Little Harbor Advisors, LLC - TRFM
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 2,096,963 | 123,930 | 0.03% | 0.02% | 1 | +357,635 | 20.56% | Q3 2026 | Nov 06, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 480,016 | 28,376 | 0.03% | 0.03% | 2 | +25,973 | 5.72% | Q3 2026 | Nov 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 104,858 | 6,623 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 101,182 | 6,391 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Cetera Investment Advisers | History | No change | 99,970 | 6,315 | 0.01% | 0.01% | 5 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 92,680 | 5,854 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SeaCrest Wealth Management, LLC | History | Reduced | 55,576 | 3,284 | 0.37% | 0.4% | 7 | -1,079 | -1.9% | Q3 2026 | Oct 21, 2026 |
| Key Client Fiduciary Advisors, LLC | History | Added to | 47,998 | 2,836 | 0.79% | 0.85% | 8 | +1,152 | 2.46% | Q3 2026 | Oct 19, 2026 |
| Ausdal Financial Partners, Inc. | History | No change | 32,787 | 2,071 | 0.08% | 0.08% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 31,378 | 1,982 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 32,098 | 1,896 | 0.0% | 0.0% | 11 | +1,836 | 6.07% | Q3 2026 | Nov 02, 2026 |
| CITADEL ADVISORS LLC | History | No change | 25,762 | 1,627 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| ROYAL BANK OF CANADA | History | No change | 23,431 | 1,480 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 24,507 | 1,448 | 0.0% | 0.0% | 14 | +4,650 | 23.42% | Q3 2026 | Oct 30, 2026 |
| PRINCIPAL SECURITIES, INC. | History | No change | 18,927 | 1,195 | 0.01% | 0.01% | 15 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Farmers & Merchants Trust Co of Long Beach | History | Reduced | 20,139 | 1,190 | 0.25% | 0.28% | 16 | -179 | -0.88% | Q3 2026 | Oct 21, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 15,125 | 955 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Cornerstone Wealth Management, LLC | History | Added to | 14,292 | 844 | 0.04% | 0.03% | 18 | +2,577 | 22.0% | Q3 2026 | Nov 04, 2026 |
| CHILTON INVESTMENT CO INC. | History | No change | 12,422 | 784 | 0.02% | 0.02% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 12,195 | 720 | 0.01% | 0.01% | 20 | +327 | 2.76% | Q3 2026 | Oct 13, 2026 |
| PKS Advisory Services, LLC | History | No change | 8,855 | 559 | 0.09% | 0.09% | 21 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 9,178 | 542 | 0.01% | 0.01% | 22 | +78 | 0.86% | Q3 2026 | Oct 26, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 8,982 | 530 | 0.01% | 0.02% | 23 | -19,699 | -68.68% | Q3 2026 | Nov 06, 2026 |
| Equitable Holdings, Inc. | History | No change | 8,025 | 506 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| NWF Advisory Services Inc. | History | Added to | 8,130 | 480 | 0.04% | 0.05% | 25 | +200 | 2.52% | Q3 2026 | Oct 19, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Added to | 7,890 | 466 | 0.01% | 0.01% | 26 | +2,448 | 44.98% | Q3 2026 | Nov 09, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 6,335 | 400 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Prospera Financial Services Inc | History | Added to | 7,429 | 399 | 0.01% | 0.01% | 28 | +332 | 4.68% | Q3 2026 | Nov 04, 2026 |
| PRIVATE TRUST CO NA | History | Reduced | 5,924 | 350 | 0.03% | 0.03% | 29 | -69 | -1.15% | Q3 2026 | Oct 20, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 5,800 | 342 | 0.0% | 0.0% | 30 | -2,672 | -31.54% | Q3 2026 | Nov 02, 2026 |
| Ignite Planners, LLC | History | New | 5,658 | 334 | 0.04% | — | 31 | +5,658 | New | Q3 2026 | Oct 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 5,600 | 331 | 0.0% | — | 32 | +5,600 | New | Q3 2026 | Nov 02, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 5,415 | 320 | 0.01% | 0.0% | 33 | +2,020 | 59.5% | Q3 2026 | Nov 05, 2026 |
| Balboa Wealth Partners | History | No change | 5,393 | 318 | 0.04% | 0.05% | 34 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 4,340 | 274 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| CENTAURUS FINANCIAL, INC. | History | No change | 2,666 | 168 | 0.01% | 0.01% | 36 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| JPMORGAN CHASE & CO | History | New | 1,207 | 71 | 0.0% | — | 37 | +1,207 | New | Q3 2026 | Nov 12, 2026 |
| AE Wealth Management LLC | History | No change | 568 | 33 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q3 2026 | Nov 12, 2026 |
| MORGAN STANLEY | History | No change | 497 | 31 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Strengthening Families & Communities, LLC | History | No change | 501 | 29 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| WOLFF WIESE MAGANA LLC | History | No change | 242 | 14 | 0.01% | 0.01% | 41 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Advisors Asset Management, Inc. | History | No change | 215 | 12 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q3 2026 | Nov 10, 2026 |
| FMR LLC | History | No change | 38 | 2 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q3 2026 | Nov 10, 2026 |
| DEFINE FINANCIAL, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -3,206 | -100.0% | Q3 2026 | Oct 13, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -241 | -100.0% | Q3 2026 | Nov 10, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -122 | -100.0% | Q3 2026 | Nov 09, 2026 |