NEOS ETF Trust - 278265103
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 10,174,290 | 691,140 | 0.02% | 0.01% | 1 | +223,097 | 2.24% | Q4 2020 | Feb 12, 2021 |
| STATE STREET CORP | History | Reduced | 5,914,440 | 401,768 | 0.02% | 0.02% | 2 | -2,636,922 | -30.84% | Q4 2020 | Feb 16, 2021 |
| FAYEZ SAROFIM & CO | History | No change | 5,160,000 | 350,518 | 1.35% | 0.84% | 3 | 0 | 0.0% | Q4 2020 | Feb 11, 2021 |
| GOLDMAN SACHS GROUP INC | History | Added to | 4,149,856 | 281,899 | 0.07% | 0.01% | 4 | +3,572,340 | 618.57% | Q4 2020 | Feb 12, 2021 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 3,232,309 | 219,571 | 0.05% | 0.06% | 5 | -2,208,181 | -40.59% | Q4 2020 | Feb 09, 2021 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Added to | 1,688,337 | 114,689 | 0.05% | 0.03% | 6 | +26,349 | 1.59% | Q4 2020 | Feb 16, 2021 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 1,527,186 | 103,741 | 0.02% | 0.01% | 7 | +9,329 | 0.61% | Q4 2020 | Feb 12, 2021 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 1,470,383 | 99,883 | 0.01% | 0.01% | 8 | +407,888 | 38.39% | Q4 2020 | Feb 10, 2021 |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | History | New | 1,400,000 | 95,102 | 0.21% | — | 9 | +1,400,000 | New | Q4 2020 | Feb 16, 2021 |
| Hudson Bay Capital Management LP | History | Added to | 1,386,943 | 94,215 | 1.02% | 0.08% | 10 | +1,251,222 | 921.91% | Q4 2020 | Mar 04, 2021 |
| Pentwater Capital Management LP | History | New | 1,350,000 | 91,706 | 1.11% | — | 11 | +1,350,000 | New | Q4 2020 | Feb 16, 2021 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 1,304,597 | 88,619 | 0.03% | 0.02% | 12 | -4,797 | -0.37% | Q4 2020 | Mar 08, 2021 |
| Bank of New York Mellon Corp | History | Reduced | 1,181,036 | 80,229 | 31.19% | 27.8% | 13 | -365,030 | -23.61% | Q4 2020 | Oct 08, 2021 |
| NORTHERN TRUST CORP | History | Reduced | 1,137,250 | 77,252 | 0.02% | 0.01% | 14 | -7,592 | -0.66% | Q4 2020 | Feb 11, 2021 |
| EARNEST PARTNERS LLC | History | Reduced | 1,132,954 | 76,962 | 0.53% | 0.84% | 15 | -1,404,661 | -55.35% | Q4 2020 | Feb 16, 2021 |
| JPMORGAN CHASE & CO | History | Reduced | 935,655 | 63,559 | 0.01% | 0.02% | 16 | -1,623,517 | -63.44% | Q4 2020 | Feb 19, 2021 |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | History | New | 865,600 | 58,800 | 0.16% | — | 17 | +865,600 | New | Q4 2020 | Mar 01, 2021 |
| MILLENNIUM MANAGEMENT LLC | History | Reduced | 860,296 | 58,440 | 0.04% | 0.06% | 18 | -475,565 | -35.6% | Q4 2020 | Feb 16, 2021 |
| BANK OF NOVA SCOTIA | History | New | 576,078 | 39,133 | 0.08% | — | 19 | +576,078 | New | Q4 2020 | Feb 11, 2021 |
| TUDOR INVESTMENT CORP ET AL | History | Added to | 575,000 | 39,060 | 1.1% | 0.01% | 20 | +567,908 | 8007.73% | Q4 2020 | Feb 16, 2021 |
| BALYASNY ASSET MANAGEMENT LLC | History | Added to | 545,511 | 37,057 | 0.21% | 0.03% | 21 | +448,266 | 460.97% | Q4 2020 | Feb 16, 2021 |
| NATIXIS | History | Added to | 478,600 | 32,511 | 0.12% | 0.0% | 22 | +468,300 | 4546.6% | Q4 2020 | Feb 12, 2021 |
| FIDUCIARY TRUST CO | History | Reduced | 460,078 | 31,253 | 0.65% | 0.55% | 23 | -156,703 | -25.41% | Q4 2020 | Jan 26, 2021 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | New | 416,859 | 28,317 | 0.04% | — | 24 | +416,859 | New | Q4 2020 | Feb 17, 2021 |
| LONDON CO OF VIRGINIA | History | Reduced | 386,876 | 26,281 | 0.16% | 0.11% | 25 | -16,743 | -4.15% | Q4 2020 | Feb 16, 2021 |
| PRINCIPAL FINANCIAL GROUP INC | History | Reduced | 380,430 | 25,842 | 0.02% | 0.01% | 26 | -2,288 | -0.6% | Q4 2020 | Feb 23, 2021 |
| CNH PARTNERS LLC | History | New | 371,475 | 25,234 | 0.89% | — | 27 | +371,475 | New | Q4 2020 | Feb 16, 2021 |
| DEUTSCHE BANK AG\ | History | Added to | 349,108 | 23,715 | 0.01% | 0.0% | 28 | +328,897 | 1627.32% | Q4 2020 | Feb 16, 2021 |
| RHUMBLINE ADVISERS | History | Added to | 324,476 | 22,042 | 0.03% | 0.02% | 29 | +692 | 0.21% | Q4 2020 | Feb 10, 2021 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Reduced | 310,673 | 21,104 | 0.02% | 0.02% | 30 | -120,369 | -27.93% | Q4 2020 | Feb 08, 2021 |
| UBS ASSET MANAGEMENT AMERICAS INC | History | Added to | 301,943 | 20,510 | 0.01% | 0.0% | 31 | +74,842 | 32.96% | Q4 2020 | Mar 01, 2021 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Added to | 279,539 | 18,989 | 0.04% | 0.0% | 32 | +264,600 | 1771.2% | Q4 2020 | Feb 03, 2021 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Added to | 270,164 | 18,352 | 0.01% | 0.01% | 33 | +15,539 | 6.1% | Q4 2020 | Feb 02, 2021 |
| ProShare Advisors LLC | History | Reduced | 265,332 | 18,024 | 0.07% | 0.07% | 34 | -135,760 | -33.85% | Q4 2020 | Feb 09, 2021 |
| SOROS FUND MANAGEMENT LLC | History | New | 260,000 | 17,662 | 0.33% | — | 35 | +260,000 | New | Q4 2020 | Feb 16, 2021 |
| Swiss National Bank | History | No change | 258,200 | 17,540 | 0.01% | 0.01% | 36 | 0 | 0.0% | Q4 2020 | Feb 05, 2021 |
| Invesco Ltd. | History | Added to | 255,054 | 17,326 | 0.01% | 0.0% | 37 | +46,502 | 22.3% | Q4 2020 | Feb 16, 2021 |
| UBS Group AG | History | Added to | 243,876 | 16,567 | 0.01% | 0.0% | 38 | +80,743 | 49.5% | Q4 2020 | Feb 11, 2021 |
| ALLIANCEBERNSTEIN L.P. | History | Added to | 242,512 | 16,474 | 0.01% | 0.0% | 39 | +56,032 | 30.05% | Q4 2020 | Feb 08, 2021 |
| Legal & General Group Plc | History | Reduced | 237,605 | 16,140 | 0.01% | 0.0% | 40 | -11,913 | -4.77% | Q4 2020 | Feb 12, 2021 |
| RENAISSANCE TECHNOLOGIES LLC | History | Added to | 211,700 | 14,381 | 0.02% | 0.0% | 41 | +140,805 | 198.61% | Q4 2020 | Feb 10, 2021 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 210,941 | 14,330 | 0.01% | 0.0% | 42 | -20,153 | -8.72% | Q4 2020 | Feb 12, 2021 |
| CITIGROUP INC | History | Added to | 204,620 | 13,900 | 0.01% | 0.0% | 43 | +143,904 | 237.01% | Q4 2020 | Feb 11, 2021 |
| FIRST TRUST ADVISORS LP | History | Reduced | 204,295 | 13,878 | 0.02% | 0.02% | 44 | -85,109 | -29.41% | Q4 2020 | Feb 02, 2021 |
| Alberta Investment Management Corp | History | New | 197,700 | 13,430 | 0.12% | — | 45 | +197,700 | New | Q4 2020 | Feb 16, 2021 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Added to | 193,003 | 13,111 | 0.02% | 0.01% | 46 | +3,280 | 1.73% | Q4 2020 | Feb 16, 2021 |
| MORGAN STANLEY | History | Reduced | 189,115 | 12,846 | 0.0% | 0.0% | 47 | -8,866 | -4.48% | Q4 2020 | Feb 16, 2021 |
| Candriam Luxembourg S.C.A. | History | New | 150,037 | 10,192 | 0.08% | — | 48 | +150,037 | New | Q4 2020 | Jan 22, 2021 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Reduced | 149,908 | 10,183 | 0.02% | 0.01% | 49 | -12,550 | -7.73% | Q4 2020 | Feb 08, 2021 |
