ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC - AWF
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SMH CAPITAL ADVISORS INC | History | Added to | 25,524 | 248,351 | 0.94% | 1.0% | 1 | +735 | 2.97% | Q3 2026 | Oct 29, 2026 |
| MORGAN STANLEY | History | No change | 5,145,506 | 52,998 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| McGowan Group Asset Management, Inc. | History | No change | 3,721,718 | 38,333 | 4.66% | 4.66% | 3 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Pathstone Holdings, LLC | History | No change | 1,581,917 | 16,293 | 0.05% | 0.05% | 4 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ROYAL BANK OF CANADA | History | No change | 1,407,410 | 14,496 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Invesco Ltd. | History | No change | 1,068,995 | 11,010 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 792,742 | 8,165 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | No change | 742,640 | 7,649 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 685,500 | 7,060 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Logan Stone Capital, LLC | History | No change | 657,204 | 6,769 | 1.43% | 1.43% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 591,659 | 6,094 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 370,695 | 3,781 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Uncommon Cents Investing Inc | History | Added to | 385,605 | 3,751 | 0.82% | 0.84% | 13 | +9,735 | 2.59% | Q3 2026 | Oct 20, 2026 |
| Smith Asset Management Co., LLC | History | Reduced | 374,429 | 3,643 | 2.97% | 3.13% | 14 | -12,151 | -3.14% | Q3 2026 | Oct 16, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Added to | 344,994 | 3,356 | 0.12% | 0.13% | 15 | +13,746 | 4.15% | Q3 2026 | Oct 26, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | No change | 233,019 | 2,400 | 0.16% | 0.16% | 16 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Added to | 243,692 | 2,355 | 0.0% | 0.0% | 17 | +5,524 | 2.32% | Q3 2026 | Nov 05, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Reduced | 209,730 | 2,040 | 0.06% | 0.06% | 18 | -1,025 | -0.49% | Q3 2026 | Oct 13, 2026 |
| Fiera Capital Corp | History | No change | 194,368 | 2,001 | 0.01% | 0.01% | 19 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 193,518 | 1,882 | 0.62% | 0.93% | 20 | -93,476 | -32.57% | Q3 2026 | Oct 14, 2026 |
| Cetera Investment Advisers | History | No change | 165,467 | 1,704 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Allspring Global Investments Holdings, LLC | History | New | 167,375 | 1,628 | 0.0% | — | 22 | +167,375 | New | Q3 2026 | Nov 04, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 153,427 | 1,580 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 158,753 | 1,544 | 0.01% | 0.03% | 24 | -122,078 | -43.47% | Q3 2026 | Nov 02, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 150,666 | 1,465 | 0.0% | 0.0% | 25 | -4,125 | -2.66% | Q3 2026 | Nov 02, 2026 |
| Independent Wealth Network Inc. | History | Reduced | 149,528 | 1,454 | 0.37% | 0.4% | 26 | -2,870 | -1.88% | Q3 2026 | Oct 19, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 124,885 | 1,215 | 0.02% | 0.03% | 27 | -56,373 | -31.1% | Q3 2026 | Oct 13, 2026 |
| Tidal Investments LLC | History | No change | 112,817 | 1,162 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Added to | 114,562 | 1,114 | 0.04% | 0.02% | 29 | +77,367 | 208.0% | Q3 2026 | Oct 13, 2026 |
| Investment Research Partners LLC | History | Added to | 113,661 | 1,105 | 0.37% | 0.35% | 30 | +13,001 | 12.92% | Q3 2026 | Oct 19, 2026 |
| GUGGENHEIM CAPITAL LLC | History | No change | 102,023 | 1,050 | 0.01% | 0.01% | 31 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| HOURGLASS CAPITAL, LLC | History | Reduced | 105,937 | 1,030 | 0.21% | 0.22% | 32 | -2,443 | -2.25% | Q3 2026 | Oct 23, 2026 |
| Capital Investment Advisors, LLC | History | Reduced | 94,737 | 921 | 0.01% | 0.01% | 33 | -4,043 | -4.09% | Q3 2026 | Oct 22, 2026 |
| FCA CORP /TX | History | No change | 88,747 | 914 | 0.23% | 0.23% | 34 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| FOUNDERS FINANCIAL SECURITIES LLC | History | Reduced | 90,513 | 880 | 0.04% | 0.05% | 35 | -712 | -0.78% | Q3 2026 | Oct 28, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 76,813 | 791 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Anchor Capital Management Group Inc | History | No change | 80,000 | 778 | 0.66% | 0.57% | 37 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 73,990 | 759 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Quad-Cities Investment Group, LLC | History | Added to | 76,382 | 743 | 0.27% | 0.28% | 39 | +466 | 0.61% | Q3 2026 | Oct 15, 2026 |
| UBS Group AG | History | No change | 70,736 | 728 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | No change | 68,986 | 710 | 0.03% | 0.03% | 41 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sowa Financial Group, Inc. | History | Reduced | 72,396 | 704 | 0.31% | 0.38% | 42 | -6,816 | -8.6% | Q3 2026 | Oct 26, 2026 |
| 1607 Capital Partners, LLC | History | No change | 67,619 | 696 | 0.06% | 0.06% | 43 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| SHUFRO ROSE & CO LLC | History | No change | 66,350 | 683 | 0.04% | 0.04% | 44 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| UHLMANN PRICE SECURITIES, LLC | History | Added to | 69,410 | 675 | 0.04% | 0.03% | 45 | +3,931 | 6.0% | Q3 2026 | Nov 03, 2026 |
| Abundance Wealth Counselors | History | Added to | 67,129 | 653 | 0.09% | 0.08% | 46 | +10,773 | 19.12% | Q3 2026 | Oct 26, 2026 |
| Maridea Wealth Management LLC | History | No change | 61,489 | 633 | 0.07% | 0.07% | 47 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Avail Investment Partners, LLC | History | Added to | 63,136 | 614 | 0.45% | 0.41% | 48 | +11,263 | 21.71% | Q3 2026 | Oct 16, 2026 |
| Everstar Asset Management, LLC | History | No change | 57,988 | 597 | 0.29% | 0.29% | 49 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| XTX Topco Ltd | History | No change | 54,289 | 559 | 0.01% | 0.01% | 50 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 56,465 | 549 | 0.01% | 0.01% | 51 | -3,081 | -5.17% | Q3 2026 | Oct 26, 2026 |
| Kaizen Financial Strategies | History | Reduced | 53,406 | 519 | 0.2% | 0.18% | 52 | -25 | -0.05% | Q3 2026 | Oct 09, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | No change | 49,812 | 513 | 0.02% | 0.02% | 53 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 49,361 | 508 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| INVESTED ADVISORS | History | Added to | 50,525 | 491 | 0.42% | 0.44% | 55 | +1,738 | 3.56% | Q3 2026 | Oct 23, 2026 |
| SAX WEALTH ADVISORS, LLC | History | Added to | 49,382 | 480 | 0.01% | 0.02% | 56 | +44 | 0.09% | Q3 2026 | Oct 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 45,774 | 471 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Marex Group Ltd | History | No change | 44,934 | 462 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | No change | 47,082 | 458 | 0.04% | 0.05% | 59 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 43,577 | 448 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| HighTower Advisors, LLC | History | No change | 40,232 | 414 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 41,101 | 400 | 0.0% | 0.0% | 62 | -560 | -1.34% | Q3 2026 | Nov 02, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 41,089 | 399 | 0.0% | 0.0% | 63 | -930 | -2.21% | Q3 2026 | Nov 02, 2026 |
| Global Retirement Partners, LLC | History | No change | 38,645 | 398 | 0.01% | 0.01% | 64 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Vanguard Capital Wealth Advisors | History | No change | 40,000 | 389 | 0.27% | 0.28% | 65 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Concurrent Investment Advisors, LLC | History | Reduced | 39,554 | 384 | 0.0% | 0.0% | 66 | -7,700 | -16.29% | Q3 2026 | Oct 16, 2026 |
| JANE STREET GROUP, LLC | History | No change | 34,276 | 353 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WEALTHGARDEN F.S. LLC | History | No change | 33,033 | 340 | 0.19% | 0.19% | 68 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Procyon Advisors, LLC | History | Reduced | 32,670 | 317 | 0.01% | 0.01% | 69 | -300 | -0.91% | Q3 2026 | Oct 21, 2026 |
| Sound Income Strategies, LLC | History | Reduced | 32,223 | 306 | 0.01% | 0.02% | 70 | -1,107 | -3.32% | Q3 2026 | Oct 09, 2026 |
| Quarry LP | History | No change | 27,939 | 287 | 0.02% | 0.02% | 71 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| US BANCORP \DE\ | History | Added to | 28,988 | 282 | 0.0% | 0.0% | 72 | +18,861 | 186.24% | Q3 2026 | Nov 05, 2026 |
| Janney Montgomery Scott LLC | History | No change | 27,162 | 280 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| NWAM LLC | History | No change | 26,832 | 276 | 0.01% | 0.01% | 74 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 26,470 | 272 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| NOMURA HOLDINGS INC | History | No change | 25,000 | 257 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 24,541 | 238 | 0.0% | 0.0% | 77 | -13,665 | -35.77% | Q3 2026 | Oct 08, 2026 |
| Clear Street Group Inc. | History | No change | 22,361 | 230 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CHOREO, LLC | History | Reduced | 23,068 | 224 | 0.0% | 0.0% | 79 | -2,896 | -11.15% | Q3 2026 | Oct 28, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 23,062 | 219 | 0.0% | 0.0% | 80 | +4,825 | 26.46% | Q3 2026 | Oct 13, 2026 |
| King Wealth Management Group | History | No change | 21,000 | 216 | 0.02% | 0.02% | 81 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| SOA Wealth Advisors, LLC. | History | No change | 20,870 | 214 | 0.04% | 0.04% | 82 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| NewEdge Advisors, LLC | History | No change | 20,743 | 213 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| HUB Investment Partners, LLC | History | New | 21,529 | 209 | 0.0% | — | 84 | +21,529 | New | Q3 2026 | Nov 03, 2026 |
| Kovack Advisors, Inc. | History | No change | 20,073 | 206 | 0.01% | 0.01% | 85 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| NorthStar Asset Management LLC /NJ/ | History | No change | 19,198 | 197 | 0.08% | 0.08% | 86 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Private Advisor Group, LLC | History | No change | 18,234 | 187 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 18,021 | 185 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| StoneX Group Inc. | History | New | 17,168 | 172 | 0.01% | — | 90 | +17,168 | New | Q3 2026 | Nov 03, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 16,787 | 172 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 16,447 | 169 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| Composition Wealth, LLC | History | No change | 16,264 | 167 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Southland Equity Partners LLC | History | No change | 16,514 | 160 | 0.03% | 0.03% | 93 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Argyle Capital Partners, LLC | History | No change | 16,157 | 157 | 0.1% | 0.1% | 94 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| BFC Planning, Inc. | History | No change | 14,211 | 146 | 0.01% | 0.01% | 95 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| Integris Wealth Management, LLC | History | No change | 15,000 | 145 | 0.03% | 0.03% | 96 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Mariner, LLC | History | No change | 13,538 | 139 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Nemes Rush Group LLC | History | No change | 14,097 | 137 | 0.01% | 0.01% | 98 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Clearstead Advisors, LLC | History | No change | 13,202 | 135 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| PARK AVENUE SECURITIES LLC | History | Added to | 13,521 | 132 | 0.0% | 0.0% | 100 | +810 | 6.37% | Q3 2026 | Oct 26, 2026 |
| HRT FINANCIAL LP | History | No change | 12,907 | 132 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Merit Financial Group, LLC | History | No change | 12,681 | 130 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| CULLEN/FROST BANKERS, INC. | History | No change | 13,000 | 126 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 12,473 | 121 | 0.0% | 0.0% | 104 | +18 | 0.14% | Q3 2026 | Nov 05, 2026 |
| Gilman Hill Asset Management, LLC | History | No change | 12,500 | 121 | 0.02% | 0.02% | 105 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| ACCREDITED INVESTOR SERVICES, LLC | History | Added to | 12,326 | 119 | 0.07% | 0.06% | 106 | +1,559 | 14.48% | Q3 2026 | Oct 22, 2026 |
| Sowell Financial Services LLC | History | Reduced | 12,068 | 117 | 0.0% | 0.0% | 107 | -809 | -6.28% | Q3 2026 | Oct 23, 2026 |
| Forum Financial Management, LP | History | No change | 12,058 | 117 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| CWS Financial Advisors, LLC | History | No change | 11,955 | 116 | 0.03% | 0.03% | 109 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| MAI Capital Management | History | No change | 11,077 | 114 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 10,971 | 113 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| PFG Investments, LLC | History | No change | 10,384 | 106 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| PKS Advisory Services, LLC | History | No change | 10,115 | 104 | 0.02% | 0.02% | 113 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| Stonebridge Financial Group, LLC/CA | History | No change | 10,105 | 104 | 0.01% | 0.01% | 114 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PW Nova Financial Services LLC | History | No change | 10,315 | 100 | 0.02% | 0.02% | 115 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 8,185 | 84 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | History | No change | 7,896 | 81 | 0.01% | 0.01% | 117 | 0 | 0.0% | Q2 2026 | Oct 30, 2026 |
| IFP Advisors, Inc | History | No change | 7,610 | 74 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Reduced | 6,026 | 58 | 0.01% | 0.01% | 119 | -290 | -4.59% | Q3 2026 | Oct 27, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 4,653 | 47 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WPG Advisers, LLC | History | Added to | 2,891 | 28 | 0.02% | 0.02% | 121 | +361 | 14.27% | Q3 2026 | Oct 27, 2026 |
| FIFTH THIRD BANCORP | History | Added to | 2,863 | 27 | 0.0% | 0.0% | 122 | +136 | 4.99% | Q3 2026 | Nov 05, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 2,046 | 21 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| Larson Financial Group LLC | History | No change | 2,076 | 20 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| EASTERN BANK | History | New | 1,723 | 16 | 0.0% | — | 125 | +1,723 | New | Q3 2026 | Oct 05, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 1,400 | 14 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| United Community Bank | History | New | 1,347 | 13 | 0.0% | — | 127 | +1,347 | New | Q3 2026 | Oct 28, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | No change | 1,253 | 12 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Luken Investment Analytics, LLC | History | No change | 1,000 | 10 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| SHP Wealth Management | History | No change | 1,000 | 10 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Cassaday & Co Wealth Management LLC | History | New | 970 | 9 | 0.0% | — | 133 | +970 | New | Q3 2026 | Oct 27, 2026 |
| TRUST CO OF VERMONT | History | No change | 1,000 | 9 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Robbins Farley | History | No change | 1,000 | 9 | 0.0% | 0.0% | 132 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Financial Gravity Companies, Inc. | History | No change | 840 | 8 | 0.0% | 0.0% | 134 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Ascentis Independent Advisors | History | New | 800 | 7 | 0.0% | — | 136 | +800 | New | Q3 2026 | Nov 03, 2026 |
| Spire Wealth Management | History | No change | 800 | 7 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Signature Resources Capital Management, LLC | History | New | 700 | 6 | 0.0% | — | 138 | +700 | New | Q3 2026 | Oct 16, 2026 |
| Arax Advisory Partners | History | No change | 583 | 6 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| WOLFF WIESE MAGANA LLC | History | New | 608 | 5 | 0.0% | — | 140 | +608 | New | Q3 2026 | Oct 15, 2026 |
| PRIVATE TRUST CO NA | History | No change | 549 | 5 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| BOYD WATTERSON ASSET MANAGEMENT LLC/OH | History | No change | 350 | 3 | 0.0% | 0.0% | 141 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Daytona Street Capital LLC | History | No change | 400 | 3 | 0.0% | 0.0% | 142 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Centerpoint Advisors, LLC | History | New | 175 | 2 | 0.0% | — | 144 | +175 | New | Q3 2026 | Nov 05, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 270 | 2 | 0.0% | 0.0% | 143 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| N.E.W. Advisory Services LLC | History | No change | 144 | 1 | 0.0% | 0.0% | 145 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| TOUNJIAN ADVISORY PARTNERS, LLC | History | No change | 120 | 1 | 0.0% | 0.0% | 146 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Brick & Kyle, Associates | History | Closed out | 0 | 0 | — | 0.09% | — | -26,450 | -100.0% | Q3 2026 | Nov 05, 2026 |
| Indivisible Partners | History | Closed out | 0 | 0 | — | 0.01% | — | -19,611 | -100.0% | Q3 2026 | Oct 26, 2026 |
| Abacus Planning Group, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -13,000 | -100.0% | Q3 2026 | Oct 30, 2026 |
| JFS WEALTH ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -188 | -100.0% | Q3 2026 | Nov 03, 2026 |
| NBT BANK, N.A. | History | Closed out | 0 | 0 | — | 0.0% | — | -175 | -100.0% | Q3 2026 | Oct 21, 2026 |
| TSFG, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -171 | -100.0% | Q3 2026 | Oct 23, 2026 |
| WEST PACES ADVISORS INC. | History | New | 56 | 0 | — | — | — | +56 | New | Q3 2026 | Oct 13, 2026 |
| JPMORGAN CHASE & CO | History | No change | 13 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ASSETMARK, INC | History | No change | 44 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Allworth Financial LP | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 25 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Fourth Dimension Wealth, LLC | History | No change | 9 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |