Horizon Technology Finance Corp - HRZN
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Green Alpha Advisors, LLC | History | Added to | 558,944 | 3,605 | 3.3% | 2.94% | 1 | +58,915 | 11.78% | Q4 2025 | Jan 07, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | New | 519,253 | 3,349 | 0.0% | — | 2 | +519,253 | New | Q4 2025 | Feb 17, 2026 |
| Eagle Point Credit Management LLC | History | New | 369,796 | 2,385 | 2.27% | — | 3 | +369,796 | New | Q4 2025 | Feb 12, 2026 |
| Legal & General Group Plc | History | Added to | 306,904 | 1,982 | 0.0% | 0.0% | 4 | +59,100 | 23.85% | Q4 2025 | Feb 09, 2026 |
| BlackRock, Inc. | History | Reduced | 287,947 | 1,857 | 0.0% | 0.0% | 5 | -12,627 | -4.2% | Q4 2025 | Feb 12, 2026 |
| MARSHALL WACE, LLP | History | Reduced | 282,289 | 1,820 | 0.0% | 0.0% | 6 | -65,492 | -18.83% | Q4 2025 | Feb 13, 2026 |
| Connecticut Wealth Management, LLC | History | Added to | 212,842 | 1,372 | 0.06% | 0.06% | 7 | +811 | 0.38% | Q4 2025 | Feb 12, 2026 |
| Virtus Investment Advisers, LLC | History | Reduced | 167,524 | 1,080 | 0.29% | 0.37% | 8 | -43,751 | -20.71% | Q4 2025 | Feb 17, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 92,690 | 597 | 0.0% | 0.0% | 9 | +75,190 | 429.66% | Q4 2025 | Feb 12, 2026 |
| MORGAN STANLEY | History | Added to | 76,865 | 495 | 0.0% | 0.0% | 10 | +3,642 | 4.97% | Q4 2025 | Feb 13, 2026 |
| First Financial Bank - Trust Division | History | Added to | 65,573 | 422 | 0.03% | 0.02% | 11 | +19,848 | 43.41% | Q4 2025 | Jan 02, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 63,972 | 412 | 0.0% | 0.0% | 12 | +62,795 | 5335.17% | Q4 2025 | Feb 17, 2026 |
| TWO SIGMA ADVISERS, LP | History | Added to | 63,197 | 407 | 0.0% | 0.0% | 13 | +32,797 | 107.88% | Q4 2025 | Feb 17, 2026 |
| Quantbot Technologies LP | History | Added to | 61,614 | 397 | 0.01% | 0.0% | 14 | +51,576 | 513.81% | Q4 2025 | Feb 10, 2026 |
| ETF Store, Inc. | History | Added to | 60,873 | 392 | 0.4% | 0.37% | 15 | +3,055 | 5.28% | Q4 2025 | Jan 22, 2026 |
| Quadrature Capital Ltd | History | New | 56,559 | 364 | 0.0% | — | 16 | +56,559 | New | Q4 2025 | Feb 17, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 53,580 | 345 | 0.02% | — | 17 | -5,555 | -9.39% | Q4 2025 | Feb 03, 2026 |
| CANADA LIFE ASSURANCE Co | History | Reduced | 53,304 | 344 | 0.0% | 0.0% | 18 | -126 | -0.24% | Q4 2025 | Feb 13, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | New | 50,035 | 322 | 0.0% | — | 19 | +50,035 | New | Q4 2025 | Feb 17, 2026 |
| Pathstone Holdings, LLC | History | New | 49,637 | 322 | 0.0% | — | 20 | +49,637 | New | Q4 2025 | Feb 13, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 49,500 | 319 | 0.0% | 0.0% | 21 | -5,841 | -10.55% | Q4 2025 | Feb 17, 2026 |
| Regal Investment Advisors LLC | History | New | 49,059 | 316 | 0.02% | — | 22 | +49,059 | New | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Reduced | 39,980 | 257 | 0.0% | 0.0% | 23 | -66,984 | -62.62% | Q4 2025 | Jan 29, 2026 |
| LPL Financial LLC | History | Reduced | 37,270 | 240 | 0.0% | 0.0% | 24 | -28,158 | -43.04% | Q4 2025 | Feb 11, 2026 |
| JACKSON THORNTON WEALTH MANAGEMENT, LLC | History | Reduced | 34,164 | 226 | 0.02% | 0.02% | 25 | -415 | -1.2% | Q4 2025 | Jan 22, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Reduced | 34,164 | 220 | 0.0% | 0.0% | 26 | -737 | -2.11% | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 33,258 | 214 | 0.0% | 0.0% | 27 | -8,737 | -20.8% | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 30,658 | 197 | 0.0% | 0.0% | 28 | -28,096 | -47.82% | Q4 2025 | Feb 17, 2026 |
| WINTON GROUP Ltd | History | New | 30,516 | 196 | 0.01% | — | 29 | +30,516 | New | Q4 2025 | Feb 11, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 29,992 | 193 | 0.0% | 0.0% | 30 | -2,770 | -8.45% | Q4 2025 | Feb 13, 2026 |
| Schonfeld Strategic Advisors LLC | History | New | 29,028 | 187 | 0.0% | — | 31 | +29,028 | New | Q4 2025 | Feb 17, 2026 |
| Financial Engines Advisors L.L.C. | History | New | 21,604 | 139 | 0.0% | — | 32 | +21,604 | New | Q4 2025 | Feb 12, 2026 |
| Cetera Investment Advisers | History | Reduced | 21,346 | 137 | 0.0% | 0.0% | 33 | -47,490 | -68.99% | Q4 2025 | Feb 17, 2026 |
| OXFORD ASSET MANAGEMENT LLP | History | Reduced | 20,499 | 132 | 0.05% | 1.0% | 34 | -13,663 | -39.99% | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 20,290 | 131 | 0.0% | — | 35 | +20,290 | New | Q4 2025 | Feb 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 17,567 | 113 | 0.0% | 0.0% | 36 | +284 | 1.64% | Q4 2025 | Feb 10, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 17,337 | 111 | 0.0% | 0.0% | 37 | -2,445 | -12.36% | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 15,066 | 97 | 0.0% | 0.0% | 38 | +1,615 | 12.01% | Q4 2025 | Feb 18, 2026 |
| Prime Capital Investment Advisors, LLC | History | No change | 12,185 | 78 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| HRT FINANCIAL LP | History | New | 11,991 | 77 | 0.0% | — | 41 | +11,991 | New | Q4 2025 | Feb 12, 2026 |
| ADELL HARRIMAN & CARPENTER INC | History | No change | 12,000 | 77 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Reduced | 11,551 | 74 | 0.0% | 0.0% | 42 | -168,648 | -93.59% | Q4 2025 | Feb 17, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | New | 10,450 | 67 | 0.0% | — | 43 | +10,450 | New | Q4 2025 | Jan 26, 2026 |
| Allworth Financial LP | History | New | 10,205 | 65 | 0.0% | — | 44 | +10,205 | New | Q4 2025 | Feb 05, 2026 |
| N.E.W. Advisory Services LLC | History | Added to | 4,000 | 25 | 0.0% | 0.0% | 45 | +2,000 | 100.0% | Q4 2025 | Jan 28, 2026 |
| Nova Wealth Management, Inc. | History | No change | 3,722 | 24 | 0.02% | 0.02% | 46 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Garton & Associates Financial Advisors LLC | History | New | 3,055 | 19 | 0.01% | — | 47 | +3,055 | New | Q4 2025 | Feb 18, 2026 |
| COMERICA BANK | History | Added to | 2,653 | 17 | 0.0% | 0.0% | 48 | +1,577 | 146.56% | Q4 2025 | Jan 29, 2026 |
| SIMPLEX TRADING, LLC | History | Reduced | 2,260 | 14 | 0.0% | 0.0% | 49 | -817 | -26.55% | Q4 2025 | Feb 11, 2026 |
| Caitong International Asset Management Co., Ltd | History | Added to | 2,170 | 13 | 0.0% | 0.0% | 50 | +1,300 | 149.43% | Q4 2025 | Mar 03, 2026 |
| ORG Partners LLC | History | No change | 2,120 | 13 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 1,491 | 9 | 0.0% | 0.0% | 52 | -4,713 | -75.97% | Q4 2025 | Feb 17, 2026 |
| Chung Wu Investment Group, LLC | History | No change | 1,100 | 7 | 0.01% | 0.0% | 53 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 821 | 5 | 0.0% | — | 55 | +821 | New | Q4 2025 | Jan 21, 2026 |
| PIN OAK INVESTMENT ADVISORS INC | History | No change | 800 | 5 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| MAI Capital Management | History | Added to | 736 | 4 | 0.0% | 0.0% | 56 | +225 | 44.03% | Q4 2025 | Feb 13, 2026 |
| Triumph Capital Management | History | New | 300 | 1 | 0.0% | — | 57 | +300 | New | Q4 2025 | Feb 12, 2026 |
| SageView Advisory Group, LLC | History | New | 300 | 1 | 0.0% | — | 58 | +300 | New | Q4 2025 | Feb 17, 2026 |
| Aspect Partners, LLC | History | Added to | 158 | 1 | 0.0% | — | 59 | +8 | 5.33% | Q4 2025 | Jan 23, 2026 |
| Magnetar Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -71,242 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Aquatic Capital Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -64,831 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Brevan Howard Capital Management LP | History | Closed out | 0 | 0 | — | 0.0% | — | -40,197 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -19,493 | -100.0% | Q3 2025 | Nov 14, 2025 |
| GROUP ONE TRADING LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,120 | -100.0% | Q3 2025 | Nov 12, 2025 |
| BNP PARIBAS FINANCIAL MARKETS | History | Closed out | 0 | 0 | — | 0.0% | — | -4,823 | -100.0% | Q3 2025 | Nov 13, 2025 |
| EverSource Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -943 | -100.0% | Q3 2025 | Nov 10, 2025 |
| SALEM INVESTMENT COUNSELORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -700 | -100.0% | Q3 2025 | Oct 07, 2025 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -238 | -100.0% | Q3 2025 | Nov 13, 2025 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -227 | -100.0% | Q3 2025 | Nov 04, 2025 |
| Signature Equity Partners, LLC | History | New | 113 | 0 | — | — | — | +113 | New | Q4 2025 | Feb 17, 2026 |
| FLAGSHIP WEALTH ADVISORS, LLC | History | Closed out | 0 | 0 | — | — | — | -102 | -100.0% | Q3 2025 | Oct 30, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | — | — | -83 | -100.0% | Q3 2025 | Nov 12, 2025 |
| CITIGROUP INC | History | New | 11 | 0 | — | — | — | +11 | New | Q4 2025 | Feb 13, 2026 |
| DANSKE BANK A/S | History | Added to | 4 | 0 | — | — | — | +1 | 33.33% | Q4 2025 | Feb 02, 2026 |
| CWM, LLC | History | No change | 25 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Sound Income Strategies, LLC | History | No change | 50 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Blue Trust, Inc. | History | No change | 80 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| Spire Wealth Management | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |