Oxford Lane Capital Corp. - OXLC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 3,568,365 | 34,898 | 0.0% | 0.0% | 1 | +1,603,047 | 81.57% | Q1 2026 | May 15, 2026 |
| Kohlberg Kravis Roberts & Co. L.P. | History | New | 3,187,230 | 31,171 | 0.58% | — | 2 | +3,187,230 | New | Q1 2026 | May 15, 2026 |
| Polar Asset Management Partners Inc. | History | New | 2,000,000 | 19,560 | 0.39% | — | 3 | +2,000,000 | New | Q1 2026 | May 15, 2026 |
| Saba Capital Management, L.P. | History | New | 1,852,145 | 18,113 | 0.5% | — | 4 | +1,852,145 | New | Q1 2026 | May 15, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 1,143,980 | 11,188 | 0.0% | 0.0% | 5 | +958,148 | 515.6% | Q1 2026 | May 15, 2026 |
| Eagle Point Credit Management LLC | History | Added to | 834,459 | 8,161 | 10.67% | 6.94% | 6 | +337,755 | 68.0% | Q1 2026 | May 07, 2026 |
| Blackstone Inc. | History | New | 675,000 | 6,601 | 0.03% | — | 7 | +675,000 | New | Q1 2026 | May 15, 2026 |
| BARCLAYS PLC | History | Reduced | 538,416 | 5,265 | 0.0% | 0.01% | 8 | -1,118,195 | -67.5% | Q1 2026 | May 14, 2026 |
| IAT REINSURANCE CO LTD. | History | No change | 180,000 | 4,481 | 1.45% | 1.34% | 9 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Border to Coast Pensions Partnership Ltd | History | No change | 440,000 | 4,316 | 0.07% | 0.11% | 10 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| ARES MANAGEMENT LLC | History | Added to | 258,692 | 2,530 | 0.17% | 0.21% | 11 | +11,192 | 4.52% | Q1 2026 | May 15, 2026 |
| Alpine Global Management, LLC | History | Added to | 257,992 | 2,523 | 0.38% | 0.08% | 12 | +232,066 | 895.11% | Q1 2026 | May 15, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Reduced | 222,539 | 2,176 | 0.74% | 1.98% | 13 | -176,927 | -44.29% | Q1 2026 | May 12, 2026 |
| Freestone Capital Holdings, LLC | History | Added to | 221,379 | 2,165 | 0.07% | 0.06% | 14 | +80,000 | 56.59% | Q1 2026 | May 13, 2026 |
| Virtus Investment Advisers, LLC | History | Added to | 208,647 | 2,040 | 0.56% | 0.6% | 15 | +58,756 | 39.2% | Q1 2026 | May 14, 2026 |
| BI Asset Management Fondsmaeglerselskab A/S | History | Added to | 162,907 | 1,593 | 0.02% | 0.02% | 16 | +9,525 | 6.21% | Q1 2026 | Apr 16, 2026 |
| DELPHI FINANCIAL GROUP, INC. | History | No change | 145,030 | 1,418 | 0.64% | 1.06% | 17 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| UBS Group AG | History | Added to | 134,178 | 1,312 | 0.0% | 0.0% | 18 | +111,674 | 496.24% | Q1 2026 | May 05, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 133,129 | 1,302 | 0.04% | 0.06% | 19 | +1,593 | 1.21% | Q1 2026 | Apr 21, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 108,500 | 1,061 | 0.0% | 0.0% | 20 | +27,853 | 34.54% | Q1 2026 | May 15, 2026 |
| Simplify Asset Management Inc. | History | New | 100,000 | 978 | 0.02% | — | 21 | +100,000 | New | Q1 2026 | Apr 27, 2026 |
| LPL Financial LLC | History | Reduced | 93,211 | 911 | 0.0% | 0.0% | 22 | -4,981 | -5.07% | Q1 2026 | May 06, 2026 |
| Founders Financial Alliance, LLC | History | Added to | 91,622 | 896 | 0.16% | 0.13% | 23 | +45,305 | 97.82% | Q1 2026 | May 11, 2026 |
| GatePass Capital, LLC | History | Added to | 90,300 | 883 | 0.41% | 0.32% | 24 | +47,700 | 111.97% | Q1 2026 | May 06, 2026 |
| Samalin Investment Counsel, LLC | History | Added to | 81,125 | 793 | 0.28% | 0.21% | 25 | +41,558 | 105.03% | Q1 2026 | Apr 22, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 69,739 | 682 | 0.0% | 0.0% | 26 | +8,002 | 12.96% | Q1 2026 | May 15, 2026 |
| Jain Global LLC | History | New | 66,250 | 647 | 0.0% | — | 27 | +66,250 | New | Q1 2026 | May 15, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 53,755 | 525 | 0.0% | 0.0% | 28 | +7,237 | 15.56% | Q1 2026 | Apr 30, 2026 |
| Lido Advisors, LLC | History | Added to | 46,470 | 454 | 0.0% | 0.0% | 29 | +36,130 | 349.42% | Q1 2026 | May 13, 2026 |
| Private Advisor Group, LLC | History | Reduced | 43,662 | 427 | 0.0% | 0.0% | 30 | -3,420 | -7.26% | Q1 2026 | Apr 24, 2026 |
| McIlrath & Eck, LLC | History | Added to | 42,263 | 413 | 0.03% | 0.01% | 31 | +36,096 | 585.31% | Q1 2026 | May 19, 2026 |
| Apollon Wealth Management, LLC | History | Added to | 37,996 | 371 | 0.01% | 0.01% | 32 | +958 | 2.59% | Q1 2026 | Apr 22, 2026 |
| RESOURCES MANAGEMENT CORP /CT/ /ADV | History | No change | 13,200 | 326 | 0.04% | 0.04% | 33 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| M&T BANK CORP | History | No change | 30,927 | 302 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| WESBANCO BANK INC | History | No change | 30,090 | 294 | 0.01% | 0.01% | 35 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Entropy Technologies, LP | History | Reduced | 29,423 | 287 | 0.01% | 0.03% | 36 | -13,926 | -32.13% | Q1 2026 | May 14, 2026 |
| Cetera Investment Advisers | History | Reduced | 28,499 | 278 | 0.0% | 0.0% | 37 | -4,277 | -13.05% | Q1 2026 | May 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 27,572 | 269 | 0.0% | 0.0% | 38 | -95,221 | -77.55% | Q1 2026 | May 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 25,881 | 253 | 0.0% | 0.0% | 39 | -9,130 | -26.08% | Q1 2026 | Apr 27, 2026 |
| Mariner, LLC | History | Added to | 25,633 | 245 | 0.0% | 0.0% | 40 | +7,578 | 41.97% | Q1 2026 | May 13, 2026 |
| North Ground Capital | History | Reduced | 25,000 | 244 | 0.29% | 7.51% | 41 | -1,007,585 | -97.58% | Q1 2026 | May 11, 2026 |
| EIGHT 31 FINANCIAL, LLC | History | Added to | 23,722 | 232 | 0.14% | 0.17% | 42 | +2,653 | 12.59% | Q1 2026 | May 15, 2026 |
| Gibbs Wealth Management | History | New | 23,295 | 227 | 0.03% | — | 43 | +23,295 | New | Q1 2026 | May 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 22,690 | 221 | 0.0% | 0.0% | 44 | -178,775 | -88.74% | Q1 2026 | May 04, 2026 |
| Prospera Financial Services Inc | History | Added to | 21,420 | 209 | 0.0% | 0.0% | 45 | +5,124 | 31.44% | Q1 2026 | Apr 14, 2026 |
| Snowden Capital Advisors LLC | History | Reduced | 20,539 | 200 | 0.01% | 0.02% | 46 | -30,762 | -59.96% | Q1 2026 | May 14, 2026 |
| Abel Hall, LLC | History | Added to | 20,000 | 195 | 0.04% | 0.03% | 47 | +10,000 | 100.0% | Q1 2026 | Apr 28, 2026 |
| Capital CS Group, LLC | History | Added to | 18,900 | 184 | 0.38% | 0.37% | 48 | +2,476 | 15.08% | Q1 2026 | May 13, 2026 |
| Fermata Advisors, LLC | History | Added to | 16,537 | 161 | 0.04% | 0.05% | 50 | +3,448 | 26.34% | Q1 2026 | Apr 08, 2026 |
| Global Retirement Partners, LLC | History | No change | 11,025 | 161 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Ausdal Financial Partners, Inc. | History | Reduced | 15,996 | 156 | 0.01% | 0.01% | 51 | -500 | -3.03% | Q1 2026 | May 12, 2026 |
| DRW Securities, LLC | History | New | 15,080 | 147 | 0.0% | — | 52 | +15,080 | New | Q1 2026 | May 13, 2026 |
| Cordoba Advisory Partners LLC | History | New | 14,864 | 145 | 0.04% | — | 53 | +14,864 | New | Q1 2026 | Apr 28, 2026 |
| Delta Investment Management, LLC | History | New | 11,304 | 110 | 0.02% | — | 54 | +11,304 | New | Q1 2026 | May 12, 2026 |
| Allworth Financial LP | History | Added to | 11,159 | 109 | 0.0% | 0.0% | 55 | +1,056 | 10.45% | Q1 2026 | May 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 10,707 | 104 | 0.0% | — | 56 | +10,707 | New | Q1 2026 | May 15, 2026 |
| CURA WEALTH ADVISORS, LLC | History | Reduced | 10,247 | 100 | 0.04% | 0.1% | 57 | -8,000 | -43.84% | Q1 2026 | May 08, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 10,055 | 98 | 0.0% | 0.0% | 58 | -45 | -0.45% | Q1 2026 | Apr 20, 2026 |
| Parisi Gray Wealth Management | History | No change | 10,000 | 97 | 0.02% | 0.03% | 59 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 8,193 | 80 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 7,000 | 68 | 0.0% | 0.0% | 61 | +2,700 | 62.79% | Q1 2026 | May 15, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Added to | 6,257 | 61 | 0.01% | 0.01% | 62 | +2,479 | 65.62% | Q1 2026 | May 11, 2026 |
| Legacy Wealth Managment, LLC/ID | History | Added to | 6,010 | 58 | 0.03% | 0.03% | 63 | +1,040 | 20.93% | Q1 2026 | May 07, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 4,561 | 45 | 0.0% | 0.01% | 64 | -9,395 | -67.32% | Q1 2026 | May 01, 2026 |
| Triumph Capital Management | History | Reduced | 4,591 | 44 | 0.01% | 0.02% | 65 | -806 | -14.93% | Q1 2026 | May 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 4,170 | 40 | 0.0% | 0.0% | 66 | -304 | -6.79% | Q1 2026 | May 11, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 4,222 | 39 | 0.0% | 0.0% | 67 | +1,025 | 32.06% | Q1 2026 | May 13, 2026 |
| WPG Advisers, LLC | History | Added to | 3,914 | 38 | 0.03% | 0.02% | 68 | +1,735 | 79.62% | Q1 2026 | Apr 29, 2026 |
| Sound Income Strategies, LLC | History | Added to | 3,000 | 29 | 0.0% | 0.0% | 69 | +500 | 20.0% | Q1 2026 | Apr 27, 2026 |
| Federation des caisses Desjardins du Quebec | History | Reduced | 2,920 | 28 | 0.0% | 0.0% | 71 | -4,960 | -62.94% | Q1 2026 | May 13, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 2,922 | 28 | 0.0% | 0.0% | 70 | +651 | 28.67% | Q1 2026 | Apr 17, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 2,362 | 23 | 0.0% | 0.0% | 72 | -6 | -0.25% | Q1 2026 | Apr 07, 2026 |
| Osbon Capital Management LLC | History | Added to | 2,184 | 21 | 0.02% | 0.03% | 73 | +187 | 9.36% | Q1 2026 | May 15, 2026 |
| FIFTH THIRD BANCORP | History | Added to | 1,781 | 17 | 0.0% | — | 74 | +1,721 | 2868.33% | Q1 2026 | May 01, 2026 |
| COMERICA BANK | History | No change | 899 | 13 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| SWAN Capital LLC | History | No change | 1,232 | 12 | 0.0% | 0.01% | 76 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Sunbelt Securities, Inc. | History | Reduced | 864 | 8 | 0.0% | 0.0% | 77 | -2,963 | -77.42% | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | New | 600 | 6 | 0.0% | — | 78 | +600 | New | Q1 2026 | May 15, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 600 | 5 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | New | 498 | 4 | 0.0% | — | 81 | +498 | New | Q1 2026 | Apr 28, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 478 | 4 | 0.0% | — | 80 | +478 | New | Q1 2026 | May 07, 2026 |
| Avion Wealth | History | Added to | 356 | 3 | 0.0% | 0.0% | 83 | +40 | 12.66% | Q1 2026 | May 01, 2026 |
| IFP Advisors, Inc | History | No change | 400 | 3 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 239 | 2 | 0.0% | 0.0% | 84 | -23,979 | -99.01% | Q1 2026 | May 14, 2026 |
| Bulldog Investors, LLP | History | Closed out | 0 | 0 | — | 1.58% | — | -485,401 | -100.0% | Q1 2026 | May 08, 2026 |
| Realta Investment Advisors | History | Closed out | 0 | 0 | — | 1.16% | — | -242,781 | -100.0% | Q1 2026 | Apr 22, 2026 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.06% | — | -158,935 | -100.0% | Q1 2026 | Apr 23, 2026 |
| Arlington Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.64% | — | -70,929 | -100.0% | Q1 2026 | May 01, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -68,216 | -100.0% | Q1 2026 | May 12, 2026 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -49,040 | -100.0% | Q1 2026 | May 14, 2026 |
| Marex Group plc | History | Closed out | 0 | 0 | — | 0.0% | — | -48,349 | -100.0% | Q1 2026 | May 13, 2026 |
| Aptus Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -40,135 | -100.0% | Q1 2026 | May 11, 2026 |
| XTX Topco Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -33,967 | -100.0% | Q1 2026 | May 15, 2026 |
| Jump Financial, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -32,235 | -100.0% | Q1 2026 | May 14, 2026 |
| VARCOV Co. | History | Closed out | 0 | 0 | — | 0.17% | — | -28,902 | -100.0% | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -28,449 | -100.0% | Q1 2026 | Apr 30, 2026 |
| TWO SIGMA SECURITIES, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -23,428 | -100.0% | Q1 2026 | May 15, 2026 |
| Savvy Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -21,858 | -100.0% | Q1 2026 | May 11, 2026 |
| CFO4Life Group, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -19,282 | -100.0% | Q1 2026 | May 11, 2026 |
| Sanctuary Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,656 | -100.0% | Q1 2026 | May 05, 2026 |
| Vident Advisory, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,742 | -100.0% | Q1 2026 | May 14, 2026 |
| CHOREO, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,521 | -100.0% | Q1 2026 | May 12, 2026 |
| Sage Capital Advisors,llc | History | Closed out | 0 | 0 | — | 0.05% | — | -15,167 | -100.0% | Q1 2026 | Apr 07, 2026 |
| Castleview Partners, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -14,400 | -100.0% | Q1 2026 | May 01, 2026 |
| Squarepoint Ops LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,064 | -100.0% | Q1 2026 | May 15, 2026 |
| BURNEY CO/ | History | Closed out | 0 | 0 | — | 0.01% | — | -12,651 | -100.0% | Q1 2026 | Apr 29, 2026 |
| HighPoint Advisor Group LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,370 | -100.0% | Q1 2026 | May 14, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,600 | -100.0% | Q1 2026 | Apr 29, 2026 |
| Qube Research & Technologies Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -10,795 | -100.0% | Q1 2026 | May 15, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -5,292 | -100.0% | Q1 2026 | May 08, 2026 |
| CHESAPEAKE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -4,730 | -100.0% | Q1 2026 | May 12, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -4,549 | -100.0% | Q1 2026 | May 15, 2026 |
| NBC SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -3,867 | -100.0% | Q1 2026 | Apr 14, 2026 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | 0.0% | — | -2,832 | -100.0% | Q1 2026 | May 15, 2026 |
| Camelot Portfolios, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -2,000 | -100.0% | Q1 2026 | May 08, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,940 | -100.0% | Q1 2026 | May 15, 2026 |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2026 | Apr 29, 2026 |
| Estate Planners Group, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,000 | -100.0% | Q1 2026 | May 11, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -981 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.0% | — | -612 | -100.0% | Q1 2026 | May 13, 2026 |
| BESSEMER GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -600 | -100.0% | Q1 2026 | May 06, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -279 | -100.0% | Q1 2026 | May 15, 2026 |
| Blue Trust, Inc. | History | Closed out | 0 | 0 | — | — | — | -60 | -100.0% | Q1 2026 | Apr 20, 2026 |
| Parallel Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -59 | -100.0% | Q1 2026 | May 07, 2026 |
| Strategic Wealth Partners, Ltd. | History | New | 40 | 0 | — | — | — | +40 | New | Q1 2026 | May 12, 2026 |
| Atlantic Union Bankshares Corp | History | Closed out | 0 | 0 | — | — | — | -17 | -100.0% | Q1 2026 | May 12, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 98 | 0 | — | 0.0% | — | +11 | 12.64% | Q1 2026 | Apr 07, 2026 |
| MAI Capital Management | History | New | 4 | 0 | — | — | — | +4 | New | Q1 2026 | May 15, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | Closed out | 0 | 0 | — | — | — | -4 | -100.0% | Q1 2026 | May 14, 2026 |
| DANSKE BANK A/S | History | Reduced | 3 | 0 | — | — | — | -2 | -40.0% | Q1 2026 | May 12, 2026 |
| CWM, LLC | History | No change | 81 | 0 | — | 0.0% | — | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| BlackRock, Inc. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 13, 2026 |