Nuveen NASDAQ 100 Dynamic Overwrite Fund - QQQX
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 1,946,401 | 51,910 | 0.0% | 0.0% | 1 | -71,027 | -3.52% | Q1 2026 | May 15, 2026 |
| Karpus Management, Inc. | History | Reduced | 1,636,959 | 43,657 | 1.36% | 1.46% | 2 | -33,820 | -2.02% | Q1 2026 | May 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 1,248,095 | 33,286 | 0.01% | 0.01% | 3 | +7,722 | 0.62% | Q1 2026 | May 11, 2026 |
| Invesco Ltd. | History | Reduced | 779,442 | 20,787 | 0.0% | 0.0% | 4 | -33,555 | -4.13% | Q1 2026 | May 12, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 745,857 | 19,892 | 0.0% | 0.0% | 5 | +2,177 | 0.29% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 727,794 | 19,410 | 0.0% | 0.0% | 6 | +905 | 0.12% | Q1 2026 | May 05, 2026 |
| LPL Financial LLC | History | Added to | 636,887 | 16,985 | 0.0% | 0.0% | 7 | +51,982 | 8.89% | Q1 2026 | May 06, 2026 |
| Allspring Global Investments Holdings, LLC | History | Added to | 598,826 | 15,970 | 0.03% | 0.03% | 8 | +41,518 | 7.45% | Q1 2026 | May 05, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 568,698 | 15,167 | 0.12% | 0.11% | 9 | +42,442 | 8.06% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 419,171 | 11,179 | 0.0% | 0.0% | 10 | +17,074 | 4.25% | Q1 2026 | May 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 375,648 | 10,018 | 0.0% | 0.0% | 11 | +11,219 | 3.08% | Q1 2026 | May 15, 2026 |
| 1607 Capital Partners, LLC | History | Reduced | 335,968 | 8,960 | 0.65% | 1.0% | 12 | -177,852 | -34.61% | Q1 2026 | May 15, 2026 |
| HighTower Advisors, LLC | History | Reduced | 263,418 | 7,025 | 0.01% | 0.01% | 13 | -1,713 | -0.65% | Q1 2026 | May 05, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 243,838 | 6,503 | 0.11% | 0.09% | 14 | +48,802 | 25.02% | Q1 2026 | May 15, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 235,769 | 6,288 | 0.02% | 0.02% | 15 | +1,880 | 0.8% | Q1 2026 | Apr 22, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 212,827 | 5,676 | 0.01% | 0.01% | 16 | +7,322 | 3.56% | Q1 2026 | May 15, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 189,571 | 5,055 | 0.0% | 0.0% | 17 | -15,421 | -7.52% | Q1 2026 | May 15, 2026 |
| Cypress Capital Management LLC (WY) | History | Added to | 177,931 | 4,854 | 4.49% | 4.31% | 18 | +15,332 | 9.43% | Q1 2026 | May 08, 2026 |
| Advisor OS, LLC | History | New | 127,390 | 3,397 | 0.25% | — | 19 | +127,390 | New | Q1 2026 | May 07, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 100,726 | 2,686 | 0.02% | 0.02% | 20 | +9,195 | 10.05% | Q1 2026 | May 05, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 73,344 | 1,956 | 0.01% | 0.0% | 21 | +62,718 | 590.23% | Q1 2026 | Apr 30, 2026 |
| Ionic Capital Management LLC | History | Added to | 66,113 | 1,763 | 0.13% | 0.22% | 22 | +4,271 | 6.91% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 65,532 | 1,747 | 0.0% | 0.0% | 23 | -10,288 | -13.57% | Q1 2026 | Apr 27, 2026 |
| PMG Family Office LLC | History | Added to | 60,228 | 1,643 | 1.83% | 1.97% | 24 | +419 | 0.7% | Q1 2026 | Apr 17, 2026 |
| MONECO ADVISORS, LLC | History | Reduced | 60,746 | 1,620 | 0.13% | 0.14% | 25 | -1,230 | -1.98% | Q1 2026 | May 07, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 56,321 | 1,502 | 0.0% | 0.0% | 26 | +4,985 | 9.71% | Q1 2026 | May 13, 2026 |
| Cetera Investment Advisers | History | Added to | 55,703 | 1,485 | 0.0% | 0.0% | 27 | +10,730 | 23.86% | Q1 2026 | May 13, 2026 |
| SCHNIEDERS CAPITAL MANAGEMENT, LLC. | History | Reduced | 46,515 | 1,240 | 0.2% | 0.21% | 28 | -1,200 | -2.51% | Q1 2026 | May 04, 2026 |
| Shulman DeMeo Asset Management LLC | History | New | 45,829 | 1,222 | 0.26% | — | 29 | +45,829 | New | Q1 2026 | Apr 09, 2026 |
| High Point Wealth Management, LLC | History | Added to | 44,553 | 1,188 | 1.15% | 1.06% | 30 | +4,940 | 12.47% | Q1 2026 | Apr 08, 2026 |
| Dakota Wealth Management | History | Reduced | 35,995 | 959 | 0.02% | 0.02% | 31 | -440 | -1.21% | Q1 2026 | May 07, 2026 |
| Arkadios Wealth Advisors | History | Added to | 31,567 | 841 | 0.01% | 0.02% | 32 | +50 | 0.16% | Q1 2026 | May 18, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 31,522 | 840 | 0.0% | 0.0% | 33 | -150 | -0.47% | Q1 2026 | May 14, 2026 |
| &PARTNERS | History | Reduced | 30,703 | 816 | 0.0% | 0.0% | 34 | -697 | -2.22% | Q1 2026 | May 15, 2026 |
| Private Advisor Group, LLC | History | Added to | 30,266 | 807 | 0.0% | 0.0% | 35 | +402 | 1.35% | Q1 2026 | Apr 24, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 29,849 | 796 | 0.01% | 0.01% | 36 | -499 | -1.64% | Q1 2026 | Apr 28, 2026 |
| PFG Investments, LLC | History | Added to | 28,375 | 756 | 0.04% | 0.03% | 37 | +2,450 | 9.45% | Q1 2026 | Apr 27, 2026 |
| HUB Investment Partners, LLC | History | No change | 28,153 | 750 | 0.02% | 0.02% | 38 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Added to | 27,895 | 743 | 0.0% | 0.0% | 39 | +10,718 | 62.4% | Q1 2026 | May 15, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 26,913 | 717 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Advisory Advocates, LLC | History | Added to | 25,542 | 681 | 0.7% | 0.51% | 41 | +7,640 | 42.68% | Q1 2026 | May 05, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 24,688 | 658 | 0.0% | 0.0% | 42 | +17,653 | 250.93% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 23,169 | 617 | 0.0% | — | 43 | +23,169 | New | Q1 2026 | May 15, 2026 |
| Huntleigh Advisors, Inc. | History | Added to | 23,053 | 614 | 0.1% | 0.11% | 44 | +919 | 4.15% | Q1 2026 | Apr 21, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 21,843 | 582 | 0.0% | 0.0% | 45 | +10,922 | 100.01% | Q1 2026 | May 04, 2026 |
| Baird Financial Group, Inc. | History | New | 21,261 | 567 | 0.0% | — | 46 | +21,261 | New | Q1 2026 | May 14, 2026 |
| Alteri Wealth LLC | History | No change | 20,759 | 553 | 0.18% | 0.19% | 47 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| NBC SECURITIES, INC. | History | Reduced | 18,589 | 495 | 0.04% | 0.14% | 48 | -47,918 | -72.05% | Q1 2026 | Apr 14, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 18,224 | 486 | 0.0% | 0.0% | 49 | +1,541 | 9.24% | Q1 2026 | Apr 27, 2026 |
| Moors & Cabot, Inc. | History | Added to | 18,226 | 486 | 0.02% | 0.02% | 50 | +590 | 3.35% | Q1 2026 | May 08, 2026 |
| DAVENPORT & Co LLC | History | No change | 17,500 | 466 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| SAPIENT CAPITAL LLC | History | Reduced | 16,814 | 458 | 0.01% | 0.01% | 52 | -164 | -0.97% | Q1 2026 | Apr 08, 2026 |
| Avory & Company, LLC | History | No change | 17,157 | 457 | 0.59% | 0.31% | 53 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| Mutual Advisors, LLC | History | Reduced | 16,901 | 450 | 0.01% | 0.01% | 54 | -1,715 | -9.21% | Q1 2026 | May 01, 2026 |
| Focus Partners Wealth | History | Reduced | 16,737 | 446 | 0.0% | 0.0% | 55 | -749 | -4.28% | Q1 2026 | May 14, 2026 |
| Cyndeo Wealth Partners, LLC | History | Added to | 16,408 | 437 | 0.02% | 0.02% | 56 | +2,626 | 19.05% | Q1 2026 | Apr 13, 2026 |
| Dynamic Advisor Solutions LLC | History | Added to | 15,786 | 421 | 0.01% | 0.01% | 57 | +2,910 | 22.6% | Q1 2026 | Apr 08, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 15,069 | 401 | 0.0% | 0.0% | 58 | +1,112 | 7.97% | Q1 2026 | May 05, 2026 |
| Tulsa Wealth Advisors, INC | History | New | 15,007 | 400 | 0.07% | — | 59 | +15,007 | New | Q1 2026 | May 11, 2026 |
| DIVERSIFY WEALTH MANAGEMENT, LLC | History | New | 13,216 | 393 | 0.01% | — | 61 | +13,216 | New | Q1 2026 | May 01, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Reduced | 14,754 | 393 | 0.01% | 0.02% | 60 | -916 | -5.85% | Q1 2026 | May 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 14,350 | 382 | 0.0% | 0.0% | 62 | +8,587 | 149.0% | Q1 2026 | May 07, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 13,415 | 372 | 0.03% | 0.03% | 63 | -237 | -1.74% | Q1 2026 | May 01, 2026 |
| Aviance Capital Partners, LLC | History | No change | 13,897 | 370 | 0.04% | 0.05% | 64 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Reduced | 13,834 | 368 | 0.02% | 0.02% | 65 | -265 | -1.88% | Q1 2026 | Apr 28, 2026 |
| Mariner, LLC | History | Added to | 13,567 | 361 | 0.0% | 0.0% | 66 | +2,722 | 25.1% | Q1 2026 | May 13, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 13,159 | 351 | 0.01% | 0.01% | 67 | -890 | -6.33% | Q1 2026 | Apr 21, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Reduced | 13,080 | 348 | 0.0% | 0.0% | 68 | -1,000 | -7.1% | Q1 2026 | May 14, 2026 |
| Diversified Enterprises, LLC | History | No change | 12,694 | 338 | 0.02% | 0.02% | 69 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| COMERICA BANK | History | No change | 11,561 | 329 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 11,841 | 315 | 0.0% | 0.0% | 71 | -26 | -0.22% | Q1 2026 | May 12, 2026 |
| MGB Wealth Management, LLC | History | No change | 11,000 | 313 | 0.09% | 0.09% | 72 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| WealthTrust Asset Management, LLC | History | Added to | 11,696 | 311 | 0.19% | 0.19% | 73 | +2,193 | 23.08% | Q1 2026 | May 06, 2026 |
| FIFTH THIRD BANCORP | History | New | 11,529 | 307 | 0.0% | — | 74 | +11,529 | New | Q1 2026 | May 01, 2026 |
| Creative Planning | History | Added to | 11,461 | 305 | 0.0% | 0.0% | 75 | +1,122 | 10.85% | Q1 2026 | May 12, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 10,286 | 274 | 0.0% | 0.0% | 76 | +937 | 10.02% | Q1 2026 | May 04, 2026 |
| Summit Financial, LLC | History | Added to | 9,863 | 269 | 0.0% | 0.0% | 77 | +91 | 0.93% | Q1 2026 | May 15, 2026 |
| Chancellor Financial Group WB LP | History | Reduced | 10,123 | 269 | 0.19% | 0.2% | 79 | -85 | -0.83% | Q1 2026 | May 14, 2026 |
| Register Financial Advisors LLC | History | No change | 10,115 | 269 | 0.1% | 0.11% | 78 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Equitable Holdings, Inc. | History | Added to | 9,354 | 266 | 0.0% | 0.0% | 80 | +816 | 9.56% | Q1 2026 | May 15, 2026 |
| Bay Capital Advisors, LLC | History | No change | 10,003 | 266 | 0.16% | 0.17% | 81 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Merit Financial Group, LLC | History | Reduced | 9,899 | 264 | 0.0% | 0.0% | 82 | -187 | -1.85% | Q1 2026 | Apr 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 9,737 | 260 | 0.0% | 0.0% | 83 | -948 | -8.87% | Q1 2026 | Apr 30, 2026 |
| DECISION INVESTMENTS, INC | History | No change | 9,699 | 258 | 0.29% | 0.3% | 84 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Jacobi Capital Management LLC | History | No change | 9,510 | 253 | 0.01% | 0.02% | 85 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Cornerstone Wealth Group, LLC | History | No change | 8,453 | 247 | 0.02% | 0.02% | 86 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| WealthShield Partners, LLC | History | Added to | 9,196 | 245 | 0.03% | 0.02% | 87 | +1,917 | 26.34% | Q1 2026 | May 01, 2026 |
| Pathstone Holdings, LLC | History | Added to | 8,997 | 241 | 0.0% | 0.0% | 88 | +1,207 | 15.49% | Q1 2026 | May 11, 2026 |
| CWM, LLC | History | Added to | 8,821 | 235 | 0.0% | 0.0% | 89 | +420 | 5.0% | Q1 2026 | May 14, 2026 |
| XTX Topco Ltd | History | New | 8,633 | 230 | 0.0% | — | 90 | +8,633 | New | Q1 2026 | May 15, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 8,421 | 224 | 0.0% | 0.0% | 91 | -5,069 | -37.58% | Q1 2026 | May 15, 2026 |
| GWN SECURITIES INC. | History | No change | 7,887 | 210 | 0.04% | 0.05% | 92 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Aurora Private Wealth, Inc. | History | No change | 7,369 | 210 | 0.15% | 0.14% | 93 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| Compound Planning, Inc. | History | No change | 7,702 | 205 | 0.01% | 0.01% | 94 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Cypress Wealth Services, LLC | History | No change | 7,619 | 203 | 0.03% | 0.03% | 95 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Formidable Asset Management, LLC | History | Reduced | 7,100 | 202 | 0.03% | 0.03% | 96 | -1,000 | -12.35% | Q1 2026 | Apr 22, 2026 |
| Main Street Group, LTD | History | New | 7,158 | 190 | 0.06% | — | 97 | +7,158 | New | Q1 2026 | May 06, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 5,714 | 152 | 0.0% | 0.0% | 98 | +1,100 | 23.84% | Q1 2026 | May 15, 2026 |
| Capital Analysts, LLC | History | Added to | 5,404 | 144 | 0.0% | 0.0% | 99 | +2,702 | 100.0% | Q1 2026 | May 14, 2026 |
| Allworth Financial LP | History | No change | 5,182 | 138 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Caitlin John, LLC | History | No change | 4,283 | 114 | 0.07% | 0.08% | 101 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Western Wealth Management, LLC | History | New | 4,050 | 108 | 0.0% | — | 102 | +4,050 | New | Q1 2026 | May 19, 2026 |
| FNY Investment Advisers, LLC | History | New | 3,800 | 101 | 0.04% | — | 103 | +3,800 | New | Q1 2026 | Apr 15, 2026 |
| TRUST CO OF VERMONT | History | No change | 3,349 | 95 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| Global Retirement Partners, LLC | History | No change | 3,366 | 95 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 3,232 | 86 | 0.0% | 0.0% | 106 | -869 | -21.19% | Q1 2026 | May 08, 2026 |
| TD Waterhouse Canada Inc. | History | No change | 2,976 | 82 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| ORG Partners LLC | History | No change | 2,818 | 80 | 0.01% | 0.01% | 108 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Ascentis Independent Advisors | History | New | 2,708 | 72 | 0.01% | — | 109 | +2,708 | New | Q1 2026 | Apr 28, 2026 |
| EASTERN BANK | History | No change | 2,293 | 61 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Keating Financial Advisory Services, Inc. | History | Reduced | 2,284 | 60 | 0.01% | 0.01% | 111 | -280 | -10.92% | Q1 2026 | May 15, 2026 |
| Bell Investment Advisors, Inc | History | Reduced | 2,028 | 54 | 0.01% | 0.01% | 112 | -191 | -8.61% | Q1 2026 | Apr 17, 2026 |
| Sunbelt Securities, Inc. | History | No change | 1,834 | 48 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| MATHER GROUP, LLC. | History | New | 1,262 | 33 | 0.0% | — | 114 | +1,262 | New | Q1 2026 | Apr 13, 2026 |
| Key FInancial Inc | History | No change | 1,104 | 29 | 0.01% | 0.01% | 115 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Abound Wealth Management | History | New | 1,022 | 27 | 0.01% | — | 116 | +1,022 | New | Q1 2026 | Apr 10, 2026 |
| Advisory Services Network, LLC | History | New | 1,006 | 26 | 0.0% | — | 118 | +1,006 | New | Q1 2026 | May 15, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | Reduced | 1,000 | 26 | 0.01% | 0.02% | 117 | -881 | -46.84% | Q1 2026 | Apr 14, 2026 |
| Financial Management Professionals, Inc. | History | New | 708 | 19 | 0.0% | — | 119 | +708 | New | Q1 2026 | Apr 15, 2026 |
| CoreFirst Bank & Trust | History | No change | 658 | 18 | 0.01% | 0.01% | 120 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| BOKF, NA | History | No change | 658 | 17 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | No change | 670 | 17 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| BlackRock, Inc. | History | New | 600 | 16 | 0.0% | — | 123 | +600 | New | Q1 2026 | May 13, 2026 |
| US BANCORP \DE\ | History | Reduced | 530 | 14 | 0.0% | 0.0% | 124 | -400 | -43.01% | Q1 2026 | May 14, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | No change | 522 | 13 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Salomon & Ludwin, LLC | History | No change | 491 | 13 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| VISION FINANCIAL MARKETS LLC | History | No change | 435 | 11 | 0.01% | 0.01% | 127 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Noble Wealth Management PBC | History | No change | 375 | 10 | 0.01% | 0.01% | 128 | 0 | 0.0% | Q1 2026 | Apr 02, 2026 |
| Spire Wealth Management | History | No change | 352 | 9 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| SageView Advisory Group, LLC | History | No change | 291 | 8 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Added to | 225 | 6 | 0.0% | 0.0% | 131 | +4 | 1.81% | Q1 2026 | May 12, 2026 |
| Hickory Point Bank & Trust | History | New | 200 | 5 | 0.0% | — | 136 | +200 | New | Q1 2026 | Apr 03, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Reduced | 197 | 5 | 0.0% | 0.0% | 132 | -171 | -46.47% | Q1 2026 | May 11, 2026 |
| Vermillion Wealth Management, Inc. | History | Reduced | 201 | 5 | 0.0% | 0.0% | 133 | -36 | -15.19% | Q1 2026 | Apr 17, 2026 |
| Golden State Wealth Management, LLC | History | No change | 210 | 5 | 0.0% | 0.0% | 134 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| GoalVest Advisory LLC | History | No change | 213 | 5 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 121 | 3 | 0.0% | 0.0% | 137 | -242 | -66.67% | Q1 2026 | May 13, 2026 |
| WPG Advisers, LLC | History | Reduced | 126 | 3 | 0.0% | 0.0% | 139 | -85 | -40.28% | Q1 2026 | Apr 29, 2026 |
| UMB Bank, n.a. | History | No change | 136 | 3 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | New | 100 | 2 | 0.0% | — | 140 | +100 | New | Q1 2026 | Apr 06, 2026 |
| Root Financial Partners, LLC | History | New | 48 | 1 | 0.0% | — | 141 | +48 | New | Q1 2026 | Apr 24, 2026 |
| Penserra Capital Management LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -267,683 | -100.0% | Q1 2026 | May 11, 2026 |
| Shaker Financial Services, LLC | History | Closed out | 0 | 0 | — | 1.84% | — | -203,750 | -100.0% | Q1 2026 | May 12, 2026 |
| Arete Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.22% | — | -128,349 | -100.0% | Q1 2026 | May 20, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -93,250 | -100.0% | Q1 2026 | May 15, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -48,119 | -100.0% | Q1 2026 | Apr 29, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -47,702 | -100.0% | Q1 2026 | May 15, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.04% | — | -30,295 | -100.0% | Q1 2026 | May 15, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -29,265 | -100.0% | Q1 2026 | May 04, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,089 | -100.0% | Q1 2026 | May 12, 2026 |
| Diversify Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -13,165 | -100.0% | Q1 2026 | May 01, 2026 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -12,818 | -100.0% | Q1 2026 | Apr 23, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -9,545 | -100.0% | Q1 2026 | May 11, 2026 |
| Maridea Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -9,351 | -100.0% | Q1 2026 | Apr 21, 2026 |
| TriaGen Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -8,060 | -100.0% | Q1 2026 | Apr 29, 2026 |
| GRIFFIN ASSET MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.02% | — | -7,440 | -100.0% | Q1 2026 | Apr 30, 2026 |
| BOSTON FAMILY OFFICE LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -7,152 | -100.0% | Q1 2026 | May 13, 2026 |
| WILKINS INVESTMENT COUNSEL INC | History | Closed out | 0 | 0 | — | 0.03% | — | -7,146 | -100.0% | Q1 2026 | May 07, 2026 |
| Westfuller Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -1,675 | -100.0% | Q1 2026 | Apr 28, 2026 |
| CoreCap Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2026 | Apr 07, 2026 |
| HUNTINGTON NATIONAL BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -650 | -100.0% | Q1 2026 | May 15, 2026 |
| IFC & Insurance Marketing, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -500 | -100.0% | Q1 2026 | Apr 16, 2026 |
| Ancora Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -260 | -100.0% | Q1 2026 | May 15, 2026 |
| Wealth Preservation Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -221 | -100.0% | Q1 2026 | May 15, 2026 |
| Quattro Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -213 | -100.0% | Q1 2026 | May 14, 2026 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.0% | — | -198 | -100.0% | Q1 2026 | May 13, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -150 | -100.0% | Q1 2026 | May 15, 2026 |
| Smithfield Trust Co | History | Closed out | 0 | 0 | — | 0.0% | — | -37 | -100.0% | Q1 2026 | May 08, 2026 |