PROSPECT CAPITAL CORP - PSEC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| TWO SIGMA INVESTMENTS, LP | History | Added to | 15,849,407 | 41,366 | 0.03% | 0.02% | 1 | +9,316,639 | 142.61% | Q1 2026 | May 15, 2026 |
| PRIVATE MANAGEMENT GROUP INC | History | Added to | 13,535,291 | 35,327 | 1.02% | 0.24% | 2 | +10,310,442 | 319.72% | Q1 2026 | May 08, 2026 |
| TWO SIGMA ADVISERS, LP | History | No change | 8,944,200 | 23,165 | 0.05% | 0.05% | 3 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| VAN ECK ASSOCIATES CORP | History | Reduced | 7,296,734 | 19,044 | 0.01% | 0.02% | 4 | -2,347,674 | -24.34% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 5,473,368 | 14,285 | 0.0% | 0.0% | 5 | +483,382 | 9.69% | Q1 2026 | May 05, 2026 |
| MARSHALL WACE, LLP | History | Reduced | 4,751,220 | 12,400 | 0.01% | 0.01% | 6 | -1,462,296 | -23.53% | Q1 2026 | May 14, 2026 |
| GENDELL JEFFREY L | History | Added to | 4,009,902 | 10,465 | 0.14% | 0.17% | 7 | +281,583 | 7.55% | Q1 2026 | May 15, 2026 |
| Legal & General Group Plc | History | Added to | 3,640,665 | 9,520 | 0.0% | 0.0% | 8 | +319,188 | 9.61% | Q1 2026 | May 08, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 3,460,351 | 9,031 | 0.2% | 0.08% | 9 | +2,105,502 | 155.4% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 3,167,569 | 8,267 | 0.0% | 0.0% | 10 | +405,310 | 14.67% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Reduced | 2,451,916 | 6,399 | 0.0% | 0.0% | 11 | -756,930 | -23.59% | Q1 2026 | May 15, 2026 |
| Private Advisor Group, LLC | History | Added to | 1,711,638 | 4,467 | 0.02% | 0.02% | 12 | +6,262 | 0.37% | Q1 2026 | Apr 24, 2026 |
| BlackRock, Inc. | History | Reduced | 1,572,472 | 4,104 | 0.0% | 0.0% | 13 | -815,115 | -34.14% | Q1 2026 | May 13, 2026 |
| TUDOR INVESTMENT CORP ET AL | History | Reduced | 1,456,870 | 3,802 | 0.01% | 0.01% | 14 | -791,762 | -35.21% | Q1 2026 | May 15, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 1,065,396 | 2,780 | 0.0% | 0.0% | 15 | +364,747 | 52.06% | Q1 2026 | May 12, 2026 |
| LPL Financial LLC | History | Added to | 951,562 | 2,483 | 0.0% | 0.0% | 16 | +130,415 | 15.88% | Q1 2026 | May 06, 2026 |
| GraniteShares Advisors LLC | History | Reduced | 951,110 | 2,482 | 1.79% | 1.67% | 17 | -108,870 | -10.27% | Q1 2026 | Apr 23, 2026 |
| FIRST NATIONAL TRUST CO | History | No change | 84,000 | 2,100 | 0.07% | 0.07% | 18 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 800,310 | 2,088 | 0.0% | 0.0% | 19 | +137,275 | 20.7% | Q1 2026 | Apr 27, 2026 |
| Tactive Advisors, LLC | History | Added to | 581,994 | 1,519 | 0.43% | 0.44% | 20 | +3,157 | 0.55% | Q1 2026 | Apr 16, 2026 |
| Naviter Wealth, LLC | History | Added to | 570,785 | 1,515 | 0.19% | 0.13% | 21 | +186,566 | 48.56% | Q1 2026 | Apr 10, 2026 |
| LSV ASSET MANAGEMENT | History | No change | 535,835 | 1,399 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| BI Asset Management Fondsmaeglerselskab A/S | History | No change | 520,592 | 1,359 | 0.01% | 0.01% | 23 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 499,760 | 1,304 | 0.0% | 0.0% | 24 | +27,174 | 5.75% | Q1 2026 | May 14, 2026 |
| GROUP ONE TRADING LLC | History | Added to | 479,559 | 1,251 | 0.0% | 0.0% | 25 | +186,117 | 63.43% | Q1 2026 | May 13, 2026 |
| Kovack Advisors, Inc. | History | Added to | 468,541 | 1,227 | 0.07% | 0.05% | 26 | +65,451 | 16.24% | Q1 2026 | May 12, 2026 |
| SMH CAPITAL ADVISORS INC | History | Reduced | 1,113 | 1,112 | 3.38% | 2.25% | 27 | -425,360 | -99.74% | Q1 2026 | Apr 10, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 425,133 | 1,110 | 0.0% | 0.0% | 28 | +67,063 | 18.73% | Q1 2026 | Apr 30, 2026 |
| DnB Asset Management AS | History | No change | 401,659 | 1,048 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| 180 WEALTH ADVISORS, LLC | History | Added to | 400,521 | 1,045 | 0.12% | 0.1% | 30 | +54,424 | 15.73% | Q1 2026 | May 01, 2026 |
| Squarepoint Ops LLC | History | Added to | 386,695 | 1,009 | 0.0% | 0.0% | 31 | +101,800 | 35.73% | Q1 2026 | May 15, 2026 |
| CANADA LIFE ASSURANCE Co | History | Reduced | 378,837 | 994 | 0.0% | 0.0% | 32 | -30,390 | -7.43% | Q1 2026 | May 14, 2026 |
| Virtus Investment Advisers, LLC | History | Reduced | 337,946 | 882 | 0.24% | 0.32% | 33 | -122,843 | -26.66% | Q1 2026 | May 14, 2026 |
| Cetera Investment Advisers | History | Added to | 316,704 | 826 | 0.0% | 0.0% | 34 | +61,182 | 23.94% | Q1 2026 | May 13, 2026 |
| IMC-Chicago, LLC | History | Added to | 314,742 | 821 | 0.0% | 0.0% | 35 | +222,742 | 242.11% | Q1 2026 | May 05, 2026 |
| Engineers Gate Manager LP | History | Added to | 303,743 | 792 | 0.01% | 0.0% | 36 | +168,503 | 124.6% | Q1 2026 | May 15, 2026 |
| Concorde Asset Management, LLC | History | No change | 304,280 | 788 | 0.32% | 0.32% | 37 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| TCFG Investment Advisors, LLC | History | New | 277,914 | 725 | 0.27% | — | 39 | +277,914 | New | Q1 2026 | May 05, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | History | Added to | 277,914 | 725 | 0.27% | 0.28% | 38 | +2,581 | 0.94% | Q1 2026 | Apr 23, 2026 |
| TWO SIGMA SECURITIES, LLC | History | New | 268,208 | 700 | 0.08% | — | 40 | +268,208 | New | Q1 2026 | May 15, 2026 |
| Brevan Howard Capital Management LP | History | Added to | 246,087 | 642 | 0.01% | 0.0% | 41 | +119,080 | 93.76% | Q1 2026 | May 15, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 243,138 | 634 | 0.0% | 0.0% | 42 | -11,532 | -4.53% | Q1 2026 | May 15, 2026 |
| GatePass Capital, LLC | History | Reduced | 236,900 | 618 | 0.29% | 0.41% | 43 | -69,250 | -22.62% | Q1 2026 | May 06, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Reduced | 221,708 | 578 | 0.0% | 0.0% | 44 | -2,836,722 | -92.75% | Q1 2026 | May 15, 2026 |
| FAMILY WEALTH PARTNERS, LLC | History | Added to | 212,817 | 554 | 0.19% | 0.14% | 45 | +62,338 | 41.43% | Q1 2026 | Apr 14, 2026 |
| Focus Partners Advisor Solutions, LLC | History | Added to | 205,853 | 536 | 0.01% | 0.0% | 46 | +50,531 | 32.53% | Q1 2026 | May 13, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 200,777 | 524 | 0.0% | 0.0% | 47 | +43,945 | 28.02% | Q1 2026 | May 15, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 200,390 | 523 | 0.01% | 0.01% | 49 | -1,292 | -0.64% | Q1 2026 | Apr 20, 2026 |
| Catalyst Capital Advisors LLC | History | No change | 200,742 | 523 | 0.01% | 0.01% | 48 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Claro Advisors Inc. | History | Added to | 197,405 | 515 | 0.06% | 0.07% | 50 | +5,000 | 2.6% | Q1 2026 | Apr 21, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 187,828 | 490 | 0.0% | 0.0% | 51 | -1,596 | -0.84% | Q1 2026 | May 12, 2026 |
| SIMPLEX TRADING, LLC | History | Reduced | 187,100 | 488 | 0.0% | 0.0% | 52 | -34,100 | -15.42% | Q1 2026 | May 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 184,211 | 480 | 0.0% | 0.0% | 54 | -22,393 | -10.84% | Q1 2026 | May 15, 2026 |
| IAT REINSURANCE CO LTD. | History | No change | 30,000 | 480 | 0.16% | 0.14% | 53 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Creative Planning | History | Reduced | 182,353 | 475 | 0.0% | 0.0% | 55 | -13,714 | -6.99% | Q1 2026 | May 12, 2026 |
| Tweedy, Browne Co LLC | History | No change | 162,953 | 422 | 0.03% | 0.03% | 56 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| TRUIST FINANCIAL CORP | History | No change | 153,940 | 401 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 152,207 | 397 | 0.0% | 0.0% | 58 | -304,792 | -66.69% | Q1 2026 | May 12, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 146,004 | 381 | 0.0% | 0.0% | 59 | -217,795 | -59.87% | Q1 2026 | May 15, 2026 |
| Quantbot Technologies LP | History | Reduced | 136,738 | 356 | 0.01% | 0.02% | 60 | -126,272 | -48.01% | Q1 2026 | May 13, 2026 |
| CAXTON ASSOCIATES LLP | History | Reduced | 133,523 | 348 | 0.01% | 0.04% | 61 | -576,730 | -81.2% | Q1 2026 | May 14, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 125,024 | 327 | 0.02% | 0.02% | 62 | +924 | 0.74% | Q1 2026 | May 01, 2026 |
| Universal- Beteiligungs- und Servicegesellschaft mbH | History | No change | 105,900 | 276 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Spire Wealth Management | History | Added to | 102,608 | 267 | 0.01% | 0.01% | 64 | +558 | 0.55% | Q1 2026 | Apr 22, 2026 |
| Generali Investments CEE, investicni spolecnost, a.s. | History | No change | 101,234 | 264 | 0.01% | 0.02% | 65 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| DRW Securities, LLC | History | Reduced | 93,339 | 243 | 0.0% | 0.01% | 67 | -125,780 | -57.4% | Q1 2026 | May 13, 2026 |
| WESTWOOD HOLDINGS GROUP INC | History | No change | 93,246 | 243 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 86,903 | 226 | 0.0% | 0.0% | 68 | +59,414 | 216.14% | Q1 2026 | Apr 08, 2026 |
| DENALI ADVISORS LLC | History | Reduced | 84,551 | 220 | 0.02% | 0.02% | 69 | -750 | -0.88% | Q1 2026 | May 08, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 81,016 | 212 | 0.0% | 0.0% | 70 | +24,188 | 42.56% | Q1 2026 | May 15, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 78,173 | 207 | 0.0% | 0.0% | 71 | +2,391 | 3.16% | Q1 2026 | Apr 30, 2026 |
| Summit Global Investments | History | No change | 75,000 | 196 | 0.01% | 0.01% | 72 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| BFSG, LLC | History | Added to | 72,844 | 190 | 0.02% | 0.0% | 73 | +62,334 | 593.09% | Q1 2026 | Apr 28, 2026 |
| Kathmere Capital Management, LLC | History | No change | 69,462 | 181 | 0.01% | 0.01% | 74 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| M&T BANK CORP | History | New | 69,179 | 180 | 0.0% | — | 77 | +69,179 | New | Q1 2026 | May 12, 2026 |
| ProShare Advisors LLC | History | Reduced | 69,232 | 180 | 0.0% | 0.0% | 75 | -8,015 | -10.38% | Q1 2026 | Apr 24, 2026 |
| Cresset Asset Management, LLC | History | Added to | 68,090 | 180 | 0.0% | 0.0% | 76 | +3,362 | 5.19% | Q1 2026 | May 15, 2026 |
| Vident Advisory, LLC | History | New | 68,333 | 178 | 0.0% | — | 78 | +68,333 | New | Q1 2026 | May 14, 2026 |
| Permanens Capital L.P. | History | New | 66,180 | 175 | 0.02% | — | 80 | +66,180 | New | Q1 2026 | May 15, 2026 |
| EVERGREEN CAPITAL MANAGEMENT LLC | History | Added to | 67,139 | 175 | 0.0% | 0.0% | 79 | +55,405 | 472.17% | Q1 2026 | May 14, 2026 |
| Headlands Technologies LLC | History | Reduced | 66,088 | 172 | 0.02% | 0.02% | 81 | -8,689 | -11.62% | Q1 2026 | May 13, 2026 |
| Clear Harbor Asset Management, LLC | History | New | 65,500 | 170 | 0.01% | — | 82 | +65,500 | New | Q1 2026 | May 05, 2026 |
| AREX Capital Management, LP | History | New | 65,000 | 169 | 0.28% | — | 83 | +65,000 | New | Q1 2026 | May 15, 2026 |
| Lido Advisors, LLC | History | Reduced | 63,090 | 167 | 0.0% | 0.0% | 84 | -25,693 | -28.94% | Q1 2026 | May 13, 2026 |
| Garden State Investment Advisory Services LLC | History | Reduced | 58,393 | 152 | 0.03% | 0.04% | 85 | -8,980 | -13.33% | Q1 2026 | May 13, 2026 |
| Prospera Financial Services Inc | History | Added to | 57,986 | 151 | 0.0% | 0.0% | 86 | +3,865 | 7.14% | Q1 2026 | Apr 14, 2026 |
| AXQ CAPITAL, LP | History | New | 56,756 | 148 | 0.02% | — | 87 | +56,756 | New | Q1 2026 | May 13, 2026 |
| XML Financial, LLC | History | Reduced | 52,149 | 136 | 0.01% | 0.02% | 88 | -34,966 | -40.14% | Q1 2026 | Apr 16, 2026 |
| Wealthfront Advisers LLC | History | Added to | 51,744 | 135 | 0.0% | 0.0% | 89 | +2,652 | 5.4% | Q1 2026 | May 05, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 45,861 | 119 | 0.0% | 0.0% | 90 | +6,886 | 17.67% | Q1 2026 | May 15, 2026 |
| BLAIR WILLIAM & CO/IL | History | Added to | 45,900 | 119 | 0.0% | 0.0% | 91 | +200 | 0.44% | Q1 2026 | May 08, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 43,478 | 117 | 0.0% | 0.0% | 92 | +1,123 | 2.65% | Q1 2026 | May 15, 2026 |
| HUNTINGTON NATIONAL BANK | History | New | 43,192 | 112 | 0.0% | — | 93 | +43,192 | New | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 42,499 | 110 | 0.0% | 0.0% | 94 | -293 | -0.68% | Q1 2026 | May 11, 2026 |
| Csenge Advisory Group | History | No change | 42,460 | 110 | 0.01% | 0.0% | 95 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Cadence Bank | History | No change | 41,184 | 106 | 0.01% | 0.01% | 96 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Strategic Wealth Partners, Ltd. | History | Added to | 40,308 | 105 | 0.01% | 0.0% | 97 | +30,308 | 303.08% | Q1 2026 | May 12, 2026 |
| BRIAN LOW FINANCIAL GROUP, LLC | History | Added to | 40,308 | 105 | 0.07% | 0.02% | 98 | +30,308 | 303.08% | Q1 2026 | Apr 20, 2026 |
| BESSEMER GROUP INC | History | No change | 40,000 | 104 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Ethos Financial Group, LLC | History | No change | 40,459 | 104 | 0.01% | 0.01% | 100 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| BARRETT & COMPANY, INC. | History | Added to | 38,321 | 100 | 0.03% | 0.03% | 101 | +6,044 | 18.73% | Q1 2026 | May 04, 2026 |
| Strategies Wealth Advisors, LLC | History | Added to | 38,459 | 100 | 0.01% | 0.01% | 102 | +1,898 | 5.19% | Q1 2026 | May 15, 2026 |
| Sowell Financial Services LLC | History | Reduced | 38,027 | 99 | 0.0% | 0.0% | 103 | -5,310 | -12.25% | Q1 2026 | Apr 20, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 36,821 | 96 | 0.0% | 0.01% | 104 | -78,342 | -68.03% | Q1 2026 | May 15, 2026 |
| Sigma Planning Corp | History | Reduced | 36,568 | 95 | 0.0% | 0.0% | 105 | -1,357 | -3.58% | Q1 2026 | May 04, 2026 |
| Arkadios Wealth Advisors | History | No change | 36,134 | 94 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q1 2026 | May 18, 2026 |
| Garner Asset Management Corp | History | Reduced | 37,475 | 93 | 0.04% | 0.04% | 107 | -3,040 | -7.5% | Q1 2026 | Apr 28, 2026 |
| Mariner, LLC | History | Added to | 35,572 | 92 | 0.0% | 0.0% | 108 | +23,052 | 184.12% | Q1 2026 | May 13, 2026 |
| ExodusPoint Capital Management, LP | History | New | 34,292 | 89 | 0.0% | — | 109 | +34,292 | New | Q1 2026 | May 14, 2026 |
| Cherry Creek Investment Advisors, Inc. | History | Added to | 31,716 | 82 | 0.04% | 0.03% | 110 | +400 | 1.28% | Q1 2026 | Apr 30, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 30,578 | 79 | 0.0% | 0.0% | 111 | -2,507 | -7.58% | Q1 2026 | May 15, 2026 |
| Sunbelt Securities, Inc. | History | No change | 29,344 | 76 | 0.0% | 0.01% | 112 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| WMG Financial Advisors, LLC | History | No change | 27,950 | 72 | 0.03% | 0.03% | 113 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Arta Finance Wealth Management LLC | History | Reduced | 26,944 | 70 | 0.03% | 0.08% | 116 | -35,773 | -57.04% | Q1 2026 | Apr 20, 2026 |
| Massar Capital Management, LP | History | Added to | 27,095 | 70 | 0.01% | 0.01% | 115 | +3,911 | 16.87% | Q1 2026 | May 15, 2026 |
| World Investment Advisors | History | Reduced | 27,190 | 70 | 0.0% | 0.0% | 114 | -1 | -0.0% | Q1 2026 | Apr 27, 2026 |
| Modera Wealth Management, LLC | History | New | 26,334 | 68 | 0.0% | — | 117 | +26,334 | New | Q1 2026 | May 06, 2026 |
| Apella Capital, LLC | History | New | 24,234 | 68 | 0.0% | — | 118 | +24,234 | New | Q1 2026 | Apr 20, 2026 |
| US BANCORP \DE\ | History | Reduced | 25,408 | 66 | 0.0% | 0.0% | 119 | -34,592 | -57.65% | Q1 2026 | May 14, 2026 |
| Global Retirement Partners, LLC | History | No change | 25,500 | 66 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Allworth Financial LP | History | Reduced | 25,245 | 65 | 0.0% | 0.0% | 121 | -977 | -3.73% | Q1 2026 | May 14, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Added to | 23,983 | 62 | 0.0% | 0.0% | 122 | +1,181 | 5.18% | Q1 2026 | May 11, 2026 |
| IFP Advisors, Inc | History | Added to | 23,512 | 61 | 0.0% | 0.0% | 123 | +1,124 | 5.02% | Q1 2026 | Apr 13, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Reduced | 21,820 | 56 | 0.0% | 0.0% | 124 | -5,213 | -19.28% | Q1 2026 | May 15, 2026 |
| Regal Investment Advisors LLC | History | Added to | 20,788 | 54 | 0.0% | 0.0% | 125 | +2,766 | 15.35% | Q1 2026 | May 14, 2026 |
| Next Level Private LLC | History | Added to | 21,061 | 54 | 0.01% | 0.01% | 126 | +1,026 | 5.12% | Q1 2026 | Apr 23, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Added to | 20,506 | 53 | 0.0% | 0.0% | 127 | +8,431 | 69.82% | Q1 2026 | May 11, 2026 |
| MAYPORT, LLC | History | No change | 20,570 | 53 | 0.01% | 0.01% | 128 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Cravens & Co Advisors, LLC | History | No change | 20,000 | 52 | 0.03% | 0.04% | 129 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Kingsview Wealth Management, LLC | History | Added to | 19,878 | 51 | 0.0% | 0.0% | 130 | +981 | 5.19% | Q1 2026 | May 12, 2026 |
| HUB Investment Partners, LLC | History | New | 19,280 | 50 | 0.0% | — | 132 | +19,280 | New | Q1 2026 | May 15, 2026 |
| Samalin Investment Counsel, LLC | History | Reduced | 19,529 | 50 | 0.02% | 0.02% | 131 | -78 | -0.4% | Q1 2026 | Apr 22, 2026 |
| Spartan Wealth Advisory Services LLC | History | New | 19,000 | 49 | 0.0% | — | 133 | +19,000 | New | Q1 2026 | May 06, 2026 |
| PFG Investments, LLC | History | Added to | 18,645 | 48 | 0.0% | 0.0% | 136 | +3,046 | 19.53% | Q1 2026 | Apr 27, 2026 |
| CWM, LLC | History | Added to | 18,759 | 48 | 0.0% | 0.0% | 135 | +6 | 0.03% | Q1 2026 | May 14, 2026 |
| State of Alaska, Department of Revenue | History | No change | 18,642 | 48 | 0.0% | 0.0% | 134 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Added to | 18,176 | 47 | 0.0% | 0.0% | 137 | +2 | 0.01% | Q1 2026 | May 14, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 17,785 | 46 | 0.0% | 0.0% | 138 | +83 | 0.47% | Q1 2026 | Apr 23, 2026 |
| PHILADELPHIA TRUST CO | History | Reduced | 17,250 | 45 | 0.0% | 0.01% | 140 | -25,950 | -60.07% | Q1 2026 | May 13, 2026 |
| STEPHENS INC /AR/ | History | Added to | 17,421 | 45 | 0.0% | 0.0% | 139 | +1,000 | 6.09% | Q1 2026 | Apr 28, 2026 |
| Modern Wealth Management, LLC | History | No change | 16,413 | 43 | 0.0% | 0.0% | 141 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| MAI Capital Management | History | Added to | 16,306 | 42 | 0.0% | 0.0% | 142 | +3,051 | 23.02% | Q1 2026 | May 15, 2026 |
| Sculati Wealth Management, LLC | History | Reduced | 16,265 | 42 | 0.02% | 0.02% | 143 | -3,035 | -15.73% | Q1 2026 | Apr 09, 2026 |
| Onyx Bridge Wealth Group LLC | History | Added to | 15,872 | 41 | 0.0% | 0.0% | 145 | +200 | 1.28% | Q1 2026 | Apr 22, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 15,972 | 41 | 0.0% | 0.0% | 144 | +44 | 0.28% | Q1 2026 | May 08, 2026 |
| Significant Wealth Partners LLC | History | Added to | 15,527 | 40 | 0.05% | 0.04% | 146 | +1,747 | 12.68% | Q1 2026 | Apr 08, 2026 |
| SILVERLAKE WEALTH MANAGEMENT LLC | History | Added to | 15,483 | 40 | 0.01% | 0.01% | 147 | +330 | 2.18% | Q1 2026 | Apr 15, 2026 |
| Inspire Advisors, LLC | History | Added to | 15,288 | 39 | 0.0% | 0.0% | 148 | +2,285 | 17.57% | Q1 2026 | May 15, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 14,617 | 38 | 0.0% | 0.0% | 149 | -500 | -3.31% | Q1 2026 | Apr 23, 2026 |
| HighTower Advisors, LLC | History | New | 13,959 | 36 | 0.0% | — | 151 | +13,959 | New | Q1 2026 | May 05, 2026 |
| Schonfeld Strategic Advisors LLC | History | Added to | 14,144 | 36 | 0.0% | 0.0% | 150 | +3,319 | 30.66% | Q1 2026 | May 15, 2026 |
| Berkeley Capital Partners, LLC | History | New | 13,426 | 35 | 0.01% | — | 152 | +13,426 | New | Q1 2026 | May 06, 2026 |
| AIGEN INVESTMENT MANAGEMENT, LP | History | Reduced | 13,255 | 34 | 0.01% | 0.03% | 153 | -32,571 | -71.08% | Q1 2026 | May 15, 2026 |
| Concurrent Investment Advisors, LLC | History | New | 13,338 | 34 | 0.0% | — | 154 | +13,338 | New | Q1 2026 | Apr 20, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 12,691 | 33 | 0.0% | 0.0% | 155 | -814 | -6.03% | Q1 2026 | May 04, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 12,822 | 33 | 0.0% | 0.0% | 156 | -114 | -0.88% | Q1 2026 | Apr 07, 2026 |
| NOMURA ASSET MANAGEMENT CO LTD | History | New | 12,614 | 32 | 0.0% | — | 159 | +12,614 | New | Q1 2026 | May 11, 2026 |
| Wealthcare Advisory Partners LLC | History | Added to | 12,622 | 32 | 0.0% | 0.0% | 158 | +623 | 5.19% | Q1 2026 | Apr 14, 2026 |
| Capital Advisors, Ltd. LLC | History | No change | 12,352 | 32 | 0.0% | 0.0% | 157 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| MONETA GROUP INVESTMENT ADVISORS LLC | History | Reduced | 12,253 | 31 | 0.0% | 0.0% | 160 | -700 | -5.4% | Q1 2026 | May 12, 2026 |
| Navalign, LLC | History | Added to | 11,551 | 30 | 0.01% | 0.01% | 162 | +1,123 | 10.77% | Q1 2026 | Apr 29, 2026 |
| PRIVATE TRUST CO NA | History | No change | 11,639 | 30 | 0.0% | 0.0% | 161 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Independent Advisor Alliance | History | Reduced | 11,362 | 29 | 0.0% | 0.0% | 163 | -1,188 | -9.47% | Q1 2026 | May 12, 2026 |
| Stratos Wealth Partners, LTD. | History | New | 10,845 | 28 | 0.0% | — | 168 | +10,845 | New | Q1 2026 | Apr 28, 2026 |
| Ausdal Financial Partners, Inc. | History | Reduced | 10,781 | 28 | 0.0% | 0.0% | 166 | -10,097 | -48.36% | Q1 2026 | May 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 10,754 | 28 | 0.0% | 0.0% | 165 | -2,598 | -19.46% | Q1 2026 | May 04, 2026 |
| Caitong International Asset Management Co., Ltd | History | Added to | 10,914 | 28 | 0.01% | 0.01% | 167 | +554 | 5.35% | Q1 2026 | May 11, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 10,940 | 28 | 0.0% | 0.0% | 164 | +540 | 5.19% | Q1 2026 | Apr 13, 2026 |
| Flagship Capital Management Inc. | History | Reduced | 10,000 | 26 | 0.02% | 0.02% | 171 | -2,800 | -21.88% | Q1 2026 | Apr 21, 2026 |
| SIGNATUREFD, LLC | History | Added to | 10,291 | 26 | 0.0% | 0.0% | 169 | +1,755 | 20.56% | Q1 2026 | Apr 07, 2026 |
| Traynor Capital Management, Inc. | History | Added to | 10,681 | 26 | 0.0% | 0.0% | 170 | +26 | 0.24% | Q1 2026 | May 14, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 9,830 | 25 | 0.01% | 0.01% | 172 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Aventura Private Wealth, LLC | History | No change | 9,162 | 23 | 0.01% | 0.01% | 173 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Advisory Services Network, LLC | History | New | 8,492 | 22 | 0.0% | — | 174 | +8,492 | New | Q1 2026 | May 15, 2026 |
| FIFTH THIRD BANCORP | History | Added to | 8,251 | 21 | 0.0% | 0.0% | 175 | +4,051 | 96.45% | Q1 2026 | May 01, 2026 |
| CNB Bank | History | No change | 7,500 | 19 | 0.01% | 0.01% | 176 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| NFSG Corp | History | No change | 7,157 | 18 | 0.0% | 0.0% | 177 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 5,372 | 14 | 0.0% | 0.0% | 178 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Founders Capital Management | History | Added to | 5,000 | 13 | 0.01% | 0.01% | 179 | +1,000 | 25.0% | Q1 2026 | Apr 21, 2026 |
| Avion Wealth | History | Added to | 5,100 | 13 | 0.0% | 0.0% | 180 | +237 | 4.87% | Q1 2026 | May 01, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 4,413 | 11 | 0.0% | 0.0% | 181 | +206 | 4.9% | Q1 2026 | Apr 17, 2026 |
| Parallel Advisors, LLC | History | Added to | 3,977 | 10 | 0.0% | 0.0% | 183 | +391 | 10.9% | Q1 2026 | May 07, 2026 |
| COMERICA BANK | History | No change | 4,051 | 10 | 0.0% | 0.0% | 182 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Crewe Advisors LLC | History | Added to | 3,516 | 9 | 0.0% | 0.0% | 185 | +623 | 21.53% | Q1 2026 | May 07, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 3,800 | 9 | 0.0% | 0.0% | 184 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Legacy Wealth Managment, LLC/ID | History | No change | 3,639 | 9 | 0.0% | 0.0% | 186 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Activest Wealth Management | History | Added to | 3,300 | 8 | 0.0% | 0.0% | 188 | +1,000 | 43.48% | Q1 2026 | Apr 15, 2026 |
| FINANCIAL CONSULATE, INC | History | No change | 3,121 | 8 | 0.0% | 0.0% | 187 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 2,926 | 7 | 0.0% | 0.0% | 189 | -9,761 | -76.94% | Q1 2026 | May 07, 2026 |
| Larson Financial Group LLC | History | New | 2,891 | 7 | 0.0% | — | 192 | +2,891 | New | Q1 2026 | May 15, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 3,015 | 7 | 0.0% | — | 190 | +2,867 | 1937.16% | Q1 2026 | May 15, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 2,761 | 7 | 0.0% | 0.0% | 191 | -1,597 | -36.65% | Q1 2026 | May 08, 2026 |
| North Star Investment Management Corp. | History | New | 2,083 | 5 | 0.0% | — | 194 | +2,083 | New | Q1 2026 | Apr 23, 2026 |
| Cypress Capital Management LLC (WY) | History | No change | 2,145 | 5 | 0.0% | 0.0% | 193 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Reduced | 1,213 | 3 | 0.0% | 0.0% | 195 | -2,124 | -63.65% | Q1 2026 | May 15, 2026 |
| GABLES CAPITAL MANAGEMENT INC. | History | No change | 1,200 | 3 | 0.0% | 0.0% | 196 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Financial Gravity Asset Management, Inc. | History | No change | 1,525 | 3 | 0.0% | 0.0% | 197 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Geneos Wealth Management Inc. | History | No change | 1,500 | 3 | 0.0% | 0.0% | 198 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Rockefeller Capital Management L.P. | History | New | 939 | 2 | 0.0% | — | 203 | +939 | New | Q1 2026 | May 14, 2026 |
| West Branch Capital LLC | History | Added to | 1,077 | 2 | 0.0% | 0.0% | 200 | +519 | 93.01% | Q1 2026 | Apr 14, 2026 |
| NATIXIS | History | Added to | 980 | 2 | 0.0% | 0.0% | 199 | +46 | 4.93% | Q1 2026 | May 14, 2026 |
| Strive Financial Group ,LLC | History | Added to | 794 | 2 | 0.0% | 0.0% | 202 | +37 | 4.89% | Q1 2026 | May 15, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 1,008 | 2 | 0.0% | 0.0% | 201 | -1 | -0.1% | Q1 2026 | Apr 07, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 599 | 1 | 0.0% | 0.0% | 204 | -2,054 | -77.42% | Q1 2026 | May 13, 2026 |
| Sunrise Financial Services, LLC | History | Reduced | 595 | 1 | 0.0% | 0.0% | 208 | -405 | -40.5% | Q1 2026 | Apr 29, 2026 |
| Triumph Capital Management | History | No change | 751 | 1 | 0.0% | 0.0% | 205 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Sound Income Strategies, LLC | History | No change | 400 | 1 | 0.0% | 0.0% | 206 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| LRI Investments, LLC | History | No change | 638 | 1 | 0.0% | 0.0% | 207 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Point72 Asset Management, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,065,592 | -100.0% | Q1 2026 | May 15, 2026 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -421,590 | -100.0% | Q1 2026 | May 14, 2026 |
| LeClair Wealth Partners LLC | History | Closed out | 0 | 0 | — | 0.36% | — | -239,118 | -100.0% | Q1 2026 | May 05, 2026 |
| XTX Topco Ltd | History | Closed out | 0 | 0 | — | 0.02% | — | -221,995 | -100.0% | Q1 2026 | May 15, 2026 |
| Verition Fund Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -177,706 | -100.0% | Q1 2026 | May 15, 2026 |
| GSA CAPITAL PARTNERS LLP | History | Closed out | 0 | 0 | — | 0.04% | — | -174,627 | -100.0% | Q1 2026 | May 08, 2026 |
| Qube Research & Technologies Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -174,452 | -100.0% | Q1 2026 | May 15, 2026 |
| EXCHANGE TRADED CONCEPTS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -162,859 | -100.0% | Q1 2026 | Apr 14, 2026 |
| Jump Financial, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -95,704 | -100.0% | Q1 2026 | May 14, 2026 |
| Alpine Global Management, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -71,712 | -100.0% | Q1 2026 | May 15, 2026 |
| HighPoint Advisor Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -28,406 | -100.0% | Q1 2026 | May 14, 2026 |
| RPO LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -25,568 | -100.0% | Q1 2026 | May 12, 2026 |
| Kohmann Bosshard Financial Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -25,000 | -100.0% | Q1 2026 | May 01, 2026 |
| CALTON & ASSOCIATES, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -17,789 | -100.0% | Q1 2026 | May 13, 2026 |
| WealthPLAN Partners, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -15,430 | -100.0% | Q1 2026 | Apr 29, 2026 |
| FWG Investments, LLC. | History | Closed out | 0 | 0 | — | 0.02% | — | -14,913 | -100.0% | Q1 2026 | Apr 21, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,904 | -100.0% | Q1 2026 | May 15, 2026 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,784 | -100.0% | Q1 2026 | May 15, 2026 |
| Ground Swell Capital, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -10,763 | -100.0% | Q1 2026 | Apr 21, 2026 |
| KG Capital Management | History | Closed out | 0 | 0 | — | 0.01% | — | -10,043 | -100.0% | Q1 2026 | Apr 22, 2026 |
| CATALYST FINANCIAL PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q1 2026 | May 11, 2026 |
| Commonwealth Retirement Investments LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,790 | -100.0% | Q1 2026 | May 11, 2026 |
| QUADRANT CAPITAL GROUP LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,762 | -100.0% | Q1 2026 | May 13, 2026 |
| Garton & Associates Financial Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,649 | -100.0% | Q1 2026 | May 11, 2026 |
| Cape Investment Advisory, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -559 | -100.0% | Q1 2026 | May 15, 2026 |
| NBC SECURITIES, INC. | History | Reduced | 200 | 0 | — | 0.0% | — | -500 | -71.43% | Q1 2026 | Apr 14, 2026 |
| Blue Trust, Inc. | History | Reduced | 1 | 0 | — | 0.0% | — | -430 | -99.77% | Q1 2026 | Apr 20, 2026 |
| IMG Wealth Management, Inc. | History | Closed out | 0 | 0 | — | — | — | -381 | -100.0% | Q1 2026 | May 15, 2026 |
| West Financial Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -302 | -100.0% | Q1 2026 | Apr 08, 2026 |
| ASSETMARK, INC | History | New | 147 | 0 | — | — | — | +147 | New | Q1 2026 | May 06, 2026 |
| Russell Investments Group, Ltd. | History | New | 61 | 0 | — | — | — | +61 | New | Q1 2026 | May 08, 2026 |
| CITIGROUP INC | History | Added to | 38 | 0 | — | — | — | +28 | 280.0% | Q1 2026 | May 11, 2026 |
| BARCLAYS PLC | History | Added to | 17 | 0 | — | — | — | +15 | 750.0% | Q1 2026 | May 14, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | — | — | -8 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Ascentis Independent Advisors | History | New | 5 | 0 | — | — | — | +5 | New | Q1 2026 | Apr 28, 2026 |
| DANSKE BANK A/S | History | Added to | 5 | 0 | — | — | — | +3 | 150.0% | Q1 2026 | May 12, 2026 |
| Smithfield Trust Co | History | No change | 47 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Heritage Wealth Advisors | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| ORG Partners LLC | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Annis Gardner Whiting Capital Advisors, LLC | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| American Capital Advisory, LLC | History | No change | 204 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| Hilltop National Bank | History | No change | 380 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 02, 2026 |
| Parvin Asset Management, LLC | History | No change | 30 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |