Nuveen NASDAQ 100 Dynamic Overwrite Fund - QQQX
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 2,017,428 | 57,537 | 0.0% | 0.0% | 1 | +47,987 | 2.44% | Q4 2025 | Feb 13, 2026 |
| Karpus Management, Inc. | History | Reduced | 1,670,779 | 47,650 | 1.46% | 1.5% | 2 | -51,411 | -2.99% | Q4 2025 | Feb 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 1,240,373 | 35,375 | 0.01% | 0.01% | 3 | +4,910 | 0.4% | Q4 2025 | Feb 13, 2026 |
| Invesco Ltd. | History | Reduced | 812,997 | 23,186 | 0.0% | 0.0% | 4 | -32,228 | -3.81% | Q4 2025 | Feb 19, 2026 |
| ROYAL BANK OF CANADA | History | New | 743,680 | 21,210 | 0.0% | — | 5 | +743,680 | New | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Reduced | 726,889 | 20,730 | 0.0% | 0.0% | 6 | -21,704 | -2.9% | Q4 2025 | Jan 29, 2026 |
| LPL Financial LLC | History | Added to | 584,905 | 16,681 | 0.0% | 0.0% | 7 | +39,516 | 7.25% | Q4 2025 | Feb 11, 2026 |
| Allspring Global Investments Holdings, LLC | History | Added to | 557,308 | 15,894 | 0.03% | 0.02% | 8 | +15,911 | 2.94% | Q4 2025 | Jan 15, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 526,256 | 15,008 | 0.11% | 0.09% | 9 | +96,654 | 22.5% | Q4 2025 | Feb 17, 2026 |
| 1607 Capital Partners, LLC | History | Reduced | 513,820 | 14,654 | 1.0% | 1.08% | 10 | -10,300 | -1.97% | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 402,097 | 11,467 | 0.0% | 0.0% | 11 | -4,405 | -1.08% | Q4 2025 | Feb 18, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 364,429 | 10,393 | 0.0% | 0.0% | 12 | +3,376 | 0.94% | Q4 2025 | Feb 17, 2026 |
| Penserra Capital Management LLC | History | Added to | 267,683 | 7,634 | 0.09% | 0.08% | 13 | +24,838 | 10.23% | Q4 2025 | Feb 12, 2026 |
| HighTower Advisors, LLC | History | Added to | 265,131 | 7,561 | 0.01% | 0.01% | 14 | +3,842 | 1.47% | Q4 2025 | Feb 06, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 233,889 | 6,671 | 0.02% | 0.02% | 15 | -176 | -0.08% | Q4 2025 | Feb 11, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 205,505 | 5,862 | 0.01% | 0.01% | 16 | +8,354 | 4.24% | Q4 2025 | Feb 17, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 204,992 | 5,850 | 0.0% | 0.0% | 17 | -3,764 | -1.8% | Q4 2025 | Feb 17, 2026 |
| Shaker Financial Services, LLC | History | Added to | 203,750 | 5,810 | 1.84% | 1.15% | 18 | +83,252 | 69.09% | Q4 2025 | Jan 26, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 195,036 | 5,562 | 0.09% | 0.08% | 19 | +23,145 | 13.46% | Q4 2025 | Feb 12, 2026 |
| Cypress Capital Management LLC (WY) | History | Added to | 162,599 | 4,637 | 4.31% | 4.18% | 20 | +860 | 0.53% | Q4 2025 | Feb 09, 2026 |
| Arete Wealth Advisors, LLC | History | Added to | 128,349 | 3,661 | 0.22% | 0.22% | 21 | +2,661 | 2.12% | Q4 2025 | Feb 13, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 93,250 | 2,659 | 0.0% | 0.0% | 22 | -17,747 | -15.99% | Q4 2025 | Feb 17, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 91,531 | 2,610 | 0.02% | 0.02% | 23 | +4,742 | 5.46% | Q4 2025 | Jan 29, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 75,820 | 2,162 | 0.0% | 0.0% | 24 | +3,796 | 5.27% | Q4 2025 | Feb 12, 2026 |
| NBC SECURITIES, INC. | History | Added to | 66,507 | 1,896 | 0.14% | 0.14% | 25 | +2,334 | 3.64% | Q4 2025 | Jan 29, 2026 |
| MONECO ADVISORS, LLC | History | Reduced | 61,976 | 1,767 | 0.14% | 0.15% | 26 | -2,245 | -3.5% | Q4 2025 | Feb 04, 2026 |
| Ionic Capital Management LLC | History | Reduced | 61,842 | 1,763 | 0.22% | 0.2% | 27 | -7,304 | -10.56% | Q4 2025 | Feb 17, 2026 |
| PMG Family Office LLC | History | Added to | 59,809 | 1,705 | 1.97% | 1.87% | 28 | +5 | 0.01% | Q4 2025 | Jan 28, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 51,336 | 1,464 | 0.0% | 0.0% | 29 | +1,702 | 3.43% | Q4 2025 | Feb 13, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | History | Added to | 48,119 | 1,372 | 0.02% | 0.03% | 30 | +706 | 1.49% | Q4 2025 | Feb 19, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 47,702 | 1,360 | 0.0% | 0.01% | 31 | -1,495 | -3.04% | Q4 2025 | Feb 18, 2026 |
| SCHNIEDERS CAPITAL MANAGEMENT, LLC. | History | Reduced | 47,715 | 1,360 | 0.21% | 0.24% | 32 | -590 | -1.22% | Q4 2025 | Jan 29, 2026 |
| Cetera Investment Advisers | History | Added to | 44,973 | 1,282 | 0.0% | 0.0% | 33 | +2,793 | 6.62% | Q4 2025 | Feb 17, 2026 |
| High Point Wealth Management, LLC | History | New | 39,613 | 1,129 | 1.06% | — | 34 | +39,613 | New | Q4 2025 | Jan 29, 2026 |
| Dakota Wealth Management | History | Reduced | 36,435 | 1,039 | 0.02% | 0.02% | 35 | -325 | -0.88% | Q4 2025 | Jan 13, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 31,672 | 903 | 0.0% | 0.0% | 36 | +127 | 0.4% | Q4 2025 | Mar 16, 2026 |
| Arkadios Wealth Advisors | History | Added to | 31,517 | 898 | 0.02% | 0.02% | 37 | +5,228 | 19.89% | Q4 2025 | Feb 13, 2026 |
| &PARTNERS | History | Added to | 31,400 | 897 | 0.0% | 0.01% | 38 | +1,861 | 6.3% | Q4 2025 | Feb 17, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 30,348 | 865 | 0.01% | 0.01% | 39 | +3,331 | 12.33% | Q4 2025 | Jan 20, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | New | 30,295 | 864 | 0.04% | — | 40 | +30,295 | New | Q4 2025 | Feb 17, 2026 |
| Private Advisor Group, LLC | History | Added to | 29,864 | 851 | 0.0% | 0.0% | 41 | +655 | 2.24% | Q4 2025 | Feb 17, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 29,265 | 834 | 0.01% | 0.0% | 42 | +25,258 | 630.35% | Q4 2025 | Feb 02, 2026 |
| HUB Investment Partners, LLC | History | New | 28,153 | 802 | 0.02% | — | 43 | +28,153 | New | Q4 2025 | Feb 17, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 26,913 | 767 | 0.0% | 0.0% | 44 | -50 | -0.19% | Q4 2025 | Feb 06, 2026 |
| PFG Investments, LLC | History | Added to | 25,925 | 739 | 0.03% | 0.01% | 45 | +18,079 | 230.42% | Q4 2025 | Jan 26, 2026 |
| Huntleigh Advisors, Inc. | History | Added to | 22,134 | 631 | 0.11% | 0.1% | 46 | +1,808 | 8.9% | Q4 2025 | Jan 29, 2026 |
| Alteri Wealth LLC | History | Added to | 20,759 | 592 | 0.19% | 0.19% | 47 | +478 | 2.36% | Q4 2025 | Feb 11, 2026 |
| Mutual Advisors, LLC | History | Added to | 18,616 | 530 | 0.01% | 0.01% | 48 | +248 | 1.35% | Q4 2025 | Feb 02, 2026 |
| JANE STREET GROUP, LLC | History | New | 18,089 | 515 | 0.0% | — | 49 | +18,089 | New | Q4 2025 | Feb 12, 2026 |
| Moors & Cabot, Inc. | History | Added to | 17,636 | 502 | 0.02% | 0.02% | 50 | +380 | 2.2% | Q4 2025 | Feb 10, 2026 |
| DAVENPORT & Co LLC | History | No change | 17,500 | 499 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q4 2025 | Jan 12, 2026 |
| Focus Partners Wealth | History | Added to | 17,486 | 498 | 0.0% | 0.0% | 52 | +259 | 1.5% | Q4 2025 | Feb 13, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Added to | 17,177 | 489 | 0.0% | 0.0% | 53 | +895 | 5.5% | Q4 2025 | Feb 18, 2026 |
| Avory & Company, LLC | History | No change | 17,157 | 489 | 0.31% | 0.28% | 54 | 0 | 0.0% | Q4 2025 | Feb 24, 2026 |
| SAPIENT CAPITAL LLC | History | Reduced | 16,978 | 485 | 0.01% | 0.01% | 55 | -3,006 | -15.04% | Q4 2025 | Feb 05, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 16,683 | 475 | 0.0% | 0.0% | 56 | -515 | -2.99% | Q4 2025 | Feb 02, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Added to | 15,670 | 446 | 0.02% | 0.01% | 57 | +8,009 | 104.54% | Q4 2025 | Jan 14, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Added to | 14,099 | 402 | 0.02% | 0.02% | 58 | +306 | 2.22% | Q4 2025 | Jan 28, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Reduced | 14,080 | 401 | 0.0% | 0.0% | 60 | -1,283 | -8.35% | Q4 2025 | Feb 17, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 14,049 | 401 | 0.01% | 0.01% | 59 | +229 | 1.66% | Q4 2025 | Feb 12, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 13,957 | 398 | 0.0% | 0.0% | 61 | -272 | -1.91% | Q4 2025 | Jan 29, 2026 |
| Aviance Capital Partners, LLC | History | Added to | 13,897 | 396 | 0.05% | 0.04% | 62 | +319 | 2.35% | Q4 2025 | Feb 06, 2026 |
| Cyndeo Wealth Partners, LLC | History | Reduced | 13,782 | 393 | 0.02% | 0.02% | 63 | -30 | -0.22% | Q4 2025 | Jan 07, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 13,652 | 389 | 0.03% | 0.03% | 64 | +241 | 1.8% | Q4 2025 | Feb 03, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 13,490 | 384 | 0.0% | 0.0% | 65 | +2,402 | 21.66% | Q4 2025 | Mar 25, 2026 |
| Diversify Advisory Services, LLC | History | Added to | 13,165 | 372 | 0.01% | 0.01% | 66 | +1,300 | 10.96% | Q4 2025 | Jan 23, 2026 |
| Dynamic Advisor Solutions LLC | History | New | 12,876 | 367 | 0.01% | — | 67 | +12,876 | New | Q4 2025 | Jan 09, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 12,818 | 365 | 0.01% | 0.01% | 68 | +313 | 2.5% | Q4 2025 | Feb 11, 2026 |
| Diversified Enterprises, LLC | History | Added to | 12,694 | 362 | 0.02% | 0.02% | 69 | +172 | 1.37% | Q4 2025 | Jan 28, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 11,867 | 338 | 0.0% | 0.0% | 70 | +955 | 8.75% | Q4 2025 | Feb 13, 2026 |
| COMERICA BANK | History | Added to | 11,561 | 329 | 0.0% | 0.0% | 71 | +27 | 0.23% | Q4 2025 | Jan 29, 2026 |
| MGB Wealth Management, LLC | History | No change | 11,000 | 313 | 0.09% | 0.09% | 72 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 10,921 | 311 | 0.0% | 0.0% | 73 | -5,808 | -34.72% | Q4 2025 | Feb 10, 2026 |
| Mariner, LLC | History | Reduced | 10,845 | 309 | 0.0% | 0.0% | 74 | -161 | -1.46% | Q4 2025 | Feb 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 10,685 | 305 | 0.0% | 0.0% | 75 | +134 | 1.27% | Q4 2025 | Feb 05, 2026 |
| Kestra Advisory Services, LLC | History | New | 10,626 | 303 | 0.0% | — | 76 | +10,626 | New | Q4 2025 | Feb 13, 2026 |
| Creative Planning | History | Added to | 10,339 | 294 | 0.0% | 0.0% | 77 | +1,913 | 22.7% | Q4 2025 | Feb 17, 2026 |
| Chancellor Financial Group WB LP | History | New | 10,208 | 291 | 0.2% | — | 78 | +10,208 | New | Q4 2025 | Feb 05, 2026 |
| Register Financial Advisors LLC | History | No change | 10,115 | 288 | 0.11% | 0.11% | 79 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Merit Financial Group, LLC | History | Added to | 10,086 | 287 | 0.0% | 0.0% | 80 | +85 | 0.85% | Q4 2025 | Jan 26, 2026 |
| Bay Capital Advisors, LLC | History | No change | 10,003 | 285 | 0.17% | 0.18% | 81 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| Summit Financial, LLC | History | Reduced | 9,772 | 278 | 0.0% | 0.0% | 82 | -786 | -7.44% | Q4 2025 | Feb 13, 2026 |
| DECISION INVESTMENTS, INC | History | New | 9,699 | 276 | 0.3% | — | 83 | +9,699 | New | Q4 2025 | Feb 17, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Reduced | 9,545 | 272 | 0.01% | 0.01% | 84 | -712 | -6.94% | Q4 2025 | Feb 12, 2026 |
| WealthTrust Asset Management, LLC | History | Reduced | 9,503 | 271 | 0.19% | 0.2% | 86 | -876 | -8.44% | Q4 2025 | Feb 04, 2026 |
| Jacobi Capital Management LLC | History | Reduced | 9,510 | 271 | 0.02% | 0.02% | 85 | -90 | -0.94% | Q4 2025 | Feb 13, 2026 |
| Maridea Wealth Management LLC | History | New | 9,351 | 266 | 0.04% | — | 88 | +9,351 | New | Q4 2025 | Jan 08, 2026 |
| MML INVESTORS SERVICES, LLC | History | New | 9,349 | 266 | 0.0% | — | 87 | +9,349 | New | Q4 2025 | Feb 13, 2026 |
| Equitable Holdings, Inc. | History | Added to | 8,538 | 243 | 0.0% | 0.0% | 89 | +450 | 5.56% | Q4 2025 | Feb 17, 2026 |
| Cornerstone Wealth Group, LLC | History | No change | 8,453 | 241 | 0.02% | 0.02% | 90 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| CWM, LLC | History | No change | 8,401 | 240 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| TriaGen Wealth Management LLC | History | Reduced | 8,060 | 229 | 0.06% | 0.08% | 92 | -2,891 | -26.4% | Q4 2025 | Jan 27, 2026 |
| GWN SECURITIES INC. | History | Reduced | 7,887 | 224 | 0.05% | 0.06% | 93 | -1,395 | -15.03% | Q4 2025 | Feb 11, 2026 |
| Pathstone Holdings, LLC | History | New | 7,790 | 222 | 0.0% | — | 95 | +7,790 | New | Q4 2025 | Feb 13, 2026 |
| Formidable Asset Management, LLC | History | Reduced | 8,100 | 222 | 0.03% | 0.04% | 94 | -2,100 | -20.59% | Q4 2025 | Jan 16, 2026 |
| Compound Planning, Inc. | History | Added to | 7,702 | 219 | 0.01% | 0.01% | 96 | +163 | 2.16% | Q4 2025 | Feb 19, 2026 |
| Cypress Wealth Services, LLC | History | Added to | 7,619 | 217 | 0.03% | 0.03% | 97 | +178 | 2.39% | Q4 2025 | Jan 14, 2026 |
| GRIFFIN ASSET MANAGEMENT, INC. | History | No change | 7,440 | 212 | 0.02% | 0.02% | 98 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Aurora Private Wealth, Inc. | History | New | 7,369 | 210 | 0.14% | — | 99 | +7,369 | New | Q4 2025 | Feb 02, 2026 |
| WealthShield Partners, LLC | History | Reduced | 7,279 | 207 | 0.02% | 0.02% | 100 | -172 | -2.31% | Q4 2025 | Feb 03, 2026 |
| BOSTON FAMILY OFFICE LLC | History | New | 7,152 | 204 | 0.01% | — | 101 | +7,152 | New | Q4 2025 | Feb 13, 2026 |
| WILKINS INVESTMENT COUNSEL INC | History | New | 7,146 | 203 | 0.03% | — | 102 | +7,146 | New | Q4 2025 | Feb 02, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | New | 7,035 | 200 | 0.0% | — | 103 | +7,035 | New | Q4 2025 | Feb 17, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 5,763 | 164 | 0.0% | 0.0% | 104 | +284 | 5.18% | Q4 2025 | Feb 10, 2026 |
| Allworth Financial LP | History | New | 5,182 | 147 | 0.0% | — | 105 | +5,182 | New | Q4 2025 | Feb 05, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 4,614 | 131 | 0.0% | 0.0% | 106 | +2,794 | 153.52% | Q4 2025 | Feb 09, 2026 |
| Caitlin John, LLC | History | Reduced | 4,283 | 122 | 0.08% | 0.11% | 107 | -1,553 | -26.61% | Q4 2025 | Feb 18, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 4,101 | 116 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Global Retirement Partners, LLC | History | Added to | 3,366 | 95 | 0.0% | 0.0% | 110 | +1,076 | 46.99% | Q4 2025 | Feb 06, 2026 |
| TRUST CO OF VERMONT | History | No change | 3,349 | 95 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| TD Waterhouse Canada Inc. | History | Reduced | 2,976 | 84 | 0.0% | 0.0% | 111 | -200 | -6.3% | Q4 2025 | Jan 27, 2026 |
| ORG Partners LLC | History | No change | 2,818 | 80 | 0.01% | 0.01% | 112 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Capital Analysts, LLC | History | Reduced | 2,702 | 77 | 0.0% | 0.0% | 113 | -2,702 | -50.0% | Q4 2025 | Feb 11, 2026 |
| Keating Financial Advisory Services, Inc. | History | New | 2,564 | 73 | 0.01% | — | 114 | +2,564 | New | Q4 2025 | Feb 09, 2026 |
| EASTERN BANK | History | No change | 2,293 | 65 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Bell Investment Advisors, Inc | History | No change | 2,219 | 63 | 0.01% | 0.01% | 116 | 0 | 0.0% | Q4 2025 | Feb 24, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | Added to | 1,881 | 53 | 0.02% | 0.02% | 117 | +1,581 | 527.0% | Q4 2025 | Jan 20, 2026 |
| Sunbelt Securities, Inc. | History | No change | 1,834 | 52 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q4 2025 | Feb 20, 2026 |
| Westfuller Advisors, LLC | History | Added to | 1,675 | 47 | 0.02% | 0.02% | 119 | +65 | 4.04% | Q4 2025 | Jan 21, 2026 |
| Key FInancial Inc | History | No change | 1,104 | 31 | 0.01% | 0.01% | 120 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| CoreCap Advisors, LLC | History | No change | 1,000 | 28 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| US BANCORP \DE\ | History | Reduced | 930 | 26 | 0.0% | 0.0% | 122 | -1,659 | -64.08% | Q4 2025 | Jan 30, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 670 | 19 | 0.0% | 0.0% | 123 | +400 | 148.15% | Q4 2025 | Feb 09, 2026 |
| HUNTINGTON NATIONAL BANK | History | New | 650 | 18 | 0.0% | — | 125 | +650 | New | Q4 2025 | Feb 09, 2026 |
| BOKF, NA | History | No change | 658 | 18 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| CoreFirst Bank & Trust | History | No change | 658 | 18 | 0.01% | 0.01% | 126 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| IFC & Insurance Marketing, Inc. | History | New | 500 | 14 | 0.01% | — | 128 | +500 | New | Q4 2025 | Feb 12, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | Added to | 522 | 14 | 0.0% | 0.0% | 127 | +20 | 3.98% | Q4 2025 | Feb 12, 2026 |
| Salomon & Ludwin, LLC | History | No change | 491 | 13 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| VISION FINANCIAL MARKETS LLC | History | Added to | 435 | 12 | 0.01% | 0.01% | 130 | +16 | 3.82% | Q4 2025 | Jan 22, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 368 | 10 | 0.0% | — | 132 | +368 | New | Q4 2025 | Feb 13, 2026 |
| JPMORGAN CHASE & CO | History | New | 363 | 10 | 0.0% | — | 131 | +363 | New | Q4 2025 | Feb 11, 2026 |
| Spire Wealth Management | History | No change | 352 | 10 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Noble Wealth Management PBC | History | No change | 375 | 10 | 0.01% | 0.01% | 134 | 0 | 0.0% | Q4 2025 | Jan 05, 2026 |
| SageView Advisory Group, LLC | History | New | 291 | 8 | 0.0% | — | 135 | +291 | New | Q4 2025 | Feb 17, 2026 |
| Ancora Advisors LLC | History | No change | 260 | 7 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Quattro Advisors LLC | History | New | 213 | 6 | 0.0% | — | 142 | +213 | New | Q4 2025 | Feb 13, 2026 |
| WPG Advisers, LLC | History | Reduced | 211 | 6 | 0.0% | 0.0% | 141 | -41 | -16.27% | Q4 2025 | Jan 28, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Added to | 221 | 6 | 0.0% | 0.0% | 137 | +5 | 2.31% | Q4 2025 | Feb 13, 2026 |
| Vermillion Wealth Management, Inc. | History | No change | 237 | 6 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| GoalVest Advisory LLC | History | No change | 213 | 6 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q4 2025 | Jan 05, 2026 |
| Wealth Preservation Advisors, LLC | History | No change | 221 | 6 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q4 2025 | Feb 23, 2026 |
| Arax Advisory Partners | History | No change | 198 | 5 | 0.0% | 0.0% | 143 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Golden State Wealth Management, LLC | History | No change | 210 | 5 | 0.0% | 0.0% | 144 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 150 | 4 | 0.0% | — | 145 | +150 | New | Q4 2025 | Feb 17, 2026 |
| UMB Bank, n.a. | History | New | 136 | 3 | 0.0% | — | 146 | +136 | New | Q4 2025 | Feb 13, 2026 |
| Smithfield Trust Co | History | New | 37 | 1 | 0.0% | — | 147 | +37 | New | Q4 2025 | Feb 09, 2026 |
| Cornerstone Advisors, LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -202,047 | -100.0% | Q3 2025 | Nov 07, 2025 |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -14,986 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Sovran Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -9,242 | -100.0% | Q3 2025 | Oct 31, 2025 |
| Next Level Private LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -8,677 | -100.0% | Q3 2025 | Oct 23, 2025 |
| Main Street Group, LTD | History | Closed out | 0 | 0 | — | 0.03% | — | -4,318 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Newbridge Financial Services Group, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -4,195 | -100.0% | Q3 2025 | Nov 13, 2025 |
| EverSource Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,900 | -100.0% | Q3 2025 | Nov 10, 2025 |
| FNY Investment Advisers, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -3,800 | -100.0% | Q3 2025 | Dec 15, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,327 | -100.0% | Q3 2025 | Nov 06, 2025 |
| PRIVATE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -1,500 | -100.0% | Q3 2025 | Oct 15, 2025 |
| MATHER GROUP, LLC. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,262 | -100.0% | Q3 2025 | Oct 21, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,006 | -100.0% | Q3 2025 | Nov 18, 2025 |
| Clearstead Trust, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q3 2025 | Nov 10, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -300 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Anchor Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q3 2025 | Nov 14, 2025 |
| GPS Wealth Strategies Group, LLC | History | Closed out | 0 | 0 | — | — | — | -9 | -100.0% | Q3 2025 | Nov 03, 2025 |