| Retirement Systems of Alabama | History | Reduced | 148,851 | 10,111 | 0.04% | 0.03% | 50 | -209 | -0.14% | Q4 2020 | Jan 26, 2021 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Reduced | 137,257 | 9,324 | 0.01% | 0.01% | 51 | -12,385 | -8.28% | Q4 2020 | Feb 12, 2021 |
| GATEWAY INVESTMENT ADVISERS LLC | History | Added to | 130,716 | 8,880 | 0.1% | 0.06% | 52 | +67 | 0.05% | Q4 2020 | Jan 14, 2021 |
| BARCLAYS PLC | History | Added to | 115,525 | 7,848 | 0.0% | 0.0% | 53 | +106,420 | 1168.81% | Q4 2020 | Feb 11, 2021 |
| Walleye Capital LLC | History | New | 109,691 | 7,451 | 0.5% | — | 54 | +109,691 | New | Q4 2020 | Feb 16, 2021 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | History | Reduced | 106,583 | 7,240 | 0.08% | 0.05% | 55 | -429 | -0.4% | Q4 2020 | Feb 12, 2021 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 100,562 | 6,831 | 0.01% | 0.0% | 56 | -15,449 | -13.32% | Q4 2020 | Feb 02, 2021 |
| STIFEL FINANCIAL CORP | History | Added to | 93,111 | 6,325 | 0.01% | 0.01% | 57 | +8,829 | 10.48% | Q4 2020 | Feb 12, 2021 |
| State of Tennessee, Treasury Department | History | Reduced | 91,931 | 6,245 | 0.03% | 0.04% | 58 | -125,846 | -57.79% | Q4 2020 | Feb 09, 2021 |
| Qube Research & Technologies Ltd | History | New | 84,408 | 5,734 | 0.08% | — | 59 | +84,408 | New | Q4 2020 | Feb 16, 2021 |
| Modera Wealth Management, LLC | History | Reduced | 84,235 | 5,722 | 0.45% | 0.5% | 60 | -4,061 | -4.6% | Q4 2020 | Feb 11, 2021 |
| Calamos Advisors LLC | History | New | 80,000 | 5,434 | 0.03% | — | 61 | +80,000 | New | Q4 2020 | Jan 27, 2021 |
| GABELLI FUNDS LLC | History | Added to | 74,400 | 5,054 | 0.04% | 0.01% | 62 | +43,400 | 140.0% | Q4 2020 | Feb 05, 2021 |
| State of New Jersey Common Pension Fund D | History | Reduced | 73,275 | 4,978 | 0.02% | 0.01% | 63 | -8,030 | -9.88% | Q4 2020 | Feb 03, 2021 |
| Swiss Life Asset Management Ltd | History | No change | 72,701 | 4,931 | 0.07% | 0.04% | 64 | 0 | 0.0% | Q4 2020 | Dec 29, 2025 |
| COMERICA BANK | History | Reduced | 67,746 | 4,829 | 0.03% | 0.03% | 65 | -3,544 | -4.97% | Q4 2020 | Jan 28, 2021 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | Reduced | 64,839 | 4,405 | 0.02% | 0.02% | 66 | -70,900 | -52.23% | Q4 2020 | Mar 10, 2021 |
| MetLife Investment Management, LLC | History | Reduced | 62,490 | 4,244 | 1.07% | 0.98% | 67 | -2,878 | -4.4% | Q4 2020 | May 24, 2024 |
| CITADEL ADVISORS LLC | History | Reduced | 59,953 | 4,073 | 0.0% | 0.02% | 68 | -1,598,929 | -96.39% | Q4 2020 | Feb 16, 2021 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Added to | 59,426 | 4,037 | 0.02% | 0.01% | 69 | +12,111 | 25.6% | Q4 2020 | Feb 12, 2021 |
| BROWN ADVISORY INC | History | Reduced | 57,089 | 3,878 | 0.01% | 0.01% | 70 | -10,175 | -15.13% | Q4 2020 | Feb 12, 2021 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 54,323 | 3,690 | 0.01% | 0.01% | 71 | -10,454 | -16.14% | Q4 2020 | Feb 11, 2021 |
| ExodusPoint Capital Management, LP | History | New | 48,988 | 3,328 | 0.03% | — | 72 | +48,988 | New | Q4 2020 | Feb 16, 2021 |
| Rafferty Asset Management, LLC | History | Added to | 45,920 | 3,119 | 0.03% | 0.02% | 73 | +7,684 | 20.1% | Q4 2020 | Feb 10, 2021 |
| NISA INVESTMENT ADVISORS, LLC | History | Added to | 42,660 | 2,898 | 0.02% | 0.01% | 74 | +1,930 | 4.74% | Q4 2020 | Jan 25, 2021 |
| STATE OF MICHIGAN RETIREMENT SYSTEM | History | No change | 41,564 | 2,823 | 0.02% | 0.01% | 75 | 0 | 0.0% | Q4 2020 | Jul 27, 2021 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 40,392 | 2,744 | 0.0% | 0.0% | 76 | -38,912 | -49.07% | Q4 2020 | Mar 26, 2021 |
| MARSHALL WACE, LLP | History | Reduced | 40,162 | 2,728 | 0.01% | 0.02% | 77 | -36,110 | -47.34% | Q4 2020 | Feb 16, 2021 |
| BROOKFIELD ASSET MANAGEMENT INC. | History | New | 40,000 | 2,717 | 4.9% | — | 78 | +40,000 | New | Q4 2020 | May 17, 2022 |
| NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC | History | Reduced | 39,264 | 2,667 | 2.34% | 1.44% | 79 | -379 | -0.96% | Q4 2020 | Jun 20, 2024 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | History | Added to | 38,134 | 2,590 | 0.04% | 0.03% | 80 | +1,541 | 4.21% | Q4 2020 | Feb 12, 2021 |
| Squarepoint Ops LLC | History | Reduced | 38,012 | 2,582 | 0.02% | 0.05% | 81 | -50,496 | -57.05% | Q4 2020 | Feb 16, 2021 |
| OREGON PUBLIC EMPLOYEES RETIREMENT FUND | History | Reduced | 37,921 | 2,576 | 0.03% | 0.02% | 82 | -1,182 | -3.02% | Q4 2020 | Feb 09, 2021 |
| GUGGENHEIM CAPITAL LLC | History | New | 36,322 | 2,467 | 0.02% | — | 83 | +36,322 | New | Q4 2020 | Feb 16, 2021 |
| GAMCO INVESTORS, INC. ET AL | History | New | 36,150 | 2,456 | 0.02% | — | 84 | +36,150 | New | Q4 2020 | Feb 05, 2021 |
| Arizona State Retirement System | History | Reduced | 33,111 | 2,249 | 0.02% | 0.01% | 85 | -1,265 | -3.68% | Q4 2020 | Jan 28, 2021 |
| WELLINGTON MANAGEMENT GROUP LLP | History | New | 32,386 | 2,200 | 0.0% | — | 86 | +32,386 | New | Q4 2020 | Feb 12, 2021 |
| JANE STREET GROUP, LLC | History | Added to | 31,685 | 2,152 | 0.0% | 0.0% | 87 | +1,785 | 5.97% | Q4 2020 | Feb 17, 2021 |
| Engineers Gate Manager LP | History | Added to | 30,409 | 2,066 | 0.09% | 0.02% | 88 | +16,926 | 125.54% | Q4 2020 | Feb 16, 2021 |
| LMR Partners LLP | History | Added to | 30,000 | 2,038 | 0.03% | 0.01% | 89 | +23,211 | 341.89% | Q4 2020 | Feb 16, 2021 |
| Louisiana State Employees Retirement System | History | No change | 28,500 | 1,936 | 0.06% | 0.05% | 90 | 0 | 0.0% | Q4 2020 | Jan 11, 2021 |
| ROYAL BANK OF CANADA | History | Reduced | 25,908 | 1,760 | 0.0% | 0.0% | 91 | -58,319 | -69.24% | Q4 2020 | Feb 16, 2021 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 25,582 | 1,738 | 0.04% | 0.03% | 92 | -2,257 | -8.11% | Q4 2020 | Feb 11, 2021 |
| FMR LLC | History | Reduced | 25,468 | 1,730 | 0.0% | 0.0% | 93 | -3,914 | -13.32% | Q4 2020 | Feb 08, 2021 |
| Skandinaviska Enskilda Banken AB (publ) | History | Reduced | 24,600 | 1,671 | 0.01% | 0.05% | 94 | -169,800 | -87.35% | Q4 2020 | Feb 11, 2021 |
| REGIONS FINANCIAL CORP | History | Added to | 22,407 | 1,522 | 0.01% | 0.01% | 95 | +797 | 3.69% | Q4 2020 | Feb 05, 2021 |
| OPPENHEIMER ASSET MANAGEMENT INC. | History | Reduced | 22,375 | 1,520 | 0.03% | 0.02% | 96 | -6,197 | -21.69% | Q4 2020 | Feb 11, 2021 |
| FIFTH THIRD BANCORP | History | Reduced | 22,363 | 1,519 | 0.01% | 0.0% | 97 | -425 | -1.87% | Q4 2020 | Feb 16, 2021 |
| BNP PARIBAS ARBITRAGE, SA | History | Reduced | 22,308 | 1,515 | 0.0% | 0.0% | 98 | -4,988 | -18.27% | Q4 2020 | Feb 10, 2021 |
| Utah Retirement Systems | History | Added to | 22,111 | 1,502 | 0.02% | 0.01% | 99 | +900 | 4.24% | Q4 2020 | Feb 16, 2021 |
| WOLVERINE ASSET MANAGEMENT LLC | History | New | 21,790 | 1,480 | 0.01% | — | 100 | +21,790 | New | Q4 2020 | Feb 12, 2021 |
| FEDERATED HERMES, INC. | History | Reduced | 20,408 | 1,386 | 0.0% | 0.0% | 101 | -5,733 | -21.93% | Q4 2020 | Feb 12, 2021 |
| US BANCORP \DE\ | History | Reduced | 20,207 | 1,373 | 0.0% | 0.0% | 102 | -9,110 | -31.07% | Q4 2020 | Feb 04, 2021 |
| PRUDENTIAL FINANCIAL INC | History | Reduced | 19,993 | 1,358 | 2.79% | 2.3% | 103 | -7,972 | -28.51% | Q4 2020 | Jun 14, 2024 |
| VOYA INVESTMENT MANAGEMENT LLC | History | Reduced | 18,789 | 1,276 | 0.0% | 0.0% | 104 | -3,828 | -16.93% | Q4 2020 | Feb 16, 2021 |
| FIL Ltd | History | Reduced | 18,762 | 1,275 | 0.0% | 0.01% | 105 | -179,055 | -90.52% | Q4 2020 | Mar 23, 2021 |
| ADVISOR GROUP HOLDINGS, INC. | History | Reduced | 18,589 | 1,265 | 0.0% | 0.01% | 106 | -64,302 | -77.57% | Q4 2020 | Feb 10, 2021 |
| BLAIR WILLIAM & CO/IL | History | New | 17,026 | 1,157 | 0.0% | — | 107 | +17,026 | New | Q4 2020 | Feb 09, 2021 |
| VICTORY CAPITAL MANAGEMENT INC | History | Added to | 16,900 | 1,148 | 0.0% | 0.0% | 108 | +895 | 5.59% | Q4 2020 | Feb 01, 2021 |
| AMERICAN CENTURY COMPANIES INC | History | Added to | 16,492 | 1,120 | 0.0% | 0.0% | 109 | +6,296 | 61.75% | Q4 2020 | Feb 12, 2021 |
| COMMERCE BANK | History | No change | 16,460 | 1,118 | 0.01% | 0.01% | 110 | 0 | 0.0% | Q4 2020 | Feb 09, 2021 |
| TWO SIGMA INVESTMENTS, LP | History | New | 16,088 | 1,093 | 0.0% | — | 111 | +16,088 | New | Q4 2020 | Feb 16, 2021 |
| LPL Financial LLC | History | Added to | 14,707 | 999 | 0.0% | 0.0% | 112 | +5,816 | 65.41% | Q4 2020 | Feb 12, 2021 |
| Allianz Asset Management GmbH | History | Reduced | 14,419 | 979 | 13.11% | 10.43% | 113 | -2,771 | -16.12% | Q4 2020 | May 23, 2024 |
| STRS OHIO | History | Reduced | 14,213 | 965 | 0.0% | 0.04% | 114 | -236,493 | -94.33% | Q4 2020 | Jan 25, 2021 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Added to | 13,438 | 913 | 0.01% | 0.0% | 115 | +589 | 4.58% | Q4 2020 | Jan 28, 2021 |
| Maryland State Retirement & Pension System | History | New | 8,300 | 887 | 0.17% | — | 116 | +8,300 | New | Q4 2020 | Feb 04, 2021 |
| BRADLEY FOSTER & SARGENT INC/CT | History | No change | 12,800 | 870 | 0.02% | 0.01% | 117 | 0 | 0.0% | Q4 2020 | Feb 11, 2021 |
| Pacer Advisors, Inc. | History | Reduced | 12,731 | 865 | 0.02% | 0.02% | 118 | -14,814 | -53.78% | Q4 2020 | Jan 20, 2021 |
| Prospera Financial Services Inc | History | Added to | 12,717 | 864 | 0.06% | 0.0% | 119 | +12,638 | 15997.47% | Q4 2020 | Feb 12, 2021 |
| FARMERS & MERCHANTS INVESTMENTS INC | History | Reduced | 12,435 | 845 | 0.04% | 0.15% | 120 | -54,245 | -81.35% | Q4 2020 | Jan 20, 2021 |
| Crossmark Global Holdings, Inc. | History | Added to | 12,200 | 829 | 0.02% | 0.01% | 121 | +1,855 | 17.93% | Q4 2020 | Jan 14, 2021 |
| XPONANCE, INC. | History | Reduced | 11,984 | 814 | 0.02% | 0.01% | 122 | -29 | -0.24% | Q4 2020 | Feb 11, 2021 |
| Grantham, Mayo, Van Otterloo & Co. LLC | History | Reduced | 11,766 | 799 | 0.0% | 0.0% | 123 | -1,700 | -12.62% | Q4 2020 | Feb 12, 2021 |
| AQR CAPITAL MANAGEMENT LLC | History | Reduced | 11,139 | 757 | 0.0% | 0.03% | 124 | -410,279 | -97.36% | Q4 2020 | Feb 16, 2021 |
| MML INVESTORS SERVICES, LLC | History | Added to | 10,804 | 734 | 0.01% | 0.01% | 125 | +135 | 1.27% | Q4 2020 | Feb 12, 2021 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Reduced | 10,451 | 710 | 0.0% | 0.03% | 127 | -130,286 | -92.57% | Q4 2020 | Feb 11, 2021 |
| WELCH & FORBES LLC | History | No change | 10,465 | 710 | 0.01% | 0.01% | 126 | 0 | 0.0% | Q4 2020 | Jan 20, 2021 |
| PANAGORA ASSET MANAGEMENT INC | History | Reduced | 8,833 | 600 | 0.0% | 0.0% | 128 | -488 | -5.24% | Q4 2020 | Feb 10, 2021 |
| BANK OF MONTREAL /CAN/ | History | Reduced | 8,247 | 597 | 0.0% | 0.0% | 129 | -218 | -2.58% | Q4 2020 | Feb 12, 2021 |
| ALLSTATE CORP | History | Reduced | 8,715 | 592 | 0.02% | 0.03% | 130 | -17,265 | -66.45% | Q4 2020 | Feb 12, 2021 |
| LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | History | New | 8,200 | 557 | 0.01% | — | 131 | +8,200 | New | Q4 2020 | Jan 14, 2021 |
| Tower Research Capital LLC (TRC) | History | Reduced | 8,157 | 554 | 0.02% | 0.01% | 132 | -12,229 | -59.99% | Q4 2020 | Feb 16, 2021 |
| GRIMES & COMPANY, INC. | History | Reduced | 8,113 | 551 | 0.03% | 0.03% | 133 | -5,132 | -38.75% | Q4 2020 | Feb 02, 2021 |
| HighTower Advisors, LLC | History | Added to | 8,032 | 549 | 0.0% | 0.0% | 134 | +397 | 5.2% | Q4 2020 | Feb 10, 2021 |
| CI INVESTMENTS INC. | History | Reduced | 7,729 | 525 | 0.0% | 0.0% | 135 | -6,179 | -44.43% | Q4 2020 | Feb 09, 2021 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | Reduced | 7,149 | 486 | 0.0% | 0.01% | 136 | -40,633 | -85.04% | Q4 2020 | Feb 09, 2021 |
| SHELTON CAPITAL MANAGEMENT | History | No change | 6,992 | 475 | 0.02% | 0.01% | 137 | 0 | 0.0% | Q4 2020 | Feb 16, 2021 |
| BOKF, NA | History | Reduced | 6,914 | 470 | 0.01% | 0.01% | 138 | -1,805 | -20.7% | Q4 2020 | Feb 12, 2021 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 6,554 | 446 | 0.0% | 0.0% | 139 | -594 | -8.31% | Q4 2020 | Feb 12, 2021 |
| OPPENHEIMER & CO INC | History | Reduced | 6,536 | 444 | 0.01% | 0.01% | 140 | -5,552 | -45.93% | Q4 2020 | Feb 11, 2021 |
| GROUP ONE TRADING, L.P. | History | New | 5,843 | 397 | 0.0% | — | 141 | +5,843 | New | Q4 2020 | Feb 10, 2021 |
| MACQUARIE GROUP LTD | History | Added to | 5,779 | 393 | 0.0% | 0.0% | 142 | +665 | 13.0% | Q4 2020 | Feb 16, 2021 |
| HSBC HOLDINGS PLC | History | Reduced | 5,483 | 372 | 0.0% | 0.0% | 143 | -11,678 | -68.05% | Q4 2020 | Feb 25, 2021 |
| Creative Planning | History | Reduced | 5,370 | 365 | 0.0% | 0.0% | 144 | -98 | -1.79% | Q4 2020 | Jan 29, 2021 |
| TRUIST FINANCIAL CORP | History | New | 5,011 | 341 | 0.0% | — | 145 | +5,011 | New | Q4 2020 | Nov 19, 2021 |
| Kingsview Wealth Management, LLC | History | Reduced | 4,786 | 325 | 0.02% | 0.03% | 146 | -4,470 | -48.29% | Q4 2020 | Feb 16, 2021 |
| Russell Investments Group, Ltd. | History | Reduced | 4,776 | 323 | 0.0% | 0.01% | 147 | -77,990 | -94.23% | Q4 2020 | Feb 08, 2021 |
| Boston Trust Walden Corp | History | Reduced | 4,700 | 319 | 0.0% | 0.6% | 148 | -1,264,192 | -99.63% | Q4 2020 | Jan 15, 2021 |
| Valmark Advisers, Inc. | History | New | 4,581 | 311 | 0.01% | — | 149 | +4,581 | New | Q4 2020 | Feb 03, 2021 |
| DAVENPORT & Co LLC | History | New | 4,412 | 300 | 0.0% | — | 150 | +4,412 | New | Q4 2020 | Jan 13, 2021 |
| NISSAY ASSET MANAGEMENT CORP /JAPAN/ /ADV | History | New | 4,382 | 298 | 0.0% | — | 151 | +4,382 | New | Q4 2020 | Feb 08, 2021 |
| CIBC Asset Management Inc | History | New | 4,301 | 292 | 0.0% | — | 152 | +4,301 | New | Q4 2020 | Feb 03, 2021 |
| MATHER GROUP, LLC. | History | New | 4,102 | 279 | 0.01% | — | 153 | +4,102 | New | Q4 2020 | Feb 12, 2021 |
| TWO SIGMA ADVISERS, LP | History | Reduced | 3,800 | 258 | 0.0% | 0.0% | 154 | -25,300 | -86.94% | Q4 2020 | Feb 16, 2021 |
| M&T BANK CORP | History | Reduced | 3,727 | 253 | 0.0% | 0.0% | 155 | -2,746 | -42.42% | Q4 2020 | Feb 12, 2021 |
| Stratos Wealth Partners, LTD. | History | New | 3,669 | 249 | 0.01% | — | 156 | +3,669 | New | Q4 2020 | Jan 29, 2021 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 3,465 | 235 | 0.0% | 0.0% | 157 | -604 | -14.84% | Q4 2020 | Feb 12, 2021 |
| Verition Fund Management LLC | History | New | 3,132 | 213 | 0.67% | — | 158 | +3,132 | New | Q4 2020 | Feb 18, 2021 |
| STEPHENS INC /AR/ | History | New | 3,081 | 209 | 0.0% | — | 159 | +3,081 | New | Q4 2020 | Feb 10, 2021 |
| Mitsubishi UFJ Trust & Banking Corp | History | Reduced | 3,000 | 204 | 0.0% | 0.0% | 160 | -20,940 | -87.47% | Q4 2020 | Feb 12, 2021 |
| Miracle Mile Advisors, LLC | History | New | 3,001 | 204 | 0.01% | — | 161 | +3,001 | New | Q4 2020 | Jan 19, 2021 |
| Advisors Asset Management, Inc. | History | Added to | 2,967 | 202 | 0.0% | 0.0% | 162 | +841 | 39.56% | Q4 2020 | Feb 12, 2021 |
| IFP Advisors, Inc | History | Added to | 1,369 | 95 | 0.0% | 0.0% | 163 | +6 | 0.44% | Q4 2020 | Jan 25, 2021 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 1,143 | 78 | 0.0% | 0.0% | 164 | +453 | 65.65% | Q4 2020 | Feb 16, 2021 |
| HM PAYSON & CO | History | Reduced | 1,100 | 75 | 0.0% | 0.0% | 165 | -500 | -31.25% | Q4 2020 | Mar 10, 2021 |
| Robeco Institutional Asset Management B.V. | History | No change | 922 | 63 | 0.0% | 0.0% | 166 | 0 | 0.0% | Q4 2020 | Dec 01, 2022 |
| SIGNATUREFD, LLC | History | Reduced | 915 | 62 | 0.0% | 0.02% | 167 | -10,434 | -91.94% | Q4 2020 | Feb 11, 2021 |
| Parallel Advisors, LLC | History | Reduced | 641 | 44 | 0.0% | 0.0% | 168 | -232 | -26.58% | Q4 2020 | Feb 02, 2021 |
| HUNTINGTON NATIONAL BANK | History | New | 295 | 20 | 0.0% | — | 169 | +295 | New | Q4 2020 | Jan 11, 2021 |
| Rockefeller Capital Management L.P. | History | Reduced | 223 | 15 | 0.0% | 0.0% | 170 | -16 | -6.69% | Q4 2020 | Feb 12, 2021 |
| Ancora Advisors, LLC | History | New | 144 | 10 | 0.0% | — | 171 | +144 | New | Q4 2020 | Nov 12, 2021 |
| Valeo Financial Advisors, LLC | History | No change | 143 | 10 | 0.0% | 0.0% | 172 | 0 | 0.0% | Q4 2020 | Feb 11, 2021 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Added to | 133 | 9 | 0.0% | 0.0% | 173 | +10 | 8.13% | Q4 2020 | Feb 11, 2021 |
| Freestone Capital Holdings, LLC | History | No change | 102 | 6 | 0.0% | 0.0% | 174 | 0 | 0.0% | Q4 2020 | Feb 16, 2021 |
| SALEM INVESTMENT COUNSELORS INC | History | New | 78 | 5 | 0.0% | — | 175 | +78 | New | Q4 2020 | Feb 17, 2021 |
