ROYCE MICRO-CAP TRUST, INC. - RMT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | History | Added to | 2,965,400 | 33,538 | 0.93% | 0.81% | 1 | +350,491 | 13.4% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Reduced | 2,631,830 | 29,765 | 0.0% | 0.0% | 2 | -20,582 | -0.78% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 1,082,556 | 12,243 | 0.0% | 0.0% | 3 | +60,316 | 5.9% | Q1 2026 | May 06, 2026 |
| Modern Wealth Management, LLC | History | Reduced | 1,026,680 | 11,817 | 0.2% | 0.2% | 4 | -24,875 | -2.37% | Q1 2026 | May 14, 2026 |
| Allspring Global Investments Holdings, LLC | History | Added to | 1,014,463 | 11,473 | 0.02% | 0.02% | 5 | +11,524 | 1.15% | Q1 2026 | May 05, 2026 |
| Alexander Randolph Advisory, Inc. | History | Added to | 980,555 | 11,090 | 9.56% | 8.4% | 6 | +12,006 | 1.24% | Q1 2026 | May 06, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Added to | 898,550 | 10,162 | 0.51% | 0.44% | 7 | +5,424 | 0.61% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Reduced | 865,397 | 9,787 | 0.0% | 0.0% | 8 | -23,403 | -2.63% | Q1 2026 | May 05, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 631,683 | 7,144 | 1.03% | 0.86% | 9 | +70,895 | 12.64% | Q1 2026 | May 11, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 594,726 | 6,726 | 0.0% | 0.0% | 10 | +78,700 | 15.25% | Q1 2026 | May 11, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 573,183 | 6,482 | 0.0% | 0.0% | 11 | +10,748 | 1.91% | Q1 2026 | May 15, 2026 |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | History | Reduced | 545,665 | 6,171 | 0.36% | 0.38% | 12 | -70,323 | -11.42% | Q1 2026 | May 15, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Added to | 528,385 | 5,976 | 0.26% | 0.26% | 13 | +609 | 0.12% | Q1 2026 | Apr 28, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 396,368 | 4,482 | 1.56% | 2.74% | 14 | -433,314 | -52.23% | Q1 2026 | May 12, 2026 |
| Mraz, Amerine & Associates, Inc. | History | Reduced | 350,908 | 3,968 | 0.59% | 0.55% | 15 | -4,470 | -1.26% | Q1 2026 | May 05, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 330,128 | 3,733 | 0.0% | 0.0% | 16 | +7,862 | 2.44% | Q1 2026 | May 14, 2026 |
| FCA CORP /TX | History | Added to | 313,186 | 3,542 | 1.0% | 0.91% | 17 | +5,335 | 1.73% | Q1 2026 | May 14, 2026 |
| LAZARD ASSET MANAGEMENT LLC | History | New | 300,000 | 3,393 | 0.01% | — | 18 | +300,000 | New | Q1 2026 | May 15, 2026 |
| Altium Capital Management LLC | History | Added to | 243,050 | 2,748 | 6.54% | 3.59% | 19 | +155,972 | 179.12% | Q1 2026 | May 01, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 212,414 | 2,402 | 0.0% | 0.0% | 20 | -27,754 | -11.56% | Q1 2026 | May 15, 2026 |
| Waterfront Wealth Inc. | History | New | 208,749 | 2,360 | 0.43% | — | 21 | +208,749 | New | Q1 2026 | Apr 30, 2026 |
| Clearstead Advisors, LLC | History | Reduced | 203,173 | 2,297 | 0.02% | 0.03% | 22 | -5,384 | -2.58% | Q1 2026 | May 06, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 169,394 | 1,915 | 0.0% | 0.0% | 23 | +53,291 | 45.9% | Q1 2026 | May 15, 2026 |
| HORIZON KINETICS ASSET MANAGEMENT LLC | History | Reduced | 132,808 | 1,502 | 0.02% | 0.02% | 24 | -1,419 | -1.06% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 124,998 | 1,413 | 0.0% | 0.0% | 25 | -3,547 | -2.76% | Q1 2026 | Apr 27, 2026 |
| Beacon Pointe Advisors, LLC | History | Reduced | 124,720 | 1,410 | 0.01% | 0.01% | 26 | -70,458 | -36.1% | Q1 2026 | May 15, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | Reduced | 116,669 | 1,319 | 0.07% | 0.07% | 27 | -179 | -0.15% | Q1 2026 | Apr 16, 2026 |
| Moors & Cabot, Inc. | History | Reduced | 116,467 | 1,317 | 0.06% | 0.05% | 28 | -2,070 | -1.75% | Q1 2026 | May 08, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 108,998 | 1,232 | 0.0% | 0.0% | 29 | +44,226 | 68.28% | Q1 2026 | May 12, 2026 |
| TrueMark Investments, LLC | History | Added to | 106,443 | 1,203 | 0.23% | 0.2% | 30 | +5,424 | 5.37% | Q1 2026 | Apr 20, 2026 |
| Private Advisor Group, LLC | History | Reduced | 104,993 | 1,187 | 0.01% | 0.01% | 31 | -7,845 | -6.95% | Q1 2026 | Apr 24, 2026 |
| Advisors Asset Management, Inc. | History | New | 100,827 | 1,140 | 0.02% | — | 32 | +100,827 | New | Q1 2026 | May 15, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Reduced | 98,329 | 1,112 | 0.0% | 0.0% | 33 | -7,043 | -6.68% | Q1 2026 | May 14, 2026 |
| BARD ASSOCIATES INC | History | Reduced | 89,355 | 1,010 | 0.25% | 0.24% | 34 | -108 | -0.12% | Q1 2026 | May 07, 2026 |
| UHLMANN PRICE SECURITIES, LLC | History | Added to | 87,400 | 988 | 0.07% | 0.53% | 35 | +2,069 | 2.42% | Q1 2026 | Apr 16, 2026 |
| BROWN ADVISORY INC | History | Added to | 74,836 | 846 | 0.0% | 0.0% | 36 | +117 | 0.16% | Q1 2026 | May 15, 2026 |
| DIVERSIFY WEALTH MANAGEMENT, LLC | History | New | 64,652 | 840 | 0.01% | — | 37 | +64,652 | New | Q1 2026 | May 01, 2026 |
| ROBERTS GLORE & CO INC /IL/ | History | Added to | 68,121 | 770 | 0.21% | 0.19% | 38 | +114 | 0.17% | Q1 2026 | May 04, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Added to | 63,596 | 719 | 0.02% | 0.02% | 39 | +432 | 0.68% | Q1 2026 | May 13, 2026 |
| Karpus Management, Inc. | History | New | 63,003 | 712 | 0.02% | — | 40 | +63,003 | New | Q1 2026 | May 14, 2026 |
| TWIN FOCUS CAPITAL PARTNERS, LLC | History | No change | 62,161 | 703 | 0.08% | 0.07% | 41 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 57,454 | 649 | 0.0% | 0.0% | 42 | +5,183 | 9.92% | Q1 2026 | May 13, 2026 |
| NWF Advisory Services Inc. | History | Reduced | 50,628 | 572 | 0.06% | 0.07% | 43 | -7,723 | -13.24% | Q1 2026 | May 04, 2026 |
| Cetera Investment Advisers | History | Added to | 50,036 | 565 | 0.0% | 0.0% | 44 | +37,116 | 287.28% | Q1 2026 | May 13, 2026 |
| SAPIENT CAPITAL LLC | History | Added to | 48,559 | 549 | 0.01% | 0.01% | 45 | +819 | 1.72% | Q1 2026 | Apr 08, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | New | 48,071 | 543 | 0.0% | — | 46 | +48,071 | New | Q1 2026 | May 04, 2026 |
| SPIREPOINT PRIVATE CLIENT, LLC | History | Added to | 47,862 | 541 | 0.05% | 0.04% | 47 | +6,545 | 15.84% | Q1 2026 | Apr 22, 2026 |
| CWM, LLC | History | No change | 47,000 | 531 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| EP Wealth Advisors, LLC | History | Reduced | 43,329 | 490 | 0.0% | 0.0% | 49 | -1,117 | -2.51% | Q1 2026 | May 14, 2026 |
| Comprehensive Money Management Services LLC | History | Added to | 40,465 | 457 | 0.3% | 0.23% | 50 | +8,450 | 26.39% | Q1 2026 | Apr 23, 2026 |
| PMG Family Office LLC | History | Added to | 39,349 | 445 | 0.5% | 0.47% | 51 | +12 | 0.03% | Q1 2026 | Apr 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 39,192 | 443 | 0.0% | 0.0% | 52 | -450 | -1.14% | Q1 2026 | Apr 30, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 36,115 | 408 | 0.0% | 0.0% | 53 | -24,484 | -40.4% | Q1 2026 | May 15, 2026 |
| WealthShield Partners, LLC | History | Reduced | 34,455 | 389 | 0.04% | 0.04% | 54 | -364 | -1.05% | Q1 2026 | May 01, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 31,438 | 355 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| &PARTNERS | History | Reduced | 30,556 | 345 | 0.0% | 0.0% | 56 | -45,426 | -59.79% | Q1 2026 | May 15, 2026 |
| COMMERCE BANK | History | No change | 29,712 | 336 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Quantedge Capital Pte Ltd | History | Reduced | 29,397 | 332 | 0.18% | 0.27% | 58 | -24,600 | -45.56% | Q1 2026 | May 12, 2026 |
| SAX WEALTH ADVISORS, LLC | History | No change | 31,430 | 327 | 0.02% | 0.02% | 59 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 25,862 | 292 | 0.0% | 0.0% | 60 | +101 | 0.39% | Q1 2026 | May 05, 2026 |
| Concurrent Investment Advisors, LLC | History | New | 25,123 | 284 | 0.0% | — | 61 | +25,123 | New | Q1 2026 | Apr 20, 2026 |
| HighTower Advisors, LLC | History | Reduced | 24,216 | 273 | 0.0% | 0.0% | 62 | -3,388 | -12.27% | Q1 2026 | May 05, 2026 |
| Advisory Advocates, LLC | History | Added to | 23,980 | 271 | 0.28% | 0.24% | 63 | +800 | 3.45% | Q1 2026 | May 05, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 23,515 | 265 | 0.0% | 0.0% | 64 | -217 | -0.91% | Q1 2026 | May 08, 2026 |
| DKM Wealth Management, Inc. | History | No change | 23,002 | 260 | 0.19% | 0.18% | 65 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| Private Capital Management, LLC | History | Added to | 21,919 | 247 | 0.02% | 0.02% | 66 | +219 | 1.01% | Q1 2026 | May 15, 2026 |
| Diversified Trust Co | History | Added to | 20,396 | 230 | 0.0% | 0.0% | 67 | +345 | 1.72% | Q1 2026 | Apr 16, 2026 |
| Institute for Wealth Management, LLC. | History | No change | 19,948 | 225 | 0.02% | 0.02% | 68 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 17,485 | 197 | 0.0% | 0.0% | 69 | +13,639 | 354.63% | Q1 2026 | Apr 30, 2026 |
| ECLECTIC ASSOCIATES INC /ADV | History | New | 17,205 | 194 | 0.03% | — | 70 | +17,205 | New | Q1 2026 | Apr 08, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 16,598 | 187 | 0.0% | 0.0% | 71 | +279 | 1.71% | Q1 2026 | Apr 23, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 16,186 | 183 | 0.0% | 0.0% | 72 | -11,476 | -41.49% | Q1 2026 | Apr 22, 2026 |
| Spinnaker Investment Group, LLC | History | No change | 15,877 | 179 | 0.04% | 0.03% | 73 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| Wedmont Private Capital | History | New | 13,886 | 167 | 0.01% | — | 74 | +13,886 | New | Q1 2026 | Apr 09, 2026 |
| STEPHENS INC /AR/ | History | Added to | 14,031 | 158 | 0.0% | 0.0% | 75 | +236 | 1.71% | Q1 2026 | Apr 28, 2026 |
| JFS WEALTH ADVISORS, LLC | History | No change | 13,896 | 157 | 0.01% | 0.01% | 76 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Closed-End Fund Advisors, Inc. | History | No change | 13,807 | 156 | 0.16% | 0.09% | 77 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| VERUS CAPITAL PARTNERS, LLC | History | Added to | 13,286 | 150 | 0.01% | 0.01% | 78 | +59 | 0.45% | Q1 2026 | May 21, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 12,852 | 145 | 0.0% | — | 79 | +12,852 | New | Q1 2026 | May 15, 2026 |
| Soltis Investment Advisors LLC | History | No change | 11,919 | 134 | 0.01% | 0.01% | 80 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Traub Capital Management LLC | History | Reduced | 11,441 | 129 | 0.13% | 0.26% | 81 | -14,628 | -56.11% | Q1 2026 | Apr 23, 2026 |
| Vanguard National Trust Co | History | New | 11,051 | 124 | 0.01% | — | 83 | +11,051 | New | Q1 2026 | May 08, 2026 |
| Summit Financial, LLC | History | No change | 11,040 | 124 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| PEAPACK GLADSTONE FINANCIAL CORP | History | No change | 10,279 | 116 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| VANGUARD GROUP INC | History | No change | 11,051 | 115 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Hara Capital LLC | History | Reduced | 10,060 | 113 | 0.06% | 0.22% | 86 | -27,900 | -73.5% | Q1 2026 | May 14, 2026 |
| Heritage Financial Services, LLC | History | No change | 10,101 | 105 | 0.01% | 0.01% | 87 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| TD Capital Management LLC | History | No change | 4,496 | 50 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| SITTNER & NELSON, LLC | History | No change | 4,444 | 50 | 0.02% | 0.02% | 89 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| NBT BANK N A /NY | History | No change | 4,031 | 45 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Advisory Services Network, LLC | History | New | 3,472 | 39 | 0.0% | — | 91 | +3,472 | New | Q1 2026 | May 15, 2026 |
| BARRETT & COMPANY, INC. | History | No change | 3,250 | 36 | 0.01% | 0.01% | 92 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 2,998 | 34 | 0.0% | 0.0% | 93 | +51 | 1.73% | Q1 2026 | May 01, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 2,700 | 30 | 0.0% | 0.02% | 94 | -195,621 | -98.64% | Q1 2026 | May 04, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 28,264 | 28 | 0.0% | 0.0% | 95 | -12,774 | -31.13% | Q1 2026 | May 15, 2026 |
| Daytona Street Capital LLC | History | No change | 2,281 | 26 | 0.02% | 0.02% | 96 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 2,096 | 23 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Ascentis Independent Advisors | History | New | 1,534 | 17 | 0.0% | — | 98 | +1,534 | New | Q1 2026 | Apr 28, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 1,302 | 14 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Colonial Trust Advisors | History | New | 1,000 | 11 | 0.0% | — | 100 | +1,000 | New | Q1 2026 | May 12, 2026 |
| Farther Finance Advisors, LLC | History | New | 471 | 5 | 0.0% | — | 101 | +471 | New | Q1 2026 | Apr 07, 2026 |
| Allworth Financial LP | History | No change | 100 | 1 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Lodestone Wealth Management LLC | History | No change | 173 | 1 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Diversify Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -65,302 | -100.0% | Q1 2026 | May 01, 2026 |
| 1607 Capital Partners, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -49,327 | -100.0% | Q1 2026 | May 15, 2026 |
| Sage Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -12,700 | -100.0% | Q1 2026 | Apr 15, 2026 |
| Heritage Wealth Management, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -12,345 | -100.0% | Q1 2026 | Apr 20, 2026 |
| MidFirst Bank | History | Closed out | 0 | 0 | — | 0.0% | — | -669 | -100.0% | Q1 2026 | May 15, 2026 |
| Navalign, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -557 | -100.0% | Q1 2026 | Apr 29, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q1 2026 | Apr 06, 2026 |
| FIFTH THIRD BANCORP | History | New | 4 | 0 | — | — | — | +4 | New | Q1 2026 | May 01, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 61 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| ASSETMARK, INC | History | No change | 16 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Gunpowder Capital Management, LLC dba Oliver Wealth Management | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 14, 2026 |