3 0.0% 0.0% 97 0 0.0% Q2 2026 Aug 13, 2026
North Star Investment Management Corp. History No change 658 3 0.0% 0.0% 98 0 0.0% Q2 2026 Jul 28, 2026
Caitong International Asset Management Co., Ltd History No change 721 3 0.0% 0.0% 99 0 0.0% Q2 2026 Aug 04, 2026
FIRST HORIZON CORP History No change 100 0 — — — 0 0.0% Q2 2026 Jul 20, 2026
DANSKE BANK A/S History No change 1 0 — — — 0 0.0% Q2 2026 Aug 10, 2026
HARBOUR INVESTMENTS, INC. History No change 72 0 — — — 0 0.0% Q2 2026 Aug 12, 2026
JFS WEALTH ADVISORS, LLC History No change 171 0 — — — 0 0.0% Q2 2026 Jul 10, 2026
Global Retirement Partners, LLC History No change 1 0 — — — 0 0.0% Q2 2026 Aug 06, 2026
SHP Wealth Management History No change 200 0 — — — 0 0.0% Q2 2026 Aug 11, 2026
Aspect Partners, LLC History No change 172 0 — — — 0 0.0% Q2 2026 Jul 16, 2026
TD Waterhouse Canada Inc. History No change 125 0 — — — 0 0.0% Q2 2026 Jul 27, 2026
KERR FINANCIAL PLANNING Corp History No change 209 0 — — — 0 0.0% Q2 2026 Jul 02, 2026