NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND - NMZ
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 2,622,749 | 26,725 | 0.0% | 0.0% | 1 | +132,909 | 5.34% | Q4 2025 | Feb 13, 2026 |
| UBS Group AG | History | Added to | 2,031,169 | 20,697 | 0.0% | 0.0% | 2 | +72,869 | 3.72% | Q4 2025 | Jan 29, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 1,816,855 | 18,513 | 0.13% | 0.13% | 3 | +172,150 | 10.47% | Q4 2025 | Feb 17, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Added to | 1,140,557 | 11,622 | 0.4% | 0.28% | 4 | +416,337 | 57.49% | Q4 2025 | Jan 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 1,080,423 | 11,009 | 0.0% | 0.0% | 5 | -44,738 | -3.98% | Q4 2025 | Feb 18, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 849,487 | 8,656 | 0.0% | 0.0% | 6 | -4,973 | -0.58% | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Added to | 731,023 | 7,449 | 0.0% | 0.0% | 7 | +128,087 | 21.24% | Q4 2025 | Feb 11, 2026 |
| Melone Private Wealth, LLC | History | Added to | 656,100 | 6,685 | 2.84% | 2.85% | 8 | +62,241 | 10.48% | Q4 2025 | Jan 07, 2026 |
| VAN ECK ASSOCIATES CORP | History | Added to | 603,224 | 6,147 | 0.01% | 0.0% | 9 | +149,902 | 33.07% | Q4 2025 | Feb 13, 2026 |
| Gridiron Partners, LLC | History | Reduced | 434,778 | 4,430 | 2.52% | 2.62% | 10 | -1,214,594 | -73.64% | Q4 2025 | Jan 08, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 423,066 | 4,311 | 0.0% | 0.0% | 11 | -123,378 | -22.58% | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Reduced | 358,987 | 3,658 | 0.0% | 0.0% | 12 | -43,073 | -10.71% | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 267,856 | 2,729 | 0.0% | — | 13 | +267,856 | New | Q4 2025 | Feb 17, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 260,942 | 2,658 | 0.0% | 0.0% | 14 | +374 | 0.14% | Q4 2025 | Feb 13, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 259,389 | 2,643 | 0.0% | 0.0% | 15 | +242,223 | 1411.06% | Q4 2025 | Feb 12, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 239,941 | 2,444 | 0.0% | 0.0% | 16 | +615 | 0.26% | Q4 2025 | Feb 10, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 210,652 | 2,146 | 0.0% | 0.0% | 17 | -18,157 | -7.94% | Q4 2025 | Feb 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 209,356 | 2,133 | 0.0% | 0.0% | 18 | -21,518 | -9.32% | Q4 2025 | Feb 12, 2026 |
| OneDigital Investment Advisors LLC | History | Reduced | 184,586 | 1,880 | 0.02% | 0.02% | 19 | -35,730 | -16.22% | Q4 2025 | Feb 13, 2026 |
| Advisors Asset Management, Inc. | History | New | 167,745 | 1,709 | 0.03% | — | 20 | +167,745 | New | Q4 2025 | Feb 12, 2026 |
| Platform Technology Partners | History | Added to | 163,235 | 1,663 | 0.35% | 0.18% | 21 | +93,732 | 134.86% | Q4 2025 | Feb 13, 2026 |
| Mariner, LLC | History | Added to | 157,813 | 1,608 | 0.0% | 0.0% | 22 | +67,137 | 74.04% | Q4 2025 | Feb 13, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 157,489 | 1,604 | 0.0% | 0.0% | 23 | -43,552 | -21.66% | Q4 2025 | Feb 13, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 152,882 | 1,557 | 0.01% | 0.01% | 24 | -22,904 | -13.03% | Q4 2025 | Feb 13, 2026 |
| High Net Worth Advisory Group LLC | History | Reduced | 151,046 | 1,539 | 0.35% | 0.59% | 25 | -78,693 | -34.25% | Q4 2025 | Jan 23, 2026 |
| AE Wealth Management LLC | History | Reduced | 138,157 | 1,407 | 0.01% | 0.01% | 26 | -951 | -0.68% | Q4 2025 | Jan 26, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 137,991 | 1,406 | 0.0% | 0.0% | 27 | -10,841 | -7.28% | Q4 2025 | Mar 16, 2026 |
| Palogic Value Management, L.P. | History | Reduced | 131,250 | 1,337 | 0.56% | 0.56% | 28 | -450 | -0.34% | Q4 2025 | Feb 17, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 129,950 | 1,324 | 0.0% | 0.0% | 29 | -738 | -0.56% | Q4 2025 | Feb 02, 2026 |
| PFG Investments, LLC | History | Reduced | 126,401 | 1,288 | 0.06% | 0.1% | 30 | -49,755 | -28.24% | Q4 2025 | Jan 26, 2026 |
| Running Point Capital Advisors, LLC | History | Reduced | 116,659 | 1,188 | 0.32% | 0.33% | 31 | -1,351 | -1.14% | Q4 2025 | Feb 17, 2026 |
| MFA Wealth Services | History | Reduced | 108,654 | 1,107 | 0.75% | 0.82% | 32 | -4,086 | -3.62% | Q4 2025 | Jan 15, 2026 |
| Ellis Investment Partners, LLC | History | New | 105,890 | 1,079 | 0.19% | — | 33 | +105,890 | New | Q4 2025 | Feb 02, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 97,742 | 995 | 0.0% | 0.0% | 34 | +20,542 | 26.61% | Q4 2025 | Feb 17, 2026 |
| &PARTNERS | History | Added to | 93,078 | 948 | 0.0% | 0.0% | 35 | +36,300 | 63.93% | Q4 2025 | Feb 17, 2026 |
| Wakefield Asset Management LLLP | History | Added to | 91,376 | 931 | 0.25% | 0.26% | 36 | +2,508 | 2.82% | Q4 2025 | Feb 05, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 82,298 | 838 | 0.0% | 0.0% | 37 | +13,717 | 20.0% | Q4 2025 | Feb 10, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 81,331 | 829 | 0.0% | 0.0% | 38 | -13,552 | -14.28% | Q4 2025 | Feb 05, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 80,007 | 815 | 0.02% | 0.02% | 39 | +607 | 0.76% | Q4 2025 | Feb 11, 2026 |
| SMITH, MOORE & CO. | History | Reduced | 78,545 | 800 | 0.06% | 0.07% | 40 | -1,748 | -2.18% | Q4 2025 | Jan 23, 2026 |
| Camelot Portfolios, LLC | History | Reduced | 73,084 | 744 | 0.46% | 0.49% | 41 | -4,929 | -6.32% | Q4 2025 | Jan 29, 2026 |
| WESPAC Advisors, LLC | History | Added to | 72,603 | 739 | 0.4% | 0.43% | 42 | +2,329 | 3.31% | Q4 2025 | Jan 14, 2026 |
| Ausdal Financial Partners, Inc. | History | Added to | 71,080 | 724 | 0.03% | 0.04% | 43 | +368 | 0.52% | Q4 2025 | Feb 13, 2026 |
| Worthington Financial Partners, LLC | History | New | 70,200 | 715 | 0.63% | — | 45 | +70,200 | New | Q4 2025 | Mar 05, 2026 |
| Venture Visionary Partners LLC | History | Added to | 70,170 | 715 | 0.02% | 0.03% | 44 | +43 | 0.06% | Q4 2025 | Feb 13, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | New | 65,058 | 662 | 0.04% | — | 46 | +65,058 | New | Q4 2025 | Feb 13, 2026 |
| EQ WEALTH ADVISORS, LLC | History | Added to | 63,646 | 648 | 0.38% | 0.36% | 47 | +12,409 | 24.22% | Q4 2025 | Feb 02, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | New | 58,460 | 595 | 0.02% | — | 48 | +58,460 | New | Q4 2025 | Feb 17, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 57,633 | 587 | 0.0% | 0.0% | 49 | -15,228 | -20.9% | Q4 2025 | Feb 18, 2026 |
| Traynor Capital Management, Inc. | History | Reduced | 54,317 | 553 | 0.03% | 0.05% | 50 | -20,860 | -27.75% | Q4 2025 | Jan 12, 2026 |
| Private Advisor Group, LLC | History | Added to | 51,720 | 527 | 0.0% | 0.0% | 51 | +2,556 | 5.2% | Q4 2025 | Feb 17, 2026 |
| Core Wealth Partners LLC | History | Added to | 44,540 | 453 | 0.2% | 0.22% | 52 | +46 | 0.1% | Q4 2025 | Feb 17, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 41,888 | 426 | 0.01% | 0.01% | 53 | -83 | -0.2% | Q4 2025 | Feb 09, 2026 |
| CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | History | Reduced | 38,418 | 391 | 0.01% | 0.01% | 54 | -19,815 | -34.03% | Q4 2025 | Jan 22, 2026 |
| Everstar Asset Management, LLC | History | Reduced | 35,258 | 359 | 0.19% | 0.23% | 55 | -3,800 | -9.73% | Q4 2025 | Feb 05, 2026 |
| Focus Partners Wealth | History | New | 35,229 | 358 | 0.0% | — | 56 | +35,229 | New | Q4 2025 | Feb 13, 2026 |
| Noble Wealth Management PBC | History | Added to | 34,967 | 356 | 0.18% | 0.11% | 57 | +15,303 | 77.82% | Q4 2025 | Jan 05, 2026 |
| StoneX Group Inc. | History | Added to | 34,622 | 352 | 0.02% | 0.01% | 58 | +9,572 | 38.21% | Q4 2025 | Feb 12, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 34,466 | 351 | 0.0% | — | 59 | +34,466 | New | Q4 2025 | Feb 17, 2026 |
| IBEX WEALTH ADVISORS | History | No change | 33,739 | 343 | 0.03% | 0.03% | 60 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 33,353 | 340 | 0.0% | 0.0% | 61 | +705 | 2.16% | Q4 2025 | Feb 11, 2026 |
| Arax Advisory Partners | History | Reduced | 31,210 | 318 | 0.01% | 0.01% | 62 | -31,547 | -50.27% | Q4 2025 | Feb 13, 2026 |
| Capital Investment Advisors, LLC | History | Reduced | 30,489 | 310 | 0.0% | 0.01% | 63 | -667 | -2.14% | Q4 2025 | Jan 13, 2026 |
| XTX Topco Ltd | History | New | 28,366 | 289 | 0.01% | — | 64 | +28,366 | New | Q4 2025 | Feb 17, 2026 |
| FF Advisors,LLC | History | New | 27,413 | 279 | 0.12% | — | 66 | +27,413 | New | Q4 2025 | Feb 13, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 27,437 | 279 | 0.01% | 0.01% | 65 | -12,237 | -30.84% | Q4 2025 | Feb 03, 2026 |
| Marex Group plc | History | New | 27,100 | 276 | 0.0% | — | 67 | +27,100 | New | Q4 2025 | Feb 12, 2026 |
| Plan Group Financial, LLC | History | No change | 25,114 | 255 | 0.07% | 0.07% | 68 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 23,707 | 242 | 0.01% | 0.01% | 69 | -6,780 | -22.24% | Q4 2025 | Feb 12, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | New | 23,586 | 240 | 0.0% | — | 70 | +23,586 | New | Q4 2025 | Feb 02, 2026 |
| DUNCKER STREETT & CO INC | History | No change | 22,900 | 233 | 0.04% | 0.04% | 71 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Added to | 22,087 | 225 | 0.01% | 0.01% | 72 | +1,900 | 9.41% | Q4 2025 | Jan 29, 2026 |
| COMERICA BANK | History | Added to | 21,189 | 215 | 0.0% | 0.0% | 73 | +16,639 | 365.69% | Q4 2025 | Jan 29, 2026 |
| Mutual Advisors, LLC | History | Added to | 20,687 | 210 | 0.0% | 0.0% | 74 | +1,127 | 5.76% | Q4 2025 | Feb 02, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 20,432 | 208 | 0.0% | 0.0% | 75 | +300 | 1.49% | Q4 2025 | Feb 02, 2026 |
| MELFA WEALTH MANAGEMENT, INC. | History | No change | 19,802 | 201 | 0.12% | 0.12% | 76 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| KG&L Capital Management,LLC | History | Reduced | 17,800 | 181 | 0.04% | 0.05% | 77 | -1,000 | -5.32% | Q4 2025 | Jan 23, 2026 |
| Kercheville Advisors, LLC | History | Added to | 17,563 | 181 | 0.05% | 0.06% | 78 | +32 | 0.18% | Q4 2025 | Jan 29, 2026 |
| Creative Planning | History | No change | 17,332 | 176 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Arkos Global Advisors | History | Reduced | 16,290 | 166 | 0.02% | 0.04% | 80 | -14,600 | -47.26% | Q4 2025 | Feb 13, 2026 |
| Dynamic Advisor Solutions LLC | History | Added to | 15,087 | 153 | 0.0% | 0.0% | 81 | +360 | 2.44% | Q4 2025 | Jan 09, 2026 |
| Abel Hall, LLC | History | New | 15,000 | 152 | 0.04% | — | 82 | +15,000 | New | Q4 2025 | Feb 17, 2026 |
| Ranch Capital Advisors Inc. | History | Added to | 14,748 | 150 | 0.06% | 0.06% | 83 | +902 | 6.51% | Q4 2025 | Feb 05, 2026 |
| Cane Capital Partners, LLC | History | New | 14,400 | 146 | 0.06% | — | 85 | +14,400 | New | Q4 2025 | Jan 21, 2026 |
| Tyche Wealth Partners LLC | History | No change | 14,349 | 146 | 0.02% | 0.03% | 84 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| GRIMES & Co WEALTH MANAGEMENT, LLC | History | New | 13,767 | 140 | 0.0% | — | 86 | +13,767 | New | Q4 2025 | Feb 03, 2026 |
| XML Financial, LLC | History | New | 12,700 | 129 | 0.01% | — | 88 | +12,700 | New | Q4 2025 | Feb 11, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | No change | 12,530 | 129 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| CITADEL ADVISORS LLC | History | New | 12,468 | 127 | 0.0% | — | 89 | +12,468 | New | Q4 2025 | Feb 17, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 11,930 | 121 | 0.0% | 0.0% | 90 | -3,219 | -21.25% | Q4 2025 | Jan 29, 2026 |
| Concurrent Investment Advisors, LLC | History | No change | 11,964 | 121 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Merit Financial Group, LLC | History | Reduced | 11,872 | 120 | 0.0% | 0.0% | 92 | -715 | -5.68% | Q4 2025 | Jan 26, 2026 |
| AlphaCore Capital LLC | History | Added to | 11,864 | 120 | 0.0% | 0.0% | 93 | +291 | 2.51% | Q4 2025 | Feb 05, 2026 |
| Berkeley Capital Partners, LLC | History | No change | 11,573 | 117 | 0.03% | 0.03% | 94 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| BLUELINE ADVISORS LLC | History | New | 11,278 | 114 | 0.09% | — | 95 | +11,278 | New | Q4 2025 | Feb 10, 2026 |
| Principle Wealth Partners LLC | History | No change | 11,000 | 112 | 0.01% | 0.01% | 96 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Secure Asset Management, LLC | History | Added to | 10,525 | 107 | 0.02% | 0.02% | 97 | +444 | 4.4% | Q4 2025 | Jan 20, 2026 |
| Sage Capital Management, LLC | History | No change | 10,500 | 106 | 0.05% | 0.05% | 98 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| Van Hulzen Asset Management, LLC | History | Reduced | 10,312 | 105 | 0.01% | 0.01% | 99 | -5,345 | -34.14% | Q4 2025 | Feb 06, 2026 |
| Snowden Capital Advisors LLC | History | No change | 10,291 | 104 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| DIVERSIFY WEALTH MANAGEMENT, LLC | History | No change | 10,000 | 104 | 0.0% | 0.01% | 101 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Spire Wealth Management | History | Reduced | 10,041 | 102 | 0.0% | 0.0% | 103 | -1,945 | -16.23% | Q4 2025 | Jan 14, 2026 |
| Ceeto Capital Group, LLC | History | No change | 10,000 | 102 | 0.03% | 0.03% | 102 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Intellus Advisors LLC | History | No change | 10,000 | 101 | 0.01% | 0.01% | 104 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 9,184 | 93 | 0.0% | 0.0% | 105 | +2,272 | 32.87% | Q4 2025 | Feb 12, 2026 |
| MAI Capital Management | History | Reduced | 8,940 | 91 | 0.0% | 0.0% | 106 | -2,098 | -19.01% | Q4 2025 | Feb 13, 2026 |
| Garton & Associates Financial Advisors LLC | History | New | 8,862 | 90 | 0.05% | — | 107 | +8,862 | New | Q4 2025 | Feb 18, 2026 |
| Global Retirement Partners, LLC | History | Added to | 6,779 | 69 | 0.0% | 0.0% | 108 | +6,450 | 1960.49% | Q4 2025 | Feb 06, 2026 |
| Allworth Financial LP | History | New | 6,000 | 61 | 0.0% | — | 109 | +6,000 | New | Q4 2025 | Feb 05, 2026 |
| N.E.W. Advisory Services LLC | History | No change | 6,000 | 61 | 0.0% | 0.01% | 110 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 3,721 | 37 | 0.0% | 0.0% | 111 | +374 | 11.17% | Q4 2025 | Jan 23, 2026 |
| US BANCORP \DE\ | History | No change | 3,000 | 30 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| CWM, LLC | History | No change | 1,924 | 20 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 2,000 | 20 | 0.01% | 0.01% | 114 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| WEBSTER BANK, N. A. | History | No change | 1,500 | 15 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| PRIVATE TRUST CO NA | History | No change | 1,200 | 12 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| IFP Advisors, Inc | History | Reduced | 1,150 | 11 | 0.0% | 0.0% | 117 | -300 | -20.69% | Q4 2025 | Feb 06, 2026 |
| Sound Income Strategies, LLC | History | Added to | 1,110 | 11 | 0.0% | 0.0% | 118 | +21 | 1.93% | Q4 2025 | Jan 21, 2026 |
| TRUST CO OF TOLEDO NA /OH/ | History | No change | 1,000 | 10 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| Manchester Capital Management LLC | History | No change | 1,000 | 10 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Turning Point Benefit Group, Inc. | History | No change | 1,004 | 10 | 0.01% | 0.01% | 121 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Nova Wealth Management, Inc. | History | New | 925 | 9 | 0.01% | — | 122 | +925 | New | Q4 2025 | Jan 14, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 679 | 6 | 0.0% | — | 123 | +679 | New | Q4 2025 | Feb 03, 2026 |
| MARYLAND CAPITAL ADVISORS INC. | History | New | 427 | 4 | 0.0% | — | 125 | +427 | New | Q4 2025 | Jan 20, 2026 |
| CoreFirst Bank & Trust | History | No change | 403 | 4 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| ASSETMARK, INC | History | New | 336 | 3 | 0.0% | — | 126 | +336 | New | Q4 2025 | Jan 23, 2026 |
| AMERICAN NATIONAL BANK & TRUST | History | No change | 281 | 2 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| REGATTA CAPITAL GROUP, LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -109,768 | -100.0% | Q3 2025 | Oct 17, 2025 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -36,732 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Williams Jones Wealth Management, LLC. | History | Closed out | 0 | 0 | — | 0.0% | — | -34,963 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Focus Financial Network, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -30,301 | -100.0% | Q3 2025 | Oct 10, 2025 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,907 | -100.0% | Q3 2025 | Nov 17, 2025 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -15,909 | -100.0% | Q3 2025 | Nov 14, 2025 |
| B. Riley Wealth Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -11,968 | -100.0% | Q3 2025 | Oct 31, 2025 |
| Orange Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -11,500 | -100.0% | Q3 2025 | Oct 16, 2025 |
| HORIZON KINETICS ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,369 | -100.0% | Q3 2025 | Nov 14, 2025 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -8,010 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,965 | -100.0% | Q3 2025 | Nov 18, 2025 |
| CX Institutional | History | Closed out | 0 | 0 | — | 0.0% | — | -2,065 | -100.0% | Q3 2025 | Oct 23, 2025 |
| Johnson Financial Group, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -715 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Key FInancial Inc | History | Closed out | 0 | 0 | — | — | — | -11 | -100.0% | Q3 2025 | Nov 05, 2025 |
| Tower Research Capital LLC (TRC) | History | Reduced | 9 | 0 | — | — | — | -10 | -52.63% | Q4 2025 | Feb 17, 2026 |