Principal Exchange-Traded Funds - PREF
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | History | Added to | 11,736,590 | 220,882 | 0.02% | 0.02% | 1 | +491,520 | 4.37% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 7,738,404 | 145,636 | 0.02% | 0.02% | 2 | +556,858 | 7.75% | Q1 2026 | May 05, 2026 |
| MORGAN STANLEY | History | Added to | 7,393,760 | 139,150 | 0.01% | 0.01% | 3 | +527,763 | 7.69% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 3,750,863 | 70,591 | 0.01% | 0.01% | 4 | -201,234 | -5.09% | Q1 2026 | May 11, 2026 |
| LPL Financial LLC | History | Added to | 3,105,457 | 58,444 | 0.02% | 0.02% | 5 | +74,853 | 2.47% | Q1 2026 | May 06, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 3,103,712 | 58,411 | 0.01% | 0.01% | 6 | -209,386 | -6.32% | Q1 2026 | May 15, 2026 |
| IFC Advisors LLC | History | Added to | 2,730,332 | 51,384 | 7.35% | 7.47% | 7 | +48,223 | 1.8% | Q1 2026 | May 04, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 2,197,396 | 41,358 | 0.01% | 0.01% | 8 | +421,421 | 23.73% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 1,859,739 | 35,000 | 0.01% | 0.01% | 9 | -31,517 | -1.67% | Q1 2026 | May 14, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 1,212,564 | 22,820 | 0.33% | 0.27% | 10 | +285,169 | 30.75% | Q1 2026 | May 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 1,078,814 | 20,303 | 0.01% | 0.0% | 11 | +269,728 | 33.34% | Q1 2026 | May 04, 2026 |
| L2 Asset Management, LLC | History | Added to | 849,548 | 15,988 | 1.52% | 0.8% | 12 | +533,904 | 169.15% | Q1 2026 | May 14, 2026 |
| Permanens Capital L.P. | History | Reduced | 847,144 | 15,943 | 2.05% | 4.27% | 13 | -868,623 | -50.63% | Q1 2026 | May 15, 2026 |
| Bensler, LLC | History | Added to | 831,810 | 15,654 | 1.62% | 1.35% | 14 | +124,406 | 17.59% | Q1 2026 | May 01, 2026 |
| BENJAMIN EDWARDS INC | History | Reduced | 662,675 | 12,471 | 0.12% | 0.15% | 15 | -29,261 | -4.23% | Q1 2026 | May 12, 2026 |
| CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC | History | Added to | 648,514 | 12,205 | 1.88% | 1.9% | 16 | +33,062 | 5.37% | Q1 2026 | May 07, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 602,488 | 11,347 | 0.02% | 0.03% | 17 | -585,563 | -49.29% | Q1 2026 | Apr 08, 2026 |
| Mariner, LLC | History | Reduced | 531,063 | 9,994 | 0.01% | 0.01% | 18 | -22,537 | -4.07% | Q1 2026 | May 13, 2026 |
| Berger Financial Group, Inc | History | Reduced | 403,943 | 7,602 | 0.43% | 0.5% | 19 | -51,473 | -11.3% | Q1 2026 | Apr 28, 2026 |
| ROGCO, LP | History | Added to | 398,110 | 7,492 | 2.5% | 2.44% | 20 | +10,923 | 2.82% | Q1 2026 | May 04, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 320,519 | 6,032 | 0.0% | 0.0% | 21 | +281,117 | 713.46% | Q1 2026 | May 12, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 54,035 | 5,986 | 0.28% | 0.02% | 22 | -294,844 | -84.51% | Q1 2026 | May 15, 2026 |
| PRINCIPAL FINANCIAL GROUP INC | History | Added to | 313,421 | 5,898 | 0.0% | 0.0% | 23 | +47,166 | 17.71% | Q1 2026 | May 04, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 308,606 | 5,807 | 0.0% | 0.0% | 24 | +307,736 | 35371.95% | Q1 2026 | May 07, 2026 |
| PSI Advisors, LLC | History | Reduced | 283,605 | 5,337 | 1.28% | 1.44% | 25 | -7,514 | -2.58% | Q1 2026 | May 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 275,643 | 5,187 | 0.01% | 0.01% | 26 | +6,960 | 2.59% | Q1 2026 | Apr 27, 2026 |
| Focus Partners Wealth | History | No change | 260,375 | 4,900 | 0.01% | 0.01% | 27 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Spartan Wealth Advisory Services LLC | History | New | 255,406 | 4,806 | 0.42% | — | 28 | +255,406 | New | Q1 2026 | May 06, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 241,299 | 4,541 | 0.01% | 0.01% | 29 | -7,606 | -3.06% | Q1 2026 | May 14, 2026 |
| Grey Ledge Advisors, LLC | History | Reduced | 202,206 | 3,805 | 0.86% | 0.9% | 30 | -6,543 | -3.13% | Q1 2026 | Apr 20, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 195,349 | 3,676 | 0.01% | 0.01% | 31 | +32,514 | 19.97% | Q1 2026 | May 14, 2026 |
| Ocean Park Asset Management, LLC | History | No change | 192,000 | 3,613 | 0.21% | 0.17% | 32 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 190,253 | 3,563 | 0.0% | 0.0% | 33 | +189,567 | 27633.67% | Q1 2026 | May 13, 2026 |
| &PARTNERS | History | Added to | 175,575 | 3,288 | 0.02% | 0.01% | 34 | +71,788 | 69.17% | Q1 2026 | May 15, 2026 |
| Private Advisor Group, LLC | History | Reduced | 171,145 | 3,220 | 0.02% | 0.02% | 35 | -33,189 | -16.24% | Q1 2026 | Apr 24, 2026 |
| Miller Global Investments, LLC | History | Reduced | 152,314 | 2,866 | 2.63% | 2.72% | 36 | -5,577 | -3.53% | Q1 2026 | Apr 06, 2026 |
| Fiduciary Alliance LLC | History | Added to | 148,289 | 2,821 | 0.17% | 0.17% | 37 | +14,171 | 10.57% | Q1 2026 | Apr 20, 2026 |
| Meadow Creek Wealth Advisors LLC | History | Added to | 149,078 | 2,805 | 1.82% | 1.7% | 38 | +9,902 | 7.11% | Q1 2026 | Apr 30, 2026 |
| Creative Planning | History | Added to | 144,954 | 2,728 | 0.0% | 0.0% | 39 | +1,228 | 0.85% | Q1 2026 | May 12, 2026 |
| MassMutual Private Wealth & Trust, FSB | History | Added to | 140,310 | 2,640 | 0.07% | 0.07% | 40 | +5,595 | 4.15% | Q1 2026 | Apr 13, 2026 |
| MainStreet Investment Advisors LLC | History | Added to | 140,310 | 2,640 | 0.4% | 0.37% | 41 | +4,660 | 3.44% | Q1 2026 | May 11, 2026 |
| FOCUSED ALPHA, LLC | History | No change | 138,592 | 2,608 | 0.81% | 0.78% | 42 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 137,547 | 2,588 | 0.01% | 0.01% | 43 | +28,171 | 25.76% | Q1 2026 | May 05, 2026 |
| INSIGNEO ADVISORY SERVICES, LLC | History | Added to | 134,117 | 2,524 | 0.18% | 0.18% | 44 | +86 | 0.06% | Q1 2026 | May 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 129,547 | 2,438 | 0.0% | 0.0% | 45 | +39,188 | 43.37% | Q1 2026 | May 15, 2026 |
| Legacy Bridge, LLC | History | Reduced | 123,545 | 2,325 | 0.89% | 0.97% | 46 | -2,060 | -1.64% | Q1 2026 | May 14, 2026 |
| COMERICA BANK | History | No change | 108,546 | 2,069 | 0.01% | 0.01% | 47 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| FIFTH THIRD BANCORP | History | Added to | 105,596 | 1,987 | 0.0% | 0.0% | 48 | +105,094 | 20935.06% | Q1 2026 | May 01, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 100,185 | 1,885 | 0.01% | 0.01% | 49 | +19,593 | 24.31% | Q1 2026 | Apr 30, 2026 |
| INVESTMENT PARTNERS, LTD. | History | No change | 99,541 | 1,873 | 0.67% | 0.66% | 50 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 91,215 | 1,716 | 0.0% | 0.0% | 51 | +6,553 | 7.74% | Q1 2026 | May 12, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 85,937 | 1,617 | 0.0% | 0.0% | 52 | -1,011 | -1.16% | Q1 2026 | May 05, 2026 |
| DEARBORN PARTNERS LLC | History | Reduced | 84,715 | 1,594 | 0.09% | 0.08% | 53 | -2,896 | -3.31% | Q1 2026 | May 12, 2026 |
| IBEX WEALTH ADVISORS | History | Reduced | 82,237 | 1,547 | 0.14% | 0.15% | 54 | -203 | -0.25% | Q1 2026 | Apr 30, 2026 |
| Gilliland Jeter Wealth Management LLC | History | Added to | 80,872 | 1,522 | 0.45% | 0.45% | 55 | +2,670 | 3.41% | Q1 2026 | Apr 24, 2026 |
| Willis Johnson & Associates, Inc. | History | Reduced | 76,951 | 1,448 | 0.08% | 0.12% | 56 | -22,388 | -22.54% | Q1 2026 | Apr 23, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 76,690 | 1,443 | 0.11% | 0.09% | 57 | +10,600 | 16.04% | Q1 2026 | May 05, 2026 |
| Henderson Brothers Financial Partners, LLC | History | New | 75,468 | 1,420 | 0.36% | — | 58 | +75,468 | New | Q1 2026 | May 04, 2026 |
| AXS Investments LLC | History | Reduced | 73,183 | 1,377 | 0.56% | 0.81% | 59 | -49,920 | -40.55% | Q1 2026 | May 06, 2026 |
| FourThought Financial Partners, LLC | History | Added to | 69,534 | 1,308 | 0.11% | 0.11% | 60 | +2,246 | 3.34% | Q1 2026 | May 07, 2026 |
| Cerity Partners LLC | History | Reduced | 63,835 | 1,201 | 0.0% | 0.0% | 61 | -1,403 | -2.15% | Q1 2026 | May 15, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 62,744 | 1,180 | 0.0% | 0.0% | 62 | -2,498 | -3.83% | Q1 2026 | Apr 27, 2026 |
| First Citizens Financial Corp | History | Reduced | 58,857 | 1,107 | 0.52% | 0.57% | 63 | -1,957 | -3.22% | Q1 2026 | Apr 07, 2026 |
| Mengis Capital Management, Inc. | History | Added to | 57,615 | 1,084 | 0.19% | 0.14% | 64 | +15,200 | 35.84% | Q1 2026 | May 12, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 54,725 | 1,029 | 0.0% | 0.0% | 65 | -4,348 | -7.36% | Q1 2026 | May 04, 2026 |
| FLAGSTAR ADVISORS INC | History | Added to | 53,210 | 1,001 | 0.36% | 0.33% | 66 | +771 | 1.47% | Q1 2026 | May 12, 2026 |
| LexAurum Advisors, LLC | History | New | 50,152 | 943 | 0.12% | — | 67 | +50,152 | New | Q1 2026 | Apr 13, 2026 |
| Essex Financial Services, Inc. | History | No change | 47,378 | 891 | 0.05% | 0.05% | 68 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 46,494 | 875 | 0.0% | — | 69 | +46,494 | New | Q1 2026 | May 15, 2026 |
| Independent Advisor Alliance | History | New | 45,043 | 847 | 0.01% | — | 70 | +45,043 | New | Q1 2026 | May 12, 2026 |
| Mechanics Financial Corp | History | Added to | 42,419 | 798 | 0.33% | 0.25% | 71 | +6,970 | 19.66% | Q1 2026 | May 06, 2026 |
| Pinnacle Financial Partners, Inc. | History | Added to | 41,063 | 772 | 0.01% | 0.01% | 72 | +684 | 1.69% | Q1 2026 | May 14, 2026 |
| CAPITAL & PLANNING, LLC | History | New | 39,640 | 746 | 0.45% | — | 73 | +39,640 | New | Q1 2026 | May 15, 2026 |
| BTG Pactual Asset Management US LLC | History | Added to | 38,820 | 730 | 0.06% | 0.06% | 74 | +7,342 | 23.32% | Q1 2026 | May 14, 2026 |
| U.S. Capital Wealth Advisors, LLC | History | Reduced | 38,334 | 721 | 0.02% | 0.02% | 75 | -399 | -1.03% | Q1 2026 | Apr 07, 2026 |
| SCHNIEDERS CAPITAL MANAGEMENT, LLC. | History | No change | 36,650 | 689 | 0.11% | 0.11% | 76 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Smartleaf Asset Management LLC | History | Reduced | 35,653 | 667 | 0.02% | 0.03% | 77 | -11,633 | -24.6% | Q1 2026 | May 15, 2026 |
| Coastal Bridge Advisors, LLC | History | Added to | 34,180 | 643 | 0.05% | 0.04% | 78 | +3,663 | 12.0% | Q1 2026 | May 14, 2026 |
| CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | History | Reduced | 32,447 | 610 | 0.01% | 0.01% | 79 | -17,580 | -35.14% | Q1 2026 | Apr 09, 2026 |
| UMB Bank, n.a. | History | Added to | 30,671 | 577 | 0.01% | 0.01% | 80 | +3,907 | 14.6% | Q1 2026 | May 11, 2026 |
| Argent Trust Co | History | Reduced | 29,003 | 545 | 0.02% | 0.02% | 81 | -1,120 | -3.72% | Q1 2026 | May 13, 2026 |
| Heritage Wealth Management, Inc. | History | Reduced | 28,768 | 541 | 0.27% | 0.17% | 82 | -2,942 | -9.28% | Q1 2026 | Apr 20, 2026 |
| Activest Wealth Management | History | Reduced | 26,913 | 506 | 0.09% | 0.12% | 83 | -5,560 | -17.12% | Q1 2026 | Apr 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 25,306 | 476 | 0.0% | 0.0% | 84 | +2,269 | 9.85% | Q1 2026 | Apr 30, 2026 |
| Diversified Trust Co | History | No change | 25,333 | 476 | 0.01% | 0.01% | 85 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| Resurgent Financial Advisors LLC | History | Added to | 24,441 | 459 | 0.17% | 0.23% | 86 | +122 | 0.5% | Q1 2026 | May 12, 2026 |
| STEPHENS INC /AR/ | History | Added to | 21,629 | 407 | 0.01% | 0.0% | 87 | +2,093 | 10.71% | Q1 2026 | Apr 28, 2026 |
| HRT FINANCIAL LP | History | New | 21,255 | 400 | 0.0% | — | 88 | +21,255 | New | Q1 2026 | May 14, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Added to | 20,479 | 385 | 0.0% | 0.0% | 89 | +10,156 | 98.38% | Q1 2026 | May 15, 2026 |
| Whipplewood Advisors, LLC | History | Added to | 20,311 | 382 | 0.2% | 0.25% | 90 | +224 | 1.12% | Q1 2026 | Apr 30, 2026 |
| XML Financial, LLC | History | Reduced | 19,149 | 360 | 0.03% | 0.03% | 91 | -129 | -0.67% | Q1 2026 | Apr 16, 2026 |
| Platform Technology Partners | History | No change | 19,000 | 357 | 0.07% | 0.08% | 92 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC | History | Reduced | 16,707 | 314 | 0.1% | 0.37% | 93 | -37,069 | -68.93% | Q1 2026 | May 04, 2026 |
| MBL Wealth, LLC | History | Reduced | 16,500 | 310 | 0.02% | 0.03% | 95 | -6,000 | -26.67% | Q1 2026 | Apr 28, 2026 |
| W.G. Shaheen & Associates DBA Whitney & Co | History | No change | 16,500 | 310 | 0.03% | 0.02% | 94 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Advisory Services Network, LLC | History | Reduced | 15,564 | 292 | 0.0% | 0.01% | 96 | -3,324 | -17.6% | Q1 2026 | May 15, 2026 |
| VestGen Advisors, LLC | History | No change | 15,032 | 285 | 0.01% | 0.01% | 97 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Colter Lewis Investment Partners LLC | History | New | 14,054 | 264 | 0.25% | — | 98 | +14,054 | New | Q1 2026 | May 15, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | History | Added to | 13,726 | 258 | 0.01% | 0.0% | 99 | +116 | 0.85% | Q1 2026 | Apr 29, 2026 |
| Jacobi Capital Management LLC | History | Reduced | 12,782 | 240 | 0.01% | 0.01% | 100 | -149 | -1.15% | Q1 2026 | May 13, 2026 |
| SOUTH PLAINS FINANCIAL, INC. | History | No change | 12,414 | 233 | 0.14% | 0.14% | 101 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Main Street Financial Solutions, LLC | History | No change | 11,737 | 223 | 0.02% | 0.02% | 102 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Bank of Jackson Hole Trust | History | No change | 11,861 | 223 | 0.11% | 0.11% | 103 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | History | Reduced | 11,190 | 210 | 0.01% | 0.01% | 104 | -1,436 | -11.37% | Q1 2026 | Apr 09, 2026 |
| CWM, LLC | History | Added to | 10,943 | 205 | 0.0% | 0.0% | 105 | +93 | 0.86% | Q1 2026 | May 14, 2026 |
| WealthShield Partners, LLC | History | Added to | 10,887 | 204 | 0.02% | 0.02% | 106 | +17 | 0.16% | Q1 2026 | May 01, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | Reduced | 10,375 | 195 | 0.0% | 0.0% | 107 | -34,367 | -76.81% | Q1 2026 | May 04, 2026 |
| FIDELIS CAPITAL PARTNERS, LLC | History | No change | 10,111 | 190 | 0.01% | 0.01% | 108 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Boreal Capital Management LLC | History | New | 8,641 | 162 | 0.13% | 0.21% | 109 | +8,641 | New | Q1 2026 | May 14, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 7,940 | 149 | 0.04% | 0.04% | 110 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| HARBOR INVESTMENT ADVISORY, LLC | History | No change | 5,000 | 94 | 0.01% | 0.01% | 111 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| PRIVATE TRUST CO NA | History | Reduced | 4,786 | 90 | 0.01% | 0.01% | 112 | -1,044 | -17.91% | Q1 2026 | Apr 30, 2026 |
| Roxbury Financial LLC | History | Added to | 4,044 | 76 | 0.07% | 0.07% | 113 | +18 | 0.45% | Q1 2026 | Apr 17, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 3,535 | 66 | 0.0% | 0.0% | 114 | +500 | 16.47% | Q1 2026 | May 08, 2026 |
| IFP Advisors, Inc | History | Added to | 2,939 | 55 | 0.0% | 0.0% | 115 | +386 | 15.12% | Q1 2026 | Apr 13, 2026 |
| ASSETMARK, INC | History | No change | 2,390 | 44 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| IFG Advisory, LLC | History | New | 2,272 | 42 | 0.12% | — | 117 | +2,272 | New | Q1 2026 | May 12, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Added to | 2,100 | 39 | 0.0% | 0.0% | 118 | +561 | 36.45% | Q1 2026 | May 07, 2026 |
| Evelyn Partners Asset Management Ltd | History | No change | 1,500 | 28 | 0.01% | 0.01% | 119 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| HUNTINGTON NATIONAL BANK | History | Added to | 1,079 | 20 | 0.0% | 0.0% | 120 | +738 | 216.42% | Q1 2026 | May 15, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 751 | 14 | 0.0% | 0.0% | 121 | +6 | 0.81% | Q1 2026 | Apr 07, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 500 | 9 | 0.0% | — | 123 | +500 | New | Q1 2026 | May 13, 2026 |
| Rosenberg Matthew Hamilton | History | No change | 495 | 9 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 446 | 8 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Allworth Financial LP | History | New | 421 | 7 | 0.0% | — | 126 | +421 | New | Q1 2026 | May 14, 2026 |
| AE Wealth Management LLC | History | New | 412 | 7 | 0.0% | — | 127 | +412 | New | Q1 2026 | May 13, 2026 |
| Quest 10 Wealth Builders, Inc. | History | No change | 373 | 7 | 0.01% | 0.01% | 125 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 295 | 5 | 0.0% | 0.0% | 128 | +3 | 1.03% | Q1 2026 | Apr 17, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | New | 229 | 4 | 0.0% | — | 129 | +229 | New | Q1 2026 | May 08, 2026 |
| Abound Wealth Management | History | New | 158 | 2 | 0.0% | — | 131 | +158 | New | Q1 2026 | Apr 10, 2026 |
| Keating Financial Advisory Services, Inc. | History | Added to | 121 | 2 | 0.0% | 0.0% | 130 | +1 | 0.83% | Q1 2026 | May 15, 2026 |
| Tyche Wealth Partners LLC | History | Closed out | 0 | 0 | — | 1.16% | — | -384,025 | -100.0% | Q1 2026 | May 06, 2026 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.05% | — | -117,090 | -100.0% | Q1 2026 | Apr 23, 2026 |
| Lifeworks Advisors, LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -70,777 | -100.0% | Q1 2026 | May 04, 2026 |
| Prospera Financial Services Inc | History | Closed out | 0 | 0 | — | 0.01% | — | -33,060 | -100.0% | Q1 2026 | Apr 14, 2026 |
| Waverly Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -29,867 | -100.0% | Q1 2026 | May 15, 2026 |
| Cordatus Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -23,260 | -100.0% | Q1 2026 | Apr 29, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,869 | -100.0% | Q1 2026 | May 15, 2026 |
| EVERETT HARRIS & CO /CA/ | History | Closed out | 0 | 0 | — | 0.0% | — | -13,000 | -100.0% | Q1 2026 | May 08, 2026 |
| Cetera Investment Advisers | History | Closed out | 0 | 0 | — | 0.0% | — | -10,449 | -100.0% | Q1 2026 | May 13, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,909 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Cape Investment Advisory, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -1,030 | -100.0% | Q1 2026 | May 15, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -933 | -100.0% | Q1 2026 | May 15, 2026 |
| CX Institutional | History | Closed out | 0 | 0 | — | 0.0% | — | -772 | -100.0% | Q1 2026 | Apr 06, 2026 |
| AlphaCore Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -350 | -100.0% | Q1 2026 | May 15, 2026 |
| IFC & Insurance Marketing, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -169 | -100.0% | Q1 2026 | Apr 16, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Closed out | 0 | 0 | — | — | — | -20 | -100.0% | Q1 2026 | May 12, 2026 |
| FMR LLC | History | Added to | 44 | 0 | — | — | — | +1 | 2.33% | Q1 2026 | May 15, 2026 |