Pioneer Floating Rate Fund, Inc. - PHD
Detailed investor-level table based on 13F positions.
Early Q4 2025 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | Added to | 1,421,772 | 14,160 | 1.78% | 0.09% | 1 | +1,350,552 | 1896.31% | Q3 2025 | Oct 20, 2025 |
| Almitas Capital LLC | History | Added to | 699,986 | 6,971 | 1.6% | 0.84% | 2 | +361,618 | 106.87% | Q3 2025 | Nov 17, 2025 |
| Quarry LP | History | Added to | 531,617 | 5,294 | 1.16% | 0.04% | 3 | +511,683 | 2566.89% | Q3 2025 | Nov 14, 2025 |
| Kovitz Investment Group Partners, LLC | History | Added to | 360,129 | 3,586 | 0.01% | 0.01% | 4 | +216,044 | 149.94% | Q3 2025 | Nov 10, 2025 |
| Saba Capital Management, L.P. | History | No change | 319,614 | 3,183 | 0.09% | 0.07% | 5 | 0 | 0.0% | Q3 2025 | Nov 14, 2025 |
| Advisors Asset Management, Inc. | History | Reduced | 315,610 | 3,143 | 0.05% | 0.06% | 6 | -27,338 | -7.97% | Q3 2025 | Nov 06, 2025 |
| Invesco Ltd. | History | Reduced | 249,946 | 2,489 | 0.0% | 0.0% | 7 | -86,542 | -25.72% | Q3 2025 | Nov 13, 2025 |
| LAKE STREET PRIVATE WEALTH, LLC | History | Reduced | 232,000 | 2,310 | 0.3% | 0.96% | 8 | -454,650 | -66.21% | Q3 2025 | Nov 10, 2025 |
| Ethos Financial Group, LLC | History | Reduced | 203,147 | 2,023 | 0.16% | 0.18% | 9 | -10,218 | -4.79% | Q3 2025 | Oct 23, 2025 |
| Clear Creek Financial Management, LLC | History | Added to | 196,389 | 1,956 | 0.17% | 0.16% | 10 | +23,234 | 13.42% | Q3 2025 | Nov 10, 2025 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 173,513 | 1,728 | 0.0% | 0.0% | 11 | -20,856 | -10.73% | Q3 2025 | Feb 03, 2026 |
| CSS LLC/IL | History | Added to | 171,845 | 1,711 | 0.08% | 0.03% | 12 | +98,833 | 135.37% | Q3 2025 | Nov 13, 2025 |
| MORGAN STANLEY | History | Added to | 137,192 | 1,366 | 0.0% | 0.0% | 13 | +4,534 | 3.42% | Q3 2025 | Nov 14, 2025 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 136,675 | 1,361 | 0.01% | 0.02% | 14 | -87,725 | -39.09% | Q3 2025 | Nov 13, 2025 |
| ICON ADVISERS INC/CO | History | New | 126,566 | 1,260 | 0.28% | — | 15 | +126,566 | New | Q3 2025 | Nov 17, 2025 |
| Noble Wealth Management PBC | History | New | 98,700 | 983 | 0.52% | — | 16 | +98,700 | New | Q3 2025 | Jan 05, 2026 |
| COHEN & STEERS, INC. | History | Added to | 90,000 | 896 | 0.0% | 0.0% | 17 | +50,000 | 125.0% | Q3 2025 | Nov 14, 2025 |
| ADAPT WEALTH ADVISORS, LLC | History | New | 88,137 | 877 | 0.32% | — | 18 | +88,137 | New | Q3 2025 | Nov 10, 2025 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Added to | 74,743 | 744 | 0.0% | 0.0% | 19 | +29,337 | 64.61% | Q3 2025 | Nov 14, 2025 |
| OSAIC HOLDINGS, INC. | History | Reduced | 67,653 | 670 | 0.0% | 0.0% | 20 | -2,755 | -3.91% | Q3 2025 | Nov 14, 2025 |
| Fiera Capital Corp | History | Added to | 64,605 | 643 | 0.0% | 0.0% | 21 | +15,810 | 32.4% | Q3 2025 | Nov 07, 2025 |
| Logan Stone Capital, LLC | History | Added to | 53,003 | 527 | 0.24% | 0.17% | 22 | +15,296 | 40.57% | Q3 2025 | Nov 14, 2025 |
| WELLS FARGO & COMPANY/MN | History | Added to | 50,678 | 504 | 0.0% | 0.0% | 23 | +8,429 | 19.95% | Q3 2025 | Nov 13, 2025 |
| CAPTRUST FINANCIAL ADVISORS | History | Reduced | 50,231 | 500 | 0.0% | 0.0% | 24 | -930 | -1.82% | Q3 2025 | Nov 19, 2025 |
| Yakira Capital Management, Inc. | History | New | 34,079 | 339 | 0.12% | — | 25 | +34,079 | New | Q3 2025 | Nov 13, 2025 |
| Cetera Investment Advisers | History | Added to | 29,268 | 291 | 0.0% | 0.0% | 26 | +8,402 | 40.27% | Q3 2025 | Nov 14, 2025 |
| UBS Group AG | History | Added to | 26,874 | 267 | 0.0% | 0.0% | 27 | +2,115 | 8.54% | Q3 2025 | Nov 13, 2025 |
| ROTHSCHILD INVESTMENT LLC | History | Reduced | 24,100 | 240 | 0.01% | 0.02% | 28 | -700 | -2.82% | Q3 2025 | Nov 07, 2025 |
| SEVEN MILE ADVISORY | History | New | 22,139 | 220 | 0.04% | — | 29 | +22,139 | New | Q3 2025 | Nov 13, 2025 |
| MELFA WEALTH MANAGEMENT, INC. | History | No change | 19,497 | 194 | 0.11% | 0.12% | 30 | 0 | 0.0% | Q3 2025 | Oct 28, 2025 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | No change | 15,708 | 156 | 0.01% | 0.01% | 31 | 0 | 0.0% | Q3 2025 | Nov 05, 2025 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 13,604 | 136 | 0.0% | 0.0% | 32 | -2,158 | -13.69% | Q3 2025 | Oct 22, 2025 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 13,520 | 134 | 0.0% | 0.0% | 33 | -3,111 | -18.71% | Q3 2025 | Nov 14, 2025 |
| HighTower Advisors, LLC | History | Added to | 13,382 | 133 | 0.0% | 0.0% | 34 | +71 | 0.53% | Q3 2025 | Nov 07, 2025 |
| Capital Investment Advisors, LLC | History | New | 12,749 | 126 | 0.0% | — | 35 | +12,749 | New | Q3 2025 | Oct 23, 2025 |
| STIFEL FINANCIAL CORP | History | Added to | 11,176 | 111 | 0.0% | 0.0% | 36 | +19 | 0.17% | Q3 2025 | Nov 12, 2025 |
| CITADEL ADVISORS LLC | History | New | 10,373 | 103 | 0.0% | — | 37 | +10,373 | New | Q3 2025 | Nov 14, 2025 |
| Kovack Advisors, Inc. | History | No change | 10,000 | 99 | 0.01% | 0.01% | 38 | 0 | 0.0% | Q3 2025 | Nov 10, 2025 |
| MAI Capital Management | History | No change | 5,000 | 49 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q3 2025 | Nov 10, 2025 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 4,000 | 39 | 0.0% | 0.0% | 40 | -2,205 | -35.54% | Q3 2025 | Nov 07, 2025 |
| GPS Wealth Strategies Group, LLC | History | No change | 3,555 | 35 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q3 2025 | Nov 03, 2025 |
| Bogart Wealth, LLC | History | No change | 2,700 | 26 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q3 2025 | Oct 27, 2025 |
| TCTC Holdings, LLC | History | No change | 2,250 | 22 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q3 2025 | Nov 07, 2025 |
| CoreCap Advisors, LLC | History | New | 1,700 | 16 | 0.0% | — | 44 | +1,700 | New | Q3 2025 | Oct 22, 2025 |
| BNP PARIBAS FINANCIAL MARKETS | History | New | 701 | 6 | 0.0% | — | 45 | +701 | New | Q3 2025 | Nov 13, 2025 |
| HIGHLINE WEALTH PARTNERS LLC | History | New | 700 | 6 | 0.0% | — | 46 | +700 | New | Q3 2025 | Oct 14, 2025 |
| Pathstone Holdings, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -173,266 | -100.0% | Q2 2025 | Aug 12, 2025 |
| SIT INVESTMENT ASSOCIATES INC | History | Closed out | 0 | 0 | — | 0.02% | — | -106,873 | -100.0% | Q2 2025 | Aug 14, 2025 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -89,616 | -100.0% | Q2 2025 | Nov 21, 2025 |
| Virtus Investment Advisers, LLC | History | Closed out | 0 | 0 | — | 0.26% | — | -79,711 | -100.0% | Q2 2025 | Aug 13, 2025 |
| RIVERBRIDGE PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -62,293 | -100.0% | Q2 2025 | Jul 15, 2025 |
| XTX Topco Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -13,080 | -100.0% | Q2 2025 | Aug 12, 2025 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,820 | -100.0% | Q2 2025 | Aug 12, 2025 |
| RAYMOND JAMES FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,736 | -100.0% | Q2 2025 | Aug 14, 2025 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,035 | -100.0% | Q2 2025 | Aug 04, 2025 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -128 | -100.0% | Q2 2025 | Aug 12, 2025 |
| Steward Partners Investment Advisory, LLC | History | Closed out | 0 | 0 | — | — | — | -33 | -100.0% | Q2 2025 | Aug 12, 2025 |
| HUNTINGTON NATIONAL BANK | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q3 2025 | Nov 12, 2025 |