PROSPECT CAPITAL CORP - PSEC
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 4 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP | History | Reduced | 9,644,408 | 24,979 | 0.02% | 0.03% | 1 | -611,232 | -5.96% | Q4 2025 | Feb 13, 2026 |
| TWO SIGMA ADVISERS, LP | History | Added to | 8,944,200 | 23,165 | 0.05% | 0.04% | 2 | +2,171,000 | 32.05% | Q4 2025 | Feb 17, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 6,532,768 | 16,919 | 0.02% | 0.02% | 3 | +2,435,844 | 59.46% | Q4 2025 | Feb 17, 2026 |
| MARSHALL WACE, LLP | History | Reduced | 6,213,516 | 16,093 | 0.01% | 0.02% | 4 | -454,860 | -6.82% | Q4 2025 | Feb 13, 2026 |
| UBS Group AG | History | Added to | 4,989,986 | 12,924 | 0.0% | 0.0% | 5 | +1,536,808 | 44.5% | Q4 2025 | Jan 29, 2026 |
| GENDELL JEFFREY L | History | Added to | 3,728,319 | 9,656 | 0.17% | 0.16% | 6 | +562,104 | 17.75% | Q4 2025 | Feb 13, 2026 |
| Legal & General Group Plc | History | Added to | 3,321,477 | 8,652 | 0.0% | 0.0% | 7 | +593,563 | 21.76% | Q4 2025 | Feb 09, 2026 |
| PRIVATE MANAGEMENT GROUP INC | History | New | 3,224,849 | 8,352 | 0.24% | — | 8 | +3,224,849 | New | Q4 2025 | Feb 12, 2026 |
| MORGAN STANLEY | History | Added to | 3,208,846 | 8,310 | 0.0% | 0.0% | 9 | +278,665 | 9.51% | Q4 2025 | Feb 13, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Reduced | 3,058,430 | 7,921 | 0.0% | 0.01% | 10 | -3,173,557 | -50.92% | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 2,762,259 | 7,154 | 0.0% | 0.0% | 11 | -5,679,973 | -67.28% | Q4 2025 | Feb 17, 2026 |
| BlackRock, Inc. | History | Added to | 2,387,587 | 6,183 | 0.0% | 0.0% | 12 | +17,502 | 0.74% | Q4 2025 | Feb 12, 2026 |
| TUDOR INVESTMENT CORP ET AL | History | Reduced | 2,248,632 | 5,823 | 0.01% | 33.25% | 13 | -355,654 | -13.66% | Q4 2025 | Feb 17, 2026 |
| Private Advisor Group, LLC | History | Added to | 1,705,376 | 4,416 | 0.02% | 0.02% | 14 | +158,996 | 10.28% | Q4 2025 | Feb 17, 2026 |
| Point72 Asset Management, L.P. | History | New | 1,065,592 | 2,759 | 0.0% | — | 15 | +1,065,592 | New | Q4 2025 | Feb 17, 2026 |
| GraniteShares Advisors LLC | History | New | 1,059,980 | 2,745 | 1.67% | — | 16 | +1,059,980 | New | Q4 2025 | Jan 27, 2026 |
| LPL Financial LLC | History | Reduced | 821,147 | 2,126 | 0.0% | 0.0% | 17 | -61,483 | -6.97% | Q4 2025 | Feb 11, 2026 |
| FIRST NATIONAL TRUST CO | History | No change | 84,000 | 2,100 | 0.07% | 0.07% | 18 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| CAXTON ASSOCIATES LLP | History | Reduced | 710,253 | 1,839 | 0.04% | 0.08% | 19 | -466,370 | -39.64% | Q4 2025 | Feb 13, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 700,649 | 1,814 | 0.0% | 0.0% | 20 | -1,092,503 | -60.93% | Q4 2025 | Feb 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 663,035 | 1,717 | 0.0% | 0.0% | 21 | +52,520 | 8.6% | Q4 2025 | Feb 12, 2026 |
| Tactive Advisors, LLC | History | Reduced | 578,837 | 1,499 | 0.44% | 0.46% | 22 | -7,000 | -1.19% | Q4 2025 | Jan 09, 2026 |
| LSV ASSET MANAGEMENT | History | No change | 535,835 | 1,388 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| BI Asset Management Fondsmaeglerselskab A/S | History | No change | 520,592 | 1,348 | 0.01% | 0.01% | 24 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 472,586 | 1,223 | 0.0% | 0.0% | 25 | -38,295 | -7.5% | Q4 2025 | Feb 18, 2026 |
| Virtus Investment Advisers, LLC | History | Reduced | 460,789 | 1,193 | 0.32% | 0.52% | 26 | -196,800 | -29.93% | Q4 2025 | Feb 17, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 456,999 | 1,183 | 0.0% | 0.0% | 27 | -47,343 | -9.39% | Q4 2025 | Feb 10, 2026 |
| SMH CAPITAL ADVISORS INC | History | Reduced | 426,473 | 1,104 | 2.25% | 2.38% | 28 | -12,374 | -2.82% | Q4 2025 | Feb 12, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 421,590 | 1,091 | 0.0% | 0.0% | 29 | -52,022 | -10.98% | Q4 2025 | Feb 17, 2026 |
| CANADA LIFE ASSURANCE Co | History | Added to | 409,227 | 1,065 | 0.0% | 0.0% | 30 | +15,629 | 3.97% | Q4 2025 | Feb 13, 2026 |
| Kovack Advisors, Inc. | History | Reduced | 403,090 | 1,044 | 0.05% | 0.12% | 32 | -77,548 | -16.13% | Q4 2025 | Feb 17, 2026 |
| DnB Asset Management AS | History | No change | 401,659 | 1,044 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Naviter Wealth, LLC | History | Reduced | 384,219 | 1,013 | 0.13% | 0.16% | 33 | -112,071 | -22.58% | Q4 2025 | Jan 21, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 363,799 | 942 | 0.0% | 0.0% | 34 | -1,211,246 | -76.9% | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 358,070 | 927 | 0.0% | 0.0% | 35 | +77,671 | 27.7% | Q4 2025 | Feb 05, 2026 |
| 180 WEALTH ADVISORS, LLC | History | Added to | 346,097 | 896 | 0.1% | 0.07% | 36 | +135,058 | 64.0% | Q4 2025 | Jan 09, 2026 |
| GatePass Capital, LLC | History | Added to | 306,150 | 792 | 0.41% | 0.32% | 37 | +101,350 | 49.49% | Q4 2025 | Feb 09, 2026 |
| Concorde Asset Management, LLC | History | Added to | 304,280 | 788 | 0.32% | 0.25% | 38 | +87,130 | 40.12% | Q4 2025 | Feb 13, 2026 |
| GROUP ONE TRADING LLC | History | Reduced | 293,442 | 760 | 0.0% | 0.0% | 39 | -613,980 | -67.66% | Q4 2025 | Feb 12, 2026 |
| Squarepoint Ops LLC | History | Added to | 284,895 | 737 | 0.0% | 0.0% | 40 | +60,050 | 26.71% | Q4 2025 | Feb 13, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | History | Added to | 275,333 | 713 | 0.28% | 0.29% | 41 | +3,130 | 1.15% | Q4 2025 | Feb 13, 2026 |
| Quantbot Technologies LP | History | Added to | 263,010 | 681 | 0.02% | 0.0% | 42 | +209,180 | 388.59% | Q4 2025 | Feb 10, 2026 |
| Cetera Investment Advisers | History | Reduced | 255,522 | 661 | 0.0% | 0.0% | 43 | -46,933 | -15.52% | Q4 2025 | Feb 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 254,670 | 659 | 0.0% | 0.0% | 44 | -374,131 | -59.5% | Q4 2025 | Feb 17, 2026 |
| LeClair Wealth Partners LLC | History | Added to | 239,118 | 619 | 0.36% | 0.07% | 45 | +198,683 | 491.36% | Q4 2025 | Feb 11, 2026 |
| XTX Topco Ltd | History | Added to | 221,995 | 574 | 0.02% | 0.01% | 46 | +135,566 | 156.85% | Q4 2025 | Feb 17, 2026 |
| SIMPLEX TRADING, LLC | History | Reduced | 221,200 | 572 | 0.0% | 0.0% | 47 | -490,442 | -68.92% | Q4 2025 | Feb 11, 2026 |
| DRW Securities, LLC | History | Reduced | 219,119 | 567 | 0.01% | 0.01% | 48 | -38,322 | -14.89% | Q4 2025 | Feb 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 206,604 | 535 | 0.0% | 0.0% | 49 | +33,115 | 19.09% | Q4 2025 | Feb 17, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 201,682 | 522 | 0.01% | 0.01% | 50 | -5,216 | -2.52% | Q4 2025 | Jan 29, 2026 |
| Catalyst Capital Advisors LLC | History | No change | 200,742 | 519 | 0.01% | 0.01% | 51 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Creative Planning | History | Added to | 196,067 | 507 | 0.0% | 0.0% | 52 | +6,731 | 3.56% | Q4 2025 | Feb 17, 2026 |
| Claro Advisors Inc. | History | Added to | 192,405 | 498 | 0.07% | 0.07% | 53 | +22,540 | 13.27% | Q4 2025 | Feb 17, 2026 |
| IAT REINSURANCE CO LTD. | History | Reduced | 30,000 | 495 | 0.14% | 0.17% | 54 | -20,000 | -40.0% | Q4 2025 | Feb 10, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 189,424 | 490 | 0.0% | 0.0% | 55 | -16,051 | -7.81% | Q4 2025 | Feb 13, 2026 |
| Verition Fund Management LLC | History | Reduced | 177,706 | 460 | 0.0% | 0.0% | 56 | -24,547 | -12.14% | Q4 2025 | Feb 13, 2026 |
| GSA CAPITAL PARTNERS LLP | History | New | 174,627 | 452 | 0.04% | — | 57 | +174,627 | New | Q4 2025 | Feb 06, 2026 |
| Qube Research & Technologies Ltd | History | Reduced | 174,452 | 451 | 0.0% | 0.0% | 58 | -52,907 | -23.27% | Q4 2025 | Feb 17, 2026 |
| Tweedy, Browne Co LLC | History | Added to | 162,953 | 422 | 0.03% | 0.03% | 59 | +23,331 | 16.71% | Q4 2025 | Feb 03, 2026 |
| EXCHANGE TRADED CONCEPTS, LLC | History | Added to | 162,859 | 421 | 0.0% | 0.0% | 60 | +23,328 | 16.72% | Q4 2025 | Jan 14, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 156,832 | 406 | 0.0% | 0.0% | 61 | +16,862 | 12.05% | Q4 2025 | Feb 17, 2026 |
| Focus Partners Advisor Solutions, LLC | History | Reduced | 155,322 | 402 | 0.0% | 0.01% | 62 | -106,217 | -40.61% | Q4 2025 | Feb 11, 2026 |
| TRUIST FINANCIAL CORP | History | No change | 153,940 | 398 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| FAMILY WEALTH PARTNERS, LLC | History | Added to | 150,479 | 389 | 0.14% | 0.14% | 64 | +13,219 | 9.63% | Q4 2025 | Jan 14, 2026 |
| Engineers Gate Manager LP | History | Reduced | 135,240 | 350 | 0.0% | 0.0% | 65 | -12,662 | -8.56% | Q4 2025 | Feb 17, 2026 |
| Brevan Howard Capital Management LP | History | Reduced | 127,007 | 328 | 0.0% | 0.0% | 66 | -80,964 | -38.93% | Q4 2025 | Feb 17, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 124,100 | 321 | 0.02% | 0.04% | 67 | -18,445 | -12.94% | Q4 2025 | Feb 03, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 115,163 | 298 | 0.01% | 0.0% | 68 | +59,566 | 107.14% | Q4 2025 | Feb 17, 2026 |
| Universal- Beteiligungs- und Servicegesellschaft mbH | History | No change | 105,900 | 274 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Spire Wealth Management | History | Reduced | 102,050 | 264 | 0.01% | 0.02% | 70 | -80,464 | -44.09% | Q4 2025 | Jan 14, 2026 |
| Generali Investments CEE, investicni spolecnost, a.s. | History | No change | 101,234 | 262 | 0.02% | 0.02% | 71 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Jump Financial, LLC | History | New | 95,704 | 247 | 0.0% | — | 72 | +95,704 | New | Q4 2025 | Feb 17, 2026 |
| Lido Advisors, LLC | History | Added to | 88,783 | 245 | 0.0% | 0.0% | 73 | +3,045 | 3.55% | Q4 2025 | Feb 10, 2026 |
| WESTWOOD HOLDINGS GROUP INC | History | No change | 93,246 | 241 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| IMC-Chicago, LLC | History | Reduced | 92,000 | 238 | 0.0% | 0.0% | 75 | -1,080,410 | -92.15% | Q4 2025 | Jan 29, 2026 |
| XML Financial, LLC | History | Reduced | 87,115 | 225 | 0.02% | 0.15% | 76 | -561,109 | -86.56% | Q4 2025 | Feb 11, 2026 |
| DENALI ADVISORS LLC | History | Reduced | 85,301 | 220 | 0.02% | 0.03% | 77 | -19,639 | -18.71% | Q4 2025 | Feb 03, 2026 |
| ProShare Advisors LLC | History | Reduced | 77,247 | 200 | 0.0% | 0.0% | 78 | -4,576 | -5.59% | Q4 2025 | Feb 06, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 75,782 | 196 | 0.0% | 0.0% | 79 | -314 | -0.41% | Q4 2025 | Feb 13, 2026 |
| Summit Global Investments | History | No change | 75,000 | 194 | 0.01% | 0.01% | 80 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| Headlands Technologies LLC | History | Added to | 74,777 | 193 | 0.02% | 0.0% | 81 | +56,410 | 307.13% | Q4 2025 | Feb 13, 2026 |
| Alpine Global Management, LLC | History | New | 71,712 | 185 | 0.04% | — | 82 | +71,712 | New | Q4 2025 | Feb 26, 2026 |
| Kathmere Capital Management, LLC | History | No change | 69,462 | 179 | 0.01% | 0.01% | 83 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| Garden State Investment Advisory Services LLC | History | Reduced | 67,373 | 174 | 0.04% | 0.04% | 84 | -59 | -0.09% | Q4 2025 | Feb 17, 2026 |
| Cresset Asset Management, LLC | History | New | 64,728 | 170 | 0.0% | — | 85 | +64,728 | New | Q4 2025 | Feb 17, 2026 |
| Arta Finance Wealth Management LLC | History | New | 62,717 | 162 | 0.08% | — | 86 | +62,717 | New | Q4 2025 | Jan 20, 2026 |
| US BANCORP \DE\ | History | Reduced | 60,000 | 155 | 0.0% | 0.0% | 87 | -41,500 | -40.89% | Q4 2025 | Jan 30, 2026 |
| ROYAL BANK OF CANADA | History | New | 56,828 | 147 | 0.0% | — | 88 | +56,828 | New | Q4 2025 | Feb 17, 2026 |
| Prospera Financial Services Inc | History | Reduced | 54,121 | 140 | 0.0% | 0.0% | 89 | -6,031 | -10.03% | Q4 2025 | Feb 09, 2026 |
| Wealthfront Advisers LLC | History | Added to | 49,092 | 127 | 0.0% | 0.0% | 90 | +9,740 | 24.75% | Q4 2025 | Jan 30, 2026 |
| AIGEN INVESTMENT MANAGEMENT, LP | History | Reduced | 45,826 | 118 | 0.03% | 0.04% | 92 | -50,384 | -52.37% | Q4 2025 | Feb 13, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 45,700 | 118 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Sowell Financial Services LLC | History | Added to | 43,337 | 112 | 0.0% | 0.0% | 94 | +25,392 | 141.5% | Q4 2025 | Jan 21, 2026 |
| PHILADELPHIA TRUST CO | History | Reduced | 43,200 | 112 | 0.01% | 0.01% | 93 | -2,500 | -5.47% | Q4 2025 | Feb 12, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 42,792 | 110 | 0.0% | 0.0% | 95 | -63,728 | -59.83% | Q4 2025 | Feb 13, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 42,355 | 109 | 0.0% | 0.0% | 96 | -11,263 | -21.01% | Q4 2025 | Feb 17, 2026 |
| Csenge Advisory Group | History | Reduced | 42,460 | 109 | 0.0% | 0.01% | 97 | -1,462 | -3.33% | Q4 2025 | Feb 06, 2026 |
| Cadence Bank | History | Added to | 41,184 | 106 | 0.01% | 0.01% | 98 | +2,010 | 5.13% | Q4 2025 | Jan 30, 2026 |
| Garner Asset Management Corp | History | Reduced | 40,515 | 104 | 0.04% | 0.05% | 100 | -4,915 | -10.82% | Q4 2025 | Feb 03, 2026 |
| Ethos Financial Group, LLC | History | Reduced | 40,459 | 104 | 0.01% | 0.01% | 101 | -2,376 | -5.55% | Q4 2025 | Jan 20, 2026 |
| BESSEMER GROUP INC | History | No change | 40,000 | 104 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 38,975 | 100 | 0.0% | 0.0% | 102 | -7,575 | -16.27% | Q4 2025 | Feb 09, 2026 |
| Sigma Planning Corp | History | Reduced | 37,925 | 98 | 0.0% | 0.0% | 103 | -1,108 | -2.84% | Q4 2025 | Jan 30, 2026 |
| Strategies Wealth Advisors, LLC | History | Added to | 36,561 | 94 | 0.01% | 0.01% | 104 | +1,896 | 5.47% | Q4 2025 | Feb 13, 2026 |
| Arkadios Wealth Advisors | History | Reduced | 36,134 | 93 | 0.0% | 0.0% | 105 | -2,200 | -5.74% | Q4 2025 | Feb 13, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 33,085 | 85 | 0.0% | 0.0% | 106 | -129,297 | -79.63% | Q4 2025 | Mar 25, 2026 |
| BARRETT & COMPANY, INC. | History | Reduced | 32,277 | 83 | 0.03% | 0.04% | 107 | -12,496 | -27.91% | Q4 2025 | Jan 28, 2026 |
| Cherry Creek Investment Advisors, Inc. | History | No change | 31,316 | 81 | 0.03% | 0.04% | 108 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| Sunbelt Securities, Inc. | History | No change | 29,344 | 76 | 0.01% | 0.01% | 109 | 0 | 0.0% | Q4 2025 | Feb 20, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 27,489 | 74 | 0.0% | 0.0% | 110 | -6,755 | -19.73% | Q4 2025 | Jan 08, 2026 |
| HighPoint Advisor Group LLC | History | New | 28,406 | 73 | 0.0% | — | 111 | +28,406 | New | Q4 2025 | Feb 04, 2026 |
| WMG Financial Advisors, LLC | History | No change | 27,950 | 72 | 0.03% | 0.03% | 112 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| World Investment Advisors | History | New | 27,191 | 70 | 0.0% | — | 114 | +27,191 | New | Q4 2025 | Mar 12, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Reduced | 27,033 | 70 | 0.0% | 0.0% | 113 | -5,229 | -16.21% | Q4 2025 | Feb 18, 2026 |
| Allworth Financial LP | History | New | 26,222 | 67 | 0.0% | — | 115 | +26,222 | New | Q4 2025 | Feb 05, 2026 |
| RPO LLC | History | New | 25,568 | 66 | 0.01% | — | 117 | +25,568 | New | Q4 2025 | Feb 17, 2026 |
| Global Retirement Partners, LLC | History | No change | 25,500 | 66 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Massar Capital Management, LP | History | New | 23,184 | 60 | 0.01% | — | 118 | +23,184 | New | Q4 2025 | Feb 17, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Added to | 22,802 | 59 | 0.0% | 0.0% | 119 | +1,180 | 5.46% | Q4 2025 | Feb 12, 2026 |
| IFP Advisors, Inc | History | Added to | 22,388 | 57 | 0.0% | 0.0% | 120 | +1,122 | 5.28% | Q4 2025 | Feb 06, 2026 |
| Cravens & Co Advisors, LLC | History | No change | 20,000 | 56 | 0.04% | 0.04% | 121 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Ausdal Financial Partners, Inc. | History | Reduced | 20,878 | 54 | 0.0% | 0.0% | 122 | -840 | -3.87% | Q4 2025 | Feb 13, 2026 |
| MAYPORT, LLC | History | No change | 20,570 | 53 | 0.01% | 0.01% | 123 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Next Level Private LLC | History | Reduced | 20,035 | 51 | 0.01% | 0.03% | 124 | -13,205 | -39.73% | Q4 2025 | Jan 07, 2026 |
| Samalin Investment Counsel, LLC | History | Reduced | 19,607 | 50 | 0.02% | 0.03% | 125 | -7,202 | -26.86% | Q4 2025 | Jan 30, 2026 |
| Sculati Wealth Management, LLC | History | Reduced | 19,300 | 49 | 0.02% | 0.03% | 127 | -7,335 | -27.54% | Q4 2025 | Feb 05, 2026 |
| CWM, LLC | History | Added to | 18,753 | 49 | 0.0% | 0.0% | 126 | +507 | 2.78% | Q4 2025 | Jan 26, 2026 |
| Kingsview Wealth Management, LLC | History | Added to | 18,897 | 48 | 0.0% | 0.0% | 129 | +980 | 5.47% | Q4 2025 | Feb 09, 2026 |
| State of Alaska, Department of Revenue | History | No change | 18,642 | 48 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Reduced | 18,174 | 47 | 0.0% | 0.0% | 130 | -578 | -3.08% | Q4 2025 | Feb 13, 2026 |
| CALTON & ASSOCIATES, INC. | History | Reduced | 17,789 | 46 | 0.01% | 0.01% | 131 | -1,578 | -8.15% | Q4 2025 | Feb 10, 2026 |
| Regal Investment Advisors LLC | History | Added to | 18,022 | 46 | 0.0% | 0.0% | 132 | +155 | 0.87% | Q4 2025 | Feb 17, 2026 |
| J.W. COLE ADVISORS, INC. | History | Reduced | 17,702 | 45 | 0.0% | 0.0% | 133 | -3,628 | -17.01% | Q4 2025 | Feb 11, 2026 |
| Modern Wealth Management, LLC | History | Reduced | 16,413 | 42 | 0.0% | 0.0% | 135 | -4,426 | -21.24% | Q4 2025 | Feb 17, 2026 |
| STEPHENS INC /AR/ | History | No change | 16,421 | 42 | 0.0% | 0.0% | 134 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 15,928 | 41 | 0.0% | 0.0% | 136 | +44 | 0.28% | Q4 2025 | Feb 06, 2026 |
| Onyx Bridge Wealth Group LLC | History | New | 15,672 | 40 | 0.0% | — | 137 | +15,672 | New | Q4 2025 | Feb 18, 2026 |
| PFG Investments, LLC | History | Reduced | 15,599 | 40 | 0.0% | 0.0% | 138 | -29 | -0.19% | Q4 2025 | Jan 26, 2026 |
| WealthPLAN Partners, LLC | History | New | 15,430 | 39 | 0.01% | — | 140 | +15,430 | New | Q4 2025 | Feb 12, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 15,117 | 39 | 0.0% | 0.0% | 139 | -761 | -4.79% | Q4 2025 | Feb 02, 2026 |
| SILVERLAKE WEALTH MANAGEMENT LLC | History | Added to | 15,153 | 39 | 0.01% | 0.01% | 141 | +329 | 2.22% | Q4 2025 | Jan 09, 2026 |
| FWG Investments, LLC. | History | Added to | 14,913 | 38 | 0.02% | 0.03% | 142 | +99 | 0.67% | Q4 2025 | Jan 28, 2026 |
| NewEdge Advisors, LLC | History | Added to | 13,904 | 36 | 0.0% | — | 143 | +13,892 | 115766.67% | Q4 2025 | Feb 18, 2026 |
| Significant Wealth Partners LLC | History | Reduced | 13,780 | 35 | 0.04% | 0.02% | 144 | -4,167 | -23.22% | Q4 2025 | Jan 07, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 13,505 | 34 | 0.0% | 0.0% | 145 | +1,267 | 10.35% | Q4 2025 | Feb 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 13,352 | 34 | 0.0% | 0.0% | 147 | -884 | -6.21% | Q4 2025 | Feb 10, 2026 |
| MAI Capital Management | History | No change | 13,255 | 34 | 0.0% | 0.0% | 146 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Flagship Capital Management Inc. | History | New | 12,800 | 33 | 0.02% | — | 152 | +12,800 | New | Q4 2025 | Jan 22, 2026 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | New | 12,784 | 33 | 0.0% | — | 149 | +12,784 | New | Q4 2025 | Feb 17, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 12,936 | 33 | 0.0% | 0.0% | 151 | +11,481 | 789.07% | Q4 2025 | Jan 23, 2026 |
| Inspire Advisors, LLC | History | Reduced | 13,003 | 33 | 0.0% | 0.01% | 150 | -8,588 | -39.78% | Q4 2025 | Feb 13, 2026 |
| MONETA GROUP INVESTMENT ADVISORS LLC | History | No change | 12,953 | 33 | 0.0% | 0.0% | 148 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Mariner, LLC | History | Reduced | 12,520 | 32 | 0.0% | 0.0% | 154 | -23,466 | -65.21% | Q4 2025 | Feb 13, 2026 |
| Independent Advisor Alliance | History | New | 12,550 | 32 | 0.0% | — | 156 | +12,550 | New | Q4 2025 | Feb 04, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 12,687 | 32 | 0.0% | 0.0% | 153 | +10,052 | 381.48% | Q4 2025 | Feb 10, 2026 |
| Capital Advisors, Ltd. LLC | History | No change | 12,352 | 32 | 0.0% | 0.0% | 155 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | New | 12,075 | 31 | 0.0% | — | 158 | +12,075 | New | Q4 2025 | Feb 10, 2026 |
| Wealthcare Advisory Partners LLC | History | Added to | 11,999 | 31 | 0.0% | 0.0% | 157 | +622 | 5.47% | Q4 2025 | Jan 14, 2026 |
| EVERGREEN CAPITAL MANAGEMENT LLC | History | New | 11,734 | 30 | 0.0% | — | 159 | +11,734 | New | Q4 2025 | Jan 27, 2026 |
| PRIVATE TRUST CO NA | History | No change | 11,639 | 30 | 0.0% | 0.0% | 160 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Schonfeld Strategic Advisors LLC | History | New | 10,825 | 28 | 0.0% | — | 161 | +10,825 | New | Q4 2025 | Feb 17, 2026 |
| Ground Swell Capital, LLC | History | New | 10,763 | 27 | 0.06% | — | 162 | +10,763 | New | Q4 2025 | Feb 04, 2026 |
| BFSG, LLC | History | New | 10,510 | 27 | 0.0% | — | 164 | +10,510 | New | Q4 2025 | Jan 22, 2026 |
| Navalign, LLC | History | Added to | 10,428 | 27 | 0.01% | 0.01% | 165 | +357 | 3.54% | Q4 2025 | Feb 05, 2026 |
| Traynor Capital Management, Inc. | History | Reduced | 10,655 | 27 | 0.0% | 0.0% | 163 | -317 | -2.89% | Q4 2025 | Jan 12, 2026 |
| Caitong International Asset Management Co., Ltd | History | Added to | 10,360 | 26 | 0.01% | 0.0% | 168 | +8,867 | 593.9% | Q4 2025 | Mar 03, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 10,400 | 26 | 0.0% | 0.0% | 166 | +539 | 5.47% | Q4 2025 | Feb 06, 2026 |
| KG&L Capital Management,LLC | History | Reduced | 10,043 | 26 | 0.01% | 0.01% | 167 | -233 | -2.27% | Q4 2025 | Jan 23, 2026 |
| CATALYST FINANCIAL PARTNERS LLC | History | New | 10,000 | 25 | 0.0% | — | 169 | +10,000 | New | Q4 2025 | Feb 04, 2026 |
| BRIAN LOW FINANCIAL GROUP, LLC | History | New | 10,000 | 25 | 0.02% | — | 171 | +10,000 | New | Q4 2025 | Feb 13, 2026 |
| AMERIFLEX GROUP, INC. | History | Reduced | 9,830 | 25 | 0.01% | 0.02% | 170 | -9,270 | -48.53% | Q4 2025 | Feb 18, 2026 |
| Kohmann Bosshard Financial Services, LLC | History | No change | 25,000 | 24 | 0.0% | 0.0% | 172 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Aventura Private Wealth, LLC | History | No change | 9,162 | 23 | 0.01% | 0.01% | 173 | 0 | 0.0% | Q4 2025 | Jan 07, 2026 |
| SIGNATUREFD, LLC | History | Reduced | 8,536 | 22 | 0.0% | 0.0% | 174 | -3,449 | -28.78% | Q4 2025 | Jan 20, 2026 |
| CNB Bank | History | No change | 7,500 | 19 | 0.01% | 0.01% | 175 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Newbridge Financial Services Group, Inc. | History | New | 7,157 | 18 | 0.0% | — | 176 | +7,157 | New | Q4 2025 | Jan 21, 2026 |
| Commonwealth Retirement Investments LLC | History | New | 5,790 | 14 | 0.0% | — | 177 | +5,790 | New | Q4 2025 | Feb 11, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 5,372 | 13 | 0.0% | 0.0% | 178 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| Avion Wealth | History | Added to | 4,863 | 12 | 0.0% | 0.0% | 179 | +237 | 5.12% | Q4 2025 | Jan 23, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 4,358 | 11 | 0.0% | 0.0% | 180 | -2,656 | -37.87% | Q4 2025 | Feb 12, 2026 |
| COMERICA BANK | History | Reduced | 4,051 | 10 | 0.0% | 0.0% | 182 | -48,045 | -92.22% | Q4 2025 | Jan 29, 2026 |
| FIFTH THIRD BANCORP | History | New | 4,200 | 10 | 0.0% | — | 181 | +4,200 | New | Q4 2025 | Feb 02, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 4,207 | 10 | 0.0% | 0.0% | 183 | +205 | 5.12% | Q4 2025 | Jan 20, 2026 |
| Founders Capital Management | History | No change | 4,000 | 10 | 0.01% | 0.01% | 184 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| Parallel Advisors, LLC | History | Reduced | 3,586 | 9 | 0.0% | 0.0% | 186 | -837 | -18.92% | Q4 2025 | Feb 11, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 3,800 | 9 | 0.0% | 0.0% | 185 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| Legacy Wealth Managment, LLC/ID | History | No change | 3,639 | 9 | 0.0% | 0.0% | 187 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Reduced | 3,337 | 8 | 0.0% | 0.0% | 189 | -4,256 | -56.05% | Q4 2025 | Feb 17, 2026 |
| FINANCIAL CONSULATE, INC | History | Reduced | 3,121 | 8 | 0.0% | 0.0% | 190 | -757 | -19.52% | Q4 2025 | Jan 22, 2026 |
| NBC SECURITIES, INC. | History | No change | 700 | 8 | 0.0% | 0.0% | 188 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Crewe Advisors LLC | History | Added to | 2,893 | 7 | 0.0% | 0.0% | 191 | +366 | 14.48% | Q4 2025 | Jan 16, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 2,653 | 6 | 0.0% | 0.0% | 192 | -49,591 | -94.92% | Q4 2025 | Feb 11, 2026 |
| Activest Wealth Management | History | Reduced | 2,300 | 5 | 0.0% | 0.0% | 194 | -1,000 | -30.3% | Q4 2025 | Jan 30, 2026 |
| Cypress Capital Management LLC (WY) | History | No change | 2,145 | 5 | 0.0% | 0.0% | 193 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Garton & Associates Financial Advisors LLC | History | New | 1,649 | 4 | 0.0% | — | 196 | +1,649 | New | Q4 2025 | Feb 18, 2026 |
| QUADRANT CAPITAL GROUP LLC | History | Added to | 1,762 | 4 | 0.0% | — | 195 | +1,451 | 466.56% | Q4 2025 | Feb 13, 2026 |
| GABLES CAPITAL MANAGEMENT INC. | History | No change | 1,200 | 3 | 0.0% | 0.0% | 197 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Financial Gravity Asset Management, Inc. | History | No change | 1,525 | 3 | 0.0% | 0.0% | 198 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Geneos Wealth Management Inc. | History | No change | 1,500 | 3 | 0.0% | 0.0% | 199 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| CoreCap Advisors, LLC | History | New | 1,009 | 2 | 0.0% | — | 201 | +1,009 | New | Q4 2025 | Jan 13, 2026 |
| Sunrise Financial Services, LLC | History | New | 1,000 | 2 | 0.0% | — | 202 | +1,000 | New | Q4 2025 | Feb 11, 2026 |
| NATIXIS | History | Added to | 934 | 2 | 0.0% | 0.0% | 200 | +61 | 6.99% | Q4 2025 | Feb 13, 2026 |
| Strive Financial Group ,LLC | History | New | 757 | 1 | 0.0% | — | 209 | +757 | New | Q4 2025 | Feb 18, 2026 |
| Triumph Capital Management | History | New | 751 | 1 | 0.0% | — | 203 | +751 | New | Q4 2025 | Feb 12, 2026 |
| West Branch Capital LLC | History | Added to | 558 | 1 | 0.0% | 0.0% | 205 | +19 | 3.53% | Q4 2025 | Jan 16, 2026 |
| Sound Income Strategies, LLC | History | No change | 400 | 1 | 0.0% | 0.0% | 204 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Blue Trust, Inc. | History | No change | 431 | 1 | 0.0% | 0.0% | 206 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| Cape Investment Advisory, Inc. | History | No change | 559 | 1 | 0.0% | 0.0% | 207 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| LRI Investments, LLC | History | No change | 638 | 1 | 0.0% | 0.0% | 208 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| Palogic Value Management, L.P. | History | Closed out | 0 | 0 | — | 0.82% | — | -745,831 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -313,952 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Aquatic Capital Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -279,072 | -100.0% | Q3 2025 | Nov 14, 2025 |
| DARK FOREST CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.03% | — | -268,440 | -100.0% | Q3 2025 | Nov 17, 2025 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -226,326 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Vident Advisory, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -89,003 | -100.0% | Q3 2025 | Nov 14, 2025 |
| TWO SIGMA SECURITIES, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -63,180 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Stratos Wealth Partners, LTD. | History | Closed out | 0 | 0 | — | 0.0% | — | -52,454 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Beacon Financial Advisory LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -31,185 | -100.0% | Q3 2025 | Oct 29, 2025 |
| INSIGNEO ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -29,290 | -100.0% | Q3 2025 | Nov 12, 2025 |
| BARCLAYS PLC | History | Reduced | 2 | 0 | — | 0.0% | — | -22,398 | -99.99% | Q4 2025 | Feb 13, 2026 |
| Cerity Partners LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,900 | -100.0% | Q3 2025 | Oct 22, 2025 |
| IFG Advisory, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,120 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Equitable Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -18,375 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Berkeley Capital Partners, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -13,426 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Teamwork Financial Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,733 | -100.0% | Q3 2025 | Oct 08, 2025 |
| A4 Wealth Advisors LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -12,390 | -100.0% | Q3 2025 | Nov 04, 2025 |
| AE Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,018 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,512 | -100.0% | Q3 2025 | Nov 18, 2025 |
| SHUFRO ROSE & CO LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,000 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Carnegie Lake Advisors LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -11,000 | -100.0% | Q3 2025 | Oct 20, 2025 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,058 | -100.0% | Q3 2025 | Oct 27, 2025 |
| VSM Wealth Advisory, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -6,993 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Asset Dedication, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,880 | -100.0% | Q3 2025 | Nov 20, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,678 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Optiver Holding B.V. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,435 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,038 | -100.0% | Q3 2025 | Nov 14, 2025 |
| EverSource Wealth Advisors, LLC | History | Reduced | 148 | 0 | — | 0.0% | — | -1,661 | -91.82% | Q4 2025 | Feb 06, 2026 |
| HUNTINGTON NATIONAL BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -1,500 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Harbor Asset Planning, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,275 | -100.0% | Q3 2025 | Oct 17, 2025 |
| TD Waterhouse Canada Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -800 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.0% | — | -453 | -100.0% | Q3 2025 | Nov 14, 2025 |
| IMG Wealth Management, Inc. | History | New | 381 | 0 | — | — | — | +381 | New | Q4 2025 | Feb 05, 2026 |
| FLAGSHIP WEALTH ADVISORS, LLC | History | Closed out | 0 | 0 | — | — | — | -163 | -100.0% | Q3 2025 | Oct 30, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | — | — | -151 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Parvin Asset Management, LLC | History | New | 30 | 0 | — | — | — | +30 | New | Q4 2025 | Feb 17, 2026 |
| GPS Wealth Strategies Group, LLC | History | Closed out | 0 | 0 | — | — | — | -25 | -100.0% | Q3 2025 | Nov 03, 2025 |
| West Financial Advisors, LLC | History | Added to | 302 | 0 | — | — | — | +15 | 5.23% | Q4 2025 | Jan 13, 2026 |
| Millstone Evans Group, LLC | History | Closed out | 0 | 0 | — | — | — | -15 | -100.0% | Q3 2025 | Oct 30, 2025 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 8 | 0 | — | — | — | +8 | New | Q4 2025 | Jan 21, 2026 |
| VALLEY WEALTH MANAGERS, INC. | History | Closed out | 0 | 0 | — | — | — | -3 | -100.0% | Q3 2025 | Nov 03, 2025 |
| DANSKE BANK A/S | History | New | 2 | 0 | — | — | — | +2 | New | Q4 2025 | Feb 02, 2026 |
| CITIGROUP INC | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Smithfield Trust Co | History | No change | 47 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Heritage Wealth Advisors | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| ORG Partners LLC | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Annis Gardner Whiting Capital Advisors, LLC | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| American Capital Advisory, LLC | History | No change | 204 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Hilltop National Bank | History | No change | 380 | 0 | — | 0.0% | — | 0 | 0.0% | Q4 2025 | Jan 07, 2026 |