Virtus Equity & Convertible Income Fund - NIE
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | History | Reduced | 961,982 | 23,972 | 0.0% | 0.0% | 1 | -65,631 | -6.39% | Q4 2025 | Feb 13, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 863,318 | 21,513 | 0.36% | 0.37% | 2 | +2,998 | 0.35% | Q4 2025 | Feb 12, 2026 |
| ROYAL BANK OF CANADA | History | New | 571,160 | 14,234 | 0.0% | — | 3 | +571,160 | New | Q4 2025 | Feb 17, 2026 |
| MORGAN STANLEY | History | Reduced | 533,775 | 13,301 | 0.0% | 0.0% | 4 | -3,740 | -0.7% | Q4 2025 | Feb 13, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 479,040 | 11,937 | 0.09% | 0.08% | 5 | +58,661 | 13.95% | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 460,963 | 11,487 | 0.0% | 0.0% | 6 | -5,097 | -1.09% | Q4 2025 | Feb 18, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 401,952 | 10,165 | 0.01% | 0.02% | 7 | +5,959 | 1.5% | Q4 2025 | Jan 08, 2026 |
| Saba Capital Management, L.P. | History | New | 298,200 | 7,431 | 0.22% | — | 8 | +298,200 | New | Q4 2025 | Feb 17, 2026 |
| LPL Financial LLC | History | Added to | 269,945 | 6,727 | 0.0% | 0.0% | 9 | +56,895 | 26.7% | Q4 2025 | Feb 11, 2026 |
| SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC | History | Added to | 216,008 | 5,382 | 1.11% | 1.14% | 10 | +2,299 | 1.08% | Q4 2025 | Feb 09, 2026 |
| UBS Group AG | History | Reduced | 139,661 | 3,480 | 0.0% | 0.0% | 11 | -30,270 | -17.81% | Q4 2025 | Jan 29, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 120,126 | 2,993 | 0.0% | 0.0% | 12 | -6,338 | -5.01% | Q4 2025 | Feb 17, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 113,752 | 2,834 | 0.02% | 0.03% | 13 | -51,721 | -31.26% | Q4 2025 | Feb 02, 2026 |
| Invesco Ltd. | History | Added to | 112,000 | 2,791 | 0.0% | 0.0% | 14 | +5,356 | 5.02% | Q4 2025 | Feb 19, 2026 |
| Cornerstone Advisors, LLC | History | Reduced | 108,972 | 2,715 | 0.09% | 0.19% | 15 | -115,013 | -51.35% | Q4 2025 | Feb 13, 2026 |
| World Investment Advisors | History | Added to | 105,586 | 2,631 | 0.04% | 0.05% | 16 | +8,496 | 8.75% | Q4 2025 | Mar 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 90,270 | 2,249 | 0.0% | 0.0% | 17 | -2,001 | -2.17% | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 83,545 | 2,082 | 0.01% | 0.01% | 18 | +370 | 0.44% | Q4 2025 | Feb 05, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | New | 79,712 | 2,028 | 0.12% | — | 19 | +79,712 | New | Q4 2025 | Feb 17, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 79,938 | 1,992 | 0.01% | 0.01% | 20 | +9,488 | 13.47% | Q4 2025 | Jan 29, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 67,522 | 1,725 | 0.55% | 0.91% | 21 | -37,852 | -35.92% | Q4 2025 | Jan 26, 2026 |
| Allspring Global Investments Holdings, LLC | History | Added to | 67,182 | 1,674 | 0.0% | 0.0% | 22 | +13,817 | 25.89% | Q4 2025 | Jan 15, 2026 |
| OxenFree Capital LLC | History | Added to | 56,643 | 1,411 | 0.74% | 0.79% | 23 | +556 | 0.99% | Q4 2025 | Jan 15, 2026 |
| Capital Investment Advisors, LLC | History | Reduced | 55,732 | 1,388 | 0.02% | 0.02% | 24 | -4,250 | -7.09% | Q4 2025 | Jan 13, 2026 |
| &PARTNERS | History | Added to | 51,997 | 1,295 | 0.01% | 0.0% | 25 | +28,335 | 119.75% | Q4 2025 | Feb 17, 2026 |
| Keystone Financial Group | History | Reduced | 48,613 | 1,211 | 0.09% | 0.09% | 26 | -722 | -1.46% | Q4 2025 | Feb 06, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 46,303 | 1,153 | 0.01% | 0.01% | 27 | -9,111 | -16.44% | Q4 2025 | Feb 13, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 43,780 | 1,090 | 0.0% | 0.0% | 28 | -35,223 | -44.58% | Q4 2025 | Feb 13, 2026 |
