ROYCE MICRO-CAP TRUST, INC. - RMT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | History | Added to | 3,346,703 | 48,995 | 1.26% | 0.93% | 1 | +381,303 | 12.86% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | Reduced | 2,558,930 | 37,462 | 0.0% | 0.0% | 2 | -72,900 | -2.77% | Q2 2026 | Aug 13, 2026 |
| Allspring Global Investments Holdings, LLC | History | Added to | 1,188,872 | 17,405 | 0.03% | 0.02% | 3 | +174,409 | 17.19% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | Added to | 1,101,870 | 16,131 | 0.0% | 0.0% | 4 | +19,314 | 1.78% | Q2 2026 | Aug 07, 2026 |
| Alexander Randolph Advisory, Inc. | History | Reduced | 970,065 | 14,201 | 11.7% | 9.56% | 5 | -10,490 | -1.07% | Q2 2026 | Aug 05, 2026 |
| Modern Wealth Management, LLC | History | Reduced | 944,413 | 13,826 | 0.16% | 0.2% | 6 | -82,267 | -8.01% | Q2 2026 | Aug 13, 2026 |
| UBS Group AG | History | Reduced | 859,790 | 12,587 | 0.0% | 0.0% | 7 | -5,607 | -0.65% | Q2 2026 | Aug 13, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Reduced | 813,982 | 11,916 | 0.57% | 0.51% | 8 | -84,568 | -9.41% | Q2 2026 | Aug 14, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 659,921 | 9,661 | 1.2% | 1.03% | 9 | +28,238 | 4.47% | Q2 2026 | Aug 05, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 602,498 | 8,820 | 0.0% | 0.0% | 10 | +29,315 | 5.11% | Q2 2026 | Aug 14, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Added to | 546,040 | 7,994 | 0.31% | 0.26% | 11 | +17,655 | 3.34% | Q2 2026 | Jul 22, 2026 |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | History | Reduced | 522,665 | 7,651 | 0.38% | 0.36% | 12 | -23,000 | -4.22% | Q2 2026 | Aug 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 483,484 | 7,078 | 0.0% | 0.0% | 13 | -111,242 | -18.7% | Q2 2026 | Aug 14, 2026 |
| Todd Wealth Management, LLC | History | Reduced | 475,229 | 6,957 | 5.27% | 4.9% | 14 | -1,189 | -0.25% | Q2 2026 | Oct 07, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 412,077 | 6,032 | 0.01% | 0.0% | 15 | +242,683 | 143.27% | Q2 2026 | Aug 14, 2026 |
| Mraz, Amerine & Associates, Inc. | History | Reduced | 346,327 | 5,070 | 0.73% | 0.59% | 16 | -4,581 | -1.31% | Q2 2026 | Jul 16, 2026 |
| FCA CORP /TX | History | Added to | 320,074 | 4,685 | 1.15% | 1.0% | 17 | +6,888 | 2.2% | Q2 2026 | Aug 11, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 314,958 | 4,610 | 0.0% | 0.0% | 18 | -15,170 | -4.6% | Q2 2026 | Aug 14, 2026 |
| LAZARD ASSET MANAGEMENT LLC | History | No change | 300,000 | 4,392 | 0.01% | 0.01% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 287,837 | 4,213 | 1.32% | 1.56% | 20 | -108,531 | -27.38% | Q2 2026 | Jul 15, 2026 |
| Altium Capital Management LLC | History | Added to | 278,051 | 4,070 | 8.57% | 6.54% | 21 | +35,001 | 14.4% | Q2 2026 | Aug 12, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 257,085 | 3,763 | 0.06% | 0.02% | 22 | +156,258 | 154.98% | Q2 2026 | Aug 13, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 204,158 | 2,989 | 0.0% | 0.0% | 23 | -8,256 | -3.89% | Q2 2026 | Aug 14, 2026 |
| Waterfront Wealth Inc. | History | Added to | 209,595 | 2,953 | 0.46% | 0.43% | 24 | +846 | 0.41% | Q2 2026 | Jul 30, 2026 |
| Clearstead Advisors, LLC | History | Reduced | 195,743 | 2,865 | 0.03% | 0.02% | 25 | -7,430 | -3.66% | Q2 2026 | Aug 06, 2026 |
| Bulldog Investors, LLP | History | New | 181,964 | 2,663 | 0.59% | — | 26 | +181,964 | New | Q2 2026 | Aug 14, 2026 |
