NUVEEN FLOATING RATE INCOME FUND - JFR
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 6,069,659 | 45,643 | 0.0% | 0.0% | 1 | -389,647 | -6.03% | Q1 2026 | May 15, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | Added to | 4,639,416 | 34,888 | 0.71% | 0.72% | 2 | +61,751 | 1.35% | Q1 2026 | May 13, 2026 |
| Congress Park Capital LLC | History | Added to | 3,121,323 | 23,472 | 7.21% | 5.11% | 3 | +936,565 | 42.87% | Q1 2026 | Apr 14, 2026 |
| Invesco Ltd. | History | Added to | 2,944,594 | 22,143 | 0.0% | 0.0% | 4 | +19,925 | 0.68% | Q1 2026 | May 12, 2026 |
| LOOMIS SAYLES & CO L P | History | New | 2,897,039 | 21,785 | 0.03% | — | 5 | +2,897,039 | New | Q1 2026 | May 14, 2026 |
| Penserra Capital Management LLC | History | Added to | 2,782,303 | 20,922 | 0.25% | 0.23% | 6 | +257,602 | 10.2% | Q1 2026 | May 11, 2026 |
| LPL Financial LLC | History | Reduced | 2,624,135 | 19,733 | 0.01% | 0.01% | 7 | -279,246 | -9.62% | Q1 2026 | May 06, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 2,493,861 | 18,753 | 0.0% | 0.0% | 8 | +877,608 | 54.3% | Q1 2026 | May 11, 2026 |
| 1607 Capital Partners, LLC | History | Added to | 2,164,618 | 16,277 | 1.17% | 0.26% | 9 | +1,673,949 | 341.16% | Q1 2026 | May 15, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 1,946,861 | 14,640 | 0.11% | 0.12% | 10 | -248,080 | -11.3% | Q1 2026 | May 15, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 1,915,221 | 14,402 | 0.0% | 0.0% | 11 | -144,584 | -7.02% | Q1 2026 | May 15, 2026 |
| Cyndeo Wealth Partners, LLC | History | Added to | 1,795,370 | 13,501 | 0.71% | 0.65% | 12 | +265,100 | 17.32% | Q1 2026 | Apr 13, 2026 |
| ICON ADVISERS INC/CO | History | Added to | 1,716,759 | 12,910 | 2.98% | 2.87% | 13 | +19,288 | 1.14% | Q1 2026 | May 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 1,576,414 | 11,854 | 0.0% | 0.0% | 14 | +193,420 | 13.99% | Q1 2026 | May 14, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 1,552,425 | 11,674 | 0.19% | 0.18% | 15 | +145,634 | 10.35% | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 1,279,118 | 9,619 | 0.0% | 0.0% | 16 | +178,977 | 16.27% | Q1 2026 | May 15, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Reduced | 939,188 | 7,062 | 0.01% | 0.01% | 17 | -64,517 | -6.43% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 914,688 | 6,878 | 0.0% | 0.0% | 18 | +92,204 | 11.21% | Q1 2026 | May 05, 2026 |
| COHEN & STEERS, INC. | History | No change | 853,263 | 6,417 | 0.01% | 0.01% | 19 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 831,940 | 6,245 | 0.0% | 0.0% | 20 | +64,649 | 8.43% | Q1 2026 | May 15, 2026 |
| Kanen Wealth Management LLC | History | Added to | 813,234 | 6,115 | 2.2% | 1.82% | 21 | +45,800 | 5.97% | Q1 2026 | May 15, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 730,397 | 5,492 | 0.01% | 0.01% | 22 | -30,116 | -3.96% | Q1 2026 | May 14, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Reduced | 713,294 | 5,363 | 1.82% | 2.32% | 23 | -163,662 | -18.66% | Q1 2026 | May 12, 2026 |
| Ethos Financial Group, LLC | History | No change | 646,392 | 5,061 | 0.37% | 0.37% | 24 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Logan Stone Capital, LLC | History | Reduced | 502,052 | 3,775 | 1.05% | 2.48% | 25 | -780,696 | -60.86% | Q1 2026 | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 474,087 | 3,565 | 0.0% | 0.0% | 26 | -262,604 | -35.65% | Q1 2026 | May 04, 2026 |
| Cetera Investment Advisers | History | Added to | 453,542 | 3,410 | 0.0% | 0.0% | 27 | +62,761 | 16.06% | Q1 2026 | May 13, 2026 |
| Almitas Capital LLC | History | Added to | 411,628 | 3,095 | 0.7% | 0.2% | 28 | +293,680 | 248.99% | Q1 2026 | May 15, 2026 |
| Coastal Bridge Advisors, LLC | History | Reduced | 406,970 | 3,060 | 0.22% | 0.26% | 29 | -46,858 | -10.33% | Q1 2026 | May 14, 2026 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | Added to | 391,237 | 2,942 | 0.35% | 0.26% | 30 | +102,055 | 35.29% | Q1 2026 | Apr 22, 2026 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | Added to | 384,140 | 2,888 | 0.21% | 0.21% | 31 | +20,000 | 5.49% | Q1 2026 | May 15, 2026 |
| GraniteShares Advisors LLC | History | Reduced | 309,750 | 2,329 | 1.68% | 1.64% | 32 | -35,454 | -10.27% | Q1 2026 | Apr 23, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 305,520 | 2,297 | 0.0% | 0.0% | 33 | -603 | -0.2% | Q1 2026 | May 14, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 304,722 | 2,291 | 0.0% | 0.0% | 34 | -241,689 | -44.23% | Q1 2026 | May 12, 2026 |
| Saba Capital Management, L.P. | History | New | 300,025 | 2,256 | 0.06% | — | 35 | +300,025 | New | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 298,104 | 2,241 | 0.0% | 0.0% | 36 | -23,647 | -7.35% | Q1 2026 | Apr 27, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 289,156 | 2,154 | 0.15% | 0.15% | 37 | +6,059 | 2.14% | Q1 2026 | May 01, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 271,051 | 2,038 | 0.02% | 0.02% | 38 | -16,094 | -5.6% | Q1 2026 | May 04, 2026 |
| Matisse Capital | History | New | 250,000 | 1,880 | 0.8% | — | 39 | +250,000 | New | Q1 2026 | May 08, 2026 |
| RFG Advisory, LLC | History | Added to | 239,830 | 1,803 | 0.03% | 0.02% | 40 | +92,896 | 63.22% | Q1 2026 | Apr 17, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 239,614 | 1,801 | 0.03% | 0.02% | 41 | +115,645 | 93.29% | Q1 2026 | May 15, 2026 |
| Capital Investment Advisors, LLC | History | Reduced | 224,467 | 1,687 | 0.02% | 0.03% | 42 | -11,455 | -4.86% | Q1 2026 | Apr 17, 2026 |
| Aviance Capital Partners, LLC | History | Added to | 199,524 | 1,500 | 0.18% | 0.17% | 43 | +14,682 | 7.94% | Q1 2026 | May 06, 2026 |
| HOURGLASS CAPITAL, LLC | History | New | 197,523 | 1,485 | 0.31% | — | 44 | +197,523 | New | Q1 2026 | May 04, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Added to | 196,077 | 1,474 | 0.07% | 0.04% | 45 | +67,158 | 52.09% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 186,804 | 1,404 | 0.0% | 0.0% | 46 | -30,090 | -13.87% | Q1 2026 | May 15, 2026 |
| Kovack Advisors, Inc. | History | Added to | 168,666 | 1,258 | 0.07% | 0.03% | 47 | +81,831 | 94.24% | Q1 2026 | May 12, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 165,262 | 1,243 | 0.0% | 0.0% | 48 | -25,087 | -13.18% | Q1 2026 | Apr 30, 2026 |
| Quarry LP | History | Added to | 150,100 | 1,128 | 0.2% | 0.14% | 49 | +34,728 | 30.1% | Q1 2026 | May 15, 2026 |
| Advisory Services Network, LLC | History | Added to | 125,266 | 941 | 0.01% | 0.01% | 50 | +8,832 | 7.59% | Q1 2026 | May 15, 2026 |
| HORIZON KINETICS ASSET MANAGEMENT LLC | History | No change | 119,308 | 897 | 0.01% | 0.01% | 51 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Reduced | 117,669 | 885 | 0.0% | 0.0% | 52 | -2,159 | -1.8% | Q1 2026 | May 01, 2026 |
| Arlington Capital Management, Inc. | History | New | 112,678 | 847 | 0.48% | — | 53 | +112,678 | New | Q1 2026 | May 01, 2026 |
| MELFA WEALTH MANAGEMENT, INC. | History | No change | 107,219 | 806 | 0.46% | 0.48% | 54 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| XTX Topco Ltd | History | Reduced | 103,506 | 778 | 0.01% | 0.03% | 55 | -23,255 | -18.35% | Q1 2026 | May 15, 2026 |
| CHOREO, LLC | History | Reduced | 101,280 | 768 | 0.01% | 0.02% | 56 | -55,060 | -35.22% | Q1 2026 | May 12, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 101,759 | 765 | 0.0% | 0.0% | 57 | +37,331 | 57.94% | Q1 2026 | Apr 30, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 99,789 | 750 | 0.0% | 0.0% | 58 | -436 | -0.44% | Q1 2026 | Apr 22, 2026 |
| Sigma Planning Corp | History | Added to | 97,973 | 736 | 0.02% | 0.02% | 59 | +10 | 0.01% | Q1 2026 | May 04, 2026 |
| HighTower Advisors, LLC | History | Reduced | 96,535 | 725 | 0.0% | 0.0% | 60 | -12,842 | -11.74% | Q1 2026 | May 05, 2026 |
| Ionic Capital Management LLC | History | New | 94,360 | 709 | 0.05% | — | 61 | +94,360 | New | Q1 2026 | May 15, 2026 |
| CastleKnight Management LP | History | No change | 87,400 | 657 | 0.01% | 0.02% | 62 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 80,653 | 606 | 0.01% | 0.02% | 63 | -13,655 | -14.48% | Q1 2026 | May 15, 2026 |
| Yakira Capital Management, Inc. | History | Reduced | 77,778 | 584 | 0.17% | 0.21% | 64 | -1,728 | -2.17% | Q1 2026 | May 14, 2026 |
| Blackhawk Capital Partners, LLC | History | Reduced | 75,620 | 568 | 0.21% | 0.25% | 65 | -9,100 | -10.74% | Q1 2026 | May 05, 2026 |
| Cerity Partners LLC | History | Added to | 74,526 | 560 | 0.0% | 0.0% | 66 | +34,700 | 87.13% | Q1 2026 | May 15, 2026 |
| Virtus Investment Advisers, LLC | History | Reduced | 74,365 | 559 | 0.15% | 0.18% | 67 | -12,098 | -13.99% | Q1 2026 | May 14, 2026 |
| ROBINSON CAPITAL MANAGEMENT, LLC | History | No change | 73,895 | 556 | 0.23% | 0.24% | 68 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| FIRST TRUST ADVISORS LP | History | Reduced | 73,865 | 555 | 0.0% | 0.0% | 69 | -11,343 | -13.31% | Q1 2026 | May 13, 2026 |
| Gladstone Institutional Advisory LLC | History | Added to | 72,455 | 544 | 0.02% | 0.02% | 70 | +4,000 | 5.84% | Q1 2026 | May 14, 2026 |
| GILL CAPITAL PARTNERS, LLC | History | Added to | 69,973 | 526 | 0.15% | 0.17% | 71 | +20 | 0.03% | Q1 2026 | Apr 13, 2026 |
| Edgemoor Investment Advisors, Inc. | History | No change | 68,421 | 514 | 0.04% | 0.04% | 72 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Private Advisor Group, LLC | History | Added to | 65,150 | 489 | 0.0% | 0.0% | 73 | +22,120 | 51.41% | Q1 2026 | Apr 24, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Reduced | 64,399 | 484 | 0.03% | 0.13% | 74 | -186,795 | -74.36% | Q1 2026 | May 12, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 62,765 | 471 | 0.0% | 0.0% | 75 | -2,719 | -4.15% | Q1 2026 | May 12, 2026 |
| Seelaus Asset Management LLC | History | Reduced | 60,908 | 458 | 0.33% | 0.43% | 76 | -8,685 | -12.48% | Q1 2026 | Apr 29, 2026 |
| &PARTNERS | History | Reduced | 56,080 | 421 | 0.0% | 0.0% | 77 | -1,736 | -3.0% | Q1 2026 | May 15, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 55,550 | 417 | 0.0% | 0.0% | 78 | -2,365 | -4.08% | Q1 2026 | May 08, 2026 |
| Collar Capital Management, LLC | History | No change | 54,383 | 408 | 0.26% | 0.28% | 79 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| New England Private Wealth Advisors LLC | History | New | 52,431 | 394 | 0.05% | — | 80 | +52,431 | New | Q1 2026 | May 08, 2026 |
| WORLD EQUITY GROUP, INC. | History | Added to | 51,693 | 388 | 0.1% | 0.11% | 81 | +2,740 | 5.6% | Q1 2026 | May 06, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 49,355 | 371 | 0.0% | 0.01% | 82 | -6,149 | -11.08% | Q1 2026 | Apr 23, 2026 |
| Global Retirement Partners, LLC | History | No change | 47,402 | 371 | 0.01% | 0.01% | 83 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 46,000 | 356 | 0.12% | 0.28% | 84 | -67,966 | -59.64% | Q1 2026 | May 12, 2026 |
| Fortitude Advisory Group L.L.C. | History | No change | 45,781 | 344 | 0.15% | 0.15% | 85 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Focus Partners Wealth | History | New | 44,438 | 334 | 0.0% | — | 86 | +44,438 | New | Q1 2026 | May 14, 2026 |
| Coquina Private Wealth LLC | History | Reduced | 44,406 | 333 | 0.27% | 0.28% | 87 | -1,044 | -2.3% | Q1 2026 | May 05, 2026 |
| CONNING INC. | History | No change | 43,050 | 323 | 0.01% | 0.01% | 88 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| ORG Partners LLC | History | No change | 40,809 | 319 | 0.06% | 0.06% | 89 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Koshinski Asset Management, Inc. | History | Reduced | 40,838 | 307 | 0.02% | 0.02% | 90 | -4,933 | -10.78% | Q1 2026 | Apr 27, 2026 |
| Ascentis Independent Advisors | History | New | 40,509 | 304 | 0.02% | — | 92 | +40,509 | New | Q1 2026 | Apr 28, 2026 |
| Spire Wealth Management | History | Reduced | 40,500 | 304 | 0.01% | 0.01% | 91 | -3,000 | -6.9% | Q1 2026 | Apr 22, 2026 |
| Calamos Advisors LLC | History | New | 40,414 | 303 | 0.0% | — | 94 | +40,414 | New | Q1 2026 | May 04, 2026 |
| RVW Wealth, LLC | History | No change | 40,349 | 303 | 0.02% | 0.02% | 93 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 39,582 | 297 | 0.0% | 0.0% | 95 | +54 | 0.14% | Q1 2026 | Apr 20, 2026 |
| E&G Advisors, LP | History | Reduced | 35,729 | 268 | 0.06% | 0.06% | 96 | -600 | -1.65% | Q1 2026 | Apr 21, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 34,368 | 258 | 0.01% | 0.01% | 97 | -6,613 | -16.14% | Q1 2026 | Apr 07, 2026 |
| Closed-End Fund Advisors, Inc. | History | Reduced | 32,381 | 243 | 0.25% | 0.15% | 98 | -83 | -0.26% | Q1 2026 | May 11, 2026 |
| NOMURA HOLDINGS INC | History | Reduced | 32,038 | 240 | 0.0% | 0.0% | 99 | -5,337 | -14.28% | Q1 2026 | May 15, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 31,703 | 238 | 0.0% | 0.0% | 100 | +810 | 2.62% | Q1 2026 | May 15, 2026 |
| CALTON & ASSOCIATES, INC. | History | Reduced | 31,445 | 236 | 0.03% | 0.04% | 101 | -4,015 | -11.32% | Q1 2026 | May 13, 2026 |
| HBK Sorce Advisory LLC | History | No change | 30,119 | 226 | 0.0% | 0.01% | 102 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| BLUELINE ADVISORS LLC | History | Added to | 29,524 | 223 | 0.17% | 0.08% | 103 | +17,656 | 148.77% | Q1 2026 | Apr 07, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 29,336 | 220 | 0.0% | 0.0% | 104 | -204 | -0.69% | Q1 2026 | May 05, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Added to | 28,572 | 214 | 0.0% | 0.0% | 105 | +6,602 | 30.05% | Q1 2026 | May 15, 2026 |
| Savvy Advisors, Inc. | History | Reduced | 28,452 | 213 | 0.01% | 0.01% | 106 | -14,251 | -33.37% | Q1 2026 | May 11, 2026 |
| SHEETS SMITH WEALTH MANAGEMENT | History | No change | 26,010 | 195 | 0.02% | 0.02% | 107 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| Beacon Pointe Advisors, LLC | History | Reduced | 25,248 | 189 | 0.0% | 0.0% | 108 | -1,625 | -6.05% | Q1 2026 | May 15, 2026 |
| Centurion Wealth Management LLC | History | No change | 23,924 | 179 | 0.04% | 0.04% | 109 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| Next Capital Management LLC | History | Reduced | 23,402 | 175 | 0.05% | 0.07% | 110 | -6,456 | -21.62% | Q1 2026 | May 07, 2026 |
| FIFTH THIRD BANCORP | History | New | 23,187 | 174 | 0.0% | — | 111 | +23,187 | New | Q1 2026 | May 01, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 21,835 | 164 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Shulman DeMeo Asset Management LLC | History | Reduced | 21,269 | 159 | 0.03% | 0.04% | 113 | -370 | -1.71% | Q1 2026 | Apr 09, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 20,312 | 152 | 0.0% | 0.0% | 114 | -2,664 | -11.59% | Q1 2026 | May 05, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Reduced | 19,985 | 150 | 0.01% | 0.01% | 115 | -81 | -0.4% | Q1 2026 | Apr 15, 2026 |
| Grove Bank & Trust | History | No change | 20,000 | 150 | 0.02% | 0.02% | 116 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| COMERICA BANK | History | No change | 18,382 | 143 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| ACCREDITED INVESTOR SERVICES, LLC | History | Reduced | 18,978 | 142 | 0.09% | 0.12% | 118 | -4,766 | -20.07% | Q1 2026 | Apr 21, 2026 |
| Investment Advisory Group, LLC | History | No change | 17,984 | 135 | 0.03% | 0.04% | 119 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 18,038 | 132 | 0.0% | 0.0% | 120 | -21,035 | -53.84% | Q1 2026 | Apr 08, 2026 |
| Snowden Capital Advisors LLC | History | New | 17,453 | 132 | 0.0% | — | 122 | +17,453 | New | Q1 2026 | May 14, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 17,826 | 132 | 0.0% | 0.0% | 121 | +631 | 3.67% | Q1 2026 | Apr 07, 2026 |
| Keyes, Stange & Wooten Wealth Management, LLC | History | No change | 17,321 | 130 | 0.06% | 0.06% | 123 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Quadcap Wealth Management, LLC | History | Reduced | 16,954 | 127 | 0.01% | 0.02% | 124 | -8,709 | -33.94% | Q1 2026 | May 15, 2026 |
| Camelot Portfolios, LLC | History | No change | 16,550 | 124 | 0.09% | 0.08% | 125 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Advisory Advocates, LLC | History | No change | 16,534 | 124 | 0.13% | 0.13% | 126 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | New | 16,480 | 123 | 0.0% | — | 128 | +16,480 | New | Q1 2026 | May 15, 2026 |
| NWF Advisory Services Inc. | History | Reduced | 16,449 | 123 | 0.01% | 0.02% | 127 | -12,500 | -43.18% | Q1 2026 | May 04, 2026 |
| Fund Advisors of America Inc/FL | History | Reduced | 15,905 | 119 | 0.12% | 0.17% | 129 | -7,489 | -32.01% | Q1 2026 | May 13, 2026 |
| Mariner, LLC | History | Reduced | 15,728 | 114 | 0.0% | 0.0% | 130 | -6,632 | -29.66% | Q1 2026 | May 13, 2026 |
| Merit Financial Group, LLC | History | Reduced | 15,270 | 114 | 0.0% | 0.0% | 131 | -4,038 | -20.91% | Q1 2026 | Apr 15, 2026 |
| Summit Financial, LLC | History | Added to | 14,986 | 113 | 0.0% | 0.0% | 132 | +535 | 3.7% | Q1 2026 | May 15, 2026 |
| Compound Planning, Inc. | History | Added to | 14,653 | 110 | 0.0% | 0.0% | 134 | +2,039 | 16.16% | Q1 2026 | May 14, 2026 |
| Stratos Wealth Advisors, LLC | History | Added to | 14,686 | 110 | 0.01% | 0.01% | 133 | +316 | 2.2% | Q1 2026 | Apr 28, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 14,492 | 108 | 0.0% | 0.0% | 135 | -27,463 | -65.46% | Q1 2026 | May 15, 2026 |
| QSV Equity Investors LLC | History | No change | 13,184 | 103 | 0.15% | 0.15% | 136 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Hunter Perkins Capital Management, LLC | History | New | 13,184 | 100 | 0.02% | — | 138 | +13,184 | New | Q1 2026 | May 12, 2026 |
| Concorde Asset Management, LLC | History | No change | 12,793 | 100 | 0.04% | 0.04% | 137 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Burford Brothers, Inc. | History | No change | 13,070 | 98 | 0.04% | 0.04% | 139 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Investment Management Trust, LLC | History | New | 13,020 | 97 | 0.09% | — | 141 | +13,020 | New | Q1 2026 | Apr 24, 2026 |
| ProVise Management Group, LLC | History | Reduced | 12,970 | 97 | 0.01% | 0.01% | 140 | -1,238 | -8.71% | Q1 2026 | May 06, 2026 |
| Bank of New York Mellon Corp | History | New | 12,893 | 96 | 0.0% | — | 142 | +12,893 | New | Q1 2026 | May 05, 2026 |
| Virtu Financial LLC | History | Reduced | 12,694 | 95 | 0.0% | 0.03% | 144 | -84,246 | -86.91% | Q1 2026 | May 14, 2026 |
| PARK AVENUE SECURITIES LLC | History | Reduced | 12,624 | 95 | 0.0% | 0.0% | 143 | -5,276 | -29.47% | Q1 2026 | Apr 07, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Added to | 12,747 | 95 | 0.0% | 0.0% | 145 | +295 | 2.37% | Q1 2026 | May 14, 2026 |
| MGB Wealth Management, LLC | History | No change | 12,193 | 95 | 0.03% | 0.03% | 146 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 12,436 | 94 | 0.0% | 0.0% | 147 | -2,710 | -17.89% | Q1 2026 | Apr 21, 2026 |
| OpenArc Corporate Advisory, LLC | History | Added to | 12,487 | 93 | 0.0% | 0.0% | 148 | +2,285 | 22.4% | Q1 2026 | May 11, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Reduced | 12,133 | 91 | 0.01% | 0.01% | 150 | -3,126 | -20.49% | Q1 2026 | May 11, 2026 |
| Chicago Partners Investment Group LLC | History | Added to | 12,190 | 91 | 0.0% | 0.0% | 149 | +142 | 1.18% | Q1 2026 | May 04, 2026 |
| Western Wealth Management, LLC | History | New | 11,974 | 90 | 0.0% | — | 151 | +11,974 | New | Q1 2026 | May 19, 2026 |
| GM Advisory Group, LLC | History | No change | 11,950 | 89 | 0.0% | 0.0% | 152 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Wealth Alliance Advisory Group, LLC | History | No change | 11,741 | 88 | 0.01% | 0.02% | 153 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| WESTBOURNE INVESTMENTS, INC. | History | No change | 11,650 | 87 | 0.04% | 0.04% | 154 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 11,273 | 84 | 0.0% | 0.0% | 155 | +10,507 | 1371.67% | Q1 2026 | May 07, 2026 |
| M.E. ALLISON & CO., INC. | History | No change | 10,788 | 81 | 0.05% | 0.06% | 156 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| Creative Planning | History | New | 10,494 | 78 | 0.0% | — | 160 | +10,494 | New | Q1 2026 | May 12, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 10,416 | 78 | 0.0% | 0.0% | 157 | -6,024 | -36.64% | Q1 2026 | Apr 28, 2026 |
| Z3 Capital Partners, LLC | History | Reduced | 10,462 | 78 | 0.02% | 0.02% | 159 | -2,412 | -18.74% | Q1 2026 | May 07, 2026 |
| IEQ CAPITAL, LLC | History | No change | 10,378 | 78 | 0.0% | 0.0% | 158 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Samalin Investment Counsel, LLC | History | Added to | 10,328 | 77 | 0.03% | 0.03% | 161 | +206 | 2.04% | Q1 2026 | Apr 22, 2026 |
| Cassaday & Co Wealth Management LLC | History | New | 5,400 | 40 | 0.0% | — | 162 | +5,400 | New | Q1 2026 | May 07, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 5,214 | 39 | 0.0% | 0.0% | 163 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Global Wealth Strategies & Associates | History | No change | 4,850 | 36 | 0.01% | 0.01% | 164 | 0 | 0.0% | Q1 2026 | Apr 03, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 4,718 | 35 | 0.0% | 0.0% | 165 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Greykasell Wealth Strategies, Inc. | History | No change | 3,170 | 23 | 0.01% | 0.01% | 166 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Allworth Financial LP | History | Reduced | 2,897 | 21 | 0.0% | 0.0% | 167 | -2,022 | -41.11% | Q1 2026 | May 14, 2026 |
| WPG Advisers, LLC | History | Reduced | 2,871 | 21 | 0.02% | 0.02% | 168 | -1,039 | -26.57% | Q1 2026 | Apr 29, 2026 |
| BOKF, NA | History | No change | 2,376 | 17 | 0.0% | 0.0% | 169 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| BARRETT & COMPANY, INC. | History | No change | 2,128 | 16 | 0.01% | 0.01% | 170 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| CoreFirst Bank & Trust | History | No change | 2,076 | 16 | 0.01% | 0.01% | 171 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | No change | 2,100 | 15 | 0.01% | 0.01% | 172 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| TD Waterhouse Canada Inc. | History | No change | 2,000 | 14 | 0.0% | 0.0% | 173 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | Added to | 1,827 | 13 | 0.0% | 0.0% | 174 | +39 | 2.18% | Q1 2026 | May 07, 2026 |
| Bogart Wealth, LLC | History | No change | 1,578 | 11 | 0.0% | 0.0% | 175 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| FNY Investment Advisers, LLC | History | New | 1,200 | 9 | 0.0% | — | 176 | +1,200 | New | Q1 2026 | Apr 15, 2026 |
| MAI Capital Management | History | No change | 1,000 | 7 | 0.0% | 0.0% | 177 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| CWM, LLC | History | Reduced | 866 | 6 | 0.0% | 0.0% | 178 | -3,824 | -81.54% | Q1 2026 | May 14, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | New | 726 | 5 | 0.0% | — | 179 | +726 | New | Q1 2026 | Apr 28, 2026 |
| NBC SECURITIES, INC. | History | No change | 550 | 4 | 0.0% | 0.0% | 180 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Geneos Wealth Management Inc. | History | No change | 612 | 4 | 0.0% | 0.0% | 181 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 500 | 3 | 0.0% | 0.0% | 182 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 500 | 3 | 0.0% | 0.0% | 183 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 377 | 2 | 0.0% | — | 185 | +377 | New | Q1 2026 | May 15, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | No change | 300 | 2 | 0.0% | 0.0% | 184 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| SIGNATUREFD, LLC | History | Added to | 150 | 1 | 0.0% | 0.0% | 186 | +4 | 2.74% | Q1 2026 | Apr 07, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 1.03% | — | -2,772,908 | -100.0% | Q1 2026 | May 15, 2026 |
| MARINER INVESTMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.29% | — | -633,488 | -100.0% | Q1 2026 | May 05, 2026 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.07% | — | -372,650 | -100.0% | Q1 2026 | Apr 23, 2026 |
| Pathstone Holdings, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -279,508 | -100.0% | Q1 2026 | May 11, 2026 |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.35% | — | -252,524 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Marex Group plc | History | Closed out | 0 | 0 | — | 0.01% | — | -209,907 | -100.0% | Q1 2026 | May 13, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -194,749 | -100.0% | Q1 2026 | May 15, 2026 |
| TWO SIGMA SECURITIES, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -47,939 | -100.0% | Q1 2026 | May 15, 2026 |
| TrueMark Investments, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -47,308 | -100.0% | Q1 2026 | Apr 20, 2026 |
| DIVERSIFY WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -29,201 | -100.0% | Q1 2026 | May 01, 2026 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -29,181 | -100.0% | Q1 2026 | May 14, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -27,158 | -100.0% | Q1 2026 | May 15, 2026 |
| M Holdings Securities, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -25,881 | -100.0% | Q1 2026 | May 12, 2026 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -21,849 | -100.0% | Q1 2026 | May 14, 2026 |
| MISSION WEALTH MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -16,287 | -100.0% | Q1 2026 | May 15, 2026 |
| CULLEN/FROST BANKERS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -15,000 | -100.0% | Q1 2026 | May 05, 2026 |
| Vident Advisory, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,975 | -100.0% | Q1 2026 | May 14, 2026 |
| MML INVESTORS SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,477 | -100.0% | Q1 2026 | May 04, 2026 |
| Icon Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,625 | -100.0% | Q1 2026 | May 12, 2026 |
| BFSG, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,636 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Wealth Preservation Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -965 | -100.0% | Q1 2026 | May 15, 2026 |
| Quattro Advisors LLC | History | Closed out | 0 | 0 | — | — | — | -116 | -100.0% | Q1 2026 | May 14, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 16 | 0 | — | — | — | +3 | 23.08% | Q1 2026 | May 15, 2026 |
| DV Trading LLC | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q1 2026 | May 15, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |