Virtus Equity & Convertible Income Fund - NIE
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | History | Reduced | 951,188 | 22,219 | 0.0% | 0.0% | 1 | -10,794 | -1.12% | Q1 2026 | May 11, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 681,713 | 15,924 | 0.26% | 0.36% | 2 | -181,605 | -21.04% | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 575,167 | 13,435 | 0.0% | 0.0% | 3 | +4,007 | 0.7% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Reduced | 521,689 | 12,186 | 0.0% | 0.0% | 4 | -12,086 | -2.26% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 520,153 | 12,150 | 0.0% | 0.0% | 5 | +59,190 | 12.84% | Q1 2026 | May 14, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 463,240 | 10,821 | 0.08% | 0.09% | 6 | -15,800 | -3.3% | Q1 2026 | May 15, 2026 |
| Saba Capital Management, L.P. | History | Added to | 361,316 | 8,440 | 0.23% | 0.22% | 7 | +63,116 | 21.17% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 290,709 | 6,790 | 0.0% | 0.0% | 8 | +20,764 | 7.69% | Q1 2026 | May 06, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 256,916 | 6,055 | 0.01% | 0.01% | 9 | -145,036 | -36.08% | Q1 2026 | Apr 08, 2026 |
| SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC | History | Added to | 218,718 | 5,109 | 1.06% | 1.11% | 10 | +2,710 | 1.25% | Q1 2026 | May 08, 2026 |
| UBS Group AG | History | Reduced | 131,271 | 3,066 | 0.0% | 0.0% | 11 | -8,390 | -6.01% | Q1 2026 | May 05, 2026 |
| Invesco Ltd. | History | Added to | 122,227 | 2,855 | 0.0% | 0.0% | 12 | +10,227 | 9.13% | Q1 2026 | May 12, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 119,094 | 2,782 | 0.0% | 0.0% | 13 | -1,032 | -0.86% | Q1 2026 | May 15, 2026 |
| World Investment Advisors | History | Added to | 117,859 | 2,753 | 0.04% | 0.04% | 14 | +12,273 | 11.62% | Q1 2026 | Apr 27, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 91,386 | 2,134 | 0.02% | 0.02% | 15 | -22,366 | -19.66% | Q1 2026 | May 04, 2026 |
| Allspring Global Investments Holdings, LLC | History | Added to | 80,112 | 1,871 | 0.0% | 0.0% | 16 | +12,930 | 19.25% | Q1 2026 | May 05, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 80,040 | 1,870 | 0.0% | 0.01% | 17 | -3,505 | -4.2% | Q1 2026 | Apr 30, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | Reduced | 79,627 | 1,860 | 0.1% | 0.12% | 18 | -85 | -0.11% | Q1 2026 | Apr 16, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 79,317 | 1,852 | 0.01% | 0.01% | 19 | -621 | -0.78% | Q1 2026 | May 05, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 77,313 | 1,806 | 0.0% | 0.0% | 20 | -12,957 | -14.35% | Q1 2026 | May 15, 2026 |
| OxenFree Capital LLC | History | Added to | 65,224 | 1,643 | 0.8% | 0.74% | 21 | +8,581 | 15.15% | Q1 2026 | Apr 16, 2026 |
| &PARTNERS | History | Added to | 60,312 | 1,405 | 0.01% | 0.01% | 22 | +8,315 | 15.99% | Q1 2026 | May 15, 2026 |
| Capital Investment Advisors, LLC | History | No change | 55,732 | 1,301 | 0.02% | 0.02% | 23 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Stolper Co | History | Added to | 37,725 | 1,192 | 0.34% | 0.24% | 24 | +5,083 | 15.57% | Q1 2026 | Apr 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 48,132 | 1,124 | 0.0% | 0.0% | 25 | +12,232 | 34.07% | Q1 2026 | Apr 27, 2026 |
| Calamos Advisors LLC | History | Added to | 47,888 | 1,118 | 0.0% | 0.0% | 26 | +5,700 | 13.51% | Q1 2026 | May 04, 2026 |
| Keystone Financial Group | History | Reduced | 46,742 | 1,091 | 0.07% | 0.09% | 27 | -1,871 | -3.85% | Q1 2026 | May 13, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 45,359 | 1,059 | 0.37% | 0.55% | 28 | -22,163 | -32.82% | Q1 2026 | May 12, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 44,171 | 1,031 | 0.0% | 0.0% | 29 | +10,048 | 29.45% | Q1 2026 | May 15, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 42,979 | 1,003 | 0.01% | 0.01% | 30 | -3,324 | -7.18% | Q1 2026 | May 15, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Added to | 39,850 | 931 | 0.0% | 0.0% | 31 | +4,000 | 11.16% | Q1 2026 | May 01, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 38,341 | 895 | 0.0% | 0.0% | 32 | -1,549 | -3.88% | Q1 2026 | Apr 30, 2026 |
| FIRST TRUST ADVISORS LP | History | New | 33,788 | 789 | 0.0% | — | 33 | +33,788 | New | Q1 2026 | May 13, 2026 |
| Prospera Financial Services Inc | History | Added to | 33,242 | 776 | 0.01% | 0.01% | 34 | +5,377 | 19.3% | Q1 2026 | Apr 14, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 32,327 | 755 | 0.0% | 0.0% | 35 | -11,453 | -26.16% | Q1 2026 | May 12, 2026 |
| PMG Family Office LLC | History | Added to | 31,747 | 741 | 0.83% | 0.85% | 36 | +2,223 | 7.53% | Q1 2026 | Apr 17, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 31,254 | 730 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Cetera Investment Advisers | History | Added to | 30,176 | 704 | 0.0% | 0.0% | 38 | +5,228 | 20.96% | Q1 2026 | May 13, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 28,991 | 677 | 0.04% | 0.04% | 39 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Allworth Financial LP | History | Reduced | 28,646 | 669 | 0.0% | 0.0% | 40 | -2,604 | -8.33% | Q1 2026 | May 14, 2026 |
| Cornerstone Wealth Management, LLC | History | Added to | 27,810 | 649 | 0.03% | 0.03% | 41 | +1,398 | 5.29% | Q1 2026 | Apr 23, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 25,918 | 605 | 0.0% | 0.0% | 42 | +5,488 | 26.86% | Q1 2026 | May 04, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 25,537 | 597 | 0.02% | 0.01% | 43 | +13,015 | 103.94% | Q1 2026 | Apr 21, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Reduced | 25,161 | 587 | 0.02% | 0.02% | 44 | -607 | -2.36% | Q1 2026 | May 14, 2026 |
| Concurrent Investment Advisors, LLC | History | New | 23,951 | 559 | 0.01% | — | 45 | +23,951 | New | Q1 2026 | Apr 20, 2026 |
| Centurion Wealth Management LLC | History | No change | 21,509 | 502 | 0.11% | 0.12% | 46 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| David J Yvars Group | History | Reduced | 20,654 | 482 | 0.27% | 0.28% | 47 | -482 | -2.28% | Q1 2026 | Apr 08, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 20,045 | 468 | 0.0% | 0.0% | 48 | -1,525 | -7.07% | Q1 2026 | Apr 27, 2026 |
| Baird Financial Group, Inc. | History | Added to | 18,899 | 441 | 0.0% | 0.0% | 49 | +421 | 2.28% | Q1 2026 | May 14, 2026 |
| Brick & Kyle, Associates | History | No change | 16,476 | 411 | 0.15% | 0.15% | 50 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| PFG Investments, LLC | History | Added to | 15,064 | 351 | 0.02% | 0.02% | 51 | +99 | 0.66% | Q1 2026 | Apr 27, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 14,452 | 337 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 14,197 | 332 | 0.0% | 0.0% | 53 | +150 | 1.07% | Q1 2026 | Apr 22, 2026 |
| CSS LLC/IL | History | Reduced | 13,968 | 326 | 0.02% | 0.02% | 54 | -2,700 | -16.2% | Q1 2026 | May 15, 2026 |
| Institute for Wealth Management, LLC. | History | Reduced | 13,749 | 321 | 0.03% | 0.04% | 55 | -884 | -6.04% | Q1 2026 | May 13, 2026 |
| Kovack Advisors, Inc. | History | Added to | 12,955 | 306 | 0.02% | 0.01% | 56 | +2,814 | 27.75% | Q1 2026 | May 12, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 12,535 | 296 | 0.02% | 0.02% | 57 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Sanctuary Advisors, LLC | History | No change | 11,850 | 276 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| SMH CAPITAL ADVISORS INC | History | Reduced | 252 | 252 | 0.76% | 0.54% | 59 | -10,437 | -97.64% | Q1 2026 | Apr 10, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Reduced | 10,171 | 237 | 0.01% | 0.01% | 60 | -6,633 | -39.47% | Q1 2026 | May 13, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 10,057 | 234 | 0.03% | 0.02% | 61 | +3,402 | 51.12% | Q1 2026 | May 11, 2026 |
| Joel Isaacson & Co., LLC | History | No change | 10,000 | 233 | 0.01% | 0.01% | 62 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Global Assets Advisory, LLC | History | No change | 10,000 | 233 | 0.07% | 0.07% | 63 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | No change | 9,661 | 225 | 0.01% | 0.01% | 64 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Huntleigh Advisors, Inc. | History | Added to | 9,520 | 222 | 0.04% | 0.04% | 65 | +141 | 1.5% | Q1 2026 | Apr 21, 2026 |
| DAVENPORT & Co LLC | History | Added to | 9,311 | 217 | 0.0% | 0.0% | 66 | +65 | 0.7% | Q1 2026 | Apr 15, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 8,836 | 206 | 0.0% | 0.0% | 67 | +646 | 7.89% | Q1 2026 | Apr 23, 2026 |
| COMERICA BANK | History | No change | 8,094 | 201 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | History | Reduced | 8,568 | 200 | 0.02% | 0.03% | 69 | -644 | -6.99% | Q1 2026 | May 05, 2026 |
| FIFTH THIRD BANCORP | History | New | 8,094 | 189 | 0.0% | — | 70 | +8,094 | New | Q1 2026 | May 01, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 4,569 | 106 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| WOLFF WIESE MAGANA LLC | History | No change | 4,248 | 99 | 0.05% | 0.06% | 72 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| US BANCORP \DE\ | History | No change | 4,135 | 96 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| CWM, LLC | History | Added to | 3,342 | 78 | 0.0% | 0.0% | 74 | +8 | 0.24% | Q1 2026 | May 14, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 3,004 | 70 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| MAI Capital Management | History | Added to | 2,976 | 69 | 0.0% | 0.0% | 76 | +64 | 2.2% | Q1 2026 | May 15, 2026 |
| Westfuller Advisors, LLC | History | Added to | 2,240 | 52 | 0.02% | 0.02% | 77 | +91 | 4.23% | Q1 2026 | Apr 28, 2026 |
| EASTERN BANK | History | No change | 1,298 | 30 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| CoreCap Advisors, LLC | History | No change | 1,300 | 30 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 1,172 | 27 | 0.0% | 0.0% | 80 | +222 | 23.37% | Q1 2026 | Apr 07, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 1,125 | 26 | 0.0% | 0.0% | 81 | -923 | -45.07% | Q1 2026 | May 15, 2026 |
| Westside Investment Management, Inc. | History | No change | 350 | 8 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 371 | 8 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 305 | 6 | 0.0% | 0.0% | 84 | -53 | -14.8% | Q1 2026 | May 13, 2026 |
| Strengthening Families & Communities, LLC | History | Added to | 190 | 4 | 0.0% | 0.0% | 85 | +7 | 3.83% | Q1 2026 | May 11, 2026 |
| Advisory Services Network, LLC | History | New | 65 | 1 | 0.0% | — | 86 | +65 | New | Q1 2026 | May 15, 2026 |
| Cornerstone Advisors, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -108,972 | -100.0% | Q1 2026 | May 08, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.04% | — | -41,520 | -100.0% | Q1 2026 | May 15, 2026 |
| Logan Stone Capital, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -11,369 | -100.0% | Q1 2026 | May 15, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.01% | — | -8,263 | -100.0% | Q1 2026 | May 12, 2026 |
| SILVERLAKE WEALTH MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -8,163 | -100.0% | Q1 2026 | Apr 15, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,262 | -100.0% | Q1 2026 | May 15, 2026 |
| VALLEY NATIONAL ADVISERS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -166 | -100.0% | Q1 2026 | Apr 15, 2026 |
| FMR LLC | History | Closed out | 0 | 0 | — | — | — | -31 | -100.0% | Q1 2026 | May 15, 2026 |