| CENTRAL TRUST Co | History | No change | 51 | 3 | 0.0% | 0.0% | 176 | 0 | 0.0% | Q4 2020 | Jan 29, 2021 |
| Advisory Services Network, LLC | History | Reduced | 28 | 2 | 0.0% | 0.0% | 177 | -25 | -47.17% | Q4 2020 | Feb 09, 2021 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | Closed out | 0 | 0 | — | 0.07% | — | -1,162,888 | -100.0% | Q3 2020 | Nov 13, 2020 |
| Capital International Investors | History | Closed out | 0 | 0 | — | 0.01% | — | -1,089,704 | -100.0% | Q3 2020 | Nov 13, 2020 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | Closed out | 0 | 0 | — | 0.05% | — | -787,289 | -100.0% | Q3 2020 | Nov 12, 2020 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -361,986 | -100.0% | Q3 2020 | Nov 16, 2020 |
| Channing Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.45% | — | -217,680 | -100.0% | Q3 2020 | Nov 13, 2020 |
| JANUS HENDERSON GROUP PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -110,058 | -100.0% | Q3 2020 | Nov 16, 2020 |
| Ensign Peak Advisors, Inc | History | Closed out | 0 | 0 | — | 0.01% | — | -107,019 | -100.0% | Q3 2020 | Nov 12, 2020 |
| Man Group plc | History | Closed out | 0 | 0 | — | 0.02% | — | -101,701 | -100.0% | Q3 2020 | Nov 16, 2020 |
| Brandywine Global Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -93,390 | -100.0% | Q3 2020 | Nov 12, 2020 |
| Assenagon Asset Management S.A. | History | Closed out | 0 | 0 | — | 0.02% | — | -92,124 | -100.0% | Q3 2020 | Oct 07, 2020 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -52,508 | -100.0% | Q3 2020 | Nov 12, 2020 |
| Holocene Advisors, LP | History | Closed out | 0 | 0 | — | 0.01% | — | -49,554 | -100.0% | Q3 2020 | Nov 16, 2020 |
| GREAT LAKES ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -47,941 | -100.0% | Q3 2020 | Nov 04, 2020 |
| APG Asset Management N.V. | History | Closed out | 0 | 0 | — | 0.0% | — | -45,953 | -100.0% | Q3 2020 | Nov 12, 2020 |
| Neuberger Berman Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -34,693 | -100.0% | Q3 2020 | Nov 12, 2020 |
| Hillsdale Investment Management Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -12,400 | -100.0% | Q3 2020 | Nov 13, 2020 |
| VIRGINIA RETIREMENT SYSTEMS ET AL | History | Closed out | 0 | 0 | — | 0.0% | — | -10,700 | -100.0% | Q3 2020 | Nov 12, 2020 |
| SILVERCREST ASSET MANAGEMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,517 | -100.0% | Q3 2020 | Nov 16, 2020 |
| Illinois Municipal Retirement Fund | History | Closed out | 0 | 0 | — | 0.03% | — | -6,748 | -100.0% | Q3 2020 | Nov 03, 2020 |
| Quantinno Capital Management LP | History | Closed out | 0 | 0 | — | 0.17% | — | -6,541 | -100.0% | Q3 2020 | Nov 16, 2020 |
| LAZARD ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -753 | -100.0% | Q3 2020 | Nov 13, 2020 |
| Geneos Wealth Management Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -661 | -100.0% | Q3 2020 | Sep 07, 2021 |
| SIMPLEX TRADING, LLC | History | New | 565 | 0 | — | — | — | +565 | New | Q4 2020 | Feb 02, 2021 |
| FULLER & THALER ASSET MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -245 | -100.0% | Q3 2020 | Nov 09, 2020 |
| TORONTO DOMINION BANK | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2020 | Feb 08, 2021 |