NUVEEN FLOATING RATE INCOME FUND - JFR
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 6,459,306 | 50,576 | 0.0% | 0.0% | 1 | -889,696 | -12.11% | Q4 2025 | Feb 13, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | Reduced | 4,577,665 | 35,843 | 43.95% | 0.88% | 2 | -747,722 | -14.04% | Q4 2025 | Feb 25, 2026 |
| Invesco Ltd. | History | Added to | 2,924,669 | 22,900 | 0.0% | 0.0% | 3 | +114,637 | 4.08% | Q4 2025 | Feb 19, 2026 |
| LPL Financial LLC | History | Reduced | 2,903,381 | 22,733 | 0.01% | 0.01% | 4 | -245,859 | -7.81% | Q4 2025 | Feb 11, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | New | 2,772,908 | 21,711 | 1.03% | — | 5 | +2,772,908 | New | Q4 2025 | Feb 17, 2026 |
| Penserra Capital Management LLC | History | Added to | 2,524,701 | 19,768 | 0.23% | 0.22% | 6 | +233,705 | 10.2% | Q4 2025 | Feb 12, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 2,194,941 | 17,186 | 0.12% | 0.13% | 7 | +25,799 | 1.19% | Q4 2025 | Feb 17, 2026 |
| Congress Park Capital LLC | History | Reduced | 2,184,758 | 17,106 | 5.11% | 7.01% | 8 | -574,174 | -20.81% | Q4 2025 | Jan 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 2,059,805 | 16,128 | 0.0% | 0.0% | 9 | -513,403 | -19.95% | Q4 2025 | Feb 17, 2026 |
| ICON ADVISERS INC/CO | History | Added to | 1,697,471 | 13,291 | 2.87% | 1.02% | 10 | +1,129,288 | 198.75% | Q4 2025 | Feb 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 1,616,253 | 12,655 | 0.0% | 0.0% | 11 | +990,177 | 158.16% | Q4 2025 | Feb 13, 2026 |
| Cyndeo Wealth Partners, LLC | History | Reduced | 1,530,270 | 11,982 | 0.65% | 0.79% | 12 | -210,700 | -12.1% | Q4 2025 | Jan 07, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 1,406,791 | 11,015 | 0.18% | 0.19% | 13 | +35,753 | 2.61% | Q4 2025 | Feb 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 1,382,994 | 10,828 | 0.0% | 0.0% | 14 | +44,211 | 3.3% | Q4 2025 | Feb 18, 2026 |
| Logan Stone Capital, LLC | History | Added to | 1,282,748 | 10,043 | 2.48% | 0.4% | 15 | +1,175,526 | 1096.35% | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 1,100,141 | 8,613 | 0.0% | — | 16 | +1,100,141 | New | Q4 2025 | Feb 17, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Added to | 1,003,705 | 7,859 | 0.01% | 0.0% | 17 | +840,129 | 513.6% | Q4 2025 | Feb 17, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Reduced | 876,956 | 6,866 | 2.32% | 3.61% | 18 | -410,897 | -31.91% | Q4 2025 | Feb 13, 2026 |
| COHEN & STEERS, INC. | History | No change | 853,263 | 6,681 | 0.01% | 0.01% | 19 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| UBS Group AG | History | Reduced | 822,484 | 6,440 | 0.0% | 0.0% | 20 | -166,277 | -16.82% | Q4 2025 | Jan 29, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 767,291 | 6,008 | 0.0% | 0.0% | 21 | +56,513 | 7.95% | Q4 2025 | Feb 17, 2026 |
| Kanen Wealth Management LLC | History | Added to | 767,434 | 6,004 | 1.82% | 1.39% | 22 | +259,534 | 51.1% | Q4 2025 | Feb 18, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 760,513 | 5,954 | 0.01% | 0.01% | 23 | -127,089 | -14.32% | Q4 2025 | Mar 16, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 736,691 | 5,768 | 0.0% | 0.0% | 24 | +95,164 | 14.83% | Q4 2025 | Feb 10, 2026 |
| Ethos Financial Group, LLC | History | Reduced | 646,392 | 5,061 | 0.37% | 0.44% | 25 | -45,553 | -6.58% | Q4 2025 | Jan 20, 2026 |
| MARINER INVESTMENT GROUP LLC | History | Reduced | 633,488 | 4,960 | 0.29% | 5.58% | 26 | -1,623,706 | -71.93% | Q4 2025 | Feb 25, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 546,411 | 4,278 | 0.0% | 0.0% | 27 | +384,452 | 237.38% | Q4 2025 | Feb 12, 2026 |
| 1607 Capital Partners, LLC | History | New | 490,669 | 3,841 | 0.26% | — | 28 | +490,669 | New | Q4 2025 | Feb 17, 2026 |
| Coastal Bridge Advisors, LLC | History | Reduced | 453,828 | 3,553 | 0.26% | 0.33% | 29 | -80,941 | -15.14% | Q4 2025 | Feb 18, 2026 |
| Cetera Investment Advisers | History | Reduced | 390,781 | 3,059 | 0.0% | 0.0% | 30 | -3,415 | -0.87% | Q4 2025 | Feb 17, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 372,650 | 2,917 | 0.07% | 0.06% | 31 | +2,314 | 0.62% | Q4 2025 | Feb 11, 2026 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | Added to | 364,140 | 2,851 | 0.21% | 0.15% | 32 | +108,617 | 42.51% | Q4 2025 | Feb 13, 2026 |
| GraniteShares Advisors LLC | History | Added to | 345,204 | 2,702 | 1.64% | 1.61% | 33 | +4,980 | 1.46% | Q4 2025 | Jan 27, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 321,751 | 2,519 | 0.0% | 0.0% | 34 | -5,937 | -1.81% | Q4 2025 | Feb 12, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 306,123 | 2,396 | 0.0% | 0.01% | 35 | -308,197 | -50.17% | Q4 2025 | Feb 13, 2026 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | New | 289,182 | 2,271 | 0.26% | — | 36 | +289,182 | New | Q4 2025 | Jan 28, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 287,145 | 2,248 | 0.02% | 0.0% | 37 | +220,522 | 331.0% | Q4 2025 | Feb 02, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 283,097 | 2,216 | 0.15% | 0.19% | 38 | +616 | 0.22% | Q4 2025 | Feb 03, 2026 |
| Pathstone Holdings, LLC | History | New | 279,508 | 2,188 | 0.01% | — | 39 | +279,508 | New | Q4 2025 | Feb 13, 2026 |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | History | Added to | 252,524 | 1,977 | 0.35% | 0.38% | 40 | +13,746 | 5.76% | Q4 2025 | Feb 06, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | New | 251,194 | 1,966 | 0.13% | — | 41 | +251,194 | New | Q4 2025 | Feb 13, 2026 |
| Capital Investment Advisors, LLC | History | Reduced | 235,922 | 1,847 | 0.03% | 0.03% | 42 | -11,854 | -4.78% | Q4 2025 | Jan 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 216,894 | 1,698 | 0.0% | 0.0% | 43 | -15,239 | -6.56% | Q4 2025 | Feb 17, 2026 |
| Marex Group plc | History | Added to | 209,907 | 1,643 | 0.01% | 0.0% | 44 | +188,407 | 876.31% | Q4 2025 | Feb 12, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 194,749 | 1,524 | 0.01% | 0.01% | 45 | -9,497 | -4.65% | Q4 2025 | Feb 18, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 190,349 | 1,490 | 0.0% | 0.01% | 46 | -45,985 | -19.46% | Q4 2025 | Feb 05, 2026 |
| Aviance Capital Partners, LLC | History | Added to | 184,842 | 1,447 | 0.17% | 0.17% | 47 | +9,188 | 5.23% | Q4 2025 | Feb 06, 2026 |
| CHOREO, LLC | History | Added to | 156,340 | 1,232 | 0.02% | 0.02% | 48 | +2,033 | 1.32% | Q4 2025 | Jan 23, 2026 |
| RFG Advisory, LLC | History | Reduced | 146,934 | 1,150 | 0.02% | 0.04% | 49 | -94,607 | -39.17% | Q4 2025 | Feb 03, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Reduced | 128,919 | 1,009 | 0.04% | 0.05% | 50 | -14,554 | -10.14% | Q4 2025 | Feb 17, 2026 |
| XTX Topco Ltd | History | New | 126,761 | 992 | 0.03% | — | 51 | +126,761 | New | Q4 2025 | Feb 17, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 123,969 | 970 | 0.02% | 0.02% | 52 | +17,019 | 15.91% | Q4 2025 | Feb 09, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Added to | 119,828 | 938 | 0.0% | 0.0% | 53 | +9,326 | 8.44% | Q4 2025 | Feb 05, 2026 |
| HORIZON KINETICS ASSET MANAGEMENT LLC | History | Reduced | 119,308 | 934 | 0.01% | 0.01% | 54 | -650 | -0.54% | Q4 2025 | Feb 11, 2026 |
| Almitas Capital LLC | History | New | 117,948 | 923 | 0.2% | — | 55 | +117,948 | New | Q4 2025 | Feb 17, 2026 |
| Advisory Services Network, LLC | History | Added to | 116,434 | 911 | 0.01% | 0.01% | 56 | +7,849 | 7.23% | Q4 2025 | Feb 17, 2026 |
| Quarry LP | History | New | 115,372 | 903 | 0.14% | — | 57 | +115,372 | New | Q4 2025 | Feb 13, 2026 |
| Shaker Financial Services, LLC | History | Added to | 113,966 | 892 | 0.28% | 0.25% | 58 | +27,285 | 31.48% | Q4 2025 | Jan 26, 2026 |
| HighTower Advisors, LLC | History | Added to | 109,377 | 856 | 0.0% | 0.0% | 59 | +79,843 | 270.34% | Q4 2025 | Feb 06, 2026 |
| MELFA WEALTH MANAGEMENT, INC. | History | Reduced | 107,219 | 839 | 0.48% | 0.51% | 60 | -15 | -0.01% | Q4 2025 | Jan 16, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 100,225 | 785 | 0.0% | 0.0% | 61 | +1,199 | 1.21% | Q4 2025 | Feb 11, 2026 |
| Sigma Planning Corp | History | Added to | 97,963 | 768 | 0.02% | 0.02% | 62 | +8,009 | 8.9% | Q4 2025 | Jan 30, 2026 |
| Virtu Financial LLC | History | Added to | 96,940 | 759 | 0.03% | 0.01% | 63 | +73,983 | 322.27% | Q4 2025 | Feb 23, 2026 |
| CastleKnight Management LP | History | New | 87,400 | 684 | 0.02% | — | 64 | +87,400 | New | Q4 2025 | Feb 17, 2026 |
| Kovack Advisors, Inc. | History | Added to | 86,835 | 679 | 0.03% | 0.03% | 65 | +51,931 | 148.78% | Q4 2025 | Feb 17, 2026 |
| Virtus Investment Advisers, LLC | History | Reduced | 86,463 | 677 | 0.18% | 0.26% | 66 | -23,248 | -21.19% | Q4 2025 | Feb 17, 2026 |
| FIRST TRUST ADVISORS LP | History | Reduced | 85,208 | 667 | 0.0% | 0.0% | 67 | -8,599 | -9.17% | Q4 2025 | Feb 13, 2026 |
| Blackhawk Capital Partners, LLC | History | Reduced | 84,720 | 663 | 0.25% | 0.28% | 68 | -2,139 | -2.46% | Q4 2025 | Feb 04, 2026 |
| Yakira Capital Management, Inc. | History | No change | 79,506 | 622 | 0.21% | 0.23% | 69 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| ROBINSON CAPITAL MANAGEMENT, LLC | History | Added to | 73,895 | 578 | 0.24% | 0.26% | 70 | +13,415 | 22.18% | Q4 2025 | Feb 13, 2026 |
| GILL CAPITAL PARTNERS, LLC | History | Reduced | 69,953 | 547 | 0.17% | 0.2% | 71 | -8,534 | -10.87% | Q4 2025 | Feb 10, 2026 |
| Seelaus Asset Management LLC | History | Added to | 69,593 | 544 | 0.43% | 0.45% | 72 | +223 | 0.32% | Q4 2025 | Feb 04, 2026 |
| Gladstone Institutional Advisory LLC | History | Reduced | 68,455 | 536 | 0.02% | 0.02% | 73 | -5,425 | -7.34% | Q4 2025 | Feb 17, 2026 |
