PIMCO Income Strategy Fund II - PFN
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC | History | Reduced | 1,707,807 | 12,808 | 0.09% | 0.1% | 1 | -146,710 | -7.91% | Q4 2025 | Feb 17, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 1,479,247 | 11,094 | 0.06% | 0.0% | 2 | +1,475,481 | 39179.0% | Q4 2025 | Feb 12, 2026 |
| LPL Financial LLC | History | Added to | 1,314,714 | 9,860 | 0.0% | 0.0% | 3 | +7,692 | 0.59% | Q4 2025 | Feb 11, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 1,090,582 | 8,179 | 0.0% | 0.0% | 4 | +200,602 | 22.54% | Q4 2025 | Feb 17, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 1,065,739 | 7,993 | 0.29% | 0.32% | 5 | +6,573 | 0.62% | Q4 2025 | Feb 06, 2026 |
| COHEN & STEERS, INC. | History | No change | 806,234 | 6,047 | 0.01% | 0.01% | 6 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| MORGAN STANLEY | History | Added to | 806,145 | 6,046 | 0.0% | 0.0% | 7 | +156,698 | 24.13% | Q4 2025 | Feb 13, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Reduced | 803,507 | 6,026 | 0.28% | 0.85% | 8 | -1,158,321 | -59.04% | Q4 2025 | Feb 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 782,179 | 5,866 | 0.0% | 0.0% | 9 | +314,150 | 67.12% | Q4 2025 | Feb 13, 2026 |
| Invesco Ltd. | History | Reduced | 674,383 | 5,057 | 0.0% | 0.0% | 10 | -15,543 | -2.25% | Q4 2025 | Feb 19, 2026 |
| Concurrent Investment Advisors, LLC | History | New | 311,998 | 2,339 | 0.03% | — | 11 | +311,998 | New | Q4 2025 | Jan 29, 2026 |
| J.W. COLE ADVISORS, INC. | History | Reduced | 252,698 | 1,895 | 0.05% | 0.04% | 12 | -18,360 | -6.77% | Q4 2025 | Feb 11, 2026 |
| CoreCap Advisors, LLC | History | Added to | 244,065 | 1,830 | 0.06% | 0.07% | 13 | +3,775 | 1.57% | Q4 2025 | Jan 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 207,211 | 1,554 | 0.0% | 0.0% | 14 | -261,159 | -55.76% | Q4 2025 | Feb 18, 2026 |
| PRIVATE TRUST CO NA | History | No change | 192,830 | 1,446 | 0.13% | 0.13% | 15 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| HORIZON KINETICS ASSET MANAGEMENT LLC | History | No change | 191,463 | 1,435 | 0.02% | 0.02% | 16 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 189,546 | 1,421 | 0.0% | 0.0% | 17 | -18,208 | -8.76% | Q4 2025 | Feb 12, 2026 |
| Cetera Investment Advisers | History | Added to | 189,394 | 1,420 | 0.0% | 0.0% | 18 | +27,511 | 16.99% | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 151,184 | 1,136 | 0.0% | 0.0% | 19 | +56,708 | 60.02% | Q4 2025 | Feb 17, 2026 |
| Whipplewood Advisors, LLC | History | Added to | 133,917 | 1,004 | 0.65% | 0.66% | 20 | +1,058 | 0.8% | Q4 2025 | Feb 17, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 133,598 | 1,001 | 0.0% | 0.0% | 21 | -21,593 | -13.91% | Q4 2025 | Feb 10, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 116,672 | 875 | 0.0% | 0.0% | 22 | +9,851 | 9.22% | Q4 2025 | Feb 17, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | No change | 116,000 | 870 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| UBS Group AG | History | Added to | 112,737 | 845 | 0.0% | 0.0% | 24 | +32,665 | 40.79% | Q4 2025 | Jan 29, 2026 |
| Shaker Financial Services, LLC | History | New | 105,800 | 793 | 0.25% | — | 25 | +105,800 | New | Q4 2025 | Jan 26, 2026 |
| Moors & Cabot, Inc. | History | Added to | 103,698 | 777 | 0.03% | 0.03% | 26 | +21,882 | 26.75% | Q4 2025 | Feb 10, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 101,678 | 762 | 0.01% | 0.01% | 27 | -57,087 | -35.96% | Q4 2025 | Jan 20, 2026 |
| Keudell/Morrison Wealth Management | History | New | 93,690 | 702 | 0.15% | — | 28 | +93,690 | New | Q4 2025 | Feb 06, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 92,318 | 692 | 0.0% | 0.0% | 30 | +18,491 | 25.05% | Q4 2025 | Feb 13, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 92,341 | 692 | 0.0% | 0.0% | 29 | +4,200 | 4.77% | Q4 2025 | Feb 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 85,821 | 644 | 0.0% | 0.0% | 31 | -4,786 | -5.28% | Q4 2025 | Feb 05, 2026 |
| Simplicity Wealth,LLC | History | New | 80,427 | 603 | 0.04% | — | 32 | +80,427 | New | Q4 2025 | Jan 30, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Reduced | 79,973 | 600 | 0.03% | 0.13% | 33 | -294,105 | -78.62% | Q4 2025 | Feb 13, 2026 |
| Compound Planning, Inc. | History | Added to | 79,160 | 593 | 0.02% | 0.01% | 34 | +20,290 | 34.47% | Q4 2025 | Feb 19, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 77,077 | 578 | 0.0% | 0.0% | 35 | -1,285 | -1.64% | Q4 2025 | Feb 18, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 77,014 | 577 | 0.0% | 0.0% | 36 | +30,444 | 65.37% | Q4 2025 | Feb 12, 2026 |
| HUB Investment Partners, LLC | History | Added to | 75,663 | 567 | 0.01% | 0.02% | 37 | +3,212 | 4.43% | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 74,971 | 563 | 0.0% | — | 38 | +74,971 | New | Q4 2025 | Feb 17, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 74,117 | 555 | 0.0% | 0.0% | 39 | -1,788 | -2.36% | Q4 2025 | Mar 16, 2026 |
| HRT FINANCIAL LP | History | New | 68,462 | 513 | 0.0% | — | 40 | +68,462 | New | Q4 2025 | Feb 12, 2026 |
| Verity Asset Management, Inc. | History | Added to | 67,746 | 508 | 0.22% | 0.15% | 41 | +5,696 | 9.18% | Q4 2025 | Jan 30, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 63,180 | 473 | 0.0% | 0.0% | 42 | -329,807 | -83.92% | Q4 2025 | Feb 10, 2026 |
| Main Street Financial Solutions, LLC | History | No change | 57,213 | 429 | 0.03% | 0.03% | 43 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| RS CRUM INC. | History | No change | 55,750 | 418 | 0.08% | 0.09% | 44 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Mallini Complete Financial Planning LLC | History | Added to | 54,489 | 408 | 0.33% | 0.33% | 45 | +616 | 1.14% | Q4 2025 | Jan 06, 2026 |
| Apollon Wealth Management, LLC | History | Added to | 51,604 | 387 | 0.01% | 0.01% | 46 | +1,116 | 2.21% | Q4 2025 | Jan 22, 2026 |
| Pinnacle Financial Partners, Inc. | History | New | 48,850 | 366 | 0.0% | — | 47 | +48,850 | New | Q4 2025 | Feb 18, 2026 |
| Cypress Capital Group | History | No change | 47,157 | 353 | 0.04% | 0.04% | 48 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 46,339 | 347 | 0.0% | 0.0% | 49 | +4,537 | 10.85% | Q4 2025 | Jan 29, 2026 |
| Certified Advisory Corp | History | Added to | 46,131 | 345 | 0.03% | 0.03% | 50 | +1,053 | 2.34% | Q4 2025 | Jan 12, 2026 |
| TrueMark Investments, LLC | History | Added to | 45,820 | 343 | 0.07% | 0.06% | 51 | +1,639 | 3.71% | Q4 2025 | Jan 14, 2026 |
| Noble Wealth Management PBC | History | Reduced | 41,683 | 312 | 0.16% | 1.2% | 52 | -256,185 | -86.01% | Q4 2025 | Jan 05, 2026 |
| Ameritas Advisory Services, LLC | History | Reduced | 41,110 | 308 | 0.01% | 0.02% | 53 | -1,100 | -2.61% | Q4 2025 | Feb 04, 2026 |
| Elm3 Financial Group, LLC | History | Reduced | 37,890 | 284 | 0.24% | 0.27% | 54 | -4,800 | -11.24% | Q4 2025 | Jan 22, 2026 |
| Addison Capital Co | History | Reduced | 36,264 | 271 | 0.07% | 0.11% | 55 | -12,750 | -26.01% | Q4 2025 | Feb 02, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 34,275 | 257 | 0.0% | 0.0% | 56 | +1,300 | 3.94% | Q4 2025 | Feb 11, 2026 |
| TWO SIGMA SECURITIES, LLC | History | New | 33,164 | 248 | 0.03% | — | 57 | +33,164 | New | Q4 2025 | Feb 17, 2026 |
| SMITH CHAS P & ASSOCIATES PA CPAS | History | New | 32,151 | 241 | 0.01% | — | 58 | +32,151 | New | Q4 2025 | Feb 09, 2026 |
| RMG Wealth Management LLC | History | New | 17,553 | 229 | 0.03% | — | 59 | +17,553 | New | Q4 2025 | Jan 29, 2026 |
| Vanguard Capital Wealth Advisors | History | No change | 30,000 | 225 | 0.18% | 0.18% | 60 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| CWM, LLC | History | No change | 29,350 | 220 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| WJ Financial Advisors LLC | History | Reduced | 28,881 | 216 | 0.19% | 0.23% | 62 | -2,000 | -6.48% | Q4 2025 | Feb 02, 2026 |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC | History | No change | 27,800 | 208 | 0.07% | 0.07% | 63 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| HighTower Advisors, LLC | History | Added to | 27,424 | 205 | 0.0% | 0.0% | 64 | +775 | 2.91% | Q4 2025 | Feb 06, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Added to | 27,129 | 203 | 0.01% | 0.01% | 65 | +9,000 | 49.64% | Q4 2025 | Feb 17, 2026 |
| SHUFRO ROSE & CO LLC | History | Reduced | 26,200 | 196 | 0.01% | 0.02% | 66 | -200 | -0.76% | Q4 2025 | Feb 09, 2026 |
| StoneX Group Inc. | History | New | 26,046 | 195 | 0.01% | — | 67 | +26,046 | New | Q4 2025 | Feb 12, 2026 |
| Focus Partners Wealth | History | Added to | 26,077 | 195 | 0.0% | 0.0% | 68 | +15,432 | 144.97% | Q4 2025 | Feb 13, 2026 |
| SeaCrest Wealth Management, LLC | History | Reduced | 25,456 | 188 | 0.02% | 0.02% | 69 | -258 | -1.0% | Q4 2025 | Jan 12, 2026 |
| PINNACLE ASSOCIATES LTD | History | Reduced | 24,970 | 187 | 0.0% | 0.0% | 70 | -300 | -1.19% | Q4 2025 | Feb 05, 2026 |
| Aptus Capital Advisors, LLC | History | Reduced | 22,927 | 171 | 0.0% | 0.0% | 71 | -131 | -0.57% | Q4 2025 | Feb 13, 2026 |
| Element Wealth, LLC | History | Reduced | 20,654 | 154 | 0.06% | 0.07% | 72 | -1,118 | -5.14% | Q4 2025 | Feb 13, 2026 |
| FIRST FOUNDATION ADVISORS | History | Reduced | 19,533 | 146 | 0.01% | 0.01% | 73 | -208 | -1.05% | Q4 2025 | Feb 04, 2026 |
| Savvy Advisors, Inc. | History | New | 19,347 | 145 | 0.0% | — | 75 | +19,347 | New | Q4 2025 | Jan 20, 2026 |
| Lido Advisors, LLC | History | No change | 19,001 | 145 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| World Investment Advisors | History | Added to | 18,938 | 142 | 0.0% | 0.0% | 76 | +8,162 | 75.74% | Q4 2025 | Mar 12, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | New | 18,852 | 141 | 0.01% | — | 77 | +18,852 | New | Q4 2025 | Jan 15, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | No change | 17,700 | 132 | 0.09% | 0.1% | 78 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| Private Advisor Group, LLC | History | No change | 16,295 | 122 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| CreativeOne Wealth, LLC | History | Added to | 15,225 | 114 | 0.0% | 0.0% | 80 | +4,150 | 37.47% | Q4 2025 | Feb 13, 2026 |
| Virtu Financial LLC | History | New | 14,770 | 111 | 0.0% | — | 82 | +14,770 | New | Q4 2025 | Feb 23, 2026 |
| Summit Financial, LLC | History | Added to | 14,762 | 111 | 0.0% | 0.0% | 83 | +3,289 | 28.67% | Q4 2025 | Feb 13, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 14,742 | 111 | 0.0% | 0.0% | 81 | +87 | 0.59% | Q4 2025 | Feb 12, 2026 |
| Integrity Advisory Solutions, LLC | History | Added to | 13,762 | 103 | 0.01% | 0.01% | 84 | +1,962 | 16.63% | Q4 2025 | Feb 09, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | New | 12,371 | 91 | 0.0% | — | 85 | +12,371 | New | Q4 2025 | Jan 08, 2026 |
| Wealth Alliance Advisory Group, LLC | History | No change | 12,000 | 90 | 0.02% | 0.02% | 86 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Gridiron Partners, LLC | History | Reduced | 11,907 | 89 | 0.05% | 0.05% | 87 | -434,399 | -97.33% | Q4 2025 | Jan 08, 2026 |
| Koshinski Asset Management, Inc. | History | No change | 11,721 | 87 | 0.01% | 0.01% | 88 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Geneos Wealth Management Inc. | History | No change | 11,300 | 84 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Amplius Wealth Advisors, LLC | History | No change | 11,000 | 82 | 0.01% | 0.01% | 90 | 0 | 0.0% | Q4 2025 | Jan 12, 2026 |
| WILLNER & HELLER, LLC | History | No change | 11,011 | 82 | 0.06% | 0.06% | 91 | 0 | 0.0% | Q4 2025 | Jan 12, 2026 |
| Advisory Services Network, LLC | History | Added to | 10,201 | 76 | 0.0% | 0.0% | 92 | +252 | 2.53% | Q4 2025 | Feb 17, 2026 |
| COMERICA BANK | History | Added to | 8,356 | 62 | 0.0% | 0.0% | 93 | +3,981 | 90.99% | Q4 2025 | Jan 29, 2026 |
| AMERIFLEX GROUP, INC. | History | Reduced | 7,602 | 57 | 0.03% | 0.04% | 94 | -7,602 | -50.0% | Q4 2025 | Feb 18, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | No change | 5,968 | 44 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Allworth Financial LP | History | New | 5,627 | 42 | 0.0% | — | 96 | +5,627 | New | Q4 2025 | Feb 05, 2026 |
| Sound Income Strategies, LLC | History | No change | 4,786 | 35 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 4,330 | 32 | 0.0% | — | 98 | +4,330 | New | Q4 2025 | Feb 13, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | Added to | 3,730 | 27 | 0.01% | 0.0% | 100 | +3,400 | 1030.3% | Q4 2025 | Jan 15, 2026 |
| US BANCORP \DE\ | History | No change | 3,648 | 27 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| JNBA Financial Advisors | History | Added to | 2,862 | 21 | 0.0% | 0.0% | 101 | +223 | 8.45% | Q4 2025 | Jan 26, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 2,589 | 19 | 0.0% | 0.0% | 102 | -431 | -14.27% | Q4 2025 | Feb 10, 2026 |
| Turim 21 Investimentos Ltda. | History | Reduced | 2,390 | 17 | 0.01% | 0.01% | 103 | -259 | -9.78% | Q4 2025 | Feb 17, 2026 |
| Colonial Trust Advisors | History | No change | 1,500 | 11 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 1,363 | 10 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Salomon & Ludwin, LLC | History | No change | 1,450 | 10 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| FNY Investment Advisers, LLC | History | No change | 1,200 | 9 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 1,000 | 7 | 0.0% | — | 109 | +1,000 | New | Q4 2025 | Feb 03, 2026 |
| GS Investments, Inc. | History | No change | 1,000 | 7 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 885 | 6 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 700 | 5 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Luminist Capital LLC | History | No change | 751 | 5 | 0.01% | 0.0% | 112 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Atlantic Union Bankshares Corp | History | Reduced | 600 | 4 | 0.0% | 0.0% | 113 | -400 | -40.0% | Q4 2025 | Feb 04, 2026 |
| Key FInancial Inc | History | No change | 548 | 4 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | No change | 300 | 3 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Murphy & Mullick Capital Management Corp | History | No change | 500 | 3 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Consolidated Portfolio Review Corp | History | Closed out | 0 | 0 | — | 0.31% | — | -320,266 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Thomas J. Herzfeld Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.83% | — | -319,586 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Clear Creek Financial Management, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -48,404 | -100.0% | Q3 2025 | Nov 10, 2025 |
| CHOREO, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -43,174 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Newbridge Financial Services Group, Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -25,726 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Semus Wealth Partners LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -15,347 | -100.0% | Q3 2025 | Oct 22, 2025 |
| Baird Financial Group, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -15,251 | -100.0% | Q3 2025 | Nov 13, 2025 |
| BURNS J W & CO INC/NY | History | Closed out | 0 | 0 | — | 0.01% | — | -15,100 | -100.0% | Q3 2025 | Oct 20, 2025 |
| Financial Alternatives, Inc | History | Closed out | 0 | 0 | — | 0.07% | — | -14,955 | -100.0% | Q3 2025 | Nov 05, 2025 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -13,250 | -100.0% | Q3 2025 | Nov 13, 2025 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -12,455 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Mach-1 Financial Group, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -11,800 | -100.0% | Q3 2025 | Nov 12, 2025 |
| IBEX WEALTH ADVISORS | History | Closed out | 0 | 0 | — | 0.01% | — | -10,988 | -100.0% | Q3 2025 | Nov 12, 2025 |
| GPS Wealth Strategies Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,069 | -100.0% | Q3 2025 | Nov 03, 2025 |
| CX Institutional | History | Closed out | 0 | 0 | — | 0.0% | — | -2,740 | -100.0% | Q3 2025 | Oct 23, 2025 |
| J.Safra Asset Management Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -1,887 | -100.0% | Q3 2025 | Oct 29, 2025 |
| Concord Wealth Partners | History | Closed out | 0 | 0 | — | 0.0% | — | -986 | -100.0% | Q3 2025 | Nov 05, 2025 |
| Tower Research Capital LLC (TRC) | History | New | 64 | 0 | — | — | — | +64 | New | Q4 2025 | Feb 17, 2026 |
| PIN OAK INVESTMENT ADVISORS INC | History | Closed out | 0 | 0 | — | — | — | -50 | -100.0% | Q3 2025 | Nov 17, 2025 |
| FMR LLC | History | New | 1 | 0 | — | — | — | +1 | New | Q4 2025 | Feb 17, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 31 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |