Oxford Lane Capital Corp. - OXLC
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 1,965,318 | 28,772 | 0.0% | 0.0% | 1 | +579,403 | 41.81% | Q4 2025 | Feb 13, 2026 |
| BARCLAYS PLC | History | New | 1,656,611 | 24,252 | 0.01% | — | 2 | +1,656,611 | New | Q4 2025 | Feb 13, 2026 |
| North Ground Capital | History | Added to | 1,032,585 | 15,117 | 7.51% | 4.15% | 3 | +610,363 | 144.56% | Q4 2025 | Feb 12, 2026 |
| Eagle Point Credit Management LLC | History | New | 496,704 | 7,271 | 6.94% | — | 4 | +496,704 | New | Q4 2025 | Feb 12, 2026 |
| Bulldog Investors, LLP | History | Added to | 485,401 | 7,106 | 1.58% | 1.75% | 5 | +38,113 | 8.52% | Q4 2025 | Feb 13, 2026 |
| Border to Coast Pensions Partnership Ltd | History | No change | 440,000 | 6,453 | 0.11% | 0.13% | 6 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Added to | 399,466 | 5,848 | 1.98% | 1.32% | 7 | +171,594 | 75.3% | Q4 2025 | Feb 13, 2026 |
| IAT REINSURANCE CO LTD. | History | No change | 180,000 | 4,575 | 1.34% | 0.96% | 8 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| ARES MANAGEMENT LLC | History | New | 247,500 | 3,623 | 0.21% | — | 9 | +247,500 | New | Q4 2025 | Feb 13, 2026 |
| Realta Investment Advisors | History | Reduced | 242,781 | 3,554 | 1.16% | 1.39% | 10 | -2,652 | -1.08% | Q4 2025 | Jan 20, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 201,465 | 2,949 | 0.0% | 0.0% | 11 | -9,055 | -4.3% | Q4 2025 | Feb 10, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 185,832 | 2,720 | 0.0% | 0.0% | 12 | +158,360 | 576.44% | Q4 2025 | Feb 17, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 158,935 | 2,325 | 0.06% | 0.05% | 13 | +12,579 | 8.59% | Q4 2025 | Feb 11, 2026 |
| BI Asset Management Fondsmaeglerselskab A/S | History | Added to | 153,382 | 2,246 | 0.02% | 0.0% | 14 | +140,619 | 1101.77% | Q4 2025 | Feb 11, 2026 |
| Virtus Investment Advisers, LLC | History | Added to | 149,891 | 2,194 | 0.6% | 0.63% | 15 | +20,682 | 16.01% | Q4 2025 | Feb 17, 2026 |
| DELPHI FINANCIAL GROUP, INC. | History | New | 145,030 | 2,123 | 1.06% | — | 16 | +145,030 | New | Q4 2025 | Feb 11, 2026 |
| Freestone Capital Holdings, LLC | History | Added to | 141,379 | 2,069 | 0.06% | 0.05% | 17 | +46,500 | 49.01% | Q4 2025 | Jan 23, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 131,536 | 1,926 | 0.06% | 0.09% | 18 | -34,353 | -20.71% | Q4 2025 | Feb 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 122,793 | 1,797 | 0.0% | 0.0% | 19 | +90,079 | 275.35% | Q4 2025 | Feb 18, 2026 |
| LPL Financial LLC | History | Reduced | 98,192 | 1,437 | 0.0% | 0.0% | 20 | -14,786 | -13.09% | Q4 2025 | Feb 11, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 80,647 | 1,180 | 0.0% | 0.0% | 21 | -25,224 | -23.83% | Q4 2025 | Feb 17, 2026 |
| Arlington Capital Management, Inc. | History | Reduced | 70,929 | 1,038 | 0.64% | 0.84% | 22 | -7,153 | -9.16% | Q4 2025 | Jan 06, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 68,216 | 998 | 0.0% | 0.0% | 23 | +43,167 | 172.33% | Q4 2025 | Feb 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 61,737 | 903 | 0.0% | 0.0% | 24 | -470,732 | -88.41% | Q4 2025 | Feb 17, 2026 |
| Snowden Capital Advisors LLC | History | New | 51,301 | 751 | 0.02% | — | 25 | +51,301 | New | Q4 2025 | Feb 17, 2026 |
| HRT FINANCIAL LP | History | New | 49,040 | 717 | 0.0% | — | 26 | +49,040 | New | Q4 2025 | Feb 12, 2026 |
| Marex Group plc | History | Reduced | 48,349 | 707 | 0.0% | 0.01% | 27 | -11,337 | -18.99% | Q4 2025 | Feb 12, 2026 |
| Private Advisor Group, LLC | History | Reduced | 47,082 | 689 | 0.0% | 0.0% | 28 | -3,966 | -7.77% | Q4 2025 | Feb 17, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 46,518 | 681 | 0.0% | 0.0% | 29 | +5,945 | 14.65% | Q4 2025 | Feb 13, 2026 |
| Founders Financial Alliance, LLC | History | Reduced | 46,317 | 678 | 0.13% | 0.17% | 30 | -6,090 | -11.62% | Q4 2025 | Feb 12, 2026 |
| Entropy Technologies, LP | History | New | 43,349 | 634 | 0.03% | — | 31 | +43,349 | New | Q4 2025 | Feb 13, 2026 |
| GatePass Capital, LLC | History | Reduced | 42,600 | 623 | 0.32% | 0.93% | 32 | -52,200 | -55.06% | Q4 2025 | Feb 09, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 40,135 | 587 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Samalin Investment Counsel, LLC | History | Reduced | 39,567 | 579 | 0.21% | 0.29% | 34 | -10,218 | -20.52% | Q4 2025 | Jan 30, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 37,038 | 542 | 0.01% | 0.02% | 35 | -19,380 | -34.35% | Q4 2025 | Jan 22, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 35,011 | 512 | 0.0% | 0.0% | 36 | +2,058 | 6.25% | Q4 2025 | Feb 12, 2026 |
| XTX Topco Ltd | History | New | 33,967 | 497 | 0.01% | — | 37 | +33,967 | New | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Reduced | 32,776 | 479 | 0.0% | 0.0% | 38 | -1,188 | -3.5% | Q4 2025 | Feb 17, 2026 |
| Jump Financial, LLC | History | New | 32,235 | 471 | 0.01% | — | 39 | +32,235 | New | Q4 2025 | Feb 17, 2026 |
| M&T BANK CORP | History | No change | 30,927 | 452 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| WESBANCO BANK INC | History | Reduced | 30,090 | 440 | 0.01% | 0.01% | 41 | -1 | -0.0% | Q4 2025 | Feb 03, 2026 |
| VARCOV Co. | History | New | 28,902 | 423 | 0.17% | — | 42 | +28,902 | New | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 28,449 | 416 | 0.0% | 0.0% | 43 | -5,780 | -16.89% | Q4 2025 | Feb 05, 2026 |
| Alpine Global Management, LLC | History | New | 25,926 | 379 | 0.08% | — | 44 | +25,926 | New | Q4 2025 | Feb 26, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 24,218 | 354 | 0.0% | 0.01% | 45 | -251,617 | -91.22% | Q4 2025 | Mar 16, 2026 |
| TWO SIGMA SECURITIES, LLC | History | New | 23,428 | 342 | 0.05% | — | 46 | +23,428 | New | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Added to | 22,504 | 329 | 0.0% | 0.0% | 47 | +18,049 | 405.14% | Q4 2025 | Jan 29, 2026 |
| RESOURCES MANAGEMENT CORP /CT/ /ADV | History | No change | 13,200 | 325 | 0.04% | 0.04% | 48 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Savvy Advisors, Inc. | History | New | 21,858 | 320 | 0.01% | — | 49 | +21,858 | New | Q4 2025 | Jan 20, 2026 |
| EIGHT 31 FINANCIAL, LLC | History | Added to | 21,069 | 308 | 0.17% | 0.19% | 50 | +1,588 | 8.15% | Q4 2025 | Feb 12, 2026 |
| CFO4Life Group, LLC | History | Added to | 19,282 | 282 | 0.04% | 0.04% | 51 | +4,600 | 31.33% | Q4 2025 | Feb 06, 2026 |
| CURA WEALTH ADVISORS, LLC | History | No change | 18,247 | 267 | 0.1% | 0.12% | 52 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Mariner, LLC | History | Added to | 18,055 | 264 | 0.0% | 0.0% | 53 | +2,781 | 18.21% | Q4 2025 | Feb 13, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 17,656 | 258 | 0.0% | 0.0% | 54 | -9,434 | -34.82% | Q4 2025 | Jan 29, 2026 |
| CHOREO, LLC | History | Reduced | 16,521 | 253 | 0.0% | 0.01% | 55 | -28,858 | -63.59% | Q4 2025 | Jan 23, 2026 |
| Vident Advisory, LLC | History | New | 16,742 | 245 | 0.0% | — | 56 | +16,742 | New | Q4 2025 | Feb 18, 2026 |
| Ausdal Financial Partners, Inc. | History | New | 16,496 | 241 | 0.01% | — | 57 | +16,496 | New | Q4 2025 | Feb 13, 2026 |
| Capital CS Group, LLC | History | Added to | 16,424 | 240 | 0.37% | 0.41% | 58 | +1,126 | 7.36% | Q4 2025 | Jan 09, 2026 |
| Prospera Financial Services Inc | History | Reduced | 16,296 | 238 | 0.0% | 0.0% | 59 | -341 | -2.05% | Q4 2025 | Feb 09, 2026 |
| Sage Capital Advisors,llc | History | Reduced | 15,167 | 222 | 0.05% | 0.11% | 60 | -12,729 | -45.63% | Q4 2025 | Jan 06, 2026 |
| Castleview Partners, LLC | History | New | 14,400 | 210 | 0.1% | — | 61 | +14,400 | New | Q4 2025 | Jan 12, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 13,956 | 204 | 0.01% | — | 62 | +13,956 | New | Q4 2025 | Feb 03, 2026 |
| Squarepoint Ops LLC | History | New | 13,064 | 191 | 0.0% | — | 63 | +13,064 | New | Q4 2025 | Feb 13, 2026 |
| Fermata Advisors, LLC | History | Added to | 13,089 | 191 | 0.05% | 0.05% | 64 | +2,024 | 18.29% | Q4 2025 | Jan 08, 2026 |
| BURNEY CO/ | History | New | 12,651 | 185 | 0.01% | — | 65 | +12,651 | New | Q4 2025 | Jan 23, 2026 |
| HighPoint Advisor Group LLC | History | Reduced | 12,370 | 181 | 0.01% | 0.01% | 66 | -227 | -1.8% | Q4 2025 | Feb 04, 2026 |
| Lido Advisors, LLC | History | Added to | 10,340 | 174 | 0.0% | 0.0% | 67 | +66 | 0.64% | Q4 2025 | Feb 10, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | Reduced | 11,600 | 169 | 0.0% | 0.01% | 68 | -6,663 | -36.48% | Q4 2025 | Feb 09, 2026 |
| Global Retirement Partners, LLC | History | New | 11,025 | 161 | 0.0% | — | 69 | +11,025 | New | Q4 2025 | Feb 06, 2026 |
| Qube Research & Technologies Ltd | History | New | 10,795 | 158 | 0.0% | — | 70 | +10,795 | New | Q4 2025 | Feb 17, 2026 |
| Allworth Financial LP | History | New | 10,103 | 147 | 0.0% | — | 71 | +10,103 | New | Q4 2025 | Feb 05, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | New | 10,100 | 147 | 0.0% | — | 72 | +10,100 | New | Q4 2025 | Jan 29, 2026 |
| Parisi Gray Wealth Management | History | New | 10,000 | 146 | 0.03% | — | 73 | +10,000 | New | Q4 2025 | Jan 07, 2026 |
| Abel Hall, LLC | History | New | 10,000 | 146 | 0.03% | — | 74 | +10,000 | New | Q4 2025 | Feb 17, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 8,193 | 119 | 0.0% | 0.0% | 75 | +1,775 | 27.66% | Q4 2025 | Feb 10, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 7,880 | 115 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| NBC SECURITIES, INC. | History | Added to | 3,867 | 91 | 0.01% | 0.0% | 77 | +3,267 | 544.5% | Q4 2025 | Jan 29, 2026 |
| McIlrath & Eck, LLC | History | Added to | 6,167 | 90 | 0.01% | 0.01% | 78 | +1,476 | 31.46% | Q4 2025 | Feb 03, 2026 |
| Triumph Capital Management | History | New | 5,397 | 79 | 0.02% | — | 79 | +5,397 | New | Q4 2025 | Feb 12, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | New | 5,292 | 77 | 0.0% | — | 80 | +5,292 | New | Q4 2025 | Feb 06, 2026 |
| Legacy Wealth Managment, LLC/ID | History | Added to | 4,970 | 72 | 0.03% | 0.0% | 81 | +4,859 | 4377.48% | Q4 2025 | Feb 03, 2026 |
| CHESAPEAKE ASSET MANAGEMENT LLC | History | New | 4,730 | 69 | 0.06% | — | 82 | +4,730 | New | Q4 2025 | Jan 08, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 4,549 | 66 | 0.0% | 0.0% | 83 | +1,659 | 57.4% | Q4 2025 | Feb 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 4,474 | 65 | 0.0% | 0.0% | 84 | +4,022 | 889.82% | Q4 2025 | Feb 13, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 4,300 | 62 | 0.0% | 0.0% | 85 | +100 | 2.38% | Q4 2025 | Feb 06, 2026 |
| Sunbelt Securities, Inc. | History | Added to | 3,827 | 56 | 0.0% | 0.0% | 86 | +3,025 | 377.18% | Q4 2025 | Feb 20, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 3,778 | 55 | 0.01% | — | 87 | +3,778 | New | Q4 2025 | Feb 13, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 3,197 | 46 | 0.0% | 0.0% | 88 | -5,430 | -62.94% | Q4 2025 | Feb 11, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 2,832 | 41 | 0.0% | 0.0% | 89 | -899 | -24.1% | Q4 2025 | Feb 17, 2026 |
| Sound Income Strategies, LLC | History | New | 2,500 | 36 | 0.0% | — | 90 | +2,500 | New | Q4 2025 | Jan 21, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 2,368 | 34 | 0.0% | 0.0% | 91 | -927 | -28.13% | Q4 2025 | Jan 13, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 2,271 | 33 | 0.0% | 0.0% | 92 | +158 | 7.48% | Q4 2025 | Jan 20, 2026 |
| WPG Advisers, LLC | History | Reduced | 2,179 | 31 | 0.02% | 0.03% | 93 | -441 | -16.83% | Q4 2025 | Jan 28, 2026 |
| Camelot Portfolios, LLC | History | New | 2,000 | 29 | 0.02% | — | 94 | +2,000 | New | Q4 2025 | Jan 29, 2026 |
| Osbon Capital Management LLC | History | New | 1,997 | 29 | 0.03% | — | 95 | +1,997 | New | Q4 2025 | Mar 16, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 1,940 | 28 | 0.0% | 0.0% | 96 | -2,884 | -59.78% | Q4 2025 | Feb 18, 2026 |
| SWAN Capital LLC | History | No change | 1,232 | 18 | 0.01% | 0.01% | 97 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| BESSEMER GROUP INC | History | New | 600 | 15 | 0.0% | — | 98 | +600 | New | Q4 2025 | Feb 05, 2026 |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC | History | Reduced | 1,000 | 14 | 0.0% | 0.03% | 100 | -3,929 | -79.71% | Q4 2025 | Feb 09, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 981 | 14 | 0.0% | — | 99 | +981 | New | Q4 2025 | Jan 21, 2026 |
| COMERICA BANK | History | Added to | 899 | 13 | 0.0% | 0.0% | 101 | +333 | 58.83% | Q4 2025 | Jan 29, 2026 |
| Arax Advisory Partners | History | No change | 612 | 8 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 600 | 8 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| IFP Advisors, Inc | History | New | 400 | 5 | 0.0% | — | 104 | +400 | New | Q4 2025 | Feb 06, 2026 |
| Avion Wealth | History | New | 316 | 4 | 0.0% | — | 106 | +316 | New | Q4 2025 | Jan 23, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 279 | 4 | 0.0% | — | 105 | +279 | New | Q4 2025 | Feb 09, 2026 |
| CWM, LLC | History | Reduced | 81 | 1 | 0.0% | 0.0% | 107 | -131 | -61.79% | Q4 2025 | Jan 26, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 87 | 1 | 0.0% | 0.0% | 108 | +7 | 8.75% | Q4 2025 | Jan 23, 2026 |
| Elliott Investment Management L.P. | History | Closed out | 0 | 0 | — | 0.08% | — | -1,019,239 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Almitas Capital LLC | History | Closed out | 0 | 0 | — | 0.46% | — | -119,999 | -100.0% | Q3 2025 | Nov 17, 2025 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.01% | — | -56,680 | -100.0% | Q3 2025 | Nov 06, 2025 |
| NICOLET ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -40,766 | -100.0% | Q3 2025 | Nov 13, 2025 |
| CastleKnight Management LP | History | Closed out | 0 | 0 | — | 0.01% | — | -19,400 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Integrated Wealth Concepts LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,948 | -100.0% | Q3 2025 | Nov 14, 2025 |
| NATIONAL BANK OF CANADA /FI/ | History | Closed out | 0 | 0 | — | 0.0% | — | -12,909 | -100.0% | Q3 2025 | Nov 14, 2025 |
| K2 PRINCIPAL FUND, L.P. | History | Closed out | 0 | 0 | — | 0.02% | — | -12,868 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Ferguson Shapiro LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -11,856 | -100.0% | Q3 2025 | Nov 10, 2025 |
| D.A. DAVIDSON & CO. | History | Closed out | 0 | 0 | — | 0.0% | — | -11,236 | -100.0% | Q3 2025 | Oct 22, 2025 |
| GPS Wealth Strategies Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,288 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Aventura Private Wealth, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,600 | -100.0% | Q3 2025 | Jan 07, 2026 |
| Private Wealth Management Group, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,124 | -100.0% | Q3 2025 | Oct 17, 2025 |
| BlackRock, Inc. | History | Reduced | 1 | 0 | — | 0.0% | — | -595 | -99.83% | Q4 2025 | Feb 12, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -570 | -100.0% | Q3 2025 | Nov 12, 2025 |
| VALLEY WEALTH MANAGERS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -560 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Larson Financial Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -454 | -100.0% | Q3 2025 | Nov 14, 2025 |
| TD PRIVATE CLIENT WEALTH LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -264 | -100.0% | Q3 2025 | Oct 27, 2025 |
| Russell Investments Group, Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q3 2025 | Nov 13, 2025 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -104 | -100.0% | Q3 2025 | Nov 10, 2025 |
| FIFTH THIRD BANCORP | History | New | 60 | 0 | — | — | — | +60 | New | Q4 2025 | Feb 02, 2026 |
| Blue Trust, Inc. | History | Reduced | 60 | 0 | — | 0.0% | — | -60 | -50.0% | Q4 2025 | Jan 16, 2026 |
| Parallel Advisors, LLC | History | New | 59 | 0 | — | — | — | +59 | New | Q4 2025 | Feb 11, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | — | — | -45 | -100.0% | Q3 2025 | Nov 18, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | — | — | -25 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Atlantic Union Bankshares Corp | History | New | 17 | 0 | — | — | — | +17 | New | Q4 2025 | Feb 04, 2026 |
| DANSKE BANK A/S | History | New | 5 | 0 | — | — | — | +5 | New | Q4 2025 | Feb 02, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | New | 4 | 0 | — | — | — | +4 | New | Q4 2025 | Feb 19, 2026 |