| Edgemoor Investment Advisors, Inc. | History | No change | 68,421 | 535 | 0.04% | 0.04% | 74 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 65,484 | 512 | 0.0% | 0.0% | 75 | -14,857 | -18.49% | Q4 2025 | Feb 13, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 64,428 | 504 | 0.0% | 0.0% | 76 | +33,602 | 109.01% | Q4 2025 | Feb 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 57,915 | 453 | 0.0% | 0.0% | 77 | +110 | 0.19% | Q4 2025 | Feb 12, 2026 |
| &PARTNERS | History | Added to | 57,816 | 452 | 0.0% | 0.0% | 78 | +8,977 | 18.38% | Q4 2025 | Feb 17, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 55,504 | 434 | 0.01% | 0.01% | 79 | -40,037 | -41.91% | Q4 2025 | Feb 02, 2026 |
| Collar Capital Management, LLC | History | Reduced | 54,383 | 425 | 0.28% | 0.32% | 80 | -1,200 | -2.16% | Q4 2025 | Feb 10, 2026 |
| WORLD EQUITY GROUP, INC. | History | Added to | 48,953 | 383 | 0.11% | 0.08% | 81 | +4,680 | 10.57% | Q4 2025 | Jan 12, 2026 |
| TWO SIGMA SECURITIES, LLC | History | New | 47,939 | 375 | 0.05% | — | 82 | +47,939 | New | Q4 2025 | Feb 17, 2026 |
| Global Retirement Partners, LLC | History | Added to | 47,402 | 371 | 0.01% | 0.0% | 83 | +45,357 | 2217.95% | Q4 2025 | Feb 06, 2026 |
| TrueMark Investments, LLC | History | New | 47,308 | 370 | 0.07% | — | 84 | +47,308 | New | Q4 2025 | Jan 14, 2026 |
| Koshinski Asset Management, Inc. | History | Reduced | 45,771 | 358 | 0.02% | 0.03% | 85 | -8,000 | -14.88% | Q4 2025 | Feb 03, 2026 |
| Fortitude Advisory Group L.L.C. | History | Added to | 45,781 | 358 | 0.15% | 0.19% | 86 | +3,094 | 7.25% | Q4 2025 | Feb 13, 2026 |
| Coquina Private Wealth LLC | History | New | 45,450 | 355 | 0.28% | — | 87 | +45,450 | New | Q4 2025 | Jan 29, 2026 |
| Spire Wealth Management | History | No change | 43,500 | 340 | 0.01% | 0.01% | 88 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| CONNING INC. | History | No change | 43,050 | 337 | 0.01% | 0.01% | 89 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Private Advisor Group, LLC | History | Added to | 43,030 | 336 | 0.0% | 0.0% | 90 | +15,217 | 54.71% | Q4 2025 | Feb 17, 2026 |
| Savvy Advisors, Inc. | History | New | 42,703 | 334 | 0.01% | — | 91 | +42,703 | New | Q4 2025 | Jan 20, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 41,955 | 328 | 0.0% | 0.0% | 92 | +17,836 | 73.95% | Q4 2025 | Feb 17, 2026 |
| CoreCap Advisors, LLC | History | Added to | 40,981 | 320 | 0.01% | 0.01% | 93 | +136 | 0.33% | Q4 2025 | Jan 13, 2026 |
| ORG Partners LLC | History | Added to | 40,809 | 319 | 0.06% | 0.06% | 94 | +768 | 1.92% | Q4 2025 | Jan 14, 2026 |
| RVW Wealth, LLC | History | No change | 40,349 | 315 | 0.02% | 0.03% | 95 | 0 | 0.0% | Q4 2025 | Jan 12, 2026 |
| Cerity Partners LLC | History | Reduced | 39,826 | 311 | 0.0% | 0.0% | 96 | -95 | -0.24% | Q4 2025 | Feb 11, 2026 |
| Concurrent Investment Advisors, LLC | History | Reduced | 39,528 | 309 | 0.0% | 0.01% | 97 | -625 | -1.56% | Q4 2025 | Jan 29, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 39,073 | 308 | 0.0% | 0.0% | 98 | -29,589 | -43.09% | Q4 2025 | Jan 08, 2026 |
| NOMURA HOLDINGS INC | History | New | 37,375 | 292 | 0.0% | — | 99 | +37,375 | New | Q4 2025 | Feb 17, 2026 |
| E&G Advisors, LP | History | Reduced | 36,329 | 284 | 0.06% | 0.07% | 100 | -790 | -2.13% | Q4 2025 | Jan 23, 2026 |
| CALTON & ASSOCIATES, INC. | History | Reduced | 35,460 | 277 | 0.04% | 0.05% | 101 | -5,800 | -14.06% | Q4 2025 | Feb 10, 2026 |
| Closed-End Fund Advisors, Inc. | History | New | 32,464 | 254 | 0.15% | — | 102 | +32,464 | New | Q4 2025 | Feb 11, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 30,893 | 241 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| HBK Sorce Advisory LLC | History | Reduced | 30,119 | 233 | 0.01% | 0.01% | 104 | -776 | -2.51% | Q4 2025 | Feb 09, 2026 |
| Next Capital Management LLC | History | Added to | 29,858 | 233 | 0.07% | 0.08% | 105 | +69 | 0.23% | Q4 2025 | Feb 11, 2026 |
| DIVERSIFY WEALTH MANAGEMENT, LLC | History | No change | 29,201 | 233 | 0.01% | 0.01% | 106 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 29,540 | 231 | 0.0% | 0.0% | 107 | -2,108 | -6.66% | Q4 2025 | Jan 29, 2026 |
| StoneX Group Inc. | History | New | 29,181 | 228 | 0.01% | — | 108 | +29,181 | New | Q4 2025 | Feb 12, 2026 |
| NWF Advisory Services Inc. | History | Reduced | 28,949 | 226 | 0.02% | 0.04% | 109 | -16,115 | -35.76% | Q4 2025 | Mar 03, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 27,158 | 212 | 0.0% | 0.0% | 110 | +8,483 | 45.42% | Q4 2025 | Feb 17, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 26,873 | 210 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| M Holdings Securities, Inc. | History | New | 25,881 | 203 | 0.01% | — | 113 | +25,881 | New | Q4 2025 | Feb 11, 2026 |
| SHEETS SMITH WEALTH MANAGEMENT | History | Reduced | 26,010 | 203 | 0.02% | 0.03% | 112 | -10,000 | -27.77% | Q4 2025 | Jan 20, 2026 |
| Quadcap Wealth Management, LLC | History | No change | 25,663 | 200 | 0.02% | 0.02% | 114 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Centurion Wealth Management LLC | History | No change | 23,924 | 187 | 0.04% | 0.04% | 115 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| ACCREDITED INVESTOR SERVICES, LLC | History | Added to | 23,744 | 185 | 0.12% | 0.13% | 116 | +180 | 0.76% | Q4 2025 | Feb 09, 2026 |
| Fund Advisors of America Inc/FL | History | New | 23,394 | 183 | 0.17% | — | 117 | +23,394 | New | Q4 2025 | Mar 13, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 22,976 | 179 | 0.0% | 0.0% | 118 | -5,211 | -18.49% | Q4 2025 | Jan 29, 2026 |
| Mariner, LLC | History | Reduced | 22,360 | 175 | 0.0% | 0.0% | 119 | -7,739 | -25.71% | Q4 2025 | Feb 13, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Reduced | 21,970 | 172 | 0.0% | 0.0% | 120 | -8,011 | -26.72% | Q4 2025 | Feb 18, 2026 |
| HRT FINANCIAL LP | History | New | 21,849 | 171 | 0.0% | — | 121 | +21,849 | New | Q4 2025 | Feb 12, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 21,835 | 170 | 0.0% | 0.0% | 122 | +3,196 | 17.15% | Q4 2025 | Feb 17, 2026 |
| Shulman DeMeo Asset Management LLC | History | No change | 21,639 | 169 | 0.04% | 0.04% | 123 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Reduced | 20,066 | 157 | 0.01% | 0.01% | 124 | -4,058 | -16.82% | Q4 2025 | Jan 26, 2026 |
| Grove Bank & Trust | History | No change | 20,000 | 156 | 0.02% | 0.02% | 125 | 0 | 0.0% | Q4 2025 | Jan 08, 2026 |
| Merit Financial Group, LLC | History | Added to | 19,308 | 151 | 0.0% | 0.0% | 126 | +289 | 1.52% | Q4 2025 | Jan 26, 2026 |
| COMERICA BANK | History | Added to | 18,382 | 143 | 0.0% | 0.0% | 127 | +964 | 5.53% | Q4 2025 | Jan 29, 2026 |
| PARK AVENUE SECURITIES LLC | History | Added to | 17,900 | 140 | 0.0% | 0.0% | 128 | +60 | 0.34% | Q4 2025 | Jan 05, 2026 |
| Investment Advisory Group, LLC | History | Reduced | 17,984 | 140 | 0.04% | 0.04% | 129 | -17 | -0.09% | Q4 2025 | Jan 23, 2026 |
| Keyes, Stange & Wooten Wealth Management, LLC | History | New | 17,321 | 135 | 0.06% | — | 130 | +17,321 | New | Q4 2025 | Feb 10, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 17,195 | 134 | 0.0% | 0.0% | 131 | +2,168 | 14.43% | Q4 2025 | Jan 23, 2026 |
| Camelot Portfolios, LLC | History | No change | 16,550 | 129 | 0.08% | 0.08% | 132 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 16,440 | 128 | 0.0% | 0.0% | 133 | -3,844 | -18.95% | Q4 2025 | Jan 20, 2026 |
| MISSION WEALTH MANAGEMENT, LP | History | Reduced | 16,287 | 127 | 0.0% | 0.0% | 134 | -9,866 | -37.72% | Q4 2025 | Feb 05, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 15,259 | 119 | 0.01% | — | 136 | +15,259 | New | Q4 2025 | Feb 13, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 15,146 | 119 | 0.0% | 0.01% | 135 | -5,982 | -28.31% | Q4 2025 | Feb 12, 2026 |
| Vident Advisory, LLC | History | New | 14,975 | 117 | 0.0% | — | 138 | +14,975 | New | Q4 2025 | Feb 18, 2026 |
| CULLEN/FROST BANKERS, INC. | History | No change | 15,000 | 117 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Summit Financial, LLC | History | Added to | 14,451 | 113 | 0.0% | 0.0% | 139 | +152 | 1.06% | Q4 2025 | Feb 13, 2026 |
| Stratos Wealth Advisors, LLC | History | Added to | 14,370 | 112 | 0.01% | 0.01% | 140 | +598 | 4.34% | Q4 2025 | Jan 20, 2026 |
| ProVise Management Group, LLC | History | Reduced | 14,208 | 111 | 0.01% | 0.01% | 141 | -986 | -6.49% | Q4 2025 | Jan 29, 2026 |
| QSV Equity Investors LLC | History | No change | 13,184 | 103 | 0.15% | 0.11% | 142 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Burford Brothers, Inc. | History | No change | 13,070 | 102 | 0.04% | 0.05% | 143 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Concorde Asset Management, LLC | History | New | 12,793 | 100 | 0.04% | — | 144 | +12,793 | New | Q4 2025 | Feb 13, 2026 |
| Compound Planning, Inc. | History | New | 12,614 | 98 | 0.0% | — | 145 | +12,614 | New | Q4 2025 | Feb 19, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Reduced | 12,452 | 97 | 0.0% | 0.0% | 147 | -1,913 | -13.32% | Q4 2025 | Feb 13, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 12,477 | 97 | 0.0% | 0.0% | 146 | +411 | 3.41% | Q4 2025 | Feb 13, 2026 |
| Chicago Partners Investment Group LLC | History | Reduced | 12,048 | 96 | 0.0% | 0.0% | 148 | -1,489 | -11.0% | Q4 2025 | Jan 28, 2026 |
| MGB Wealth Management, LLC | History | Added to | 12,193 | 95 | 0.03% | 0.03% | 149 | +502 | 4.29% | Q4 2025 | Feb 17, 2026 |
| GM Advisory Group, LLC | History | No change | 11,950 | 93 | 0.0% | 0.0% | 150 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| BLUELINE ADVISORS LLC | History | New | 11,868 | 92 | 0.08% | — | 151 | +11,868 | New | Q4 2025 | Feb 10, 2026 |
| WESTBOURNE INVESTMENTS, INC. | History | No change | 11,650 | 91 | 0.04% | 0.04% | 152 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| Wealth Alliance Advisory Group, LLC | History | No change | 11,741 | 91 | 0.02% | 0.02% | 153 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| M.E. ALLISON & CO., INC. | History | New | 10,788 | 84 | 0.06% | — | 154 | +10,788 | New | Q4 2025 | Jan 12, 2026 |
| Icon Wealth Advisors, LLC | History | New | 10,625 | 83 | 0.01% | — | 155 | +10,625 | New | Q4 2025 | Feb 13, 2026 |
| IEQ CAPITAL, LLC | History | No change | 10,378 | 81 | 0.0% | 0.0% | 156 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Samalin Investment Counsel, LLC | History | Reduced | 10,122 | 79 | 0.03% | 0.06% | 157 | -12,163 | -54.58% | Q4 2025 | Jan 30, 2026 |
| OpenArc Corporate Advisory, LLC | History | New | 10,202 | 79 | 0.0% | — | 158 | +10,202 | New | Q4 2025 | Feb 13, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 5,214 | 40 | 0.0% | 0.0% | 159 | -1,044 | -16.68% | Q4 2025 | Feb 10, 2026 |
| Allworth Financial LP | History | New | 4,919 | 38 | 0.0% | — | 160 | +4,919 | New | Q4 2025 | Feb 05, 2026 |
| CWM, LLC | History | Added to | 4,690 | 37 | 0.0% | 0.0% | 161 | +3,469 | 284.11% | Q4 2025 | Jan 26, 2026 |
| Global Wealth Strategies & Associates | History | No change | 4,850 | 37 | 0.01% | 0.01% | 162 | 0 | 0.0% | Q4 2025 | Jan 02, 2026 |
| BFSG, LLC | History | New | 4,636 | 36 | 0.0% | — | 164 | +4,636 | New | Q4 2025 | Jan 22, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 4,718 | 36 | 0.0% | 0.0% | 163 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| WPG Advisers, LLC | History | Added to | 3,910 | 30 | 0.02% | 0.02% | 165 | +154 | 4.1% | Q4 2025 | Jan 28, 2026 |
| Greykasell Wealth Strategies, Inc. | History | New | 3,170 | 24 | 0.01% | — | 166 | +3,170 | New | Q4 2025 | Feb 11, 2026 |
| BOKF, NA | History | No change | 2,376 | 18 | 0.0% | 0.0% | 167 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | Added to | 2,100 | 16 | 0.01% | 0.01% | 168 | +1,300 | 162.5% | Q4 2025 | Jan 20, 2026 |
| BARRETT & COMPANY, INC. | History | Reduced | 2,128 | 16 | 0.01% | 0.01% | 169 | -339 | -13.74% | Q4 2025 | Jan 28, 2026 |
| CoreFirst Bank & Trust | History | No change | 2,076 | 16 | 0.01% | 0.01% | 170 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| TD Waterhouse Canada Inc. | History | No change | 2,000 | 15 | 0.0% | 0.0% | 171 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | Added to | 1,788 | 13 | 0.0% | 0.0% | 172 | +75 | 4.38% | Q4 2025 | Feb 12, 2026 |
| Bogart Wealth, LLC | History | No change | 1,578 | 12 | 0.0% | 0.0% | 173 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| MAI Capital Management | History | New | 1,000 | 7 | 0.0% | — | 174 | +1,000 | New | Q4 2025 | Feb 13, 2026 |
| Wealth Preservation Advisors, LLC | History | No change | 965 | 7 | 0.0% | 0.0% | 175 | 0 | 0.0% | Q4 2025 | Feb 23, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 766 | 5 | 0.0% | 0.0% | 176 | -104 | -11.95% | Q4 2025 | Feb 10, 2026 |
| Geneos Wealth Management Inc. | History | Reduced | 612 | 4 | 0.0% | 0.0% | 178 | -750 | -55.07% | Q4 2025 | Jan 28, 2026 |
| NBC SECURITIES, INC. | History | No change | 550 | 4 | 0.0% | 0.0% | 177 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| AMERIFLEX GROUP, INC. | History | New | 500 | 3 | 0.0% | — | 180 | +500 | New | Q4 2025 | Feb 18, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 500 | 3 | 0.0% | 0.0% | 179 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | New | 300 | 2 | 0.0% | — | 181 | +300 | New | Q4 2025 | Feb 09, 2026 |
| SIGNATUREFD, LLC | History | Added to | 146 | 1 | 0.0% | 0.0% | 182 | +6 | 4.29% | Q4 2025 | Jan 20, 2026 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -191,695 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Andrew Hill Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.72% | — | -112,988 | -100.0% | Q3 2025 | Oct 15, 2025 |
| Bramshill Investments, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -109,492 | -100.0% | Q3 2025 | Nov 14, 2025 |
| New England Private Wealth Advisors LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -53,631 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Financial & Tax Architects, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -33,719 | -100.0% | Q3 2025 | Nov 05, 2025 |
| World Investment Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -20,615 | -100.0% | Q3 2025 | Oct 15, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -16,614 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Williams Jones Wealth Management, LLC. | History | Closed out | 0 | 0 | — | 0.0% | — | -15,000 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Trilogy Capital Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -14,967 | -100.0% | Q3 2025 | Oct 24, 2025 |
| Platform Technology Partners | History | Closed out | 0 | 0 | — | 0.03% | — | -14,051 | -100.0% | Q3 2025 | Oct 29, 2025 |
| MGO ONE SEVEN LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,595 | -100.0% | Q3 2025 | Oct 24, 2025 |
| First Heartland Consultants, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -11,280 | -100.0% | Q3 2025 | Nov 10, 2025 |
| CARY STREET PARTNERS FINANCIAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,432 | -100.0% | Q3 2025 | Nov 10, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -7,399 | -100.0% | Q3 2025 | Nov 12, 2025 |
| GPS Wealth Strategies Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,960 | -100.0% | Q3 2025 | Nov 03, 2025 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,000 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Kimelman & Baird, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,823 | -100.0% | Q3 2025 | Nov 25, 2025 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,339 | -100.0% | Q3 2025 | Nov 04, 2025 |
| FNY Investment Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,200 | -100.0% | Q3 2025 | Dec 15, 2025 |
| Crews Bank & Trust | History | Closed out | 0 | 0 | — | 0.0% | — | -676 | -100.0% | Q3 2025 | Oct 22, 2025 |
| Blue Trust, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -540 | -100.0% | Q3 2025 | Oct 16, 2025 |
| Tower Research Capital LLC (TRC) | History | Reduced | 13 | 0 | — | 0.0% | — | -147 | -91.88% | Q4 2025 | Feb 17, 2026 |
| Quattro Advisors LLC | History | New | 116 | 0 | — | — | — | +116 | New | Q4 2025 | Feb 13, 2026 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | — | — | -21 | -100.0% | Q3 2025 | Nov 06, 2025 |
| DV Trading LLC | History | New | 2 | 0 | — | — | — | +2 | New | Q4 2025 | Feb 17, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |