BlackRock Resources & Commodities Strategy Trust - BCX
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 3,951,148 | 44,687 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 3,913,997 | 44,267 | 0.01% | 0.01% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LAZARD ASSET MANAGEMENT LLC | History | No change | 2,946,944 | 33,329 | 0.05% | 0.05% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| 180 WEALTH ADVISORS, LLC | History | Reduced | 1,077,053 | 12,784 | 1.23% | 1.23% | 4 | -9,136 | -0.84% | Q3 2026 | Nov 03, 2026 |
| LPL Financial LLC | History | Added to | 1,049,017 | 12,451 | 0.0% | 0.0% | 5 | +108,775 | 11.57% | Q3 2026 | Nov 06, 2026 |
| Invesco Ltd. | History | No change | 914,314 | 10,340 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | No change | 807,450 | 9,133 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 791,694 | 8,954 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 737,411 | 8,342 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Allspring Global Investments Holdings, LLC | History | Reduced | 615,426 | 7,305 | 0.01% | 0.01% | 10 | -13,985 | -2.22% | Q3 2026 | Nov 04, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 565,721 | 6,398 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 449,019 | 5,329 | 0.01% | 0.01% | 12 | -1,856 | -0.41% | Q3 2026 | Nov 02, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 328,470 | 3,714 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Intellectus Partners, LLC | History | No change | 306,015 | 3,461 | 0.6% | 0.6% | 14 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 274,377 | 3,256 | 0.03% | 0.03% | 15 | -3,415 | -1.23% | Q3 2026 | Oct 26, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 244,564 | 2,766 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | No change | 238,622 | 2,698 | 0.83% | 0.83% | 17 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Canal Insurance CO | History | No change | 204,174 | 2,424 | 0.57% | 0.51% | 18 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| TRANSCEND CAPITAL ADVISORS, LLC | History | No change | 210,078 | 2,375 | 0.16% | 0.16% | 19 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 193,969 | 2,193 | 0.01% | 0.01% | 20 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| UBS Group AG | History | No change | 181,888 | 2,057 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | Added to | 138,480 | 1,643 | 0.11% | 0.08% | 22 | +24,261 | 21.24% | Q3 2026 | Oct 30, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 133,108 | 1,579 | 0.0% | 0.0% | 23 | +87,459 | 191.59% | Q3 2026 | Nov 02, 2026 |
| Advisors Asset Management, Inc. | History | No change | 135,384 | 1,531 | 0.02% | 0.02% | 24 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GUGGENHEIM CAPITAL LLC | History | No change | 131,352 | 1,485 | 0.01% | 0.01% | 25 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Creative Planning | History | Reduced | 122,252 | 1,451 | 0.0% | 0.0% | 26 | -3,677 | -2.92% | Q3 2026 | Nov 02, 2026 |
| INGALLS & SNYDER LLC | History | No change | 105,850 | 1,197 | 0.03% | 0.03% | 27 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TTP Investments, Inc. | History | Reduced | 97,235 | 1,154 | 0.46% | 0.48% | 28 | -6,939 | -6.66% | Q3 2026 | Oct 30, 2026 |
| 44 WEALTH MANAGEMENT LLC | History | No change | 101,653 | 1,149 | 0.38% | 0.38% | 29 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Z3 Capital Partners, LLC | History | No change | 93,781 | 1,060 | 0.22% | 0.22% | 30 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 84,015 | 997 | 0.01% | 0.01% | 31 | +1,191 | 1.44% | Q3 2026 | Oct 08, 2026 |
| Basecamp Wealth Advisors LLC | History | No change | 86,764 | 981 | 0.18% | 0.18% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | No change | 85,173 | 963 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Private Advisor Group, LLC | History | No change | 74,593 | 843 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Stolper Co | History | Reduced | 70,899 | 842 | 0.22% | 0.21% | 35 | -1,990 | -2.73% | Q3 2026 | Oct 13, 2026 |
| RB Capital Management, LLC | History | No change | 70,937 | 802 | 0.16% | 0.16% | 36 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| AlphaCore Capital LLC | History | Reduced | 66,520 | 789 | 0.01% | 0.01% | 37 | -2,236 | -3.25% | Q3 2026 | Nov 04, 2026 |
| NewEdge Advisors, LLC | History | No change | 64,896 | 733 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Mariner, LLC | History | No change | 64,511 | 729 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FIRST TRUST ADVISORS LP | History | No change | 64,292 | 727 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Added to | 58,934 | 699 | 0.03% | 0.03% | 41 | +1,123 | 1.94% | Q3 2026 | Nov 05, 2026 |
| Pasadena Private Wealth, LLC | History | No change | 58,772 | 664 | 0.08% | 0.08% | 42 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 52,928 | 625 | 0.04% | 0.04% | 43 | +50 | 0.09% | Q3 2026 | Nov 02, 2026 |
| MONECO ADVISORS, LLC | History | Added to | 50,515 | 599 | 0.03% | 0.03% | 44 | +386 | 0.77% | Q3 2026 | Nov 05, 2026 |
| Triumph Capital Management | History | Added to | 48,813 | 579 | 0.1% | 0.09% | 45 | +2,764 | 6.0% | Q3 2026 | Oct 14, 2026 |
| Abel Hall, LLC | History | No change | 48,000 | 569 | 0.1% | 0.09% | 46 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| Waverly Advisors, LLC | History | No change | 46,809 | 529 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | No change | 45,975 | 519 | 0.03% | 0.03% | 48 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 41,863 | 497 | 0.0% | 0.0% | 49 | -621 | -1.46% | Q3 2026 | Nov 02, 2026 |
| Cypress Capital Management LLC (WY) | History | No change | 40,275 | 478 | 0.38% | 0.38% | 50 | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 40,231 | 477 | 0.01% | 0.01% | 51 | +373 | 0.94% | Q3 2026 | Nov 05, 2026 |
| &PARTNERS | History | No change | 39,512 | 446 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FIDUCIARY FINANCIAL GROUP, LLC | History | Reduced | 36,535 | 433 | 0.05% | 0.05% | 53 | -152 | -0.41% | Q3 2026 | Oct 13, 2026 |
| XTX Topco Ltd | History | No change | 37,927 | 428 | 0.01% | 0.01% | 54 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Janney Montgomery Scott LLC | History | No change | 35,901 | 406 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 33,377 | 396 | 0.01% | 0.01% | 56 | +249 | 0.75% | Q3 2026 | Oct 13, 2026 |
| PRINCIPAL SECURITIES, INC. | History | No change | 34,250 | 387 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| HighTower Advisors, LLC | History | No change | 33,047 | 373 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Huntleigh Advisors, Inc. | History | Reduced | 30,096 | 357 | 0.05% | 0.05% | 59 | -739 | -2.4% | Q3 2026 | Nov 03, 2026 |
| Investment Partners Asset Management, Inc. | History | Added to | 29,973 | 355 | 0.19% | 0.19% | 60 | +40 | 0.13% | Q3 2026 | Oct 08, 2026 |
| Samalin Investment Counsel, LLC | History | Reduced | 27,269 | 323 | 0.1% | 0.15% | 61 | -15,828 | -36.73% | Q3 2026 | Oct 23, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 26,009 | 310 | 0.0% | 0.0% | 62 | -2,291 | -8.1% | Q3 2026 | Oct 13, 2026 |
| DECISION INVESTMENTS, INC | History | No change | 25,926 | 307 | 0.28% | 0.27% | 63 | 0 | 0.0% | Q3 2026 | Oct 07, 2026 |
| JANE STREET GROUP, LLC | History | No change | 25,918 | 293 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Closed-End Fund Advisors, Inc. | History | Reduced | 24,618 | 292 | 0.3% | 0.27% | 65 | -141 | -0.57% | Q3 2026 | Nov 04, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 24,264 | 288 | 0.0% | 0.01% | 66 | -3,612 | -12.96% | Q3 2026 | Oct 28, 2026 |
| FIFTH THIRD BANCORP | History | Added to | 23,946 | 284 | 0.0% | 0.0% | 67 | +198 | 0.83% | Q3 2026 | Nov 05, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 23,539 | 279 | 0.01% | 0.01% | 68 | -480 | -2.0% | Q3 2026 | Oct 08, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 24,400 | 275 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| STEPHENS INC /AR/ | History | No change | 22,517 | 254 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| CITIZENS FINANCIAL GROUP INC/RI | History | No change | 20,989 | 249 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Alessandra Capital Management, LLC | History | Added to | 20,400 | 242 | 0.17% | 0.14% | 72 | +3,200 | 18.6% | Q3 2026 | Oct 30, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Reduced | 20,352 | 241 | 0.01% | 0.01% | 73 | -1,467 | -6.72% | Q3 2026 | Nov 06, 2026 |
| Global Retirement Partners, LLC | History | No change | 21,076 | 238 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Leisure Capital Management | History | No change | 20,000 | 237 | 0.07% | 0.07% | 75 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| PARK AVENUE SECURITIES LLC | History | Added to | 19,857 | 236 | 0.0% | 0.0% | 76 | +538 | 2.78% | Q3 2026 | Oct 26, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 20,012 | 226 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| CITADEL ADVISORS LLC | History | No change | 19,366 | 219 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| M&T BANK CORP | History | No change | 18,000 | 203 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 16,324 | 184 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Creekside Partners | History | Added to | 15,403 | 182 | 0.07% | 0.06% | 82 | +257 | 1.7% | Q3 2026 | Nov 04, 2026 |
| GWN SECURITIES INC. | History | No change | 16,169 | 182 | 0.03% | 0.03% | 81 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| CHOREO, LLC | History | Reduced | 15,086 | 179 | 0.0% | 0.0% | 83 | -6,173 | -29.04% | Q3 2026 | Oct 28, 2026 |
| Sage Capital Advisors,llc | History | New | 15,000 | 178 | 0.04% | — | 84 | +15,000 | New | Q3 2026 | Oct 13, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 14,726 | 174 | 0.01% | 0.01% | 85 | +38 | 0.26% | Q3 2026 | Nov 04, 2026 |
| Orcam Financial Group | History | No change | 15,196 | 171 | 0.08% | 0.08% | 86 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| San Luis Wealth Advisors LLC | History | No change | 14,293 | 169 | 0.02% | 0.02% | 87 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| SEI INVESTMENTS CO | History | No change | 14,372 | 162 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Stockman Wealth Management, Inc. | History | No change | 13,595 | 161 | 0.02% | 0.02% | 89 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Merit Financial Group, LLC | History | Reduced | 13,511 | 160 | 0.0% | 0.0% | 90 | -899 | -6.24% | Q3 2026 | Nov 06, 2026 |
| MAGNOLIA CAPITAL ADVISORS LLC | History | No change | 14,070 | 159 | 0.03% | 0.03% | 91 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | History | No change | 13,238 | 149 | 0.02% | 0.02% | 92 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| UHLMANN PRICE SECURITIES, LLC | History | Added to | 12,354 | 146 | 0.01% | 0.0% | 93 | +702 | 6.02% | Q3 2026 | Nov 03, 2026 |
| Geneos Wealth Management Inc. | History | Added to | 11,964 | 142 | 0.0% | 0.0% | 94 | +11,322 | 1763.55% | Q3 2026 | Nov 09, 2026 |
| Live Oak Private Wealth LLC | History | No change | 11,709 | 138 | 0.02% | 0.02% | 95 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | No change | 11,963 | 135 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Post Resch Tallon Group Inc. | History | No change | 11,275 | 133 | 0.09% | 0.09% | 97 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | New | 11,137 | 132 | 0.01% | — | 98 | +11,137 | New | Q3 2026 | Oct 23, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 11,106 | 131 | 0.0% | 0.0% | 99 | -3,016 | -21.36% | Q3 2026 | Nov 06, 2026 |
| Virtu Financial LLC | History | No change | 10,930 | 124 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 10,765 | 121 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| WEDBUSH SECURITIES INC | History | New | 10,050 | 119 | 0.0% | — | 102 | +10,050 | New | Q3 2026 | Oct 22, 2026 |
| Trust Point Inc. | History | New | 10,000 | 118 | 0.01% | — | 104 | +10,000 | New | Q3 2026 | Oct 27, 2026 |
| Strategic Advisors LLC | History | No change | 10,000 | 118 | 0.02% | 0.02% | 103 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | New | 6,835 | 81 | 0.0% | — | 105 | +6,835 | New | Q3 2026 | Nov 02, 2026 |
| Allworth Financial LP | History | No change | 5,700 | 64 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q3 2026 | Nov 06, 2026 |
| Arax Advisory Partners | History | No change | 4,933 | 55 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 4,345 | 51 | 0.0% | 0.0% | 108 | -454 | -9.46% | Q3 2026 | Nov 09, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Reduced | 4,284 | 50 | 0.0% | 0.01% | 109 | -781 | -15.42% | Q3 2026 | Oct 27, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 3,809 | 45 | 0.0% | 0.0% | 110 | +660 | 20.96% | Q3 2026 | Nov 06, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | No change | 3,644 | 43 | 0.02% | 0.02% | 111 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Reduced | 3,545 | 42 | 0.0% | 0.01% | 112 | -4,400 | -55.38% | Q3 2026 | Oct 29, 2026 |
| Advocate Investing Services LLC | History | No change | 3,200 | 37 | 0.03% | 0.03% | 113 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| Farmers & Merchants Trust Co of Chambersburg PA | History | No change | 3,000 | 36 | 0.01% | 0.01% | 114 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Rossby Financial, LCC | History | New | 2,977 | 35 | 0.01% | — | 115 | +2,977 | New | Q3 2026 | Nov 05, 2026 |
| IFP Advisors, Inc | History | Added to | 2,890 | 34 | 0.0% | 0.0% | 116 | +37 | 1.3% | Q3 2026 | Oct 16, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 2,912 | 32 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 2,576 | 29 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 2,532 | 28 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Allied Private Wealth LLC | History | No change | 2,412 | 27 | 0.02% | 0.02% | 120 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| WPG Advisers, LLC | History | Reduced | 2,150 | 25 | 0.01% | 0.01% | 122 | -80 | -3.59% | Q3 2026 | Oct 27, 2026 |
| Lloyd Advisory Services, LLC. | History | Added to | 2,120 | 25 | 0.01% | 0.01% | 121 | +36 | 1.73% | Q3 2026 | Nov 02, 2026 |
| SOA Wealth Advisors, LLC. | History | No change | 1,928 | 21 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Spire Wealth Management | History | Added to | 1,590 | 18 | 0.0% | 0.0% | 124 | +27 | 1.73% | Q3 2026 | Oct 30, 2026 |
| LANARK FINANCIAL, INC. | History | Added to | 1,485 | 17 | 0.0% | 0.0% | 125 | +25 | 1.71% | Q3 2026 | Oct 26, 2026 |
| Wilmington Savings Fund Society, FSB | History | No change | 1,248 | 14 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Aventura Private Wealth, LLC | History | No change | 1,170 | 13 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| EASTERN BANK | History | New | 1,000 | 11 | 0.0% | — | 130 | +1,000 | New | Q3 2026 | Oct 05, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 1,000 | 11 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| BFC Planning, Inc. | History | No change | 1,000 | 11 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| Bradley & Co. Private Wealth Management, LLC | History | No change | 848 | 10 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| BlackRock, Inc. | History | No change | 781 | 8 | 0.0% | 0.0% | 132 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 632 | 7 | 0.0% | 0.0% | 133 | -115 | -15.39% | Q3 2026 | Nov 06, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 497 | 5 | 0.0% | 0.0% | 134 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Root Financial Partners, LLC | History | New | 334 | 3 | 0.0% | — | 135 | +334 | New | Q3 2026 | Oct 21, 2026 |
| BAYBAN | History | No change | 264 | 2 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| ASSETMARK, INC | History | No change | 141 | 1 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Calamos Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -53,857 | -100.0% | Q3 2026 | Nov 02, 2026 |
| Moors & Cabot, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,205 | -100.0% | Q3 2026 | Nov 06, 2026 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -3,815 | -100.0% | Q3 2026 | Oct 15, 2026 |
| Institute for Wealth Management, LLC. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,100 | -100.0% | Q3 2026 | Nov 06, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -250 | -100.0% | Q3 2026 | Oct 19, 2026 |
| Laurel Wealth Advisors LLC | History | New | 28 | 0 | — | — | — | +28 | New | Q3 2026 | Oct 27, 2026 |
| Blue Trust, Inc. | History | New | 2 | 0 | — | — | — | +2 | New | Q3 2026 | Oct 15, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 15 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| HighMark Wealth Management LLC | History | No change | 53 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Tidemark, LLC | History | No change | 64 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |