FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC - PFD
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | History | Added to | 1,320,217 | 14,760 | 0.3% | 0.28% | 1 | +143,861 | 12.23% | Q1 2026 | May 13, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 441,364 | 5,238 | 0.01% | 0.01% | 2 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| CIBC Bancorp USA Inc. | History | New | 441,364 | 4,934 | 0.01% | — | 3 | +441,364 | New | Q1 2026 | May 12, 2026 |
| MORGAN STANLEY | History | Added to | 302,890 | 3,386 | 0.0% | 0.0% | 4 | +10,452 | 3.57% | Q1 2026 | May 15, 2026 |
| Fiera Capital Corp | History | Reduced | 171,420 | 1,916 | 0.01% | 0.01% | 5 | -8,418 | -4.68% | Q1 2026 | May 12, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 157,651 | 1,762 | 0.0% | 0.0% | 6 | -3,617 | -2.24% | Q1 2026 | May 15, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 143,682 | 1,606 | 0.03% | 0.04% | 7 | -19,954 | -12.19% | Q1 2026 | May 14, 2026 |
| UBS Group AG | History | Reduced | 112,617 | 1,259 | 0.0% | 0.0% | 8 | -10,318 | -8.39% | Q1 2026 | May 05, 2026 |
| LPL Financial LLC | History | Added to | 109,892 | 1,228 | 0.0% | 0.0% | 9 | +20,312 | 22.67% | Q1 2026 | May 06, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 96,163 | 1,075 | 0.0% | 0.0% | 10 | +10,433 | 12.17% | Q1 2026 | May 11, 2026 |
| UMB Bank, n.a. | History | No change | 86,373 | 965 | 0.01% | 0.01% | 11 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 86,292 | 964 | 0.0% | 0.0% | 12 | +3,281 | 3.95% | Q1 2026 | May 15, 2026 |
| 1607 Capital Partners, LLC | History | Added to | 79,397 | 887 | 0.06% | 0.05% | 13 | +22,797 | 40.28% | Q1 2026 | May 15, 2026 |
| Smith Asset Management Co., LLC | History | Reduced | 74,065 | 828 | 0.71% | 0.97% | 14 | -31,853 | -30.07% | Q1 2026 | May 14, 2026 |
| ROBINSON CAPITAL MANAGEMENT, LLC | History | No change | 55,073 | 644 | 0.27% | 0.27% | 15 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 56,164 | 627 | 0.0% | 0.0% | 16 | +9,590 | 20.59% | Q1 2026 | May 14, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 49,217 | 550 | 0.0% | 0.0% | 17 | -9,695 | -16.46% | Q1 2026 | May 15, 2026 |
| Pathway Financial Advisors LLC | History | No change | 48,196 | 541 | 0.07% | 0.07% | 18 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Calamos Advisors LLC | History | Reduced | 38,383 | 429 | 0.0% | 0.0% | 19 | -30,776 | -44.5% | Q1 2026 | May 04, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 37,319 | 417 | 0.0% | 0.0% | 20 | -1,680 | -4.31% | Q1 2026 | Apr 27, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 32,828 | 367 | 0.0% | 0.0% | 21 | -205 | -0.62% | Q1 2026 | May 15, 2026 |
| Bridgewealth Advisory Group, LLC | History | No change | 25,590 | 286 | 0.06% | 0.07% | 22 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | Reduced | 22,735 | 254 | 0.01% | 0.01% | 23 | -400 | -1.73% | Q1 2026 | Apr 29, 2026 |
| Beacon Pointe Advisors, LLC | History | New | 19,889 | 222 | 0.0% | — | 24 | +19,889 | New | Q1 2026 | May 15, 2026 |
| LongView Wealth Management | History | Reduced | 17,670 | 203 | 0.05% | 0.06% | 25 | -2,780 | -13.59% | Q1 2026 | Apr 15, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 17,500 | 196 | 0.01% | 0.01% | 26 | -1,000 | -5.41% | Q1 2026 | Apr 21, 2026 |
| CreativeOne Wealth, LLC | History | New | 17,100 | 191 | 0.0% | — | 27 | +17,100 | New | Q1 2026 | May 15, 2026 |
| D.A. DAVIDSON & CO. | History | No change | 16,600 | 185 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Capital Investment Advisors, LLC | History | Added to | 15,889 | 177 | 0.0% | 0.0% | 29 | +3,297 | 26.18% | Q1 2026 | Apr 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 15,568 | 174 | 0.0% | — | 30 | +15,568 | New | Q1 2026 | May 15, 2026 |
| Signature Wealth Management Partners, LLC | History | No change | 14,351 | 160 | 0.08% | 0.08% | 31 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| O'ROURKE & COMPANY, Inc | History | Added to | 13,683 | 152 | 0.06% | 0.06% | 32 | +423 | 3.19% | Q1 2026 | May 14, 2026 |
| CENTAURUS FINANCIAL, INC. | History | No change | 13,043 | 146 | 0.01% | 0.01% | 33 | 0 | 0.0% | Q1 2026 | May 18, 2026 |
| Cetera Investment Advisers | History | Added to | 11,618 | 129 | 0.0% | 0.0% | 34 | +39 | 0.34% | Q1 2026 | May 13, 2026 |
| Kestra Advisory Services, LLC | History | New | 11,453 | 128 | 0.0% | — | 36 | +11,453 | New | Q1 2026 | Apr 30, 2026 |
| BlackRock, Inc. | History | No change | 11,533 | 128 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | No change | 11,060 | 124 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 10,400 | 116 | 0.0% | 0.0% | 38 | +127 | 1.24% | Q1 2026 | May 14, 2026 |
| COMERICA BANK | History | No change | 8,772 | 104 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| FIFTH THIRD BANCORP | History | New | 8,806 | 98 | 0.0% | — | 40 | +8,806 | New | Q1 2026 | May 01, 2026 |
| Noble Wealth Management PBC | History | Added to | 6,355 | 71 | 0.04% | 0.03% | 41 | +950 | 17.58% | Q1 2026 | Apr 02, 2026 |
| Sound Income Strategies, LLC | History | Reduced | 6,185 | 69 | 0.0% | 0.0% | 42 | -385 | -5.86% | Q1 2026 | Apr 27, 2026 |
| Farther Finance Advisors, LLC | History | No change | 3,900 | 44 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Whipplewood Advisors, LLC | History | Added to | 3,641 | 40 | 0.02% | 0.03% | 44 | +1 | 0.03% | Q1 2026 | Apr 30, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 3,530 | 39 | 0.0% | 0.0% | 45 | +3,030 | 606.0% | Q1 2026 | May 08, 2026 |
| Western Wealth Management, LLC | History | New | 2,850 | 31 | 0.0% | — | 46 | +2,850 | New | Q1 2026 | May 19, 2026 |
| WEBSTER BANK, N. A. | History | No change | 2,000 | 22 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Allworth Financial LP | History | No change | 1,433 | 16 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Geneos Wealth Management Inc. | History | No change | 360 | 4 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| US BANCORP \DE\ | History | No change | 300 | 3 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | New | 250 | 2 | 0.0% | — | 52 | +250 | New | Q1 2026 | Apr 06, 2026 |
| Blue Trust, Inc. | History | No change | 200 | 2 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Lido Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -66,880 | -100.0% | Q1 2026 | May 13, 2026 |
| AQR Arbitrage LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -35,599 | -100.0% | Q1 2026 | May 15, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -3,000 | -100.0% | Q1 2026 | May 11, 2026 |
| IFP Advisors, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2026 | Apr 13, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -295 | -100.0% | Q1 2026 | May 01, 2026 |
| Clear Street Group Inc. | History | New | 71 | 0 | — | — | — | +71 | New | Q1 2026 | May 15, 2026 |