| HORIZON KINETICS ASSET MANAGEMENT LLC | History | Added to | 134,738 | 1,972 | 0.02% | 0.02% | 27 | +1,930 | 1.45% | Q2 2026 | Aug 11, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 129,719 | 1,899 | 0.0% | 0.0% | 28 | +20,721 | 19.01% | Q2 2026 | Aug 12, 2026 |
| BARD ASSOCIATES INC | History | Added to | 123,838 | 1,812 | 0.4% | 0.25% | 29 | +34,483 | 38.59% | Q2 2026 | Aug 11, 2026 |
| Atlas Wealth LLC | History | New | 122,864 | 1,798 | 0.26% | — | 30 | +122,864 | New | Q2 2026 | Jul 28, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 115,961 | 1,697 | 0.0% | 0.0% | 31 | -9,037 | -7.23% | Q2 2026 | Jul 29, 2026 |
| Moors & Cabot, Inc. | History | Reduced | 114,617 | 1,677 | 0.07% | 0.06% | 32 | -1,850 | -1.59% | Q2 2026 | Aug 10, 2026 |
| TrueMark Investments, LLC | History | Added to | 113,982 | 1,668 | 0.21% | 0.23% | 33 | +7,539 | 7.08% | Q2 2026 | Jul 22, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | Reduced | 112,472 | 1,646 | 0.1% | 0.07% | 34 | -4,197 | -3.6% | Q2 2026 | Aug 12, 2026 |
| Beacon Pointe Advisors, LLC | History | Reduced | 98,721 | 1,445 | 0.01% | 0.01% | 35 | -25,999 | -20.85% | Q2 2026 | Aug 18, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Reduced | 96,093 | 1,406 | 0.0% | 0.0% | 36 | -2,236 | -2.27% | Q2 2026 | Aug 13, 2026 |
| UHLMANN PRICE SECURITIES, LLC | History | Added to | 93,730 | 1,372 | 0.05% | 0.07% | 37 | +6,330 | 7.24% | Q2 2026 | Jul 24, 2026 |
| BROWN ADVISORY INC | History | Added to | 74,938 | 1,097 | 0.0% | 0.0% | 38 | +102 | 0.14% | Q2 2026 | Aug 14, 2026 |
| Kovack Advisors, Inc. | History | New | 67,299 | 985 | 0.05% | — | 39 | +67,299 | New | Q2 2026 | Jul 28, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Reduced | 63,411 | 928 | 0.03% | 0.02% | 40 | -185 | -0.29% | Q2 2026 | Jul 08, 2026 |
| Karpus Management, Inc. | History | Reduced | 62,653 | 917 | 0.03% | 0.02% | 41 | -350 | -0.56% | Q2 2026 | Aug 14, 2026 |
| TWIN FOCUS CAPITAL PARTNERS, LLC | History | No change | 62,161 | 910 | 0.09% | 0.08% | 42 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Diversify Advisory Services, LLC | History | New | 64,652 | 888 | 0.01% | — | 44 | +64,652 | New | Q2 2026 | Aug 07, 2026 |
| DIVERSIFY WEALTH MANAGEMENT, LLC | History | No change | 64,652 | 888 | 0.01% | 0.01% | 43 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 57,654 | 844 | 0.0% | 0.0% | 45 | +200 | 0.35% | Q2 2026 | Aug 11, 2026 |
| ROBERTS GLORE & CO INC /IL/ | History | Reduced | 55,290 | 809 | 0.2% | 0.21% | 46 | -12,831 | -18.84% | Q2 2026 | Aug 10, 2026 |
| SAPIENT CAPITAL LLC | History | Added to | 49,274 | 721 | 0.01% | 0.01% | 47 | +715 | 1.47% | Q2 2026 | Jul 09, 2026 |
| NWF Advisory Services Inc. | History | Reduced | 48,192 | 705 | 0.07% | 0.06% | 48 | -2,436 | -4.81% | Q2 2026 | Jul 29, 2026 |
| SPIREPOINT PRIVATE CLIENT, LLC | History | Reduced | 46,278 | 677 | 0.05% | 0.05% | 49 | -1,584 | -3.31% | Q2 2026 | Aug 05, 2026 |
| Comprehensive Money Management Services LLC | History | Added to | 41,715 | 610 | 0.38% | 0.3% | 50 | +1,250 | 3.09% | Q2 2026 | Aug 14, 2026 |
| PMG Family Office LLC | History | Added to | 39,694 | 581 | 0.54% | 0.5% | 51 | +345 | 0.88% | Q2 2026 | Jul 16, 2026 |
| EP Wealth Advisors, LLC | History | Reduced | 39,536 | 578 | 0.0% | 0.0% | 52 | -3,793 | -8.75% | Q2 2026 | Aug 11, 2026 |
| CWM, LLC | History | No change | 47,000 | 531 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| &PARTNERS | History | Added to | 35,071 | 513 | 0.0% | 0.0% | 54 | +4,515 | 14.78% | Q2 2026 | Aug 14, 2026 |
| Advisory Advocates, LLC | History | Added to | 31,355 | 459 | 0.39% | 0.28% | 55 | +7,375 | 30.75% | Q2 2026 | Aug 10, 2026 |
| Kingsview Wealth Management, LLC | History | Reduced | 30,943 | 453 | 0.01% | 0.0% | 56 | -495 | -1.57% | Q2 2026 | Aug 18, 2026 |
| COMMERCE BANK | History | No change | 29,712 | 434 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| XTX Topco Ltd | History | New | 28,786 | 421 | 0.01% | — | 58 | +28,786 | New | Q2 2026 | Aug 14, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 28,571 | 418 | 0.0% | 0.0% | 59 | +3,448 | 13.72% | Q2 2026 | Jul 27, 2026 |
| CITADEL ADVISORS LLC | History | New | 27,925 | 408 | 0.0% | — | 60 | +27,925 | New | Q2 2026 | Sep 02, 2026 |
| Private Capital Management, LLC | History | Added to | 27,165 | 397 | 0.03% | 0.02% | 61 | +5,246 | 23.93% | Q2 2026 | Aug 14, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 26,641 | 390 | 0.0% | 0.0% | 62 | -9,474 | -26.23% | Q2 2026 | Aug 12, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 25,757 | 377 | 0.0% | 0.0% | 63 | -2,507 | -8.87% | Q2 2026 | Aug 12, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 25,451 | 372 | 0.0% | 0.0% | 64 | -411 | -1.59% | Q2 2026 | Jul 24, 2026 |
| Quantedge Capital Pte Ltd | History | Reduced | 24,397 | 357 | 0.27% | 0.18% | 65 | -5,000 | -17.01% | Q2 2026 | Aug 06, 2026 |
| SAX WEALTH ADVISORS, LLC | History | No change | 31,430 | 355 | 0.01% | 0.02% | 66 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 23,756 | 347 | 0.0% | 0.0% | 67 | +241 | 1.02% | Q2 2026 | Aug 13, 2026 |
| Calamos Advisors LLC | History | New | 23,362 | 342 | 0.0% | — | 68 | +23,362 | New | Q2 2026 | Jul 31, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 23,255 | 340 | 0.0% | 0.0% | 69 | +22,784 | 4837.37% | Q2 2026 | Jul 17, 2026 |
| DKM Wealth Management, Inc. | History | No change | 23,002 | 336 | 0.22% | 0.19% | 70 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| HighTower Advisors, LLC | History | Reduced | 20,892 | 305 | 0.0% | 0.0% | 71 | -3,324 | -13.73% | Q2 2026 | Aug 05, 2026 |
| JANE STREET GROUP, LLC | History | New | 20,480 | 299 | 0.0% | — | 72 | +20,480 | New | Q2 2026 | Aug 14, 2026 |
| Diversified Trust Co | History | No change | 20,396 | 298 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Institute for Wealth Management, LLC. | History | No change | 19,948 | 292 | 0.03% | 0.02% | 74 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 18,490 | 271 | 0.0% | 0.0% | 75 | +2,304 | 14.23% | Q2 2026 | Aug 05, 2026 |
| STEPHENS INC /AR/ | History | Added to | 18,289 | 267 | 0.0% | 0.0% | 76 | +4,258 | 30.35% | Q2 2026 | Jul 29, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 16,841 | 246 | 0.0% | 0.0% | 77 | +243 | 1.46% | Q2 2026 | Aug 03, 2026 |
| ECLECTIC ASSOCIATES INC /ADV | History | Reduced | 16,457 | 240 | 0.03% | 0.03% | 78 | -748 | -4.35% | Q2 2026 | Jul 07, 2026 |
| Spinnaker Investment Group, LLC | History | No change | 15,877 | 232 | 0.04% | 0.04% | 79 | 0 | 0.0% | Q2 2026 | Jul 10, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 15,473 | 226 | 0.0% | 0.0% | 80 | +2,621 | 20.39% | Q2 2026 | Aug 14, 2026 |
| Private Advisor Group, LLC | History | Reduced | 14,883 | 217 | 0.0% | 0.01% | 81 | -90,110 | -85.82% | Q2 2026 | Jul 27, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 14,156 | 207 | 0.0% | 0.0% | 82 | +11,456 | 424.3% | Q2 2026 | Aug 10, 2026 |
| JFS WEALTH ADVISORS, LLC | History | No change | 13,896 | 203 | 0.01% | 0.01% | 83 | 0 | 0.0% | Q2 2026 | Jul 10, 2026 |
| Cetera Investment Advisers | History | Reduced | 13,457 | 197 | 0.0% | 0.0% | 84 | -36,579 | -73.11% | Q2 2026 | Aug 12, 2026 |
| VERUS CAPITAL PARTNERS, LLC | History | Added to | 13,338 | 195 | 0.01% | 0.01% | 85 | +52 | 0.39% | Q2 2026 | Aug 06, 2026 |
| Wedmont Private Capital | History | No change | 13,886 | 195 | 0.01% | 0.01% | 86 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| COHEN & STEERS, INC. | History | New | 12,000 | 176 | 0.0% | — | 87 | +12,000 | New | Q2 2026 | Aug 14, 2026 |
| Soltis Investment Advisors LLC | History | No change | 11,919 | 174 | 0.01% | 0.01% | 88 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Closed-End Fund Advisors, Inc. | History | Reduced | 11,610 | 169 | 0.17% | 0.16% | 89 | -2,197 | -15.91% | Q2 2026 | Jul 27, 2026 |
| Summit Financial, LLC | History | No change | 11,040 | 161 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Vanguard National Trust Co | History | No change | 11,051 | 161 | 0.01% | 0.01% | 91 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| IKE Capital, LLC | History | No change | 10,000 | 146 | 0.08% | 0.06% | 92 | 0 | 0.0% | Q2 2026 | Sep 16, 2026 |
| TD Capital Management LLC | History | No change | 4,496 | 65 | 0.01% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| SITTNER & NELSON, LLC | History | No change | 4,444 | 65 | 0.02% | 0.02% | 94 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| NBT BANK, N.A. | History | No change | 4,031 | 59 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| BARRETT & COMPANY, INC. | History | No change | 3,250 | 47 | 0.01% | 0.01% | 96 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 3,043 | 44 | 0.0% | 0.0% | 97 | +45 | 1.5% | Q2 2026 | Jul 22, 2026 |
| Hara Capital LLC | History | Reduced | 2,240 | 32 | 0.02% | 0.06% | 98 | -7,820 | -77.73% | Q2 2026 | Aug 11, 2026 |
| Daytona Street Capital LLC | History | No change | 2,281 | 32 | 0.02% | 0.02% | 99 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 2,096 | 30 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 1,302 | 19 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Allworth Financial LP | History | Added to | 677 | 9 | 0.0% | 0.0% | 102 | +577 | 577.0% | Q2 2026 | Aug 11, 2026 |
| ASSETMARK, INC | History | Added to | 447 | 6 | 0.0% | — | 103 | +431 | 2693.75% | Q2 2026 | Jul 30, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 176 | 2 | 0.0% | — | 105 | +176 | New | Q2 2026 | Aug 14, 2026 |
| Lodestone Wealth Management LLC | History | No change | 173 | 2 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -48,071 | -100.0% | Q2 2026 | Sep 23, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -39,192 | -100.0% | Q2 2026 | Jul 27, 2026 |
| WealthShield Partners, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -34,455 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,485 | -100.0% | Q2 2026 | Jul 28, 2026 |
| Traub Capital Management LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -11,441 | -100.0% | Q2 2026 | Jul 23, 2026 |
| PEAPACK GLADSTONE FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,279 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,472 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Ascentis Independent Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -1,534 | -100.0% | Q2 2026 | Aug 04, 2026 |
| Colonial Trust Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q2 2026 | Aug 11, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 2 | 0 | — | — | — | +2 | New | Q2 2026 | Aug 12, 2026 |
| FIFTH THIRD BANCORP | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 61 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Gunpowder Capital Management, LLC dba Oliver Wealth Management | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |