Little Harbor Advisors, LLC - TRFM
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 1,563,891 | 72,648 | 0.02% | 0.02% | 1 | +310,634 | 24.79% | Q1 2026 | May 06, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 162,792 | 7,561 | 0.01% | 0.01% | 2 | +13,396 | 8.97% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 83,743 | 3,890 | 0.0% | 0.0% | 3 | +10,316 | 14.05% | Q1 2026 | May 14, 2026 |
| Cetera Investment Advisers | History | Added to | 77,443 | 3,597 | 0.0% | 0.0% | 4 | +32,852 | 73.67% | Q1 2026 | May 13, 2026 |
| SeaCrest Wealth Management, LLC | History | Added to | 63,925 | 2,969 | 0.32% | 0.29% | 5 | +7,327 | 12.95% | Q1 2026 | Apr 15, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 50,897 | 2,364 | 0.0% | 0.0% | 6 | +12,162 | 31.4% | Q1 2026 | May 12, 2026 |
| Key Client Fiduciary Advisors, LLC | History | Added to | 46,736 | 2,171 | 0.74% | 0.6% | 7 | +9,537 | 25.64% | Q1 2026 | Apr 09, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 28,965 | 1,345 | 0.02% | 0.02% | 8 | +1,107 | 3.97% | Q1 2026 | Apr 20, 2026 |
| Ausdal Financial Partners, Inc. | History | New | 27,630 | 1,283 | 0.06% | — | 9 | +27,630 | New | Q1 2026 | May 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 27,106 | 1,259 | 0.0% | 0.0% | 10 | -9,482 | -25.92% | Q1 2026 | Apr 27, 2026 |
| Farmers & Merchants Trust Co of Long Beach | History | Added to | 21,322 | 990 | 0.23% | 0.23% | 11 | +451 | 2.16% | Q1 2026 | Apr 16, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 17,590 | 817 | 0.0% | 0.0% | 12 | +5,716 | 48.14% | Q1 2026 | May 04, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 17,357 | 806 | 0.0% | 0.0% | 13 | +4,607 | 36.13% | Q1 2026 | Apr 27, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 11,616 | 539 | 0.01% | 0.01% | 14 | +1,785 | 18.16% | Q1 2026 | May 15, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 8,447 | 392 | 0.01% | 0.0% | 15 | +2,951 | 53.69% | Q1 2026 | May 13, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 8,300 | 385 | 0.0% | 0.01% | 16 | -1,100 | -11.7% | Q1 2026 | Apr 23, 2026 |
| Equitable Holdings, Inc. | History | New | 7,840 | 364 | 0.0% | — | 17 | +7,840 | New | Q1 2026 | May 15, 2026 |
| CHILTON INVESTMENT CO INC. | History | Added to | 7,512 | 348 | 0.01% | 0.0% | 18 | +2,904 | 63.02% | Q1 2026 | May 15, 2026 |
| Prospera Financial Services Inc | History | Added to | 7,097 | 329 | 0.01% | 0.01% | 19 | +177 | 2.56% | Q1 2026 | Apr 14, 2026 |
| Independent Advisor Alliance | History | New | 6,308 | 293 | 0.0% | — | 20 | +6,308 | New | Q1 2026 | May 12, 2026 |
| Balboa Wealth Partners | History | Reduced | 5,393 | 250 | 0.04% | 0.05% | 21 | -1,070 | -16.56% | Q1 2026 | Apr 16, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 4,825 | 224 | 0.0% | 0.0% | 22 | +1,448 | 42.88% | Q1 2026 | May 08, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 4,738 | 220 | 0.0% | 0.0% | 23 | -40 | -0.84% | Q1 2026 | Jul 08, 2026 |
| PRIVATE TRUST CO NA | History | No change | 3,199 | 148 | 0.01% | 0.01% | 24 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 1,762 | 82 | 0.0% | 0.0% | 25 | -8,890 | -83.46% | Q1 2026 | May 15, 2026 |
| Strengthening Families & Communities, LLC | History | Added to | 501 | 23 | 0.01% | 0.01% | 26 | +1 | 0.2% | Q1 2026 | May 11, 2026 |
| MORGAN STANLEY | History | Added to | 299 | 13 | 0.0% | 0.0% | 27 | +1 | 0.34% | Q1 2026 | May 15, 2026 |
| WOLFF WIESE MAGANA LLC | History | New | 242 | 11 | 0.01% | — | 28 | +242 | New | Q1 2026 | Apr 13, 2026 |
| Advisors Asset Management, Inc. | History | New | 81 | 3 | 0.0% | — | 29 | +81 | New | Q1 2026 | May 15, 2026 |
| CWM, LLC | History | New | 50 | 2 | 0.0% | — | 30 | +50 | New | Q1 2026 | May 14, 2026 |
| FMR LLC | History | Reduced | 38 | 1 | 0.0% | 0.0% | 31 | -800 | -95.47% | Q1 2026 | May 15, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,927 | -100.0% | Q1 2026 | May 12, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -4,749 | -100.0% | Q1 2026 | May 15, 2026 |