FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC - PFD
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | History | No change | 1,462,183 | 17,005 | 0.32% | 0.32% | 1 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CIBC Bancorp USA Inc. | History | No change | 441,364 | 5,133 | 0.01% | 0.01% | 2 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MORGAN STANLEY | History | No change | 297,511 | 3,460 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Fiera Capital Corp | History | No change | 177,117 | 1,907 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q3 2026 | Nov 06, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 157,980 | 1,837 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | Added to | 116,400 | 1,253 | 0.0% | 0.0% | 6 | +7,393 | 6.78% | Q3 2026 | Nov 06, 2026 |
| UBS Group AG | History | Reduced | 111,993 | 1,206 | 0.0% | 0.0% | 7 | -3,973 | -3.43% | Q3 2026 | Nov 10, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 107,288 | 1,155 | 0.02% | 0.03% | 8 | -34,027 | -24.08% | Q3 2026 | Oct 28, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 93,148 | 1,083 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 85,433 | 993 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Smith Asset Management Co., LLC | History | Reduced | 71,468 | 769 | 0.63% | 0.66% | 11 | -1,200 | -1.65% | Q3 2026 | Oct 16, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | No change | 60,582 | 704 | 0.07% | 0.07% | 12 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 58,868 | 684 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ROBINSON CAPITAL MANAGEMENT, LLC | History | No change | 55,073 | 640 | 0.28% | 0.28% | 14 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| 1607 Capital Partners, LLC | History | No change | 49,004 | 569 | 0.05% | 0.05% | 15 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| ROYAL BANK OF CANADA | History | No change | 42,868 | 499 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Pathway Financial Advisors LLC | History | Reduced | 44,090 | 474 | 0.05% | 0.06% | 17 | -2,906 | -6.18% | Q3 2026 | Oct 07, 2026 |
| Calamos Advisors LLC | History | Added to | 43,867 | 472 | 0.0% | 0.0% | 18 | +2,742 | 6.67% | Q3 2026 | Nov 02, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | New | 40,798 | 439 | 0.01% | — | 19 | +40,798 | New | Q3 2026 | Oct 13, 2026 |
| GUGGENHEIM CAPITAL LLC | History | No change | 33,048 | 384 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 33,631 | 362 | 0.0% | 0.0% | 21 | -3,198 | -8.68% | Q3 2026 | Nov 02, 2026 |
| Capital Investment Advisors, LLC | History | Added to | 26,937 | 290 | 0.0% | 0.0% | 22 | +4,286 | 18.92% | Q3 2026 | Oct 22, 2026 |
| Bridgewealth Advisory Group, LLC | History | No change | 25,590 | 275 | 0.05% | 0.06% | 23 | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |
| CreativeOne Wealth, LLC | History | No change | 23,199 | 269 | 0.01% | 0.01% | 24 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | No change | 20,083 | 233 | 0.01% | 0.01% | 25 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 17,297 | 201 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| CITADEL ADVISORS LLC | History | No change | 16,705 | 194 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 17,392 | 187 | 0.0% | 0.0% | 28 | -654 | -3.62% | Q3 2026 | Nov 02, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 16,996 | 183 | 0.0% | 0.0% | 29 | -464 | -2.66% | Q3 2026 | Nov 02, 2026 |
| WEDBUSH SECURITIES INC | History | No change | 16,800 | 181 | 0.0% | 0.01% | 30 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| O'ROURKE & COMPANY, Inc | History | No change | 13,683 | 159 | 0.06% | 0.06% | 31 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Signature Wealth Management Partners, LLC | History | No change | 14,351 | 154 | 0.07% | 0.08% | 32 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 14,200 | 152 | 0.0% | 0.0% | 33 | -2,400 | -14.46% | Q3 2026 | Oct 27, 2026 |
| Cetera Investment Advisers | History | No change | 11,658 | 135 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BlackRock, Inc. | History | No change | 11,533 | 134 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 10,532 | 122 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | No change | 11,060 | 116 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| Noble Wealth Management PBC | History | Added to | 9,430 | 101 | 0.05% | 0.04% | 38 | +2,273 | 31.76% | Q3 2026 | Oct 01, 2026 |
| FIFTH THIRD BANCORP | History | Added to | 8,874 | 95 | 0.0% | 0.0% | 39 | +33 | 0.37% | Q3 2026 | Nov 05, 2026 |
| BFC Planning, Inc. | History | No change | 7,000 | 81 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| Clear Street Group Inc. | History | No change | 6,426 | 74 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Farther Finance Advisors, LLC | History | No change | 3,900 | 42 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 3,530 | 41 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CoreCap Advisors, LLC | History | Added to | 2,300 | 24 | 0.0% | 0.0% | 44 | +1,300 | 130.0% | Q3 2026 | Oct 08, 2026 |
| WEBSTER BANK, N. A. | History | No change | 2,000 | 23 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Pathway Financial Advisers, LLC | History | New | 1,988 | 21 | 0.01% | — | 46 | +1,988 | New | Q3 2026 | Oct 26, 2026 |
| Allworth Financial LP | History | No change | 1,433 | 16 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q3 2026 | Nov 06, 2026 |
| Whipplewood Advisors, LLC | History | No change | 1,498 | 16 | 0.01% | 0.01% | 48 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| US BANCORP \DE\ | History | No change | 300 | 3 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| Geneos Wealth Management Inc. | History | No change | 200 | 2 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |
| Blue Trust, Inc. | History | No change | 200 | 2 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 250 | 2 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| UMB Bank, n.a. | History | Closed out | 0 | 0 | — | 0.01% | — | -86,373 | -100.0% | Q3 2026 | Nov 06, 2026 |
| LongView Wealth Management | History | Closed out | 0 | 0 | — | 0.05% | — | -15,305 | -100.0% | Q3 2026 | Oct 19, 2026 |