Oxford Lane Capital Corp. - OXLC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 3,840,792 | 33,645 | 0.0% | 0.0% | 1 | +272,427 | 7.63% | Q2 2026 | Aug 13, 2026 |
| Polar Asset Management Partners Inc. | History | Added to | 2,350,000 | 20,586 | 0.34% | 0.39% | 2 | +350,000 | 17.5% | Q2 2026 | Aug 14, 2026 |
| Kohlberg Kravis Roberts & Co. L.P. | History | Reduced | 1,771,302 | 15,516 | 0.27% | 0.58% | 3 | -1,415,928 | -44.43% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 1,703,401 | 14,921 | 0.0% | 0.0% | 4 | +559,421 | 48.9% | Q2 2026 | Sep 02, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 1,452,349 | 12,722 | 0.0% | 0.0% | 5 | +1,441,642 | 13464.48% | Q2 2026 | Aug 14, 2026 |
| Jain Global LLC | History | Added to | 1,017,585 | 8,914 | 0.04% | 0.0% | 6 | +951,335 | 1435.98% | Q2 2026 | Aug 14, 2026 |
| Blackstone Inc. | History | Added to | 910,000 | 7,971 | 0.02% | 0.03% | 7 | +235,000 | 34.81% | Q2 2026 | Aug 14, 2026 |
| BARCLAYS PLC | History | Added to | 850,002 | 7,446 | 0.0% | 0.0% | 8 | +311,586 | 57.87% | Q2 2026 | Aug 14, 2026 |
| Eagle Point Credit Management LLC | History | No change | 834,459 | 7,309 | 11.04% | 10.67% | 9 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| IAT REINSURANCE CO LTD. | History | No change | 180,000 | 4,535 | 2.72% | 1.45% | 10 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ARES MANAGEMENT LLC | History | Added to | 268,564 | 2,352 | 0.1% | 0.17% | 11 | +9,872 | 3.82% | Q2 2026 | Aug 14, 2026 |
| Freestone Capital Holdings, LLC | History | Reduced | 211,424 | 1,852 | 0.05% | 0.07% | 12 | -9,955 | -4.5% | Q2 2026 | Jul 31, 2026 |
| Alpine Global Management, LLC | History | Reduced | 198,112 | 1,735 | 0.28% | 0.38% | 13 | -59,880 | -23.21% | Q2 2026 | Aug 14, 2026 |
| J.W. COLE ADVISORS, INC. | History | New | 167,521 | 1,467 | 0.03% | — | 14 | +167,521 | New | Q2 2026 | Jul 21, 2026 |
| Virtus Investment Advisers, LLC | History | Reduced | 153,504 | 1,344 | 0.31% | 0.56% | 15 | -55,143 | -26.43% | Q2 2026 | Aug 11, 2026 |
| DELPHI FINANCIAL GROUP, INC. | History | No change | 145,030 | 1,270 | 0.63% | 0.64% | 16 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 110,333 | 966 | 0.0% | 0.0% | 17 | +1,833 | 1.69% | Q2 2026 | Aug 14, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 96,234 | 843 | 0.02% | 0.04% | 18 | -36,895 | -27.71% | Q2 2026 | Jul 28, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 91,451 | 801 | 0.0% | 0.0% | 19 | +21,712 | 31.13% | Q2 2026 | Aug 14, 2026 |
| Founders Financial Alliance, LLC | History | Reduced | 88,808 | 777 | 0.1% | 0.16% | 20 | -2,814 | -3.07% | Q2 2026 | Aug 04, 2026 |
| LPL Financial LLC | History | Reduced | 84,148 | 737 | 0.0% | 0.0% | 21 | -9,063 | -9.72% | Q2 2026 | Aug 07, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 83,655 | 732 | 0.0% | 0.0% | 22 | +60,965 | 268.69% | Q2 2026 | Sep 23, 2026 |
| JANE STREET GROUP, LLC | History | New | 82,446 | 722 | 0.0% | — | 23 | +82,446 | New | Q2 2026 | Aug 14, 2026 |
| VARCOV Co. | History | New | 73,928 | 647 | 0.25% | — | 24 | +73,928 | New | Q2 2026 | Aug 14, 2026 |
| Advisory Solutions Group, LLC | History | New | 62,942 | 551 | 0.19% | — | 25 | +62,942 | New | Q2 2026 | Jul 29, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 59,309 | 519 | 0.0% | 0.0% | 26 | +5,554 | 10.33% | Q2 2026 | Jul 28, 2026 |
| Private Advisor Group, LLC | History | Added to | 51,066 | 447 | 0.0% | 0.0% | 27 | +7,404 | 16.96% | Q2 2026 | Jul 27, 2026 |
| DRW Securities, LLC | History | Added to | 49,458 | 433 | 0.01% | 0.0% | 28 | +34,378 | 227.97% | Q2 2026 | Aug 14, 2026 |
| McIlrath & Eck, LLC | History | No change | 42,263 | 413 | 0.03% | 0.03% | 29 | 0 | 0.0% | Q1 2026 | May 19, 2026 |
| Samalin Investment Counsel, LLC | History | Reduced | 46,529 | 407 | 0.13% | 0.28% | 30 | -34,596 | -42.65% | Q2 2026 | Jul 27, 2026 |
| OneAscent Family Office, LLC | History | New | 46,457 | 406 | 0.2% | — | 31 | +46,457 | New | Q2 2026 | Aug 11, 2026 |
| Skaana Management L.P. | History | New | 16,163 | 398 | 0.09% | — | 32 | +16,163 | New | Q2 2026 | Aug 14, 2026 |
| Cordoba Advisory Partners LLC | History | Added to | 42,881 | 375 | 0.08% | 0.04% | 33 | +28,017 | 188.49% | Q2 2026 | Jul 21, 2026 |
| BI Asset Management Fondsmaeglerselskab A/S | History | Reduced | 40,733 | 357 | 0.0% | 0.02% | 34 | -122,174 | -75.0% | Q2 2026 | Aug 10, 2026 |
| Cetera Investment Advisers | History | Added to | 40,527 | 355 | 0.0% | 0.0% | 35 | +12,028 | 42.2% | Q2 2026 | Aug 12, 2026 |
| Apollon Wealth Management, LLC | History | Added to | 38,868 | 340 | 0.0% | 0.01% | 36 | +872 | 2.29% | Q2 2026 | Jul 22, 2026 |
| Marex Group Ltd | History | New | 33,905 | 297 | 0.0% | — | 37 | +33,905 | New | Q2 2026 | Aug 14, 2026 |
| WESBANCO BANK INC | History | Added to | 32,090 | 281 | 0.01% | 0.01% | 38 | +2,000 | 6.65% | Q2 2026 | Jul 28, 2026 |
| M&T BANK CORP | History | No change | 30,927 | 270 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Mariner, LLC | History | Added to | 29,754 | 260 | 0.0% | 0.0% | 40 | +4,121 | 16.08% | Q2 2026 | Aug 13, 2026 |
| Snowden Capital Advisors LLC | History | Added to | 27,140 | 237 | 0.01% | 0.01% | 41 | +6,601 | 32.14% | Q2 2026 | Aug 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 26,969 | 236 | 0.0% | 0.0% | 42 | -603 | -2.19% | Q2 2026 | Aug 14, 2026 |
| HRT FINANCIAL LP | History | New | 26,226 | 229 | 0.0% | — | 43 | +26,226 | New | Q2 2026 | Aug 14, 2026 |
| Gibbs Wealth Management | History | No change | 23,295 | 227 | 0.03% | 0.03% | 44 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Global Retirement Partners, LLC | History | New | 25,487 | 223 | 0.0% | — | 45 | +25,487 | New | Q2 2026 | Aug 06, 2026 |
| EIGHT 31 FINANCIAL, LLC | History | Added to | 25,253 | 221 | 0.13% | 0.14% | 46 | +1,531 | 6.45% | Q2 2026 | Aug 13, 2026 |
| Prospera Financial Services Inc | History | Added to | 22,192 | 194 | 0.0% | 0.0% | 47 | +772 | 3.6% | Q2 2026 | Jul 15, 2026 |
| TWO SIGMA SECURITIES, LLC | History | New | 22,057 | 193 | 0.02% | — | 48 | +22,057 | New | Q2 2026 | Aug 14, 2026 |
| Capital CS Group, LLC | History | Added to | 20,472 | 179 | 0.14% | 0.38% | 49 | +1,572 | 8.32% | Q2 2026 | Aug 12, 2026 |
| Abel Hall, LLC | History | No change | 20,000 | 175 | 0.03% | 0.04% | 50 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 18,474 | 161 | 0.0% | 0.0% | 51 | -7,407 | -28.62% | Q2 2026 | Jul 29, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | New | 17,393 | 158 | 0.0% | — | 52 | +17,393 | New | Q2 2026 | Jul 15, 2026 |
| Attessa Capital LLC | History | New | 17,262 | 151 | 0.07% | — | 54 | +17,262 | New | Q2 2026 | Jul 07, 2026 |
| Fermata Advisors, LLC | History | Added to | 17,297 | 151 | 0.03% | 0.04% | 53 | +760 | 4.6% | Q2 2026 | Jul 07, 2026 |
| Ausdal Financial Partners, Inc. | History | No change | 15,996 | 140 | 0.01% | 0.01% | 55 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| XTX Topco Ltd | History | New | 13,790 | 120 | 0.0% | — | 56 | +13,790 | New | Q2 2026 | Aug 14, 2026 |
| PARK AVENUE SECURITIES LLC | History | New | 12,128 | 106 | 0.0% | — | 57 | +12,128 | New | Q2 2026 | Jul 20, 2026 |
| Sanctuary Advisors, LLC | History | New | 11,300 | 98 | 0.0% | — | 58 | +11,300 | New | Q2 2026 | Aug 13, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 10,733 | 94 | 0.0% | 0.0% | 59 | +2,540 | 31.0% | Q2 2026 | Aug 13, 2026 |
| CURA WEALTH ADVISORS, LLC | History | No change | 10,247 | 89 | 0.04% | 0.04% | 60 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| NWF Advisory Services Inc. | History | New | 10,103 | 88 | 0.01% | — | 62 | +10,103 | New | Q2 2026 | Jul 29, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | No change | 10,055 | 88 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Allworth Financial LP | History | Reduced | 9,994 | 87 | 0.0% | 0.0% | 63 | -1,165 | -10.44% | Q2 2026 | Aug 11, 2026 |
| Parisi Gray Wealth Management | History | No change | 10,000 | 87 | 0.02% | 0.02% | 64 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| Strategic Wealth Partners, Ltd. | History | Added to | 8,640 | 75 | 0.0% | — | 65 | +8,600 | 21500.0% | Q2 2026 | Aug 12, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 7,780 | 68 | 0.0% | 0.0% | 66 | +3,558 | 84.27% | Q2 2026 | Aug 12, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Added to | 7,381 | 64 | 0.01% | 0.01% | 67 | +1,124 | 17.96% | Q2 2026 | Aug 07, 2026 |
| WPG Advisers, LLC | History | Added to | 4,601 | 40 | 0.02% | 0.03% | 68 | +687 | 17.55% | Q2 2026 | Aug 05, 2026 |
| Triumph Capital Management | History | Reduced | 4,336 | 37 | 0.01% | 0.01% | 69 | -255 | -5.55% | Q2 2026 | Jul 20, 2026 |
| Security National Bank | History | New | 4,000 | 35 | 0.0% | — | 70 | +4,000 | New | Q2 2026 | Jul 15, 2026 |
| UBS Group AG | History | Reduced | 3,861 | 33 | 0.0% | 0.0% | 71 | -130,317 | -97.12% | Q2 2026 | Aug 13, 2026 |
| AdvisorNet Financial, Inc | History | Reduced | 2,863 | 25 | 0.0% | 0.0% | 72 | -59 | -2.02% | Q2 2026 | Jul 23, 2026 |
| CoreCap Advisors, LLC | History | No change | 2,362 | 20 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Jul 06, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 2,205 | 19 | 0.0% | 0.0% | 74 | -2,356 | -51.66% | Q2 2026 | Jul 22, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 2,107 | 18 | 0.0% | 0.0% | 75 | +1,507 | 251.17% | Q2 2026 | Aug 14, 2026 |
| FIFTH THIRD BANCORP | History | Added to | 1,930 | 16 | 0.0% | 0.0% | 76 | +149 | 8.37% | Q2 2026 | Aug 05, 2026 |
| NewEdge Advisors, LLC | History | No change | 1,940 | 16 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SWAN Capital LLC | History | No change | 1,232 | 10 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Larson Financial Group LLC | History | New | 1,000 | 8 | 0.0% | — | 80 | +1,000 | New | Q2 2026 | Aug 14, 2026 |
| Sunbelt Securities, Inc. | History | No change | 864 | 8 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Tower Research Capital LLC (TRC) | History | New | 641 | 5 | 0.0% | — | 82 | +641 | New | Q2 2026 | Aug 11, 2026 |
| Highland Investment Advisors LLC | History | New | 611 | 5 | 0.0% | — | 83 | +611 | New | Q2 2026 | Aug 13, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 600 | 5 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 498 | 4 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 452 | 3 | 0.0% | 0.0% | 85 | -3,718 | -89.16% | Q2 2026 | Aug 14, 2026 |
| Avion Wealth | History | Added to | 379 | 3 | 0.0% | 0.0% | 87 | +23 | 6.46% | Q2 2026 | Jul 31, 2026 |
| IFP Advisors, Inc | History | No change | 400 | 3 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| IFG Advisory, LLC | History | New | 300 | 2 | 0.0% | — | 89 | +300 | New | Q2 2026 | Aug 13, 2026 |
| Arax Advisory Partners | History | New | 258 | 2 | 0.0% | — | 88 | +258 | New | Q2 2026 | Aug 10, 2026 |
| Bangor Savings Bank | History | New | 150 | 1 | 0.0% | — | 90 | +150 | New | Q2 2026 | Jul 06, 2026 |
| Continuum Advisory, LLC | History | New | 146 | 1 | 0.0% | — | 92 | +146 | New | Q2 2026 | Aug 06, 2026 |
| Elequin Capital, LP | History | New | 124 | 1 | 0.0% | — | 91 | +124 | New | Q2 2026 | Aug 13, 2026 |
| Saba Capital Management, L.P. | History | Closed out | 0 | 0 | — | 0.5% | — | -1,852,145 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Border to Coast Pensions Partnership Ltd | History | Closed out | 0 | 0 | — | 0.07% | — | -440,000 | -100.0% | Q2 2026 | Jul 27, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.74% | — | -222,539 | -100.0% | Q2 2026 | Aug 10, 2026 |
| Simplify Asset Management Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -100,000 | -100.0% | Q2 2026 | Jul 16, 2026 |
| GatePass Capital, LLC | History | Closed out | 0 | 0 | — | 0.41% | — | -90,300 | -100.0% | Q2 2026 | Jul 30, 2026 |
| Lido Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -46,470 | -100.0% | Q2 2026 | Aug 07, 2026 |
| Entropy Technologies, LP | History | Closed out | 0 | 0 | — | 0.01% | — | -29,423 | -100.0% | Q2 2026 | Aug 13, 2026 |
| North Ground Capital | History | Closed out | 0 | 0 | — | 0.29% | — | -25,000 | -100.0% | Q2 2026 | Aug 13, 2026 |
| RESOURCES MANAGEMENT CORP /CT/ /ADV | History | Closed out | 0 | 0 | — | 0.04% | — | -13,200 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Delta Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -11,304 | -100.0% | Q2 2026 | Aug 13, 2026 |
| EverSource Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,000 | -100.0% | Q2 2026 | Jul 24, 2026 |
| Legacy Wealth Managment, LLC/ID | History | Closed out | 0 | 0 | — | 0.03% | — | -6,010 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Sound Income Strategies, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,000 | -100.0% | Q2 2026 | Jul 20, 2026 |
| Federation des caisses Desjardins du Quebec | History | Reduced | 100 | 0 | — | 0.0% | — | -2,820 | -96.58% | Q2 2026 | Aug 13, 2026 |
| Osbon Capital Management LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -2,184 | -100.0% | Q2 2026 | Aug 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 1 | 0 | — | 0.0% | — | -477 | -99.79% | Q2 2026 | Aug 12, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 94 | 0 | — | 0.0% | — | -145 | -60.67% | Q2 2026 | Aug 13, 2026 |
| JFS WEALTH ADVISORS, LLC | History | New | 26 | 0 | — | — | — | +26 | New | Q2 2026 | Jul 10, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 104 | 0 | — | — | — | +6 | 6.12% | Q2 2026 | Jul 17, 2026 |
| Quarry LP | History | New | 4 | 0 | — | — | — | +4 | New | Q2 2026 | Aug 14, 2026 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | — | — | -4 | -100.0% | Q2 2026 | Aug 14, 2026 |
| DANSKE BANK A/S | History | Closed out | 0 | 0 | — | — | — | -3 | -100.0% | Q2 2026 | Aug 10, 2026 |
| CWM, LLC | History | No change | 81 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| BlackRock, Inc. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |