Principal Exchange-Traded Funds - PREF
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | History | Added to | 11,245,070 | 214,443 | 0.02% | 0.01% | 1 | +498,177 | 4.64% | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Added to | 7,181,546 | 136,952 | 0.02% | 0.02% | 2 | +97,573 | 1.38% | Q4 2025 | Jan 29, 2026 |
| MORGAN STANLEY | History | Added to | 6,865,997 | 130,934 | 0.01% | 0.01% | 3 | +271,606 | 4.12% | Q4 2025 | Feb 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 3,952,097 | 75,366 | 0.01% | 0.01% | 4 | +359,536 | 10.01% | Q4 2025 | Feb 13, 2026 |
| ROYAL BANK OF CANADA | History | New | 3,313,098 | 63,181 | 0.01% | — | 5 | +3,313,098 | New | Q4 2025 | Feb 17, 2026 |
| LPL Financial LLC | History | Added to | 3,030,604 | 57,793 | 0.02% | 0.02% | 6 | +308,735 | 11.34% | Q4 2025 | Feb 11, 2026 |
| IFC Advisors LLC | History | Added to | 2,682,109 | 51,147 | 7.47% | 9.2% | 7 | +59,145 | 2.25% | Q4 2025 | Feb 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 1,891,256 | 36,066 | 0.01% | 0.01% | 8 | +207,130 | 12.3% | Q4 2025 | Feb 18, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 1,775,975 | 33,865 | 0.01% | 0.0% | 9 | +695,835 | 64.42% | Q4 2025 | Feb 17, 2026 |
| Permanens Capital L.P. | History | Added to | 1,715,767 | 32,719 | 4.27% | 4.19% | 10 | +247,253 | 16.84% | Q4 2025 | Feb 17, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 1,188,051 | 22,691 | 0.03% | 0.03% | 11 | -21,231 | -1.76% | Q4 2025 | Jan 08, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 927,395 | 17,685 | 0.27% | 0.21% | 12 | +254,600 | 37.84% | Q4 2025 | Feb 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 809,086 | 15,429 | 0.0% | 0.0% | 13 | +168,595 | 26.32% | Q4 2025 | Feb 10, 2026 |
| Bensler, LLC | History | Added to | 707,404 | 13,490 | 1.35% | 1.28% | 14 | +64,639 | 10.06% | Q4 2025 | Feb 04, 2026 |
| BENJAMIN EDWARDS INC | History | Reduced | 691,936 | 13,194 | 0.15% | 0.15% | 15 | -16,780 | -2.37% | Q4 2025 | Feb 02, 2026 |
| CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC | History | Added to | 615,452 | 11,736 | 1.9% | 1.88% | 16 | +52,300 | 9.29% | Q4 2025 | Feb 11, 2026 |
| Mariner, LLC | History | Added to | 553,600 | 10,557 | 0.01% | 0.01% | 17 | +38,601 | 7.5% | Q4 2025 | Feb 13, 2026 |
| Berger Financial Group, Inc | History | Added to | 455,416 | 8,684 | 0.5% | 0.49% | 18 | +25,139 | 5.84% | Q4 2025 | Jan 27, 2026 |
| ROGCO, LP | History | Added to | 387,187 | 7,383 | 2.44% | 2.58% | 19 | +3,484 | 0.91% | Q4 2025 | Jan 30, 2026 |
| Tyche Wealth Partners LLC | History | Reduced | 384,025 | 7,323 | 1.16% | 1.35% | 20 | -17,676 | -4.4% | Q4 2025 | Jan 23, 2026 |
| NewEdge Advisors, LLC | History | Added to | 348,879 | 6,653 | 0.02% | 0.03% | 21 | +49,695 | 16.61% | Q4 2025 | Feb 18, 2026 |
| L2 Asset Management, LLC | History | Added to | 315,644 | 6,019 | 0.8% | 0.72% | 22 | +54,202 | 20.73% | Q4 2025 | Feb 17, 2026 |
| PSI Advisors, LLC | History | Added to | 291,119 | 5,728 | 1.44% | 1.41% | 23 | +5,197 | 1.82% | Q4 2025 | Feb 09, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 268,683 | 5,123 | 0.01% | 0.01% | 24 | -19,111 | -6.64% | Q4 2025 | Feb 12, 2026 |
| PRINCIPAL FINANCIAL GROUP INC | History | Reduced | 266,255 | 5,077 | 0.0% | 0.0% | 25 | -5,030 | -1.85% | Q4 2025 | Feb 02, 2026 |
| Focus Partners Wealth | History | Added to | 260,375 | 4,965 | 0.01% | 0.01% | 26 | +15,815 | 6.47% | Q4 2025 | Feb 13, 2026 |
| Baird Financial Group, Inc. | History | Added to | 248,905 | 4,746 | 0.01% | 0.01% | 27 | +3,032 | 1.23% | Q4 2025 | Feb 13, 2026 |
| Grey Ledge Advisors, LLC | History | Reduced | 208,749 | 3,980 | 0.9% | 1.04% | 28 | -31,894 | -13.25% | Q4 2025 | Feb 05, 2026 |
| Private Advisor Group, LLC | History | Added to | 204,334 | 3,896 | 0.02% | 0.02% | 29 | +16,955 | 9.05% | Q4 2025 | Feb 17, 2026 |
| Ocean Park Asset Management, LLC | History | Reduced | 192,000 | 3,661 | 0.17% | 0.19% | 30 | -54,100 | -21.98% | Q4 2025 | Jan 15, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 162,835 | 3,105 | 0.01% | 0.0% | 31 | +43,796 | 36.79% | Q4 2025 | Mar 16, 2026 |
| Miller Global Investments, LLC | History | New | 157,891 | 3,010 | 2.72% | — | 32 | +157,891 | New | Q4 2025 | Jan 05, 2026 |
| Creative Planning | History | Added to | 143,726 | 2,740 | 0.0% | 0.0% | 33 | +3,149 | 2.24% | Q4 2025 | Feb 17, 2026 |
| Meadow Creek Wealth Advisors LLC | History | Added to | 139,176 | 2,654 | 1.7% | 1.73% | 34 | +2,607 | 1.91% | Q4 2025 | Jan 28, 2026 |
| FOCUSED ALPHA, LLC | History | New | 138,592 | 2,642 | 0.78% | — | 35 | +138,592 | New | Q4 2025 | Feb 13, 2026 |
| MainStreet Investment Advisors LLC | History | Reduced | 135,650 | 2,586 | 0.37% | 0.35% | 36 | -839 | -0.61% | Q4 2025 | Feb 10, 2026 |
| MassMutual Private Wealth & Trust, FSB | History | Added to | 134,715 | 2,569 | 0.07% | 0.06% | 37 | +1,746 | 1.31% | Q4 2025 | Jan 07, 2026 |
| Fiduciary Alliance LLC | History | Added to | 134,118 | 2,557 | 0.17% | 0.15% | 38 | +15,824 | 13.38% | Q4 2025 | Jan 22, 2026 |
| INSIGNEO ADVISORY SERVICES, LLC | History | Added to | 134,031 | 2,555 | 0.18% | 0.14% | 39 | +31,150 | 30.28% | Q4 2025 | Feb 12, 2026 |
| Legacy Bridge, LLC | History | Reduced | 125,605 | 2,395 | 0.97% | 1.03% | 40 | -3,740 | -2.89% | Q4 2025 | Jan 23, 2026 |
| AXS Investments LLC | History | Reduced | 123,103 | 2,347 | 1.13% | 1.61% | 41 | -69,465 | -36.07% | Q4 2025 | Feb 10, 2026 |
| J.W. COLE ADVISORS, INC. | History | Reduced | 117,090 | 2,232 | 0.05% | 0.05% | 42 | -19,048 | -13.99% | Q4 2025 | Feb 11, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 109,376 | 2,085 | 0.01% | 0.01% | 43 | +45,322 | 70.76% | Q4 2025 | Jan 29, 2026 |
| COMERICA BANK | History | Added to | 108,546 | 2,069 | 0.01% | 0.01% | 44 | +13,228 | 13.88% | Q4 2025 | Jan 29, 2026 |
| &PARTNERS | History | Reduced | 103,787 | 1,979 | 0.01% | 0.01% | 45 | -790 | -0.76% | Q4 2025 | Feb 17, 2026 |
| INVESTMENT PARTNERS, LTD. | History | No change | 99,541 | 1,898 | 0.66% | 0.67% | 46 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Willis Johnson & Associates, Inc. | History | Reduced | 99,339 | 1,894 | 0.12% | 0.12% | 47 | -2,103 | -2.07% | Q4 2025 | Jan 22, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 90,359 | 1,723 | 0.0% | 0.0% | 48 | +5,146 | 6.04% | Q4 2025 | Feb 17, 2026 |
| DEARBORN PARTNERS LLC | History | Reduced | 87,611 | 1,670 | 0.08% | 0.08% | 49 | -2,421 | -2.69% | Q4 2025 | Feb 11, 2026 |
| Bank of New York Mellon Corp | History | Added to | 86,948 | 1,658 | 0.0% | 0.0% | 50 | +38,795 | 80.57% | Q4 2025 | Feb 10, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 84,662 | 1,614 | 0.0% | 0.0% | 51 | -1,754 | -2.03% | Q4 2025 | Feb 13, 2026 |
| IBEX WEALTH ADVISORS | History | Reduced | 82,440 | 1,572 | 0.15% | 0.17% | 52 | -11,824 | -12.54% | Q4 2025 | Feb 17, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 80,592 | 1,536 | 0.01% | 0.02% | 53 | -174,040 | -68.35% | Q4 2025 | Feb 13, 2026 |
| Gilliland Jeter Wealth Management LLC | History | Reduced | 78,202 | 1,491 | 0.45% | 0.47% | 54 | -646 | -0.82% | Q4 2025 | Jan 23, 2026 |
| Lifeworks Advisors, LLC | History | Reduced | 70,777 | 1,349 | 0.17% | 0.18% | 55 | -1,012 | -1.41% | Q4 2025 | Feb 13, 2026 |
| FourThought Financial Partners, LLC | History | Added to | 67,288 | 1,283 | 0.11% | 0.11% | 56 | +3,398 | 5.32% | Q4 2025 | Feb 06, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 66,090 | 1,260 | 0.09% | 0.09% | 57 | +8,331 | 14.42% | Q4 2025 | Jan 21, 2026 |
| Cerity Partners LLC | History | Reduced | 65,238 | 1,244 | 0.0% | 0.0% | 59 | -2,005 | -2.98% | Q4 2025 | Feb 11, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 65,242 | 1,244 | 0.0% | 0.0% | 58 | -908 | -1.37% | Q4 2025 | Feb 02, 2026 |
| First Citizens Financial Corp | History | Added to | 60,814 | 1,159 | 0.57% | 0.56% | 60 | +1,479 | 2.49% | Q4 2025 | Jan 06, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 59,073 | 1,126 | 0.0% | 0.0% | 61 | +7,835 | 15.29% | Q4 2025 | Feb 13, 2026 |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC | History | Reduced | 53,776 | 1,025 | 0.37% | 0.38% | 62 | -433 | -0.8% | Q4 2025 | Feb 06, 2026 |
| FLAGSTAR ADVISORS INC | History | Reduced | 52,439 | 1,000 | 0.33% | 0.39% | 63 | -13,679 | -20.69% | Q4 2025 | Jan 13, 2026 |
| CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | History | Reduced | 50,027 | 954 | 0.01% | 0.02% | 64 | -5,583 | -10.04% | Q4 2025 | Jan 22, 2026 |
| Essex Financial Services, Inc. | History | No change | 47,378 | 903 | 0.05% | 0.05% | 65 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Smartleaf Asset Management LLC | History | Reduced | 47,286 | 900 | 0.03% | 0.07% | 66 | -11,809 | -19.98% | Q4 2025 | Feb 13, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | Added to | 44,742 | 853 | 0.0% | 0.0% | 67 | +913 | 2.08% | Q4 2025 | Jan 26, 2026 |
| Mengis Capital Management, Inc. | History | New | 42,415 | 808 | 0.14% | — | 68 | +42,415 | New | Q4 2025 | Mar 05, 2026 |
| Pinnacle Financial Partners, Inc. | History | New | 40,379 | 770 | 0.01% | — | 69 | +40,379 | New | Q4 2025 | Feb 18, 2026 |
| JANE STREET GROUP, LLC | History | New | 39,402 | 751 | 0.0% | — | 70 | +39,402 | New | Q4 2025 | Feb 12, 2026 |
| U.S. Capital Wealth Advisors, LLC | History | Added to | 38,733 | 738 | 0.02% | 0.02% | 71 | +8,115 | 26.5% | Q4 2025 | Jan 23, 2026 |
| SCHNIEDERS CAPITAL MANAGEMENT, LLC. | History | No change | 36,650 | 698 | 0.11% | 0.13% | 72 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Mechanics Financial Corp | History | Reduced | 35,449 | 676 | 0.25% | 0.27% | 73 | -1,445 | -3.92% | Q4 2025 | Jan 22, 2026 |
| Prospera Financial Services Inc | History | New | 33,060 | 630 | 0.01% | — | 74 | +33,060 | New | Q4 2025 | Feb 09, 2026 |
| Activest Wealth Management | History | Added to | 32,473 | 619 | 0.12% | 0.13% | 75 | +167 | 0.52% | Q4 2025 | Jan 30, 2026 |
| Heritage Wealth Management, Inc. | History | Added to | 31,710 | 604 | 0.17% | 0.15% | 76 | +5,828 | 22.52% | Q4 2025 | Jan 26, 2026 |
| BTG Pactual Asset Management US LLC | History | Added to | 31,478 | 597 | 0.06% | 0.03% | 77 | +1,342 | 4.45% | Q4 2025 | Feb 17, 2026 |
| Coastal Bridge Advisors, LLC | History | No change | 30,517 | 581 | 0.04% | 0.04% | 78 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| Argent Trust Co | History | Reduced | 30,123 | 574 | 0.02% | 0.02% | 79 | -550 | -1.79% | Q4 2025 | Feb 10, 2026 |
| Waverly Advisors, LLC | History | Reduced | 29,867 | 569 | 0.0% | 0.01% | 80 | -3,074 | -9.33% | Q4 2025 | Feb 17, 2026 |
| UMB Bank, n.a. | History | Reduced | 26,764 | 510 | 0.01% | 0.01% | 81 | -2,169 | -7.5% | Q4 2025 | Feb 13, 2026 |
| Diversified Trust Co | History | New | 25,333 | 483 | 0.01% | — | 82 | +25,333 | New | Q4 2025 | Jan 09, 2026 |
| Resurgent Financial Advisors LLC | History | Added to | 24,319 | 463 | 0.23% | 0.21% | 83 | +2,447 | 11.19% | Q4 2025 | Feb 12, 2026 |
| Cordatus Wealth Management LLC | History | New | 23,260 | 443 | 0.1% | — | 84 | +23,260 | New | Q4 2025 | Jan 26, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 23,037 | 439 | 0.0% | 0.0% | 85 | +379 | 1.67% | Q4 2025 | Feb 05, 2026 |
| MBL Wealth, LLC | History | Reduced | 22,500 | 429 | 0.03% | 0.04% | 86 | -500 | -2.17% | Q4 2025 | Jan 21, 2026 |
| Whipplewood Advisors, LLC | History | Added to | 20,087 | 383 | 0.25% | 0.25% | 87 | +269 | 1.36% | Q4 2025 | Feb 17, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 19,869 | 378 | 0.0% | 0.0% | 88 | -6,516 | -24.7% | Q4 2025 | Feb 17, 2026 |
| STEPHENS INC /AR/ | History | Reduced | 19,536 | 372 | 0.0% | 0.01% | 89 | -1,152 | -5.57% | Q4 2025 | Feb 05, 2026 |
| XML Financial, LLC | History | Added to | 19,278 | 367 | 0.03% | 0.03% | 90 | +331 | 1.75% | Q4 2025 | Feb 11, 2026 |
| Platform Technology Partners | History | No change | 19,000 | 362 | 0.08% | 0.09% | 91 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Advisory Services Network, LLC | History | Added to | 18,888 | 360 | 0.01% | 0.0% | 92 | +3,176 | 20.21% | Q4 2025 | Feb 17, 2026 |
| W.G. Shaheen & Associates DBA Whitney & Co | History | No change | 16,500 | 314 | 0.02% | 0.03% | 93 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| VestGen Advisors, LLC | History | Added to | 15,032 | 286 | 0.01% | 0.01% | 94 | +338 | 2.3% | Q4 2025 | Feb 17, 2026 |
| Boreal Capital Management LLC | History | Closed out | 0 | 284 | 0.21% | 0.26% | 95 | -16,818 | -100.0% | Q3 2025 | Feb 13, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | History | No change | 13,610 | 259 | 0.0% | 0.01% | 96 | 0 | 0.0% | Q4 2025 | Feb 19, 2026 |
| EVERETT HARRIS & CO /CA/ | History | Reduced | 13,000 | 247 | 0.0% | 0.01% | 97 | -10,500 | -44.68% | Q4 2025 | Feb 11, 2026 |
| Jacobi Capital Management LLC | History | Reduced | 12,931 | 246 | 0.01% | 0.02% | 98 | -2,983 | -18.74% | Q4 2025 | Feb 13, 2026 |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | History | New | 12,626 | 240 | 0.01% | — | 99 | +12,626 | New | Q4 2025 | Jan 20, 2026 |
| SOUTH PLAINS FINANCIAL, INC. | History | Added to | 12,414 | 236 | 0.14% | 0.14% | 100 | +627 | 5.32% | Q4 2025 | Feb 13, 2026 |
| Bank of Jackson Hole Trust | History | Added to | 11,861 | 226 | 0.11% | 0.09% | 101 | +2,161 | 22.28% | Q4 2025 | Feb 12, 2026 |
| Main Street Financial Solutions, LLC | History | Added to | 11,737 | 223 | 0.02% | 0.01% | 102 | +201 | 1.74% | Q4 2025 | Feb 17, 2026 |
| WealthShield Partners, LLC | History | Added to | 10,870 | 207 | 0.02% | 0.02% | 104 | +33 | 0.3% | Q4 2025 | Feb 03, 2026 |
| CWM, LLC | History | Added to | 10,850 | 207 | 0.0% | 0.0% | 103 | +23 | 0.21% | Q4 2025 | Jan 26, 2026 |
| Cetera Investment Advisers | History | Reduced | 10,449 | 199 | 0.0% | 0.0% | 105 | -2,387 | -18.6% | Q4 2025 | Feb 17, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | New | 10,323 | 196 | 0.0% | — | 106 | +10,323 | New | Q4 2025 | Feb 18, 2026 |
| FIDELIS CAPITAL PARTNERS, LLC | History | No change | 10,111 | 192 | 0.01% | 0.02% | 107 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Pinnacle Bancorp, Inc. | History | Added to | 7,940 | 151 | 0.04% | 0.03% | 108 | +1,805 | 29.42% | Q4 2025 | Jan 22, 2026 |
| PRIVATE TRUST CO NA | History | Reduced | 5,830 | 111 | 0.01% | 0.02% | 109 | -5,038 | -46.36% | Q4 2025 | Jan 26, 2026 |
| HARBOR INVESTMENT ADVISORY, LLC | History | No change | 5,000 | 95 | 0.01% | 0.01% | 110 | 0 | 0.0% | Q4 2025 | Jan 07, 2026 |
| Roxbury Financial LLC | History | New | 4,026 | 76 | 0.07% | — | 111 | +4,026 | New | Q4 2025 | Jan 05, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 3,035 | 57 | 0.0% | 0.0% | 112 | +1,695 | 126.49% | Q4 2025 | Feb 12, 2026 |
| IFP Advisors, Inc | History | No change | 2,553 | 48 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| ASSETMARK, INC | History | No change | 2,390 | 45 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 1,909 | 36 | 0.0% | — | 115 | +1,909 | New | Q4 2025 | Jan 21, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | New | 1,539 | 29 | 0.0% | — | 116 | +1,539 | New | Q4 2025 | Feb 10, 2026 |
| Evelyn Partners Asset Management Ltd | History | New | 1,500 | 28 | 0.01% | — | 117 | +1,500 | New | Q4 2025 | Feb 13, 2026 |
| Cape Investment Advisory, Inc. | History | New | 1,030 | 19 | 0.01% | — | 118 | +1,030 | New | Q4 2025 | Feb 17, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 933 | 17 | 0.0% | — | 119 | +933 | New | Q4 2025 | Feb 17, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 870 | 16 | 0.0% | — | 120 | +870 | New | Q4 2025 | Feb 10, 2026 |
| CX Institutional | History | New | 772 | 15 | 0.0% | — | 121 | +772 | New | Q4 2025 | Feb 02, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 745 | 14 | 0.0% | 0.0% | 122 | +13 | 1.78% | Q4 2025 | Jan 23, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 686 | 13 | 0.0% | 0.0% | 123 | +588 | 600.0% | Q4 2025 | Feb 11, 2026 |
| FIFTH THIRD BANCORP | History | No change | 502 | 9 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| Rosenberg Matthew Hamilton | History | No change | 495 | 9 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q4 2025 | Jan 05, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 446 | 8 | 0.0% | — | 126 | +446 | New | Q4 2025 | Feb 03, 2026 |
| Quest 10 Wealth Builders, Inc. | History | No change | 373 | 7 | 0.01% | 0.01% | 127 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| AlphaCore Capital LLC | History | New | 350 | 6 | 0.0% | — | 129 | +350 | New | Q4 2025 | Feb 05, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 341 | 6 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 292 | 5 | 0.0% | 0.0% | 130 | +5 | 1.74% | Q4 2025 | Jan 20, 2026 |
| IFC & Insurance Marketing, Inc. | History | New | 169 | 3 | 0.0% | — | 131 | +169 | New | Q4 2025 | Feb 12, 2026 |
| Keating Financial Advisory Services, Inc. | History | New | 120 | 2 | 0.0% | — | 132 | +120 | New | Q4 2025 | Feb 09, 2026 |
| Wealthcare Advisory Partners LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -44,476 | -100.0% | Q3 2025 | Nov 07, 2025 |
| CAPITAL & PLANNING, LLC | History | Closed out | 0 | 0 | — | 0.46% | — | -38,565 | -100.0% | Q3 2025 | Nov 04, 2025 |
| FSC Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.23% | — | -20,475 | -100.0% | Q3 2025 | Oct 17, 2025 |
| EHRLICH FINANCIAL GROUP | History | Closed out | 0 | 0 | — | 0.17% | — | -15,144 | -100.0% | Q3 2025 | Oct 17, 2025 |
| ADAPT WEALTH ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -14,874 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Griffith & Werner, Inc. | History | Closed out | 0 | 0 | — | 0.11% | — | -11,392 | -100.0% | Q3 2025 | Nov 12, 2025 |
| DAVENPORT & Co LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,703 | -100.0% | Q3 2025 | Oct 15, 2025 |
| Provenance Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -8,205 | -100.0% | Q3 2025 | Nov 12, 2025 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,600 | -100.0% | Q3 2025 | Nov 12, 2025 |
| CIBC Private Wealth Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,500 | -100.0% | Q3 2025 | Nov 24, 2025 |
| AE Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -293 | -100.0% | Q3 2025 | Nov 03, 2025 |
| FMR LLC | History | Added to | 43 | 0 | — | — | — | +1 | 2.38% | Q4 2025 | Feb 17, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 20 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |