FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC - PFD
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 11 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | History | Added to | 1,176,356 | 13,963 | 17.12% | 0.26% | 1 | +91,962 | 8.48% | Q4 2025 | Feb 25, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 441,364 | 5,238 | 0.01% | 0.01% | 2 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| MORGAN STANLEY | History | Added to | 292,438 | 3,471 | 0.0% | 0.0% | 3 | +37,129 | 14.54% | Q4 2025 | Feb 13, 2026 |
| Fiera Capital Corp | History | Added to | 179,838 | 2,134 | 0.01% | 0.0% | 4 | +80,344 | 80.75% | Q4 2025 | Feb 11, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 163,636 | 1,942 | 0.04% | 0.05% | 5 | -4,656 | -2.77% | Q4 2025 | Feb 03, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 161,268 | 1,914 | 0.0% | 0.0% | 6 | -1,760 | -1.08% | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Added to | 122,935 | 1,459 | 0.0% | 0.0% | 7 | +1,016 | 0.83% | Q4 2025 | Jan 29, 2026 |
| Smith Asset Management Co., LLC | History | Reduced | 105,918 | 1,180 | 0.97% | 1.03% | 8 | -1,075 | -1.0% | Q4 2025 | Feb 19, 2026 |
| LPL Financial LLC | History | Added to | 89,580 | 1,063 | 0.0% | 0.0% | 9 | +22,173 | 32.89% | Q4 2025 | Feb 11, 2026 |
| UMB Bank, n.a. | History | No change | 86,373 | 1,025 | 0.01% | 0.02% | 10 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 85,730 | 1,017 | 0.0% | 0.0% | 11 | +9,810 | 12.92% | Q4 2025 | Feb 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 83,011 | 985 | 0.0% | 0.0% | 12 | +625 | 0.76% | Q4 2025 | Feb 17, 2026 |
| Calamos Advisors LLC | History | Added to | 69,159 | 820 | 0.0% | 0.0% | 13 | +16,821 | 32.14% | Q4 2025 | Jan 29, 2026 |
| Lido Advisors, LLC | History | No change | 66,880 | 803 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| ROYAL BANK OF CANADA | History | New | 58,912 | 699 | 0.0% | — | 15 | +58,912 | New | Q4 2025 | Feb 17, 2026 |
| 1607 Capital Partners, LLC | History | Added to | 56,600 | 671 | 0.05% | 0.03% | 16 | +20,400 | 56.35% | Q4 2025 | Feb 17, 2026 |
| ROBINSON CAPITAL MANAGEMENT, LLC | History | Added to | 55,073 | 653 | 0.27% | 0.35% | 17 | +65 | 0.12% | Q4 2025 | Feb 13, 2026 |
| Pathway Financial Advisors LLC | History | No change | 48,196 | 578 | 0.07% | 0.08% | 18 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 46,574 | 552 | 0.0% | 0.0% | 19 | +10,245 | 28.2% | Q4 2025 | Feb 18, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 38,999 | 462 | 0.0% | 0.0% | 20 | +423 | 1.1% | Q4 2025 | Feb 12, 2026 |
| AQR Arbitrage LLC | History | Reduced | 35,599 | 422 | 0.01% | 0.02% | 21 | -25,081 | -41.33% | Q4 2025 | Feb 17, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 33,033 | 392 | 0.0% | 0.0% | 22 | -423 | -1.26% | Q4 2025 | Feb 17, 2026 |
| Bridgewealth Advisory Group, LLC | History | Reduced | 25,590 | 303 | 0.07% | 0.08% | 23 | -2,143 | -7.73% | Q4 2025 | Feb 04, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | Added to | 23,135 | 274 | 0.01% | 0.0% | 24 | +8,500 | 58.08% | Q4 2025 | Feb 09, 2026 |
| LongView Wealth Management | History | No change | 20,450 | 243 | 0.06% | 0.07% | 25 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| WEDBUSH SECURITIES INC | History | No change | 18,500 | 220 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| D.A. DAVIDSON & CO. | History | No change | 16,600 | 197 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Signature Wealth Management Partners, LLC | History | No change | 14,351 | 170 | 0.08% | 0.09% | 28 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| O'ROURKE & COMPANY, Inc | History | No change | 13,260 | 157 | 0.06% | 0.07% | 29 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| CENTAURUS FINANCIAL, INC. | History | No change | 13,043 | 155 | 0.01% | 0.01% | 30 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Capital Investment Advisors, LLC | History | New | 12,592 | 149 | 0.0% | — | 31 | +12,592 | New | Q4 2025 | Jan 13, 2026 |
| Cetera Investment Advisers | History | Added to | 11,579 | 137 | 0.0% | 0.0% | 32 | +39 | 0.34% | Q4 2025 | Feb 17, 2026 |
| BlackRock, Inc. | History | No change | 11,533 | 136 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | No change | 11,060 | 132 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q4 2025 | Jan 08, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 10,273 | 121 | 0.0% | 0.0% | 35 | +129 | 1.27% | Q4 2025 | Mar 16, 2026 |
| COMERICA BANK | History | Added to | 8,772 | 104 | 0.0% | 0.0% | 36 | +31 | 0.35% | Q4 2025 | Jan 29, 2026 |
| Sound Income Strategies, LLC | History | Added to | 6,570 | 77 | 0.0% | 0.0% | 37 | +35 | 0.54% | Q4 2025 | Jan 21, 2026 |
| Noble Wealth Management PBC | History | No change | 5,405 | 64 | 0.03% | 0.03% | 38 | 0 | 0.0% | Q4 2025 | Jan 05, 2026 |
| Farther Finance Advisors, LLC | History | No change | 3,900 | 46 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Whipplewood Advisors, LLC | History | Reduced | 3,640 | 43 | 0.03% | 0.03% | 40 | -92 | -2.47% | Q4 2025 | Feb 17, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 3,000 | 35 | 0.0% | — | 41 | +3,000 | New | Q4 2025 | Feb 13, 2026 |
| WEBSTER BANK, N. A. | History | New | 2,000 | 23 | 0.0% | — | 42 | +2,000 | New | Q4 2025 | Jan 23, 2026 |
| Allworth Financial LP | History | New | 1,433 | 17 | 0.0% | — | 43 | +1,433 | New | Q4 2025 | Feb 05, 2026 |
| IFP Advisors, Inc | History | Reduced | 1,000 | 11 | 0.0% | 0.0% | 44 | -9,433 | -90.42% | Q4 2025 | Feb 06, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 500 | 5 | 0.0% | 0.0% | 45 | -250 | -33.33% | Q4 2025 | Feb 12, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | No change | 295 | 4 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Geneos Wealth Management Inc. | History | No change | 360 | 4 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| US BANCORP \DE\ | History | No change | 300 | 3 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Blue Trust, Inc. | History | No change | 200 | 2 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| CreativeOne Wealth, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -26,000 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Pathway Financial Advisers, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,664 | -100.0% | Q3 2025 | Nov 13, 2025 |
| GPS Wealth Strategies Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,250 | -100.0% | Q3 2025 | Nov 03, 2025 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -510 | -100.0% | Q3 2025 | Nov 04, 2025 |
| Crews Bank & Trust | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q3 2025 | Oct 22, 2025 |