| Calamos Advisors LLC | History | Added to | 42,188 | 1,051 | 0.0% | 0.0% | 29 | +25,955 | 159.89% | Q4 2025 | Jan 29, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Added to | 41,520 | 1,034 | 0.04% | 0.02% | 30 | +19,703 | 90.31% | Q4 2025 | Feb 17, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 39,890 | 994 | 0.0% | 0.0% | 31 | +87 | 0.22% | Q4 2025 | Feb 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 35,900 | 894 | 0.0% | 0.0% | 32 | +7,477 | 26.31% | Q4 2025 | Feb 12, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | No change | 35,850 | 893 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 34,123 | 850 | 0.0% | 0.0% | 34 | -6,055 | -15.07% | Q4 2025 | Feb 17, 2026 |
| Stolper Co | History | Added to | 32,642 | 813 | 0.24% | 0.24% | 35 | +719 | 2.25% | Q4 2025 | Jan 12, 2026 |
| Allworth Financial LP | History | New | 31,250 | 778 | 0.0% | — | 36 | +31,250 | New | Q4 2025 | Feb 05, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 31,254 | 778 | 0.0% | 0.0% | 37 | -1,043 | -3.23% | Q4 2025 | Feb 12, 2026 |
| PMG Family Office LLC | History | Reduced | 29,524 | 735 | 0.85% | 0.84% | 38 | -509 | -1.69% | Q4 2025 | Jan 28, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 28,991 | 722 | 0.04% | 0.04% | 39 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Prospera Financial Services Inc | History | Reduced | 27,865 | 694 | 0.01% | 0.01% | 40 | -257 | -0.91% | Q4 2025 | Feb 09, 2026 |
| Cornerstone Wealth Management, LLC | History | Added to | 26,412 | 658 | 0.03% | 0.04% | 41 | +886 | 3.47% | Q4 2025 | Feb 05, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Added to | 25,768 | 642 | 0.02% | 0.02% | 42 | +1,959 | 8.23% | Q4 2025 | Feb 13, 2026 |
| Cetera Investment Advisers | History | Added to | 24,948 | 621 | 0.0% | 0.0% | 43 | +2,867 | 12.98% | Q4 2025 | Feb 17, 2026 |
| TRUIST FINANCIAL CORP | History | No change | 21,570 | 537 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| Centurion Wealth Management LLC | History | No change | 21,509 | 536 | 0.12% | 0.12% | 45 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| David J Yvars Group | History | Added to | 21,136 | 526 | 0.28% | 0.24% | 46 | +3,615 | 20.63% | Q4 2025 | Jan 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 20,430 | 509 | 0.0% | 0.0% | 47 | +1,457 | 7.68% | Q4 2025 | Feb 10, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 18,478 | 460 | 0.0% | 0.0% | 48 | -291 | -1.55% | Q4 2025 | Feb 13, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Reduced | 16,804 | 418 | 0.01% | 0.03% | 49 | -15,012 | -47.18% | Q4 2025 | Jan 14, 2026 |
| CSS LLC/IL | History | Added to | 16,668 | 415 | 0.02% | 0.02% | 50 | +151 | 0.91% | Q4 2025 | Feb 17, 2026 |
| Brick & Kyle, Associates | History | Reduced | 16,476 | 411 | 0.15% | 0.16% | 51 | -369 | -2.19% | Q4 2025 | Feb 13, 2026 |
| PFG Investments, LLC | History | Added to | 14,965 | 372 | 0.02% | 0.02% | 52 | +46 | 0.31% | Q4 2025 | Jan 26, 2026 |
| Institute for Wealth Management, LLC. | History | Reduced | 14,633 | 364 | 0.04% | 0.04% | 53 | -160 | -1.08% | Q4 2025 | Jan 27, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 14,452 | 360 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 14,047 | 350 | 0.0% | 0.0% | 55 | -1,246 | -8.15% | Q4 2025 | Feb 11, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 12,522 | 312 | 0.01% | 0.01% | 56 | +3,008 | 31.62% | Q4 2025 | Feb 12, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 12,535 | 312 | 0.02% | 0.02% | 57 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 11,850 | 295 | 0.0% | 0.0% | 58 | -11,850 | -50.0% | Q4 2025 | Jan 29, 2026 |
| Logan Stone Capital, LLC | History | New | 11,369 | 283 | 0.07% | — | 59 | +11,369 | New | Q4 2025 | Feb 17, 2026 |
| SMH CAPITAL ADVISORS INC | History | No change | 10,689 | 266 | 0.54% | 0.57% | 60 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Kovack Advisors, Inc. | History | New | 10,141 | 252 | 0.01% | — | 61 | +10,141 | New | Q4 2025 | Feb 17, 2026 |
| Joel Isaacson & Co., LLC | History | No change | 10,000 | 249 | 0.01% | 0.01% | 62 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Global Assets Advisory, LLC | History | No change | 10,000 | 249 | 0.07% | 0.07% | 63 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | No change | 9,661 | 240 | 0.01% | 0.01% | 64 | 0 | 0.0% | Q4 2025 | Jan 12, 2026 |
| Huntleigh Advisors, Inc. | History | Added to | 9,379 | 233 | 0.04% | 0.04% | 65 | +165 | 1.79% | Q4 2025 | Jan 29, 2026 |
| DAVENPORT & Co LLC | History | No change | 9,246 | 230 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q4 2025 | Jan 12, 2026 |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | History | Added to | 9,212 | 229 | 0.03% | 0.03% | 67 | +236 | 2.63% | Q4 2025 | Feb 13, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Reduced | 8,263 | 205 | 0.01% | 0.03% | 68 | -9,213 | -52.72% | Q4 2025 | Feb 13, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 8,190 | 204 | 0.0% | 0.0% | 69 | +67 | 0.82% | Q4 2025 | Feb 02, 2026 |
| SILVERLAKE WEALTH MANAGEMENT LLC | History | No change | 8,163 | 203 | 0.05% | 0.05% | 70 | 0 | 0.0% | Q4 2025 | Jan 09, 2026 |
| COMERICA BANK | History | Added to | 8,094 | 201 | 0.0% | 0.0% | 71 | +46 | 0.57% | Q4 2025 | Jan 29, 2026 |
| NewEdge Advisors, LLC | History | Added to | 7,262 | 180 | 0.0% | 0.0% | 72 | +113 | 1.58% | Q4 2025 | Feb 18, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 6,655 | 165 | 0.02% | 0.01% | 73 | +5,136 | 338.12% | Q4 2025 | Feb 09, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 4,569 | 113 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q4 2025 | Mar 16, 2026 |
| WOLFF WIESE MAGANA LLC | History | No change | 4,248 | 105 | 0.06% | 0.06% | 75 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| US BANCORP \DE\ | History | No change | 4,135 | 103 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| CWM, LLC | History | Added to | 3,334 | 83 | 0.0% | 0.0% | 77 | +7 | 0.21% | Q4 2025 | Jan 26, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 3,004 | 74 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| MAI Capital Management | History | Added to | 2,912 | 72 | 0.0% | 0.0% | 79 | +56 | 1.96% | Q4 2025 | Feb 13, 2026 |
| Westfuller Advisors, LLC | History | Added to | 2,149 | 54 | 0.02% | 0.02% | 80 | +42 | 1.99% | Q4 2025 | Jan 21, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 2,048 | 51 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| EASTERN BANK | History | No change | 1,298 | 32 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| CoreCap Advisors, LLC | History | No change | 1,300 | 32 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| Farther Finance Advisors, LLC | History | No change | 950 | 23 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | Added to | 371 | 9 | 0.0% | 0.0% | 85 | +150 | 67.87% | Q4 2025 | Jan 15, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 358 | 8 | 0.0% | 0.0% | 86 | -44 | -10.95% | Q4 2025 | Feb 11, 2026 |
| Westside Investment Management, Inc. | History | No change | 350 | 8 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Strengthening Families & Communities, LLC | History | Added to | 183 | 4 | 0.0% | 0.0% | 89 | +4 | 2.23% | Q4 2025 | Feb 03, 2026 |
| VALLEY NATIONAL ADVISERS INC | History | No change | 166 | 4 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -9,905 | -100.0% | Q3 2025 | Nov 13, 2025 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -8,028 | -100.0% | Q3 2025 | Nov 05, 2025 |
| Future Financial Wealth Managment LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -1,000 | -100.0% | Q3 2025 | Oct 15, 2025 |
| TSFG, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -754 | -100.0% | Q3 2025 | Nov 04, 2025 |
| North Capital, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -285 | -100.0% | Q3 2025 | Oct 09, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -165 | -100.0% | Q3 2025 | Nov 18, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -102 | -100.0% | Q3 2025 | Nov 12, 2025 |
| HOLLENCREST CAPITAL MANAGEMENT | History | Closed out | 0 | 0 | — | 0.0% | — | -66 | -100.0% | Q3 2025 | Nov 03, 2025 |
| FMR LLC | History | No change | 31 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |