CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND - CHI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | History | Added to | 2,484,015 | 26,032 | 0.0% | 0.0% | 1 | +89,537 | 3.74% | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Added to | 2,187,784 | 22,927 | 0.0% | 0.0% | 2 | +150,988 | 7.41% | Q4 2025 | Jan 29, 2026 |
| MORGAN STANLEY | History | Reduced | 1,396,889 | 14,639 | 0.0% | 0.0% | 3 | -35,761 | -2.5% | Q4 2025 | Feb 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 1,346,815 | 14,114 | 0.0% | 0.0% | 4 | -34,671 | -2.51% | Q4 2025 | Feb 13, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 1,045,470 | 10,956 | 0.07% | 0.07% | 5 | +21,089 | 2.06% | Q4 2025 | Jan 29, 2026 |
| LPL Financial LLC | History | Added to | 729,256 | 7,642 | 0.0% | 0.0% | 6 | +23,035 | 3.26% | Q4 2025 | Feb 11, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 694,810 | 7,281 | 0.05% | 0.05% | 7 | +52,384 | 8.15% | Q4 2025 | Feb 17, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 659,365 | 6,910 | 0.0% | 0.0% | 8 | +24,551 | 3.87% | Q4 2025 | Feb 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 554,988 | 5,816 | 0.01% | 0.01% | 9 | +13,362 | 2.47% | Q4 2025 | Feb 12, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 543,001 | 5,690 | 0.01% | 0.01% | 10 | -17,672 | -3.15% | Q4 2025 | Feb 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 322,265 | 3,377 | 0.0% | 0.0% | 11 | -14,498 | -4.31% | Q4 2025 | Feb 18, 2026 |
| Grange Capital, LLC | History | Reduced | 309,537 | 3,243 | 3.11% | 3.3% | 12 | -7,059 | -2.23% | Q4 2025 | Feb 03, 2026 |
| Marathon Strategic Advisors, LLC | History | Added to | 276,926 | 2,902 | 2.22% | 2.31% | 13 | +9,264 | 3.46% | Q4 2025 | Feb 11, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 239,497 | 2,509 | 0.05% | 0.06% | 14 | +2,327 | 0.98% | Q4 2025 | Feb 09, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 226,592 | 2,374 | 0.04% | 0.01% | 15 | +168,527 | 290.24% | Q4 2025 | Feb 12, 2026 |
| ROYAL BANK OF CANADA | History | New | 218,299 | 2,288 | 0.0% | — | 16 | +218,299 | New | Q4 2025 | Feb 17, 2026 |
| Creekside Partners | History | Reduced | 217,819 | 2,282 | 0.96% | 1.13% | 17 | -20,860 | -8.74% | Q4 2025 | Feb 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 216,092 | 2,264 | 0.0% | 0.0% | 18 | -11,303 | -4.97% | Q4 2025 | Feb 17, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 214,803 | 2,251 | 0.03% | 0.03% | 19 | +23,175 | 12.09% | Q4 2025 | Feb 02, 2026 |
| Cetera Investment Advisers | History | Reduced | 212,666 | 2,228 | 0.0% | 0.0% | 20 | -20,858 | -8.93% | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 181,085 | 1,898 | 0.01% | 0.0% | 21 | +19,845 | 12.31% | Q4 2025 | Feb 05, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 149,847 | 1,570 | 0.0% | 0.0% | 22 | -4,328 | -2.81% | Q4 2025 | Mar 16, 2026 |
| Focus Partners Wealth | History | Added to | 143,225 | 1,500 | 0.0% | 0.0% | 23 | +13,475 | 10.39% | Q4 2025 | Feb 13, 2026 |
| Everstar Asset Management, LLC | History | Reduced | 117,953 | 1,236 | 0.66% | 0.74% | 24 | -2,405 | -2.0% | Q4 2025 | Feb 05, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 112,860 | 1,182 | 0.02% | 0.03% | 25 | -36,271 | -24.32% | Q4 2025 | Jan 22, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 103,066 | 1,080 | 0.0% | 0.01% | 26 | -16,403 | -13.73% | Q4 2025 | Feb 18, 2026 |
| KFA Private Wealth Group, LLC | History | Reduced | 95,882 | 1,004 | 0.24% | 0.31% | 27 | -4,728 | -4.7% | Q4 2025 | Jan 07, 2026 |
| PMG Family Office LLC | History | Reduced | 95,348 | 999 | 1.15% | 1.29% | 28 | -11,474 | -10.74% | Q4 2025 | Jan 28, 2026 |
| COMERICA BANK | History | Added to | 79,205 | 830 | 0.0% | 0.0% | 29 | +26,222 | 49.49% | Q4 2025 | Jan 29, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 74,297 | 778 | 0.0% | 0.0% | 30 | +37,115 | 99.82% | Q4 2025 | Feb 13, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 72,036 | 755 | 0.0% | 0.0% | 31 | +6,150 | 9.33% | Q4 2025 | Feb 11, 2026 |
| Total Wealth Planning & Management, Inc. | History | New | 71,436 | 748 | 0.55% | — | 32 | +71,436 | New | Q4 2025 | Feb 11, 2026 |
| IHT Wealth Management, LLC | History | Added to | 69,075 | 723 | 0.02% | 0.01% | 33 | +27,395 | 65.73% | Q4 2025 | Feb 17, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 66,022 | 721 | 0.0% | 0.0% | 34 | +7,998 | 13.78% | Q4 2025 | Jan 08, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Reduced | 68,264 | 715 | 0.05% | 0.1% | 35 | -77,879 | -53.29% | Q4 2025 | Feb 13, 2026 |
| Samalin Investment Counsel, LLC | History | Added to | 67,706 | 709 | 0.25% | 0.21% | 36 | +12,074 | 21.7% | Q4 2025 | Jan 30, 2026 |
| Institute for Wealth Management, LLC. | History | Reduced | 58,696 | 615 | 0.07% | 0.07% | 37 | -3,210 | -5.19% | Q4 2025 | Jan 27, 2026 |
| Legacy Wealth Management, LLC / MS | History | Added to | 54,753 | 573 | 0.15% | 0.18% | 38 | +190 | 0.35% | Q4 2025 | Jan 05, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 52,303 | 548 | 0.0% | — | 39 | +52,303 | New | Q4 2025 | Feb 17, 2026 |
| SAM Advisors, LLC | History | Added to | 50,967 | 534 | 0.17% | 0.17% | 40 | +1,835 | 3.73% | Q4 2025 | Feb 12, 2026 |
| SEI INVESTMENTS CO | History | Reduced | 47,018 | 492 | 0.0% | 0.0% | 41 | -1,969 | -4.02% | Q4 2025 | Feb 13, 2026 |
| GREENBERG FINANCIAL GROUP | History | New | 45,685 | 478 | 0.2% | — | 42 | +45,685 | New | Q4 2025 | Jan 22, 2026 |
| NORTHERN TRUST CORP | History | Added to | 44,564 | 467 | 0.0% | 0.0% | 43 | +1,170 | 2.7% | Q4 2025 | Feb 17, 2026 |
| &PARTNERS | History | Added to | 44,237 | 463 | 0.0% | 0.0% | 44 | +7,257 | 19.62% | Q4 2025 | Feb 17, 2026 |
| Arax Advisory Partners | History | Added to | 41,673 | 436 | 0.01% | 0.01% | 45 | +3,819 | 10.09% | Q4 2025 | Feb 13, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Reduced | 40,920 | 428 | 0.0% | 0.0% | 46 | -1,156 | -2.75% | Q4 2025 | Feb 17, 2026 |
| Geneos Wealth Management Inc. | History | No change | 38,474 | 403 | 0.01% | 0.01% | 47 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| CreativeOne Wealth, LLC | History | Reduced | 37,838 | 396 | 0.01% | 0.01% | 48 | -1,500 | -3.81% | Q4 2025 | Feb 13, 2026 |
| DUMONT & BLAKE INVESTMENT ADVISORS LLC | History | Added to | 37,098 | 389 | 0.09% | 0.08% | 49 | +6,813 | 22.5% | Q4 2025 | Jan 29, 2026 |
| STEPHENS INC /AR/ | History | No change | 35,540 | 372 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| E&G Advisors, LP | History | Reduced | 35,002 | 366 | 0.08% | 0.09% | 51 | -400 | -1.13% | Q4 2025 | Jan 23, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 33,663 | 352 | 0.0% | 0.0% | 52 | +481 | 1.45% | Q4 2025 | Feb 02, 2026 |
| CENTRAL TRUST Co | History | Reduced | 33,400 | 350 | 0.01% | 0.01% | 53 | -880 | -2.57% | Q4 2025 | Feb 02, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 31,523 | 330 | 0.0% | 0.0% | 54 | +1,281 | 4.24% | Q4 2025 | Jan 20, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 31,343 | 328 | 0.0% | 0.02% | 55 | -251,214 | -88.91% | Q4 2025 | Feb 02, 2026 |
| Jaffetilchin Investment Partners, LLC | History | Added to | 31,029 | 325 | 0.02% | 0.01% | 56 | +9,504 | 44.15% | Q4 2025 | Jan 15, 2026 |
| Sigma Planning Corp | History | Reduced | 30,277 | 317 | 0.01% | 0.01% | 57 | -4,334 | -12.52% | Q4 2025 | Jan 30, 2026 |
| HighTower Advisors, LLC | History | Reduced | 30,121 | 315 | 0.0% | 0.0% | 58 | -7,680 | -20.32% | Q4 2025 | Feb 06, 2026 |
| DF DENT & CO INC | History | No change | 29,418 | 308 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Patten Group, Inc. | History | Reduced | 29,246 | 306 | 0.06% | 0.08% | 60 | -9,157 | -23.84% | Q4 2025 | Jan 23, 2026 |
| Mutual Advisors, LLC | History | Added to | 29,161 | 305 | 0.01% | 0.0% | 62 | +12,647 | 76.58% | Q4 2025 | Feb 02, 2026 |
| Private Advisor Group, LLC | History | Added to | 29,189 | 305 | 0.0% | 0.0% | 61 | +780 | 2.75% | Q4 2025 | Feb 17, 2026 |
| EP Wealth Advisors, LLC | History | New | 28,500 | 298 | 0.0% | — | 63 | +28,500 | New | Q4 2025 | Feb 18, 2026 |
| Founders Financial Alliance, LLC | History | Added to | 28,412 | 297 | 0.06% | 0.06% | 64 | +83 | 0.29% | Q4 2025 | Feb 12, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 28,268 | 296 | 0.0% | 0.0% | 65 | -6,116 | -17.79% | Q4 2025 | Jan 29, 2026 |
| CoreCap Advisors, LLC | History | Added to | 27,237 | 285 | 0.01% | 0.01% | 66 | +868 | 3.29% | Q4 2025 | Jan 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 26,590 | 278 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Capital CS Group, LLC | History | No change | 25,224 | 264 | 0.41% | 0.43% | 68 | 0 | 0.0% | Q4 2025 | Jan 09, 2026 |
| Game Plan Financial Advisors, LLC | History | No change | 25,000 | 262 | 0.11% | 0.11% | 69 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| PFG Investments, LLC | History | New | 24,624 | 258 | 0.01% | — | 71 | +24,624 | New | Q4 2025 | Jan 26, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Added to | 24,702 | 258 | 0.01% | 0.01% | 70 | +5,644 | 29.61% | Q4 2025 | Feb 17, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | No change | 24,293 | 254 | 0.01% | 0.01% | 72 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 23,617 | 247 | 0.02% | 0.02% | 73 | +3,605 | 18.01% | Q4 2025 | Feb 03, 2026 |
| Mariner, LLC | History | Added to | 23,380 | 245 | 0.0% | 0.0% | 74 | +267 | 1.16% | Q4 2025 | Feb 13, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 22,579 | 236 | 0.0% | 0.0% | 75 | +360 | 1.62% | Q4 2025 | Feb 13, 2026 |
| Concurrent Investment Advisors, LLC | History | New | 21,999 | 230 | 0.0% | — | 76 | +21,999 | New | Q4 2025 | Jan 29, 2026 |
| Lexington Hill Partners, LLC | History | New | 21,939 | 229 | 0.17% | — | 77 | +21,939 | New | Q4 2025 | Feb 19, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 20,803 | 218 | 0.0% | 0.0% | 78 | +815 | 4.08% | Q4 2025 | Jan 29, 2026 |
| CALTON & ASSOCIATES, INC. | History | New | 20,332 | 213 | 0.03% | — | 79 | +20,332 | New | Q4 2025 | Feb 10, 2026 |
| HALBERT HARGROVE GLOBAL ADVISORS, LLC | History | No change | 20,050 | 210 | 0.01% | 0.01% | 80 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Beacon Pointe Advisors, LLC | History | New | 19,066 | 199 | 0.0% | — | 81 | +19,066 | New | Q4 2025 | Feb 18, 2026 |
| WEALTH EFFECTS LLC | History | Added to | 19,080 | 199 | 0.06% | 0.06% | 82 | +1,074 | 5.96% | Q4 2025 | Jan 26, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 18,563 | 194 | 0.0% | 0.0% | 83 | +1,340 | 7.78% | Q4 2025 | Feb 12, 2026 |
| Hilltop Partners LLC | History | No change | 18,305 | 191 | 0.05% | 0.06% | 84 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Sunpointe, LLC | History | No change | 17,745 | 187 | 0.06% | 0.07% | 85 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| WEDBUSH SECURITIES INC | History | No change | 17,050 | 179 | 0.01% | 0.01% | 86 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Alpha Cubed Investments, LLC | History | Added to | 16,808 | 176 | 0.01% | 0.0% | 87 | +4,508 | 36.65% | Q4 2025 | Feb 03, 2026 |
| PINNACLE ASSOCIATES LTD | History | No change | 16,433 | 172 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| NOVEM GROUP | History | Added to | 16,266 | 170 | 0.02% | 0.02% | 89 | +1,415 | 9.53% | Q4 2025 | Jan 27, 2026 |
| Brookstone Capital Management | History | No change | 15,089 | 158 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| NWAM LLC | History | Added to | 13,399 | 148 | 0.01% | 0.01% | 91 | +1,506 | 12.66% | Q4 2025 | Feb 04, 2026 |
| HRT FINANCIAL LP | History | New | 14,099 | 147 | 0.0% | — | 92 | +14,099 | New | Q4 2025 | Feb 12, 2026 |
| Clear Trail Advisors, LLC | History | New | 13,649 | 143 | 0.03% | — | 93 | +13,649 | New | Q4 2025 | Jan 09, 2026 |
| San Luis Wealth Advisors LLC | History | No change | 13,555 | 142 | 0.02% | 0.03% | 94 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| one8zero8, LLC | History | Reduced | 13,350 | 139 | 0.03% | 0.03% | 95 | -1,000 | -6.97% | Q4 2025 | Feb 17, 2026 |
| Clearwave Capital, LLC | History | New | 13,060 | 136 | 0.1% | — | 98 | +13,060 | New | Q4 2025 | Mar 02, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | New | 12,979 | 136 | 0.0% | — | 96 | +12,979 | New | Q4 2025 | Feb 10, 2026 |
| Kovack Advisors, Inc. | History | Added to | 12,999 | 136 | 0.01% | 0.01% | 97 | +852 | 7.01% | Q4 2025 | Feb 17, 2026 |
| ProCore Advisors, LLC | History | New | 12,136 | 127 | 0.13% | — | 100 | +12,136 | New | Q4 2025 | Jan 21, 2026 |
| Continuum Advisory, LLC | History | New | 12,120 | 127 | 0.01% | — | 99 | +12,120 | New | Q4 2025 | Feb 11, 2026 |
| Palogic Value Management, L.P. | History | No change | 12,000 | 125 | 0.05% | 0.05% | 101 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Allworth Financial LP | History | New | 11,897 | 124 | 0.0% | — | 102 | +11,897 | New | Q4 2025 | Feb 05, 2026 |
| Modern Wealth Management, LLC | History | No change | 11,915 | 124 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| MELFA WEALTH MANAGEMENT, INC. | History | No change | 11,819 | 123 | 0.07% | 0.07% | 104 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| Clearstead Advisors, LLC | History | Added to | 11,527 | 120 | 0.0% | 0.0% | 105 | +303 | 2.7% | Q4 2025 | Feb 09, 2026 |
| Cerity Partners LLC | History | Reduced | 11,435 | 119 | 0.0% | 0.0% | 106 | -880 | -7.15% | Q4 2025 | Feb 11, 2026 |
| Semus Wealth Partners LLC | History | Reduced | 11,228 | 117 | 0.06% | 0.1% | 107 | -5,252 | -31.87% | Q4 2025 | Jan 27, 2026 |
| Creative Planning | History | Added to | 11,004 | 115 | 0.0% | 0.0% | 108 | +4 | 0.04% | Q4 2025 | Feb 17, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 9,912 | 103 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 9,679 | 101 | 0.0% | — | 110 | +9,679 | New | Q4 2025 | Jan 21, 2026 |
| Kestra Advisory Services, LLC | History | New | 8,857 | 92 | 0.0% | — | 111 | +8,857 | New | Q4 2025 | Feb 13, 2026 |
| Global Retirement Partners, LLC | History | Added to | 8,308 | 87 | 0.0% | 0.0% | 112 | +114 | 1.39% | Q4 2025 | Feb 06, 2026 |
| BARRETT & COMPANY, INC. | History | No change | 7,750 | 81 | 0.03% | 0.03% | 113 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| MONETARY MANAGEMENT GROUP INC | History | No change | 7,500 | 78 | 0.02% | 0.02% | 114 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Farther Finance Advisors, LLC | History | No change | 5,340 | 55 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| NBC SECURITIES, INC. | History | No change | 4,413 | 46 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Wilmington Savings Fund Society, FSB | History | No change | 4,000 | 41 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| AMERIFLEX GROUP, INC. | History | Reduced | 3,700 | 38 | 0.02% | 0.03% | 119 | -3,700 | -50.0% | Q4 2025 | Feb 18, 2026 |
| CWM, LLC | History | New | 3,639 | 38 | 0.0% | — | 118 | +3,639 | New | Q4 2025 | Jan 26, 2026 |
| PRIVATE TRUST CO NA | History | No change | 3,000 | 31 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Gen-Wealth Partners Inc | History | No change | 2,575 | 26 | 0.01% | 0.01% | 121 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| GHP Investment Advisors, Inc. | History | No change | 2,400 | 25 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| CX Institutional | History | Reduced | 2,176 | 23 | 0.0% | 0.0% | 123 | -7,245 | -76.9% | Q4 2025 | Feb 02, 2026 |
| Costello Asset Management, INC | History | Added to | 2,227 | 23 | 0.01% | 0.01% | 124 | +41 | 1.88% | Q4 2025 | Feb 03, 2026 |
| IFP Advisors, Inc | History | New | 2,000 | 20 | 0.0% | — | 125 | +2,000 | New | Q4 2025 | Feb 06, 2026 |
| Caldwell Trust Co | History | No change | 1,534 | 16 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 1,495 | 15 | 0.0% | 0.0% | 127 | -23,957 | -94.13% | Q4 2025 | Feb 10, 2026 |
| ORG Partners LLC | History | No change | 1,500 | 15 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Center for Financial Planning, Inc. | History | No change | 1,094 | 11 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | No change | 1,000 | 10 | 0.0% | 0.02% | 130 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| McIlrath & Eck, LLC | History | No change | 811 | 8 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 725 | 7 | 0.0% | 0.0% | 132 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| Garton & Associates Financial Advisors LLC | History | New | 575 | 6 | 0.0% | — | 134 | +575 | New | Q4 2025 | Feb 18, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 662 | 6 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Cape Investment Advisory, Inc. | History | New | 402 | 4 | 0.0% | — | 135 | +402 | New | Q4 2025 | Feb 17, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 400 | 4 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| GAMMA Investing LLC | History | Added to | 321 | 3 | 0.0% | 0.0% | 138 | +200 | 165.29% | Q4 2025 | Jan 05, 2026 |
| Twin Lakes Capital Management, LLC | History | Added to | 325 | 3 | 0.0% | 0.0% | 137 | +8 | 2.52% | Q4 2025 | Feb 04, 2026 |
| ASSETMARK, INC | History | New | 241 | 2 | 0.0% | — | 139 | +241 | New | Q4 2025 | Jan 23, 2026 |
| Newbridge Financial Services Group, Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -21,704 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Turim 21 Investimentos Ltda. | History | Closed out | 0 | 0 | — | 0.01% | — | -1,945 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,279 | -100.0% | Q3 2025 | Nov 06, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,012 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -664 | -100.0% | Q3 2025 | Nov 18, 2025 |
| ST GERMAIN D J CO INC | History | Closed out | 0 | 0 | — | 0.0% | — | -300 | -100.0% | Q3 2025 | Oct 07, 2025 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | — | — | -54 | -100.0% | Q3 2025 | Nov 14, 2025 |
| HUNTINGTON NATIONAL BANK | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| CITIGROUP INC | History | No change | 27 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Key FInancial Inc | History | No change | 89 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |