PROSPECT CAPITAL CORP - PSEC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PRIVATE MANAGEMENT GROUP INC | History | Added to | 20,534,804 | 47,435 | 1.25% | 1.02% | 1 | +6,999,513 | 51.71% | Q2 2026 | Jul 31, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 14,082,619 | 32,530 | 0.02% | 0.03% | 2 | -1,766,788 | -11.15% | Q2 2026 | Aug 14, 2026 |
| VAN ECK ASSOCIATES CORP | History | Added to | 9,685,724 | 22,374 | 0.01% | 0.01% | 3 | +2,388,990 | 32.74% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | Added to | 6,633,748 | 15,323 | 0.0% | 0.0% | 4 | +1,160,380 | 21.2% | Q2 2026 | Aug 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 4,554,415 | 10,520 | 0.0% | 0.0% | 5 | +1,386,846 | 43.78% | Q2 2026 | Aug 14, 2026 |
| Legal & General Group Plc | History | Added to | 4,032,811 | 9,335 | 0.0% | 0.0% | 6 | +392,146 | 10.77% | Q2 2026 | Aug 14, 2026 |
| GENDELL JEFFREY L | History | No change | 4,009,902 | 9,262 | 0.08% | 0.14% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MARSHALL WACE, LLP | History | Reduced | 3,067,650 | 7,086 | 0.01% | 0.01% | 8 | -1,683,570 | -35.43% | Q2 2026 | Aug 13, 2026 |
| MORGAN STANLEY | History | Added to | 2,686,736 | 6,206 | 0.0% | 0.0% | 9 | +234,820 | 9.58% | Q2 2026 | Aug 13, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 2,485,356 | 5,741 | 0.11% | 0.2% | 10 | -974,995 | -28.18% | Q2 2026 | Jul 15, 2026 |
| BlackRock, Inc. | History | Reduced | 1,441,035 | 3,328 | 0.0% | 0.0% | 11 | -131,437 | -8.36% | Q2 2026 | Aug 07, 2026 |
| GraniteShares Advisors LLC | History | Added to | 1,094,360 | 2,527 | 1.62% | 1.79% | 12 | +143,250 | 15.06% | Q2 2026 | Aug 04, 2026 |
| LPL Financial LLC | History | Reduced | 919,558 | 2,124 | 0.0% | 0.0% | 13 | -32,004 | -3.36% | Q2 2026 | Aug 07, 2026 |
| FIRST NATIONAL TRUST CO | History | No change | 84,000 | 2,100 | 0.07% | 0.07% | 14 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 762,756 | 1,761 | 0.0% | 0.0% | 15 | -37,554 | -4.69% | Q2 2026 | Jul 29, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 718,200 | 1,659 | 0.0% | 0.0% | 16 | -347,196 | -32.59% | Q2 2026 | Aug 14, 2026 |
| TUDOR INVESTMENT CORP ET AL | History | Reduced | 709,303 | 1,638 | 0.0% | 0.01% | 17 | -747,567 | -51.31% | Q2 2026 | Aug 14, 2026 |
| Naviter Wealth, LLC | History | Added to | 656,528 | 1,539 | 0.14% | 0.19% | 18 | +85,743 | 15.02% | Q2 2026 | Aug 07, 2026 |
| SIMPLEX TRADING, LLC | History | Added to | 594,212 | 1,372 | 0.0% | 0.0% | 19 | +407,112 | 217.59% | Q2 2026 | Aug 12, 2026 |
| CAXTON ASSOCIATES LLP | History | Added to | 592,554 | 1,368 | 0.03% | 0.01% | 20 | +459,031 | 343.78% | Q2 2026 | Aug 14, 2026 |
| Tactive Advisors, LLC | History | Added to | 585,111 | 1,351 | 0.33% | 0.43% | 21 | +3,117 | 0.54% | Q2 2026 | Jul 08, 2026 |
| 180 WEALTH ADVISORS, LLC | History | Added to | 580,986 | 1,342 | 0.13% | 0.12% | 22 | +180,465 | 45.06% | Q2 2026 | Jul 07, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 509,901 | 1,177 | 0.0% | 0.0% | 23 | +10,141 | 2.03% | Q2 2026 | Aug 14, 2026 |
| Kovack Advisors, Inc. | History | Added to | 491,576 | 1,140 | 0.05% | 0.07% | 24 | +23,035 | 4.92% | Q2 2026 | Jul 28, 2026 |
| GROUP ONE TRADING LLC | History | Added to | 489,810 | 1,131 | 0.0% | 0.0% | 25 | +10,251 | 2.14% | Q2 2026 | Aug 13, 2026 |
| CANADA LIFE ASSURANCE Co | History | Added to | 437,595 | 1,009 | 0.0% | 0.0% | 26 | +58,758 | 15.51% | Q2 2026 | Aug 13, 2026 |
| GatePass Capital, LLC | History | Added to | 434,050 | 1,002 | 0.38% | 0.29% | 27 | +197,150 | 83.22% | Q2 2026 | Jul 30, 2026 |
| Virtus Investment Advisers, LLC | History | Added to | 428,612 | 990 | 0.23% | 0.24% | 28 | +90,666 | 26.83% | Q2 2026 | Aug 11, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 398,739 | 921 | 0.0% | 0.0% | 29 | +252,735 | 173.1% | Q2 2026 | Sep 02, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 366,298 | 846 | 0.0% | 0.0% | 30 | -58,835 | -13.84% | Q2 2026 | Jul 27, 2026 |
| Concorde Asset Management, LLC | History | Reduced | 357,400 | 838 | 0.48% | 0.47% | 31 | -2,560 | -0.71% | Q2 2026 | Aug 18, 2026 |
| Brevan Howard Capital Management LP | History | Added to | 356,327 | 823 | 0.01% | 0.01% | 32 | +110,240 | 44.8% | Q2 2026 | Aug 14, 2026 |
| TCFG Investment Advisors, LLC | History | Added to | 330,236 | 762 | 0.26% | 0.27% | 33 | +52,322 | 18.83% | Q2 2026 | Jul 17, 2026 |
| Clear Harbor Asset Management, LLC | History | Added to | 325,525 | 751 | 0.05% | 0.01% | 34 | +260,025 | 396.98% | Q2 2026 | Aug 12, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | History | No change | 277,914 | 725 | 0.27% | 0.27% | 35 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| DnB Asset Management AS | History | Reduced | 285,456 | 659 | 0.0% | 0.0% | 36 | -116,203 | -28.93% | Q2 2026 | Aug 11, 2026 |
| Engineers Gate Manager LP | History | Reduced | 282,483 | 652 | 0.01% | 0.01% | 37 | -21,260 | -7.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 262,607 | 606 | 0.0% | 0.0% | 38 | +78,396 | 42.56% | Q2 2026 | Aug 14, 2026 |
| LSV ASSET MANAGEMENT | History | Reduced | 253,535 | 586 | 0.0% | 0.0% | 39 | -282,300 | -52.68% | Q2 2026 | Aug 06, 2026 |
| Cetera Investment Advisers | History | Reduced | 248,996 | 575 | 0.0% | 0.0% | 40 | -67,708 | -21.38% | Q2 2026 | Aug 12, 2026 |
| FAMILY WEALTH PARTNERS, LLC | History | Added to | 241,586 | 558 | 0.17% | 0.19% | 41 | +28,769 | 13.52% | Q2 2026 | Jul 10, 2026 |
| LeClair Wealth Partners LLC | History | New | 239,061 | 552 | 0.29% | — | 42 | +239,061 | New | Q2 2026 | Aug 04, 2026 |
| IMC-Chicago, LLC | History | Reduced | 230,976 | 533 | 0.0% | 0.0% | 43 | -83,766 | -26.61% | Q2 2026 | Aug 06, 2026 |
| Focus Partners Advisor Solutions, LLC | History | Added to | 229,694 | 530 | 0.0% | 0.01% | 44 | +23,841 | 11.58% | Q2 2026 | Aug 06, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | New | 228,091 | 526 | 0.02% | — | 45 | +228,091 | New | Q2 2026 | Jul 27, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 220,616 | 509 | 0.0% | 0.0% | 46 | +19,839 | 9.88% | Q2 2026 | Aug 12, 2026 |
| IAT REINSURANCE CO LTD. | History | No change | 30,000 | 492 | 0.3% | 0.16% | 47 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 201,228 | 464 | 0.0% | 0.0% | 48 | -41,910 | -17.24% | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 199,998 | 462 | 0.0% | 0.0% | 49 | +118,982 | 146.86% | Q2 2026 | Aug 14, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 194,761 | 449 | 0.0% | 0.01% | 50 | -5,629 | -2.81% | Q2 2026 | Jul 28, 2026 |
| Claro Advisors Inc. | History | Reduced | 192,700 | 445 | 0.05% | 0.06% | 51 | -4,705 | -2.38% | Q2 2026 | Jul 30, 2026 |
| Squarepoint Ops LLC | History | Reduced | 190,138 | 439 | 0.0% | 0.0% | 52 | -196,557 | -50.83% | Q2 2026 | Aug 14, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 188,788 | 436 | 0.0% | 0.0% | 53 | +960 | 0.51% | Q2 2026 | Aug 12, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 163,473 | 377 | 0.0% | 0.0% | 54 | +85,300 | 109.12% | Q2 2026 | Jul 28, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 156,345 | 362 | 0.02% | 0.02% | 55 | +31,321 | 25.05% | Q2 2026 | Jul 22, 2026 |
| TRUIST FINANCIAL CORP | History | No change | 153,940 | 355 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 122,601 | 283 | 0.01% | 0.0% | 57 | +85,780 | 232.96% | Q2 2026 | Aug 11, 2026 |
| BFSG, LLC | History | Added to | 117,381 | 271 | 0.02% | 0.02% | 58 | +44,537 | 61.14% | Q2 2026 | Jul 20, 2026 |
| Mariner, LLC | History | Added to | 111,237 | 256 | 0.0% | 0.0% | 59 | +75,665 | 212.71% | Q2 2026 | Aug 13, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | New | 109,969 | 254 | 0.0% | — | 60 | +109,969 | New | Q2 2026 | Aug 14, 2026 |
