Virtus Equity & Convertible Income Fund - NIE
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | History | No change | 970,804 | 26,075 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Advisors Asset Management, Inc. | History | No change | 663,531 | 17,822 | 0.27% | 0.27% | 2 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ROYAL BANK OF CANADA | History | No change | 560,208 | 15,047 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 546,758 | 14,685 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 508,646 | 13,662 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GUGGENHEIM CAPITAL LLC | History | No change | 487,072 | 13,082 | 0.08% | 0.08% | 6 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Saba Capital Management, L.P. | History | No change | 475,853 | 12,781 | 0.33% | 0.33% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | No change | 343,482 | 9,225 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | No change | 277,185 | 7,411 | 0.01% | 0.01% | 9 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC | History | No change | 226,836 | 6,092 | 1.16% | 1.16% | 10 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Invesco Ltd. | History | No change | 138,527 | 3,720 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 129,761 | 3,485 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Allspring Global Investments Holdings, LLC | History | No change | 128,831 | 3,460 | 0.01% | 0.01% | 13 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 121,832 | 3,272 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| D.A. DAVIDSON & CO. | History | No change | 103,773 | 2,787 | 0.02% | 0.02% | 15 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| World Investment Advisors | History | No change | 114,410 | 2,672 | 0.04% | 0.04% | 16 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 93,578 | 2,513 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | No change | 74,881 | 2,011 | 0.12% | 0.12% | 18 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | No change | 73,246 | 1,967 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| OxenFree Capital LLC | History | Added to | 73,878 | 1,867 | 0.81% | 0.88% | 20 | +1,080 | 1.48% | Q3 2026 | Oct 07, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | No change | 66,997 | 1,799 | 0.02% | 0.02% | 21 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| &PARTNERS | History | No change | 65,891 | 1,768 | 0.01% | 0.01% | 22 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Capital Investment Advisors, LLC | History | No change | 54,923 | 1,475 | 0.02% | 0.02% | 23 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Calamos Advisors LLC | History | No change | 51,308 | 1,378 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Todd Wealth Management, LLC | History | No change | 48,104 | 1,292 | 0.98% | 0.98% | 25 | 0 | 0.0% | Q2 2026 | Oct 07, 2026 |
| Keystone Financial Group | History | No change | 47,812 | 1,284 | 0.08% | 0.08% | 26 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | No change | 46,211 | 1,241 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| FIRST TRUST ADVISORS LP | History | No change | 44,331 | 1,190 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Logan Stone Capital, LLC | History | No change | 43,459 | 1,167 | 0.25% | 0.25% | 29 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 43,100 | 1,157 | 0.01% | 0.01% | 30 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| Kestra Advisory Services, LLC | History | No change | 40,465 | 1,086 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | No change | 39,850 | 1,070 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 35,705 | 959 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Stolper Co | History | No change | 34,455 | 925 | 0.24% | 0.24% | 34 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| Prospera Financial Services Inc | History | No change | 33,200 | 891 | 0.01% | 0.01% | 35 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| PMG Family Office LLC | History | No change | 32,392 | 870 | 0.8% | 0.8% | 36 | 0 | 0.0% | Q2 2026 | Jul 16, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 31,004 | 832 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Cornerstone Wealth Management, LLC | History | No change | 30,307 | 814 | 0.03% | 0.03% | 38 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 29,312 | 787 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 28,991 | 778 | 0.03% | 0.03% | 40 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Allworth Financial LP | History | No change | 28,150 | 756 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | No change | 25,600 | 687 | 0.02% | 0.02% | 42 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| WEDBUSH SECURITIES INC | History | No change | 25,546 | 686 | 0.02% | 0.02% | 43 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| David J Yvars Group | History | Added to | 26,071 | 651 | 0.3% | 0.33% | 44 | +372 | 1.45% | Q3 2026 | Oct 09, 2026 |
| Concurrent Investment Advisors, LLC | History | No change | 24,274 | 651 | 0.01% | 0.01% | 45 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Miller Financial Services LLC | History | No change | 23,200 | 623 | 0.5% | 0.5% | 46 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | No change | 21,548 | 578 | 0.07% | 0.07% | 47 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Centurion Wealth Management LLC | History | No change | 21,509 | 577 | 0.14% | 0.14% | 48 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| TRUIST FINANCIAL CORP | History | No change | 19,579 | 525 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | No change | 17,594 | 472 | 0.02% | 0.02% | 50 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Baird Financial Group, Inc. | History | No change | 17,305 | 464 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| PFG Investments, LLC | History | No change | 15,118 | 406 | 0.02% | 0.02% | 52 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 14,452 | 388 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | No change | 14,381 | 386 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Janney Montgomery Scott LLC | History | No change | 14,339 | 385 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Brick & Kyle, Associates | History | No change | 16,240 | 379 | 0.13% | 0.13% | 56 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| CSS LLC/IL | History | No change | 14,068 | 377 | 0.01% | 0.01% | 57 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Kovack Advisors, Inc. | History | No change | 13,878 | 371 | 0.02% | 0.02% | 58 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Institute for Wealth Management, LLC. | History | No change | 13,778 | 370 | 0.03% | 0.03% | 59 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Shaker Financial Services, LLC | History | No change | 13,421 | 360 | 0.11% | 0.11% | 60 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| XTX Topco Ltd | History | No change | 12,596 | 338 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sanctuary Advisors, LLC | History | No change | 11,850 | 318 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 11,610 | 310 | 0.02% | 0.02% | 63 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| SMH CAPITAL ADVISORS INC | History | No change | 10,998 | 295 | 1.16% | 1.16% | 64 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 10,133 | 272 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Joel Isaacson & Co., LLC | History | No change | 10,000 | 268 | 0.01% | 0.01% | 66 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Huntleigh Advisors, Inc. | History | No change | 9,595 | 257 | 0.04% | 0.04% | 67 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | History | No change | 9,362 | 251 | 0.03% | 0.03% | 68 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| DAVENPORT & Co LLC | History | No change | 9,311 | 250 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| OPPENHEIMER & CO INC | History | No change | 8,915 | 239 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | No change | 8,661 | 232 | 0.01% | 0.01% | 71 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Arkadios Wealth Advisors | History | No change | 8,594 | 230 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| SILVERLAKE WEALTH MANAGEMENT LLC | History | No change | 8,163 | 219 | 0.04% | 0.04% | 73 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| FIFTH THIRD BANCORP | History | No change | 8,094 | 217 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Laird Norton Wetherby Trust Company, LLC | History | No change | 7,820 | 210 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Mariner, LLC | History | No change | 7,851 | 210 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NewEdge Advisors, LLC | History | No change | 7,554 | 202 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 4,569 | 122 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WOLFF WIESE MAGANA LLC | History | No change | 4,248 | 114 | 0.05% | 0.05% | 79 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| US BANCORP \DE\ | History | No change | 4,135 | 111 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 3,004 | 80 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Westfuller Advisors, LLC | History | No change | 2,290 | 61 | 0.02% | 0.02% | 82 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| JPMORGAN CHASE & CO | History | No change | 1,484 | 39 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| EASTERN BANK | History | No change | 1,298 | 32 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q3 2026 | Oct 05, 2026 |
| CoreCap Advisors, LLC | History | No change | 1,300 | 32 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 1,125 | 30 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Farther Finance Advisors, LLC | History | No change | 1,172 | 29 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 700 | 18 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Cape Investment Advisory, Inc. | History | No change | 435 | 11 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Westside Investment Management, Inc. | History | No change | 350 | 9 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Strengthening Families & Communities, LLC | History | No change | 195 | 5 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 150 | 4 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| FMR LLC | History | No change | 141 | 3 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Graves Light Lenhart Wealth, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -7,867 | -100.0% | Q3 2026 | Oct 08, 2026 |
| Russell Investments Group, Ltd. | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |