CALAMOS CONVERTIBLE & HIGH INCOME FUND - CHY
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Reduced | 1,443,850 | 15,723 | 0.0% | 0.0% | 1 | -35,006 | -2.37% | Q1 2026 | May 06, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 1,301,610 | 14,174 | 0.0% | 0.0% | 2 | +20,123 | 1.57% | Q1 2026 | May 11, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 1,255,952 | 13,677 | 0.0% | 0.0% | 3 | +20,872 | 1.69% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Added to | 973,589 | 10,602 | 0.0% | 0.0% | 4 | +30,233 | 3.2% | Q1 2026 | May 15, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 727,218 | 7,919 | 0.06% | 0.06% | 5 | +7,944 | 1.1% | Q1 2026 | May 15, 2026 |
| Pacific Wealth Strategies Group, Inc. | History | Reduced | 546,229 | 5,948 | 3.71% | 3.71% | 6 | -33,873 | -5.84% | Q1 2026 | May 07, 2026 |
| COHEN & STEERS, INC. | History | Added to | 502,484 | 5,472 | 0.01% | 0.01% | 7 | +122,500 | 32.24% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 337,017 | 3,670 | 0.0% | 0.0% | 8 | +30,309 | 9.88% | Q1 2026 | May 14, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 312,123 | 3,399 | 0.06% | 0.05% | 9 | +73,004 | 30.53% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 301,151 | 3,279 | 0.0% | 0.0% | 10 | +18,533 | 6.56% | Q1 2026 | May 15, 2026 |
| GREATMARK INVESTMENT PARTNERS, INC. | History | Added to | 296,195 | 3,225 | 0.38% | 0.38% | 11 | +13,298 | 4.7% | Q1 2026 | Apr 28, 2026 |
| Cornerstone Advisory, LLC | History | Reduced | 278,497 | 3,032 | 0.29% | 0.39% | 12 | -85,956 | -23.58% | Q1 2026 | May 04, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 230,855 | 2,514 | 0.0% | 0.0% | 13 | -20,103 | -8.01% | Q1 2026 | May 15, 2026 |
| DUMONT & BLAKE INVESTMENT ADVISORS LLC | History | Reduced | 221,015 | 2,406 | 0.6% | 0.62% | 14 | -7,646 | -3.34% | Q1 2026 | Apr 28, 2026 |
| Morse Asset Management, Inc | History | Added to | 211,381 | 2,301 | 0.48% | 0.47% | 15 | +1,874 | 0.89% | Q1 2026 | May 14, 2026 |
| GREENBERG FINANCIAL GROUP | History | No change | 201,222 | 2,275 | 0.94% | 0.94% | 16 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| UBS Group AG | History | Added to | 183,824 | 2,001 | 0.0% | 0.0% | 17 | +42,223 | 29.82% | Q1 2026 | May 05, 2026 |
| Corient Private Wealth LLC | History | Added to | 170,928 | 1,861 | 0.0% | 0.0% | 18 | +39,700 | 30.25% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 163,137 | 1,776 | 0.0% | 0.0% | 19 | +1,636 | 1.01% | Q1 2026 | Apr 27, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 155,607 | 1,695 | 0.0% | 0.0% | 20 | +18,649 | 13.62% | Q1 2026 | Apr 30, 2026 |
| Cetera Investment Advisers | History | Added to | 149,380 | 1,626 | 0.0% | 0.0% | 21 | +18,036 | 13.73% | Q1 2026 | May 13, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 117,183 | 1,276 | 0.0% | 0.0% | 22 | -2,969 | -2.47% | Q1 2026 | Apr 22, 2026 |
| Baird Financial Group, Inc. | History | Added to | 116,471 | 1,268 | 0.0% | 0.0% | 23 | +24,121 | 26.12% | Q1 2026 | May 14, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 111,144 | 1,210 | 0.01% | 0.02% | 24 | -4,343 | -3.76% | Q1 2026 | Apr 20, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 109,185 | 1,189 | 0.0% | 0.0% | 25 | -19,321 | -15.04% | Q1 2026 | May 15, 2026 |
| Mariner, LLC | History | Reduced | 101,649 | 1,106 | 0.0% | 0.0% | 26 | -28,724 | -22.03% | Q1 2026 | May 13, 2026 |
| PMG Family Office LLC | History | Added to | 90,321 | 983 | 1.1% | 1.14% | 27 | +3,398 | 3.91% | Q1 2026 | Apr 17, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 88,481 | 963 | 0.0% | 0.0% | 28 | +55,590 | 169.01% | Q1 2026 | Apr 30, 2026 |
| Shaker Financial Services, LLC | History | New | 82,616 | 899 | 0.31% | — | 29 | +82,616 | New | Q1 2026 | May 12, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 79,427 | 864 | 0.0% | 0.0% | 30 | -2,724 | -3.32% | Q1 2026 | Jun 02, 2026 |
| Beacon Pointe Advisors, LLC | History | Added to | 74,885 | 815 | 0.0% | 0.0% | 31 | +33,881 | 82.63% | Q1 2026 | May 15, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 74,134 | 807 | 0.0% | 0.0% | 32 | -1,421 | -1.88% | Q1 2026 | May 14, 2026 |
| Compound Planning, Inc. | History | Added to | 72,285 | 787 | 0.02% | 0.02% | 33 | +5,598 | 8.39% | Q1 2026 | May 14, 2026 |
| BURNS J W & CO INC/NY | History | Reduced | 66,325 | 722 | 0.08% | 0.1% | 34 | -15,975 | -19.41% | Q1 2026 | Apr 17, 2026 |
| Cadent Capital Advisors, LLC | History | Added to | 62,000 | 675 | 0.17% | 0.16% | 35 | +7,000 | 12.73% | Q1 2026 | Apr 08, 2026 |
| Boreal Capital Management LLC | History | New | 1 | 668 | 0.54% | 0.68% | 36 | +1 | New | Q1 2026 | May 14, 2026 |
| PFG Investments, LLC | History | Added to | 61,235 | 666 | 0.03% | 0.02% | 37 | +24,276 | 65.68% | Q1 2026 | Apr 27, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 60,686 | 660 | 0.0% | 0.0% | 38 | +4,671 | 8.34% | Q1 2026 | May 15, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 59,754 | 650 | 0.0% | 0.0% | 39 | -3,662 | -5.77% | Q1 2026 | May 12, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | New | 59,037 | 642 | 0.0% | — | 40 | +59,037 | New | Q1 2026 | May 15, 2026 |
| Samalin Investment Counsel, LLC | History | Added to | 56,628 | 616 | 0.22% | 0.22% | 41 | +1,203 | 2.17% | Q1 2026 | Apr 22, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 54,496 | 593 | 0.01% | 0.01% | 42 | -6,350 | -10.44% | Q1 2026 | Apr 28, 2026 |
| Curi Capital, LLC | History | No change | 51,645 | 562 | 0.01% | 0.01% | 43 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Legacy Wealth Management, LLC / MS | History | Added to | 51,093 | 556 | 0.16% | 0.15% | 44 | +177 | 0.35% | Q1 2026 | Apr 10, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 48,999 | 533 | 0.01% | 0.02% | 45 | -35,618 | -42.09% | Q1 2026 | Apr 22, 2026 |
| Kingsview Wealth Management, LLC | History | New | 39,340 | 428 | 0.01% | — | 46 | +39,340 | New | Q1 2026 | May 12, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Reduced | 38,250 | 416 | 0.0% | 0.0% | 47 | -900 | -2.3% | Q1 2026 | May 14, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 37,470 | 408 | 0.0% | 0.0% | 48 | +13,752 | 57.98% | Q1 2026 | May 12, 2026 |
| Chancellor Financial Group WB LP | History | Added to | 36,476 | 397 | 0.28% | 0.27% | 50 | +871 | 2.45% | Q1 2026 | May 14, 2026 |
| TRUIST FINANCIAL CORP | History | No change | 36,484 | 397 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| LifeWealth Investments, LLC | History | Added to | 34,993 | 381 | 0.11% | 0.11% | 51 | +3,250 | 10.24% | Q1 2026 | Apr 20, 2026 |
| Bison Wealth, LLC | History | Added to | 27,256 | 356 | 0.03% | 0.03% | 52 | +5,756 | 26.77% | Q1 2026 | May 15, 2026 |
| MKT Advisors LLC | History | Reduced | 31,042 | 353 | 0.12% | 0.14% | 53 | -5,423 | -14.87% | Q1 2026 | Apr 10, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 32,197 | 350 | 0.0% | 0.0% | 54 | +14,500 | 81.93% | Q1 2026 | May 08, 2026 |
| COFG Advisors, LLC | History | Added to | 32,095 | 349 | 0.09% | 0.09% | 55 | +688 | 2.19% | Q1 2026 | May 11, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 31,964 | 348 | 0.0% | 0.0% | 56 | +269 | 0.85% | Q1 2026 | May 05, 2026 |
| &PARTNERS | History | Reduced | 30,528 | 332 | 0.0% | 0.0% | 57 | -1,830 | -5.66% | Q1 2026 | May 15, 2026 |
| Autumn Glory Partners, LLC | History | No change | 30,000 | 326 | 0.12% | 0.12% | 58 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| HRT FINANCIAL LP | History | New | 29,425 | 320 | 0.0% | — | 59 | +29,425 | New | Q1 2026 | May 14, 2026 |
| Focus Partners Wealth | History | Added to | 29,261 | 318 | 0.0% | 0.0% | 60 | +801 | 2.81% | Q1 2026 | May 14, 2026 |
| Chicago Partners Investment Group LLC | History | Added to | 23,794 | 292 | 0.01% | 0.01% | 61 | +428 | 1.83% | Q1 2026 | May 04, 2026 |
| Prospera Financial Services Inc | History | Reduced | 26,796 | 291 | 0.0% | 0.01% | 62 | -1,000 | -3.6% | Q1 2026 | Apr 14, 2026 |
| SHEETS SMITH WEALTH MANAGEMENT | History | No change | 26,681 | 290 | 0.03% | 0.03% | 63 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 26,251 | 285 | 0.0% | 0.0% | 64 | +11,014 | 72.28% | Q1 2026 | Apr 23, 2026 |
| Graves Light Lenhart Wealth, Inc. | History | No change | 23,828 | 259 | 0.03% | 0.03% | 65 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| DAVENPORT & Co LLC | History | Reduced | 23,740 | 258 | 0.0% | 0.0% | 66 | -3,473 | -12.76% | Q1 2026 | Apr 15, 2026 |
| WEDBUSH SECURITIES INC | History | New | 23,550 | 256 | 0.01% | — | 67 | +23,550 | New | Q1 2026 | Apr 21, 2026 |
| Merrithew & Thorsten Inc | History | No change | 22,231 | 242 | 0.23% | 0.27% | 68 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Concurrent Investment Advisors, LLC | History | Reduced | 21,052 | 229 | 0.0% | 0.0% | 69 | -1,116 | -5.03% | Q1 2026 | Apr 20, 2026 |
| Meridian Wealth Management, LLC | History | Added to | 20,509 | 223 | 0.01% | 0.01% | 70 | +335 | 1.66% | Q1 2026 | May 06, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 20,349 | 221 | 0.0% | 0.0% | 71 | +31 | 0.15% | Q1 2026 | May 04, 2026 |
| SOL Capital Management CO | History | New | 21,209 | 215 | 0.1% | — | 72 | +21,209 | New | Q1 2026 | Apr 24, 2026 |
| PATTEN & PATTEN INC/TN | History | Added to | 19,687 | 214 | 0.01% | 0.01% | 73 | +491 | 2.56% | Q1 2026 | May 01, 2026 |
| Prime Capital Investment Advisors, LLC | History | No change | 19,183 | 208 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| XTX Topco Ltd | History | New | 19,082 | 207 | 0.0% | — | 75 | +19,082 | New | Q1 2026 | May 15, 2026 |
| Mirador Capital Partners LP | History | Added to | 18,718 | 203 | 0.03% | 0.03% | 76 | +348 | 1.89% | Q1 2026 | Apr 08, 2026 |
| Cerity Partners LLC | History | Added to | 18,086 | 196 | 0.0% | 0.0% | 77 | +301 | 1.69% | Q1 2026 | May 15, 2026 |
| Oxbow Advisors, LLC | History | No change | 17,500 | 190 | 0.02% | 0.02% | 78 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 17,363 | 189 | 0.0% | 0.0% | 79 | -1,194 | -6.43% | Q1 2026 | May 04, 2026 |
| MELFA WEALTH MANAGEMENT, INC. | History | No change | 17,103 | 186 | 0.11% | 0.11% | 80 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| EP Wealth Advisors, LLC | History | No change | 16,487 | 179 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Summit Financial Strategies, Inc. | History | No change | 16,489 | 179 | 0.01% | 0.02% | 82 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| INSIGNEO ADVISORY SERVICES, LLC | History | No change | 16,033 | 174 | 0.01% | 0.01% | 83 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 14,750 | 164 | 0.01% | 0.01% | 84 | +553 | 3.9% | Q1 2026 | May 01, 2026 |
| PKS Advisory Services, LLC | History | Added to | 15,043 | 163 | 0.04% | 0.04% | 85 | +319 | 2.17% | Q1 2026 | May 13, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | New | 14,533 | 158 | 0.0% | — | 86 | +14,533 | New | Q1 2026 | May 04, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 13,157 | 148 | 0.0% | 0.0% | 87 | -6,024 | -31.41% | Q1 2026 | Apr 08, 2026 |
| Spire Wealth Management | History | Reduced | 12,462 | 135 | 0.0% | 0.01% | 88 | -849 | -6.38% | Q1 2026 | Apr 22, 2026 |
| CWM, LLC | History | Added to | 12,102 | 131 | 0.0% | 0.0% | 89 | +1,640 | 15.68% | Q1 2026 | May 14, 2026 |
| Creative Planning | History | New | 11,970 | 130 | 0.0% | — | 91 | +11,970 | New | Q1 2026 | May 12, 2026 |
| VERUS CAPITAL PARTNERS, LLC | History | Reduced | 11,962 | 130 | 0.01% | 0.01% | 90 | -6,125 | -33.86% | Q1 2026 | May 21, 2026 |
| Zhang Financial LLC | History | New | 11,845 | 128 | 0.0% | — | 92 | +11,845 | New | Q1 2026 | May 06, 2026 |
| Allworth Financial LP | History | No change | 11,480 | 125 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Virtu Financial LLC | History | New | 10,866 | 118 | 0.0% | — | 96 | +10,866 | New | Q1 2026 | May 14, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 10,900 | 118 | 0.0% | 0.0% | 94 | +400 | 3.81% | Q1 2026 | May 12, 2026 |
| Stonebrook Private Inc. | History | Added to | 10,870 | 118 | 0.03% | 0.02% | 95 | +273 | 2.58% | Q1 2026 | May 11, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | No change | 10,767 | 117 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Tandem Investment Partners LLC | History | New | 10,260 | 111 | 0.09% | — | 98 | +10,260 | New | Q1 2026 | May 13, 2026 |
| NOMURA HOLDINGS INC | History | New | 10,000 | 108 | 0.0% | — | 99 | +10,000 | New | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 8,917 | 97 | 0.0% | 0.0% | 100 | +6,917 | 345.85% | Q1 2026 | May 15, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 8,898 | 96 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 5,829 | 65 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 5,880 | 64 | 0.0% | 0.0% | 103 | -433 | -6.86% | Q1 2026 | May 07, 2026 |
| GHP Investment Advisors, Inc. | History | No change | 5,407 | 58 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Burk Holdings LLC | History | New | 5,300 | 57 | 0.02% | — | 105 | +5,300 | New | Q1 2026 | May 07, 2026 |
| AMERIFLEX GROUP, INC. | History | New | 4,300 | 46 | 0.02% | — | 107 | +4,300 | New | Q1 2026 | May 15, 2026 |
| MAI Capital Management | History | Added to | 4,271 | 46 | 0.0% | 0.0% | 106 | +107 | 2.57% | Q1 2026 | May 15, 2026 |
| PRIVATE TRUST CO NA | History | No change | 3,900 | 42 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| US BANCORP \DE\ | History | No change | 3,500 | 38 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| BlackRock, Inc. | History | No change | 3,298 | 35 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| COMERICA BANK | History | No change | 3,012 | 34 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | No change | 2,940 | 32 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| TD Waterhouse Canada Inc. | History | Added to | 2,644 | 29 | 0.0% | 0.0% | 113 | +64 | 2.48% | Q1 2026 | May 12, 2026 |
| IFG Advisory, LLC | History | New | 2,600 | 28 | 0.08% | — | 114 | +2,600 | New | Q1 2026 | May 12, 2026 |
| Colonial Trust Co / SC | History | New | 2,199 | 23 | 0.0% | — | 116 | +2,199 | New | Q1 2026 | May 12, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | No change | 2,100 | 23 | 0.01% | 0.01% | 115 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Arax Advisory Partners | History | Reduced | 2,000 | 21 | 0.0% | 0.0% | 117 | -850 | -29.82% | Q1 2026 | May 13, 2026 |
| FIFTH THIRD BANCORP | History | New | 1,800 | 19 | 0.0% | — | 118 | +1,800 | New | Q1 2026 | May 01, 2026 |
| Geneos Wealth Management Inc. | History | No change | 1,540 | 16 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| ORG Partners LLC | History | No change | 1,500 | 16 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Farther Finance Advisors, LLC | History | No change | 1,507 | 16 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 1,358 | 15 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Glen Eagle Advisors, LLC | History | No change | 1,300 | 14 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 1,250 | 13 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| AdvisorNet Financial, Inc | History | No change | 1,017 | 11 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| N.E.W. Advisory Services LLC | History | Reduced | 1,009 | 10 | 0.0% | 0.0% | 127 | -991 | -49.55% | Q1 2026 | May 04, 2026 |
| Wilmington Savings Fund Society, FSB | History | No change | 1,000 | 10 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Ritter Daniher Financial Advisory LLC / DE | History | No change | 950 | 10 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Salomon & Ludwin, LLC | History | No change | 637 | 7 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Stephens Consulting, LLC | History | No change | 600 | 6 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | History | No change | 555 | 6 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Advisory Services Network, LLC | History | New | 513 | 5 | 0.0% | — | 134 | +513 | New | Q1 2026 | May 15, 2026 |
| CX Institutional | History | Added to | 469 | 5 | 0.0% | 0.0% | 132 | +11 | 2.4% | Q1 2026 | Apr 06, 2026 |
| Fortis Group Advisors, LLC | History | No change | 500 | 5 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| ST GERMAIN D J CO INC | History | No change | 395 | 4 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Western Wealth Management, LLC | History | New | 328 | 3 | 0.0% | — | 136 | +328 | New | Q1 2026 | May 19, 2026 |
| Osbon Capital Management LLC | History | New | 209 | 2 | 0.0% | — | 138 | +209 | New | Q1 2026 | May 15, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | Reduced | 250 | 2 | 0.0% | 0.0% | 137 | -145 | -36.71% | Q1 2026 | Apr 06, 2026 |
| Golden State Wealth Management, LLC | History | Added to | 111 | 1 | 0.0% | 0.0% | 139 | +3 | 2.78% | Q1 2026 | Apr 28, 2026 |
| Penserra Capital Management LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -705,206 | -100.0% | Q1 2026 | May 11, 2026 |
| Navis Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.33% | — | -69,327 | -100.0% | Q1 2026 | May 15, 2026 |
| Arlington Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.34% | — | -48,774 | -100.0% | Q1 2026 | May 01, 2026 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -35,632 | -100.0% | Q1 2026 | Apr 23, 2026 |
| Sage Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -13,000 | -100.0% | Q1 2026 | Apr 15, 2026 |
| Koss-Olinger Consulting, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,000 | -100.0% | Q1 2026 | May 07, 2026 |
| United Financial Planning Group LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -10,000 | -100.0% | Q1 2026 | May 08, 2026 |
| CoreCap Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,054 | -100.0% | Q1 2026 | Apr 07, 2026 |
| Millstone Evans Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -600 | -100.0% | Q1 2026 | Apr 30, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -324 | -100.0% | Q1 2026 | May 15, 2026 |
| Key FInancial Inc | History | Closed out | 0 | 0 | — | — | — | -50 | -100.0% | Q1 2026 | Apr 24, 2026 |