| BI Asset Management Fondsmaeglerselskab A/S | History | Reduced | 108,722 | 251 | 0.0% | 0.01% | 61 | -411,870 | -79.12% | Q2 2026 | Aug 10, 2026 |
| Universal- Beteiligungs- und Servicegesellschaft mbH | History | No change | 105,900 | 244 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Spire Wealth Management | History | Added to | 104,196 | 240 | 0.01% | 0.01% | 63 | +1,588 | 1.55% | Q2 2026 | Jul 15, 2026 |
| Generali Investments CEE, investicni spolecnost, a.s. | History | No change | 101,234 | 233 | 0.01% | 0.01% | 64 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| WESTWOOD HOLDINGS GROUP INC | History | No change | 93,246 | 215 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| DRW Securities, LLC | History | Reduced | 90,809 | 209 | 0.01% | 0.0% | 66 | -2,530 | -2.71% | Q2 2026 | Aug 14, 2026 |
| Lido Advisors, LLC | History | Added to | 89,077 | 208 | 0.0% | 0.0% | 67 | +25,987 | 41.19% | Q2 2026 | Aug 07, 2026 |
| Orion Porfolio Solutions, LLC | History | New | 89,180 | 206 | 0.0% | — | 68 | +89,180 | New | Q2 2026 | Aug 14, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 84,292 | 190 | 0.0% | 0.0% | 69 | -2,611 | -3.0% | Q2 2026 | Jul 15, 2026 |
| Arkadios Wealth Advisors | History | Added to | 78,425 | 181 | 0.0% | 0.0% | 70 | +42,291 | 117.04% | Q2 2026 | Aug 10, 2026 |
| DENALI ADVISORS LLC | History | Reduced | 77,540 | 179 | 0.02% | 0.02% | 71 | -7,011 | -8.29% | Q2 2026 | Aug 10, 2026 |
| Summit Global Investments | History | No change | 75,000 | 173 | 0.01% | 0.01% | 72 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| AREX Capital Management, LP | History | No change | 65,000 | 169 | 0.28% | 0.28% | 73 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| J. Safra Sarasin Holding AG | History | New | 72,939 | 168 | 0.0% | — | 75 | +72,939 | New | Q2 2026 | Jul 31, 2026 |
| Cresset Asset Management, LLC | History | Added to | 71,937 | 168 | 0.0% | 0.0% | 74 | +3,847 | 5.65% | Q2 2026 | Aug 14, 2026 |
| Kathmere Capital Management, LLC | History | No change | 69,462 | 160 | 0.01% | 0.01% | 76 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| ProShare Advisors LLC | History | Reduced | 69,007 | 159 | 0.0% | 0.0% | 78 | -225 | -0.32% | Q2 2026 | Aug 11, 2026 |
| M&T BANK CORP | History | No change | 69,179 | 159 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Headlands Technologies LLC | History | Reduced | 61,887 | 142 | 0.02% | 0.02% | 79 | -4,201 | -6.36% | Q2 2026 | Aug 12, 2026 |
| Prospera Financial Services Inc | History | Added to | 59,090 | 136 | 0.0% | 0.0% | 80 | +1,104 | 1.9% | Q2 2026 | Jul 15, 2026 |
| Garden State Investment Advisory Services LLC | History | Added to | 59,040 | 136 | 0.02% | 0.03% | 81 | +647 | 1.11% | Q2 2026 | Aug 11, 2026 |
| Strategic Wealth Partners, Ltd. | History | Added to | 55,306 | 127 | 0.01% | 0.01% | 82 | +14,998 | 37.21% | Q2 2026 | Aug 12, 2026 |
| BRIAN LOW FINANCIAL GROUP, LLC | History | Added to | 55,306 | 127 | 0.07% | 0.07% | 83 | +14,998 | 37.21% | Q2 2026 | Jul 28, 2026 |
| Wealthfront Advisers LLC | History | Added to | 52,683 | 121 | 0.0% | 0.0% | 84 | +939 | 1.81% | Q2 2026 | Aug 07, 2026 |
| XML Financial, LLC | History | No change | 52,149 | 120 | 0.01% | 0.01% | 85 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 48,995 | 113 | 0.0% | 0.0% | 86 | -103,212 | -67.81% | Q2 2026 | Aug 13, 2026 |
| MAI Capital Management | History | Added to | 47,412 | 109 | 0.0% | 0.0% | 87 | +31,106 | 190.76% | Q2 2026 | Aug 14, 2026 |
| Creative Planning | History | Reduced | 46,845 | 108 | 0.0% | 0.0% | 88 | -135,508 | -74.31% | Q2 2026 | Aug 13, 2026 |
| HUNTINGTON NATIONAL BANK | History | Added to | 45,496 | 105 | 0.0% | 0.0% | 89 | +2,304 | 5.33% | Q2 2026 | Aug 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 45,279 | 104 | 0.0% | 0.0% | 90 | -582 | -1.27% | Q2 2026 | Aug 12, 2026 |
| RMR Wealth Builders | History | New | 44,938 | 103 | 0.01% | — | 91 | +44,938 | New | Q2 2026 | Jul 24, 2026 |
| Csenge Advisory Group | History | No change | 42,460 | 98 | 0.0% | 0.01% | 92 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| BESSEMER GROUP INC | History | Added to | 41,549 | 96 | 0.0% | 0.0% | 93 | +1,549 | 3.87% | Q2 2026 | Aug 12, 2026 |
| Strategies Wealth Advisors, LLC | History | Added to | 40,632 | 93 | 0.01% | 0.01% | 94 | +2,173 | 5.65% | Q2 2026 | Aug 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 40,215 | 92 | 0.0% | 0.0% | 95 | -2,284 | -5.37% | Q2 2026 | Aug 14, 2026 |
| Ethos Financial Group, LLC | History | Reduced | 37,103 | 85 | 0.01% | 0.01% | 96 | -3,356 | -8.29% | Q2 2026 | Aug 07, 2026 |
| Sigma Planning Corp | History | Added to | 36,685 | 84 | 0.0% | 0.0% | 97 | +117 | 0.32% | Q2 2026 | Aug 07, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 34,599 | 82 | 0.0% | 0.0% | 98 | -8,879 | -20.42% | Q2 2026 | Aug 14, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Added to | 34,070 | 78 | 0.0% | 0.0% | 100 | +13,564 | 66.15% | Q2 2026 | Aug 14, 2026 |
| BARRETT & COMPANY, INC. | History | Reduced | 34,137 | 78 | 0.02% | 0.03% | 99 | -4,184 | -10.92% | Q2 2026 | Jul 24, 2026 |
| BLAIR WILLIAM & CO/IL | History | Reduced | 33,400 | 77 | 0.0% | 0.0% | 101 | -12,500 | -27.23% | Q2 2026 | Aug 11, 2026 |
| Sunbelt Securities, Inc. | History | No change | 29,344 | 76 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Cherry Creek Investment Advisors, Inc. | History | Added to | 31,741 | 73 | 0.03% | 0.04% | 103 | +25 | 0.08% | Q2 2026 | Jul 30, 2026 |
| Retirement Planning Group, LLC | History | New | 29,817 | 68 | 0.0% | — | 104 | +29,817 | New | Q2 2026 | Aug 05, 2026 |
| TWO SIGMA SECURITIES, LLC | History | Reduced | 29,198 | 67 | 0.01% | 0.08% | 105 | -239,010 | -89.11% | Q2 2026 | Aug 14, 2026 |
| WMG Financial Advisors, LLC | History | No change | 27,950 | 64 | 0.02% | 0.03% | 106 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Garner Asset Management Corp | History | Reduced | 27,700 | 63 | 0.02% | 0.04% | 107 | -9,775 | -26.08% | Q2 2026 | Aug 07, 2026 |
| Arta Finance Wealth Management LLC | History | Added to | 27,606 | 63 | 0.03% | 0.03% | 108 | +662 | 2.46% | Q2 2026 | Aug 13, 2026 |
| World Investment Advisors | History | Reduced | 26,423 | 62 | 0.0% | 0.0% | 109 | -767 | -2.82% | Q2 2026 | Aug 13, 2026 |
| Modera Wealth Management, LLC | History | No change | 26,334 | 60 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Added to | 25,783 | 59 | 0.0% | 0.0% | 111 | +3,963 | 18.16% | Q2 2026 | Aug 19, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Added to | 25,335 | 58 | 0.0% | 0.0% | 113 | +1,352 | 5.64% | Q2 2026 | Aug 10, 2026 |
| US BANCORP \DE\ | History | No change | 25,408 | 58 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| IFP Advisors, Inc | History | Added to | 24,798 | 57 | 0.0% | 0.0% | 115 | +1,286 | 5.47% | Q2 2026 | Jul 20, 2026 |
| Allworth Financial LP | History | Reduced | 25,000 | 57 | 0.0% | 0.0% | 114 | -245 | -0.97% | Q2 2026 | Aug 11, 2026 |
| Jain Global LLC | History | New | 22,828 | 52 | 0.0% | — | 116 | +22,828 | New | Q2 2026 | Aug 14, 2026 |
| Apella Capital, LLC | History | Reduced | 23,542 | 51 | 0.0% | 0.0% | 117 | -692 | -2.86% | Q2 2026 | Jul 08, 2026 |
| Next Level Private LLC | History | Added to | 22,011 | 50 | 0.01% | 0.01% | 118 | +950 | 4.51% | Q2 2026 | Jul 09, 2026 |
| Kingsview Wealth Management, LLC | History | Added to | 21,001 | 48 | 0.0% | 0.0% | 120 | +1,123 | 5.65% | Q2 2026 | Aug 18, 2026 |
| CWM, LLC | History | No change | 18,759 | 48 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 20,773 | 47 | 0.0% | 0.0% | 121 | +4,801 | 30.06% | Q2 2026 | Aug 07, 2026 |
| Regal Investment Advisors LLC | History | Reduced | 20,266 | 46 | 0.0% | 0.0% | 122 | -522 | -2.51% | Q2 2026 | Aug 14, 2026 |
| Cravens & Co Advisors, LLC | History | No change | 20,000 | 46 | 0.03% | 0.03% | 123 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Inspire Advisors, LLC | History | Added to | 19,426 | 44 | 0.0% | 0.0% | 124 | +4,138 | 27.07% | Q2 2026 | Aug 13, 2026 |
| PFG Investments, LLC | History | Added to | 19,271 | 44 | 0.0% | 0.0% | 125 | +626 | 3.36% | Q2 2026 | Jul 23, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Added to | 19,027 | 43 | 0.0% | 0.0% | 127 | +851 | 4.68% | Q2 2026 | Aug 10, 2026 |
| State of Alaska, Department of Revenue | History | No change | 18,642 | 43 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| CWA Asset Management Group, LLC | History | New | 18,405 | 42 | 0.0% | — | 128 | +18,405 | New | Q2 2026 | Jul 14, 2026 |
| Regatta Research & Money Management | History | New | 18,098 | 41 | 0.04% | — | 130 | +18,098 | New | Q2 2026 | Aug 11, 2026 |
| Significant Wealth Partners LLC | History | Added to | 17,754 | 41 | 0.04% | 0.05% | 129 | +2,227 | 14.34% | Q2 2026 | Jul 14, 2026 |
| STEPHENS INC /AR/ | History | No change | 17,421 | 40 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| GTS SECURITIES LLC | History | New | 17,314 | 39 | 0.0% | — | 133 | +17,314 | New | Q2 2026 | Aug 14, 2026 |
| Caitong International Asset Management Co., Ltd | History | Added to | 16,970 | 39 | 0.01% | 0.01% | 132 | +6,056 | 55.49% | Q2 2026 | Aug 04, 2026 |
| SILVERLAKE WEALTH MANAGEMENT LLC | History | Added to | 15,861 | 36 | 0.01% | 0.01% | 135 | +378 | 2.44% | Q2 2026 | Aug 06, 2026 |
| Onyx Bridge Wealth Group LLC | History | Reduced | 15,667 | 36 | 0.0% | 0.0% | 134 | -205 | -1.29% | Q2 2026 | Jul 23, 2026 |
| WINTON GROUP Ltd | History | New | 15,200 | 35 | 0.0% | — | 137 | +15,200 | New | Q2 2026 | Aug 07, 2026 |
| First National Bank of Mount Dora, Trust Investment Services | History | No change | 15,300 | 35 | 0.01% | 0.01% | 136 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| CITIGROUP INC | History | Added to | 15,034 | 34 | 0.0% | — | 139 | +14,996 | 39463.16% | Q2 2026 | Aug 03, 2026 |
| MAYPORT, LLC | History | Reduced | 15,070 | 34 | 0.01% | 0.01% | 140 | -5,500 | -26.74% | Q2 2026 | Aug 07, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 14,735 | 34 | 0.0% | 0.0% | 138 | +2,044 | 16.11% | Q2 2026 | Aug 07, 2026 |
| J.W. COLE ADVISORS, INC. | History | Reduced | 14,611 | 33 | 0.0% | 0.0% | 141 | -3,174 | -17.85% | Q2 2026 | Jul 21, 2026 |
| Modern Wealth Management, LLC | History | Reduced | 14,200 | 32 | 0.0% | 0.0% | 142 | -2,213 | -13.48% | Q2 2026 | Aug 13, 2026 |
| Berkeley Capital Partners, LLC | History | No change | 13,426 | 31 | 0.01% | 0.01% | 143 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Tyche Wealth Partners LLC | History | New | 13,418 | 30 | 0.0% | — | 145 | +13,418 | New | Q2 2026 | Aug 06, 2026 |
| Wealthcare Advisory Partners LLC | History | Added to | 13,336 | 30 | 0.0% | 0.0% | 144 | +714 | 5.66% | Q2 2026 | Jul 09, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 12,959 | 29 | 0.0% | 0.0% | 147 | +137 | 1.07% | Q2 2026 | Jul 17, 2026 |
| Capital Advisors, Ltd. LLC | History | No change | 12,352 | 29 | 0.0% | 0.0% | 146 | 0 | 0.0% | Q2 2026 | Jul 16, 2026 |
| PHILADELPHIA TRUST CO | History | Reduced | 12,000 | 28 | 0.0% | 0.0% | 148 | -5,250 | -30.43% | Q2 2026 | Aug 10, 2026 |
| Navalign, LLC | History | Added to | 12,299 | 28 | 0.01% | 0.01% | 149 | +748 | 6.48% | Q2 2026 | Jul 27, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 11,558 | 26 | 0.0% | 0.0% | 150 | +618 | 5.65% | Q2 2026 | Jul 28, 2026 |
| Blueshift Asset Management, LLC | History | New | 11,024 | 25 | 0.01% | — | 152 | +11,024 | New | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 10,987 | 25 | 0.0% | 0.0% | 151 | +233 | 2.17% | Q2 2026 | Sep 23, 2026 |
| EP Wealth Advisors, LLC | History | New | 10,490 | 24 | 0.0% | — | 155 | +10,490 | New | Q2 2026 | Aug 11, 2026 |
| NOMURA ASSET MANAGEMENT CO LTD | History | Reduced | 10,624 | 24 | 0.0% | 0.0% | 153 | -1,990 | -15.78% | Q2 2026 | Aug 13, 2026 |
| Traynor Capital Management, Inc. | History | Added to | 10,711 | 24 | 0.0% | 0.0% | 154 | +30 | 0.28% | Q2 2026 | Jul 22, 2026 |
| Corsicana & Co. | History | New | 10,000 | 23 | 0.01% | — | 158 | +10,000 | New | Q2 2026 | Jul 24, 2026 |
| Independent Advisor Alliance | History | Reduced | 10,282 | 23 | 0.0% | 0.0% | 156 | -1,080 | -9.51% | Q2 2026 | Aug 12, 2026 |
| Flagship Capital Management Inc. | History | No change | 10,000 | 23 | 0.01% | 0.02% | 157 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Aventura Private Wealth, LLC | History | No change | 9,162 | 21 | 0.01% | 0.01% | 159 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| AMERIFLEX GROUP, INC. | History | Reduced | 8,630 | 19 | 0.01% | 0.01% | 160 | -1,200 | -12.21% | Q2 2026 | Aug 13, 2026 |
| CNB Bank | History | No change | 7,500 | 17 | 0.01% | 0.01% | 161 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 7,212 | 16 | 0.0% | 0.0% | 162 | +6,613 | 1104.01% | Q2 2026 | Aug 12, 2026 |
| NFSG Corp | History | No change | 7,157 | 16 | 0.0% | 0.0% | 163 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Ameritas Advisory Services, LLC | History | New | 6,664 | 15 | 0.0% | — | 164 | +6,664 | New | Q2 2026 | Aug 14, 2026 |
| Commonwealth Retirement Investments LLC | History | New | 5,790 | 13 | 0.0% | — | 165 | +5,790 | New | Q2 2026 | Aug 03, 2026 |
| SIGNATUREFD, LLC | History | Reduced | 5,444 | 12 | 0.0% | 0.0% | 166 | -4,847 | -47.1% | Q2 2026 | Jul 23, 2026 |
| Avion Wealth | History | Added to | 5,372 | 12 | 0.0% | 0.0% | 168 | +272 | 5.33% | Q2 2026 | Jul 31, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 5,372 | 12 | 0.0% | 0.0% | 167 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| PRIVATE TRUST CO NA | History | Reduced | 5,014 | 11 | 0.0% | 0.0% | 171 | -6,625 | -56.92% | Q2 2026 | Jul 28, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 5,023 | 11 | 0.0% | 0.0% | 170 | +3,810 | 314.1% | Q2 2026 | Aug 14, 2026 |
| FIFTH THIRD BANCORP | History | Reduced | 4,932 | 11 | 0.0% | 0.0% | 169 | -3,319 | -40.23% | Q2 2026 | Aug 05, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 5,074 | 11 | 0.0% | 0.0% | 173 | +2,059 | 68.29% | Q2 2026 | Jul 24, 2026 |
| Founders Capital Management | History | No change | 5,000 | 11 | 0.0% | 0.01% | 172 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Parallel Advisors, LLC | History | Added to | 4,477 | 10 | 0.0% | 0.0% | 175 | +500 | 12.57% | Q2 2026 | Aug 05, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 4,648 | 10 | 0.0% | 0.0% | 174 | +235 | 5.33% | Q2 2026 | Jul 23, 2026 |
| IFG Advisory, LLC | History | New | 4,000 | 9 | 0.0% | — | 178 | +4,000 | New | Q2 2026 | Aug 13, 2026 |
| North Star Investment Management Corp. | History | Added to | 4,000 | 9 | 0.0% | 0.0% | 177 | +1,917 | 92.03% | Q2 2026 | Jul 28, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 4,174 | 9 | 0.0% | 0.0% | 176 | +1,248 | 42.65% | Q2 2026 | Aug 12, 2026 |
| Crewe Advisors LLC | History | Added to | 3,729 | 8 | 0.0% | 0.0% | 180 | +213 | 6.06% | Q2 2026 | Jul 23, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 3,800 | 8 | 0.0% | 0.0% | 179 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| FINANCIAL CONSULATE, INC | History | No change | 3,121 | 7 | 0.0% | 0.0% | 181 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Arax Advisory Partners | History | New | 2,750 | 6 | 0.0% | — | 184 | +2,750 | New | Q2 2026 | Aug 10, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 2,886 | 6 | 0.0% | 0.0% | 182 | +125 | 4.53% | Q2 2026 | Aug 13, 2026 |
| Larson Financial Group LLC | History | No change | 2,891 | 6 | 0.0% | 0.0% | 183 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Elequin Capital, LP | History | New | 2,451 | 5 | 0.0% | — | 185 | +2,451 | New | Q2 2026 | Aug 13, 2026 |
| Cypress Capital Management LLC (WY) | History | No change | 2,145 | 4 | 0.0% | 0.0% | 186 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| SHP Wealth Management | History | New | 1,600 | 3 | 0.0% | — | 191 | +1,600 | New | Q2 2026 | Aug 11, 2026 |
| Institute for Wealth Management, LLC. | History | New | 1,424 | 3 | 0.0% | — | 190 | +1,424 | New | Q2 2026 | Jul 28, 2026 |
| West Branch Capital LLC | History | Added to | 1,638 | 3 | 0.0% | 0.0% | 187 | +561 | 52.09% | Q2 2026 | Jul 10, 2026 |
| Financial Gravity Asset Management, Inc. | History | No change | 1,525 | 3 | 0.0% | 0.0% | 188 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Geneos Wealth Management Inc. | History | No change | 1,500 | 3 | 0.0% | 0.0% | 189 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| NATIXIS | History | Added to | 1,017 | 2 | 0.0% | 0.0% | 192 | +37 | 3.78% | Q2 2026 | Aug 13, 2026 |
| CoreCap Advisors, LLC | History | Added to | 1,009 | 2 | 0.0% | 0.0% | 194 | +1 | 0.1% | Q2 2026 | Jul 06, 2026 |
| GABLES CAPITAL MANAGEMENT INC. | History | No change | 1,200 | 2 | 0.0% | 0.0% | 193 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Quarry LP | History | New | 860 | 1 | 0.0% | — | 202 | +860 | New | Q2 2026 | Aug 14, 2026 |
| RMG Wealth Management LLC | History | New | 836 | 1 | 0.0% | — | 200 | +836 | New | Q2 2026 | Aug 13, 2026 |
| Cape Investment Advisory, Inc. | History | New | 559 | 1 | 0.0% | — | 201 | +559 | New | Q2 2026 | Jul 23, 2026 |
| Silver Grove Financial Group, Inc. | History | New | 490 | 1 | 0.0% | — | 203 | +490 | New | Q2 2026 | Aug 13, 2026 |
| Global Retirement Partners, LLC | History | New | 450 | 1 | 0.0% | — | 199 | +450 | New | Q2 2026 | Aug 06, 2026 |
| Strive Financial Group ,LLC | History | Added to | 837 | 1 | 0.0% | 0.0% | 197 | +43 | 5.42% | Q2 2026 | Aug 14, 2026 |
| Triumph Capital Management | History | Reduced | 750 | 1 | 0.0% | 0.0% | 195 | -1 | -0.13% | Q2 2026 | Jul 20, 2026 |
| LRI Investments, LLC | History | No change | 638 | 1 | 0.0% | 0.0% | 196 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| Sunrise Financial Services, LLC | History | No change | 595 | 1 | 0.0% | 0.0% | 198 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Private Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -1,711,638 | -100.0% | Q2 2026 | Jul 27, 2026 |
| SMH CAPITAL ADVISORS INC | History | Closed out | 0 | 0 | — | 3.14% | — | -426,418 | -100.0% | Q2 2026 | Aug 13, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -221,708 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Catalyst Capital Advisors LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -200,742 | -100.0% | Q2 2026 | Jul 24, 2026 |
| Tweedy, Browne Co LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -162,953 | -100.0% | Q2 2026 | Aug 07, 2026 |
| Quantbot Technologies LP | History | Closed out | 0 | 0 | — | 0.01% | — | -136,738 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Vident Advisory, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -68,333 | -100.0% | Q2 2026 | Aug 12, 2026 |
| EVERGREEN CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -67,139 | -100.0% | Q2 2026 | Jul 23, 2026 |
| Permanens Capital L.P. | History | Closed out | 0 | 0 | — | 0.02% | — | -66,180 | -100.0% | Q2 2026 | Aug 14, 2026 |
| AXQ CAPITAL, LP | History | Closed out | 0 | 0 | — | 0.02% | — | -56,756 | -100.0% | Q2 2026 | Aug 06, 2026 |
| Sowell Financial Services LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -38,027 | -100.0% | Q2 2026 | Jul 17, 2026 |
| ExodusPoint Capital Management, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -34,292 | -100.0% | Q2 2026 | Aug 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -30,578 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Massar Capital Management, LP | History | Closed out | 0 | 0 | — | 0.01% | — | -27,095 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Samalin Investment Counsel, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -19,529 | -100.0% | Q2 2026 | Jul 27, 2026 |
| HUB Investment Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,280 | -100.0% | Q2 2026 | Jul 31, 2026 |
| Spartan Wealth Advisory Services LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,000 | -100.0% | Q2 2026 | Aug 05, 2026 |
| Sculati Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -16,265 | -100.0% | Q2 2026 | Jul 21, 2026 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,617 | -100.0% | Q2 2026 | Aug 03, 2026 |
| Schonfeld Strategic Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,144 | -100.0% | Q2 2026 | Aug 14, 2026 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,959 | -100.0% | Q2 2026 | Aug 05, 2026 |
| Concurrent Investment Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,338 | -100.0% | Q2 2026 | Jul 27, 2026 |
| AIGEN INVESTMENT MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 0.01% | — | -13,255 | -100.0% | Q2 2026 | Aug 14, 2026 |
| MONETA GROUP INVESTMENT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,253 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Stratos Wealth Partners, LTD. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,845 | -100.0% | Q2 2026 | Aug 11, 2026 |
| Ausdal Financial Partners, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,781 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,492 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Axiom Investment Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -6,400 | -100.0% | Q2 2026 | Jul 30, 2026 |
| Legacy Wealth Managment, LLC/ID | History | Closed out | 0 | 0 | — | 0.0% | — | -3,639 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Activest Wealth Management | History | Closed out | 0 | 0 | — | 0.0% | — | -3,300 | -100.0% | Q2 2026 | Jul 16, 2026 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -939 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Sound Income Strategies, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -400 | -100.0% | Q2 2026 | Jul 20, 2026 |
| LANARK FINANCIAL, INC. | History | Closed out | 0 | 0 | — | — | — | -200 | -100.0% | Q2 2026 | Jul 21, 2026 |
| Russell Investments Group, Ltd. | History | Closed out | 0 | 0 | — | — | — | -61 | -100.0% | Q2 2026 | Aug 06, 2026 |
| JFS WEALTH ADVISORS, LLC | History | New | 40 | 0 | — | — | — | +40 | New | Q2 2026 | Jul 10, 2026 |
| Parvin Asset Management, LLC | History | Closed out | 0 | 0 | — | — | — | -30 | -100.0% | Q2 2026 | Aug 14, 2026 |
| BARCLAYS PLC | History | Reduced | 12 | 0 | — | — | — | -5 | -29.41% | Q2 2026 | Aug 14, 2026 |
| Ascentis Independent Advisors | History | Closed out | 0 | 0 | — | — | — | -5 | -100.0% | Q2 2026 | Aug 04, 2026 |
| Annis Gardner Whiting Capital Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -5 | -100.0% | Q2 2026 | Aug 10, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | Closed out | 0 | 0 | — | — | — | -3 | -100.0% | Q2 2026 | Aug 13, 2026 |
| DANSKE BANK A/S | History | Added to | 7 | 0 | — | — | — | +2 | 40.0% | Q2 2026 | Aug 10, 2026 |
| Smithfield Trust Co | History | No change | 47 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| ASSETMARK, INC | History | No change | 147 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| Heritage Wealth Advisors | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Blue Trust, Inc. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| American Capital Advisory, LLC | History | No change | 204 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Hilltop National Bank | History | No change | 380 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 01, 2026 |