ROYCE MICRO-CAP TRUST, INC. - RMT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 2,652,412 | 27,664 | 0.0% | 0.0% | 1 | +70,439 | 2.73% | Q4 2025 | Feb 13, 2026 |
| Saba Capital Management, L.P. | History | Added to | 2,614,909 | 27,273 | 0.81% | 0.4% | 2 | +1,206,828 | 85.71% | Q4 2025 | Feb 17, 2026 |
| Modern Wealth Management, LLC | History | Reduced | 1,051,555 | 10,967 | 0.2% | 0.22% | 3 | -29,703 | -2.75% | Q4 2025 | Feb 17, 2026 |
| LPL Financial LLC | History | Added to | 1,022,240 | 10,661 | 0.0% | 0.0% | 4 | +212,322 | 26.22% | Q4 2025 | Feb 11, 2026 |
| Allspring Global Investments Holdings, LLC | History | Added to | 1,002,939 | 10,460 | 0.02% | 0.02% | 5 | +39,186 | 4.07% | Q4 2025 | Jan 15, 2026 |
| Alexander Randolph Advisory, Inc. | History | Added to | 968,549 | 10,101 | 8.4% | 8.14% | 6 | +18,353 | 1.93% | Q4 2025 | Feb 05, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Added to | 893,126 | 9,315 | 0.44% | 0.5% | 7 | +55,345 | 6.61% | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Reduced | 888,800 | 9,270 | 0.0% | 0.0% | 8 | -155,076 | -14.86% | Q4 2025 | Jan 29, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 829,682 | 8,653 | 2.74% | 3.24% | 9 | -79,376 | -8.73% | Q4 2025 | Jan 26, 2026 |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | History | Reduced | 615,988 | 6,424 | 0.38% | 0.37% | 10 | -730 | -0.12% | Q4 2025 | Feb 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 562,435 | 5,866 | 0.0% | 0.0% | 11 | +31,639 | 5.96% | Q4 2025 | Feb 17, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 560,788 | 5,849 | 0.86% | 0.82% | 12 | +41,438 | 7.98% | Q4 2025 | Feb 09, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Added to | 527,776 | 5,504 | 0.26% | 0.23% | 13 | +11,218 | 2.17% | Q4 2025 | Jan 21, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 516,026 | 5,382 | 0.0% | 0.0% | 14 | -99,339 | -16.14% | Q4 2025 | Feb 13, 2026 |
| Mraz, Amerine & Associates, Inc. | History | Reduced | 355,378 | 3,706 | 0.55% | 0.58% | 15 | -1,938 | -0.54% | Q4 2025 | Feb 06, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 322,266 | 3,361 | 0.0% | 0.0% | 16 | -1,790 | -0.55% | Q4 2025 | Feb 18, 2026 |
| FCA CORP /TX | History | Reduced | 307,851 | 3,210 | 0.91% | 0.9% | 17 | -4,696 | -1.5% | Q4 2025 | Feb 11, 2026 |
| ROYAL BANK OF CANADA | History | New | 240,168 | 2,505 | 0.0% | — | 18 | +240,168 | New | Q4 2025 | Feb 17, 2026 |
| Clearstead Advisors, LLC | History | Reduced | 208,557 | 2,175 | 0.03% | 0.03% | 19 | -6,275 | -2.92% | Q4 2025 | Feb 09, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 198,321 | 2,068 | 0.02% | 0.03% | 20 | -158,611 | -44.44% | Q4 2025 | Feb 02, 2026 |
| Beacon Pointe Advisors, LLC | History | New | 195,178 | 2,035 | 0.01% | — | 21 | +195,178 | New | Q4 2025 | Feb 18, 2026 |
| HORIZON KINETICS ASSET MANAGEMENT LLC | History | No change | 134,227 | 1,399 | 0.02% | 0.02% | 22 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 128,545 | 1,340 | 0.0% | 0.0% | 23 | +8,421 | 7.01% | Q4 2025 | Feb 12, 2026 |
| Moors & Cabot, Inc. | History | Added to | 118,537 | 1,236 | 0.05% | 0.05% | 24 | +3,085 | 2.67% | Q4 2025 | Feb 10, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | New | 116,848 | 1,218 | 0.07% | — | 25 | +116,848 | New | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 116,103 | 1,211 | 0.0% | 0.0% | 26 | -8,471 | -6.8% | Q4 2025 | Feb 17, 2026 |
| Private Advisor Group, LLC | History | Added to | 112,838 | 1,176 | 0.01% | 0.01% | 27 | +13,023 | 13.05% | Q4 2025 | Feb 17, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Reduced | 105,372 | 1,099 | 0.0% | 0.0% | 28 | -1,656 | -1.55% | Q4 2025 | Feb 17, 2026 |
| TrueMark Investments, LLC | History | Added to | 101,019 | 1,053 | 0.2% | 0.18% | 29 | +2,486 | 2.52% | Q4 2025 | Jan 14, 2026 |
| BARD ASSOCIATES INC | History | Reduced | 89,463 | 933 | 0.24% | 0.33% | 30 | -30,466 | -25.4% | Q4 2025 | Feb 13, 2026 |
| Altium Capital Management LLC | History | New | 87,078 | 908 | 3.59% | — | 31 | +87,078 | New | Q4 2025 | Feb 06, 2026 |
| UHLMANN PRICE SECURITIES, LLC | History | Added to | 85,331 | 889 | 0.53% | 0.53% | 32 | +1,916 | 2.3% | Q4 2025 | Jan 12, 2026 |
| &PARTNERS | History | Added to | 75,982 | 792 | 0.0% | 0.0% | 33 | +3,240 | 4.45% | Q4 2025 | Feb 17, 2026 |
| BROWN ADVISORY INC | History | No change | 74,719 | 779 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Diversify Advisory Services, LLC | History | No change | 65,302 | 755 | 0.02% | 0.02% | 35 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| ROBERTS GLORE & CO INC /IL/ | History | Reduced | 68,007 | 709 | 0.19% | 0.2% | 36 | -2,179 | -3.1% | Q4 2025 | Feb 05, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 64,772 | 675 | 0.0% | 0.0% | 37 | -4,622 | -6.66% | Q4 2025 | Feb 13, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Reduced | 63,164 | 658 | 0.02% | 0.02% | 38 | -30 | -0.05% | Q4 2025 | Jan 14, 2026 |
| TWIN FOCUS CAPITAL PARTNERS, LLC | History | No change | 62,161 | 648 | 0.07% | 0.08% | 39 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 60,599 | 632 | 0.0% | 0.0% | 40 | +926 | 1.55% | Q4 2025 | Feb 17, 2026 |
| NWF Advisory Services Inc. | History | Reduced | 58,351 | 608 | 0.07% | 0.07% | 41 | -7,214 | -11.0% | Q4 2025 | Mar 03, 2026 |
| Quantedge Capital Pte Ltd | History | Reduced | 53,997 | 563 | 0.27% | 0.36% | 42 | -9,300 | -14.69% | Q4 2025 | Feb 17, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 52,271 | 545 | 0.0% | 0.0% | 43 | +1,328 | 2.61% | Q4 2025 | Feb 13, 2026 |
| 1607 Capital Partners, LLC | History | No change | 49,327 | 514 | 0.04% | 0.04% | 44 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| SAPIENT CAPITAL LLC | History | Added to | 47,740 | 503 | 0.01% | 0.01% | 45 | +1,068 | 2.29% | Q4 2025 | Feb 05, 2026 |
| CWM, LLC | History | No change | 47,000 | 490 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| EP Wealth Advisors, LLC | History | New | 44,446 | 463 | 0.0% | — | 47 | +44,446 | New | Q4 2025 | Feb 18, 2026 |
| SPIREPOINT PRIVATE CLIENT, LLC | History | Added to | 41,317 | 430 | 0.04% | 0.04% | 48 | +2,849 | 7.41% | Q4 2025 | Jan 22, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 41,038 | 428 | 0.0% | 0.0% | 49 | -2,554 | -5.86% | Q4 2025 | Feb 18, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 39,642 | 413 | 0.0% | 0.0% | 50 | +718 | 1.84% | Q4 2025 | Feb 05, 2026 |
| PMG Family Office LLC | History | Reduced | 39,337 | 410 | 0.47% | 0.47% | 51 | -1,120 | -2.77% | Q4 2025 | Jan 28, 2026 |
| Hara Capital LLC | History | Reduced | 37,960 | 395 | 0.22% | 0.24% | 52 | -1,400 | -3.56% | Q4 2025 | Jan 15, 2026 |
| WealthShield Partners, LLC | History | Reduced | 34,819 | 363 | 0.04% | 0.04% | 53 | -1,801 | -4.92% | Q4 2025 | Feb 03, 2026 |
| Comprehensive Money Management Services LLC | History | Added to | 32,015 | 333 | 0.23% | 0.21% | 54 | +3,105 | 10.74% | Q4 2025 | Jan 22, 2026 |
| SAX WEALTH ADVISORS, LLC | History | New | 31,430 | 327 | 0.02% | — | 56 | +31,430 | New | Q4 2025 | Jan 12, 2026 |
| Kingsview Wealth Management, LLC | History | Added to | 31,438 | 327 | 0.0% | 0.0% | 55 | +25 | 0.08% | Q4 2025 | Feb 09, 2026 |
| COMMERCE BANK | History | No change | 29,712 | 309 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 27,662 | 289 | 0.0% | 0.0% | 58 | +681 | 2.52% | Q4 2025 | Feb 11, 2026 |
| HighTower Advisors, LLC | History | Added to | 27,604 | 287 | 0.0% | 0.0% | 59 | +2,467 | 9.81% | Q4 2025 | Feb 06, 2026 |
| Traub Capital Management LLC | History | Reduced | 26,069 | 271 | 0.26% | 0.28% | 60 | -1,586 | -5.73% | Q4 2025 | Jan 29, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 25,761 | 268 | 0.0% | 0.0% | 61 | -467 | -1.78% | Q4 2025 | Jan 29, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 23,732 | 247 | 0.0% | 0.0% | 62 | +897 | 3.93% | Q4 2025 | Feb 12, 2026 |
| DKM Wealth Management, Inc. | History | No change | 23,002 | 239 | 0.18% | 0.19% | 63 | 0 | 0.0% | Q4 2025 | Jan 12, 2026 |
| Private Capital Management, LLC | History | Added to | 21,700 | 226 | 0.02% | 0.02% | 64 | +285 | 1.33% | Q4 2025 | Feb 17, 2026 |
| Diversified Trust Co | History | Added to | 20,051 | 209 | 0.0% | 0.0% | 65 | +782 | 4.06% | Q4 2025 | Jan 09, 2026 |
| Institute for Wealth Management, LLC. | History | No change | 19,948 | 208 | 0.02% | 0.02% | 66 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 16,319 | 170 | 0.0% | 0.0% | 67 | +363 | 2.28% | Q4 2025 | Feb 02, 2026 |
| Spinnaker Investment Group, LLC | History | New | 15,877 | 165 | 0.03% | — | 68 | +15,877 | New | Q4 2025 | Jan 12, 2026 |
| Closed-End Fund Advisors, Inc. | History | New | 13,807 | 144 | 0.09% | — | 70 | +13,807 | New | Q4 2025 | Feb 11, 2026 |
| JFS WEALTH ADVISORS, LLC | History | No change | 13,896 | 144 | 0.01% | 0.01% | 69 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| STEPHENS INC /AR/ | History | Added to | 13,795 | 143 | 0.0% | 0.0% | 71 | +307 | 2.28% | Q4 2025 | Feb 05, 2026 |
| VERUS CAPITAL PARTNERS, LLC | History | Added to | 13,227 | 137 | 0.01% | 0.01% | 72 | +77 | 0.59% | Q4 2025 | Feb 11, 2026 |
| Cetera Investment Advisers | History | Added to | 12,920 | 134 | 0.0% | 0.0% | 73 | +218 | 1.72% | Q4 2025 | Feb 17, 2026 |
| Sage Capital Management, LLC | History | New | 12,700 | 132 | 0.06% | — | 74 | +12,700 | New | Q4 2025 | Jan 15, 2026 |
| Heritage Wealth Management, Inc. | History | No change | 12,345 | 128 | 0.04% | 0.04% | 75 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Soltis Investment Advisors LLC | History | No change | 11,919 | 124 | 0.01% | 0.01% | 76 | 0 | 0.0% | Q4 2025 | Apr 02, 2026 |
| Summit Financial, LLC | History | Reduced | 11,040 | 115 | 0.0% | 0.0% | 78 | -3,400 | -23.55% | Q4 2025 | Feb 13, 2026 |
| VANGUARD GROUP INC | History | No change | 11,051 | 115 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| PEAPACK GLADSTONE FINANCIAL CORP | History | No change | 10,279 | 107 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Heritage Financial Services, LLC | History | New | 10,101 | 105 | 0.01% | — | 80 | +10,101 | New | Q4 2025 | Feb 02, 2026 |
| SITTNER & NELSON, LLC | History | Added to | 4,444 | 52 | 0.02% | 0.02% | 81 | +99 | 2.28% | Q4 2025 | Feb 11, 2026 |
| TD Capital Management LLC | History | No change | 4,496 | 46 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q4 2025 | Feb 26, 2026 |
| NBT BANK N A /NY | History | No change | 4,031 | 42 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Kestra Advisory Services, LLC | History | New | 3,846 | 40 | 0.0% | — | 84 | +3,846 | New | Q4 2025 | Feb 13, 2026 |
| BARRETT & COMPANY, INC. | History | No change | 3,250 | 33 | 0.01% | 0.01% | 85 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 2,947 | 30 | 0.0% | — | 86 | +2,947 | New | Q4 2025 | Feb 03, 2026 |
| Daytona Street Capital LLC | History | New | 2,281 | 23 | 0.02% | — | 87 | +2,281 | New | Q4 2025 | Jan 21, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 2,096 | 21 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 1,302 | 13 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| MidFirst Bank | History | New | 669 | 6 | 0.0% | — | 90 | +669 | New | Q4 2025 | Feb 25, 2026 |
| Navalign, LLC | History | New | 557 | 5 | 0.0% | — | 91 | +557 | New | Q4 2025 | Feb 05, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | Reduced | 200 | 2 | 0.0% | 0.0% | 92 | -90 | -31.03% | Q4 2025 | Jan 15, 2026 |
| Lodestone Wealth Management LLC | History | New | 173 | 1 | 0.0% | — | 94 | +173 | New | Q4 2025 | Jan 15, 2026 |
| Allworth Financial LP | History | New | 100 | 1 | 0.0% | — | 93 | +100 | New | Q4 2025 | Feb 05, 2026 |
| Jaffetilchin Investment Partners, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -79,526 | -100.0% | Q3 2025 | Nov 13, 2025 |
| READYSTATE ASSET MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.02% | — | -35,863 | -100.0% | Q3 2025 | Nov 07, 2025 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.02% | — | -31,796 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Walleye Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,849 | -100.0% | Q3 2025 | Nov 14, 2025 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -13,570 | -100.0% | Q3 2025 | Nov 14, 2025 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,643 | -100.0% | Q3 2025 | Nov 14, 2025 |
| EHRLICH FINANCIAL GROUP | History | Closed out | 0 | 0 | — | 0.07% | — | -10,620 | -100.0% | Q3 2025 | Oct 17, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,472 | -100.0% | Q3 2025 | Nov 18, 2025 |
| CX Institutional | History | Closed out | 0 | 0 | — | 0.0% | — | -3,222 | -100.0% | Q3 2025 | Oct 23, 2025 |
| Colonial Trust Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -1,500 | -100.0% | Q3 2025 | Nov 10, 2025 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -227 | -100.0% | Q3 2025 | Nov 04, 2025 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | — | — | -77 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Gunpowder Capital Management, LLC dba Oliver Wealth Management | History | New | 6 | 0 | — | — | — | +6 | New | Q4 2025 | Mar 05, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 61 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| ASSETMARK, INC | History | No change | 16 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |