CALAMOS CONVERTIBLE & HIGH INCOME FUND - CHY
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | No change | 1,463,502 | 19,932 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 1,264,610 | 17,223 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 1,258,018 | 17,134 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 1,090,866 | 14,857 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GUGGENHEIM CAPITAL LLC | History | No change | 795,623 | 10,836 | 0.07% | 0.07% | 5 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Advisors Asset Management, Inc. | History | No change | 573,420 | 7,809 | 0.12% | 0.12% | 6 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| COHEN & STEERS, INC. | History | No change | 542,484 | 7,389 | 0.01% | 0.01% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Pacific Wealth Strategies Group, Inc. | History | Reduced | 439,823 | 5,150 | 2.79% | 3.46% | 8 | -2,000 | -0.45% | Q3 2026 | Nov 02, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 359,069 | 4,890 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 317,109 | 4,319 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| GREATMARK INVESTMENT PARTNERS, INC. | History | Reduced | 298,755 | 3,498 | 0.38% | 0.45% | 11 | -1,877 | -0.62% | Q3 2026 | Oct 28, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | No change | 245,638 | 3,345 | 1.03% | 1.03% | 12 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| ROYAL BANK OF CANADA | History | No change | 237,019 | 3,228 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 221,918 | 3,022 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Morse Asset Management, Inc | History | No change | 221,656 | 3,018 | 0.5% | 0.5% | 15 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| DUMONT & BLAKE INVESTMENT ADVISORS LLC | History | Reduced | 211,579 | 2,477 | 0.62% | 0.65% | 16 | -1,196 | -0.56% | Q3 2026 | Oct 28, 2026 |
| Cetera Investment Advisers | History | No change | 151,512 | 2,063 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Baird Financial Group, Inc. | History | No change | 151,082 | 2,057 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 161,930 | 1,896 | 0.0% | 0.0% | 19 | +4,673 | 2.97% | Q3 2026 | Nov 02, 2026 |
| UBS Group AG | History | No change | 137,942 | 1,878 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 159,858 | 1,871 | 0.0% | 0.0% | 21 | -6,682 | -4.01% | Q3 2026 | Nov 02, 2026 |
| Corient Private Wealth LP | History | No change | 122,095 | 1,662 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 27, 2026 |
| Janney Montgomery Scott LLC | History | No change | 120,210 | 1,637 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 119,235 | 1,626 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cornerstone Advisory, LLC | History | No change | 104,500 | 1,423 | 0.12% | 0.12% | 25 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 114,376 | 1,339 | 0.01% | 0.02% | 26 | +4,300 | 3.91% | Q3 2026 | Oct 30, 2026 |
| NewEdge Advisors, LLC | History | No change | 94,848 | 1,291 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 104,439 | 1,222 | 0.0% | 0.0% | 28 | +49,966 | 91.73% | Q3 2026 | Nov 02, 2026 |
| PMG Family Office LLC | History | Added to | 92,462 | 1,082 | 1.0% | 1.15% | 29 | +558 | 0.61% | Q3 2026 | Oct 19, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 65,491 | 891 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| Compound Planning, Inc. | History | Added to | 75,850 | 888 | 0.02% | 0.03% | 31 | +284 | 0.38% | Q3 2026 | Nov 05, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 64,227 | 874 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Cadent Capital Advisors, LLC | History | Added to | 73,112 | 856 | 0.18% | 0.2% | 33 | +2,362 | 3.34% | Q3 2026 | Oct 09, 2026 |
| BFC Planning, Inc. | History | No change | 61,122 | 832 | 0.03% | 0.03% | 34 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | History | No change | 59,886 | 815 | 0.11% | 0.11% | 35 | 0 | 0.0% | Q2 2026 | Oct 30, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 58,378 | 795 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BURNS J W & CO INC/NY | History | No change | 66,325 | 776 | 0.08% | 0.09% | 37 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 54,125 | 737 | 0.01% | 0.01% | 38 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Curi Capital, LLC | History | No change | 51,645 | 703 | 0.01% | 0.01% | 39 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Samalin Investment Counsel, LLC | History | Added to | 58,894 | 689 | 0.22% | 0.25% | 40 | +1,151 | 1.99% | Q3 2026 | Oct 23, 2026 |
| &PARTNERS | History | No change | 49,606 | 675 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 55,669 | 651 | 0.21% | 0.67% | 42 | -101,585 | -64.6% | Q3 2026 | Oct 14, 2026 |
| Apollon Wealth Management, LLC | History | Added to | 54,230 | 635 | 0.01% | 0.01% | 43 | +237 | 0.44% | Q3 2026 | Oct 23, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 43,548 | 593 | 0.01% | 0.01% | 44 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| PFG Investments, LLC | History | No change | 43,090 | 586 | 0.02% | 0.02% | 45 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Legacy Wealth Management, LLC / MS | History | Reduced | 49,047 | 574 | 0.17% | 0.18% | 46 | -2,214 | -4.32% | Q3 2026 | Oct 29, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 38,050 | 513 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Chancellor Financial Group WB LP | History | No change | 37,261 | 507 | 0.31% | 0.31% | 48 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 38,271 | 448 | 0.01% | 0.01% | 49 | +6,094 | 18.94% | Q3 2026 | Nov 05, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 32,197 | 438 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| COFG Advisors, LLC | History | No change | 31,863 | 433 | 0.07% | 0.07% | 51 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 36,671 | 429 | 0.0% | 0.0% | 52 | -958 | -2.55% | Q3 2026 | Oct 30, 2026 |
| Bison Wealth, LLC | History | Added to | 34,709 | 422 | 0.04% | 0.04% | 53 | +1,411 | 4.24% | Q3 2026 | Oct 13, 2026 |
| XTX Topco Ltd | History | No change | 30,785 | 419 | 0.01% | 0.01% | 54 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Focus Partners Wealth | History | No change | 29,306 | 399 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 33,027 | 386 | 0.0% | 0.0% | 56 | +257 | 0.78% | Q3 2026 | Oct 27, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 30,950 | 362 | 0.0% | 0.0% | 57 | +10,583 | 51.96% | Q3 2026 | Oct 16, 2026 |
| Autumn Glory Partners, LLC | History | No change | 30,000 | 351 | 0.1% | 0.12% | 58 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| Invesco Ltd. | History | No change | 23,892 | 325 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SHEETS SMITH WEALTH MANAGEMENT | History | No change | 26,681 | 312 | 0.03% | 0.04% | 60 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 22,487 | 306 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Merrithew & Thorsten Inc | History | No change | 22,232 | 302 | 0.26% | 0.26% | 62 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Graves Light Lenhart Wealth, Inc. | History | No change | 23,828 | 279 | 0.03% | 0.03% | 63 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Chicago Partners Investment Group LLC | History | Added to | 24,476 | 272 | 0.0% | 0.01% | 64 | +434 | 1.81% | Q3 2026 | Oct 26, 2026 |
| LifeWealth Investments, LLC | History | Reduced | 21,913 | 256 | 0.07% | 0.13% | 66 | -13,080 | -37.38% | Q3 2026 | Oct 21, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 21,889 | 256 | 0.0% | 0.0% | 65 | -6,227 | -22.15% | Q3 2026 | Oct 26, 2026 |
| Cerity Partners LLC | History | No change | 18,512 | 252 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Meridian Wealth Management, LLC | History | Added to | 21,142 | 247 | 0.01% | 0.01% | 68 | +320 | 1.54% | Q3 2026 | Nov 05, 2026 |
| PATTEN & PATTEN INC/TN | History | Added to | 20,620 | 241 | 0.01% | 0.01% | 69 | +469 | 2.33% | Q3 2026 | Oct 26, 2026 |
| Mirador Capital Partners LP | History | Added to | 20,521 | 240 | 0.03% | 0.03% | 70 | +1,588 | 8.39% | Q3 2026 | Oct 09, 2026 |
| Oxbow Advisors, LLC | History | No change | 17,500 | 238 | 0.02% | 0.02% | 71 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| EP Wealth Advisors, LLC | History | No change | 17,298 | 235 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| MKT Advisors LLC | History | Reduced | 19,688 | 234 | 0.08% | 0.1% | 74 | -3,425 | -14.82% | Q3 2026 | Oct 20, 2026 |
| Prospera Financial Services Inc | History | Added to | 21,099 | 234 | 0.0% | 0.0% | 73 | +1,903 | 9.91% | Q3 2026 | Nov 04, 2026 |
| MELFA WEALTH MANAGEMENT, INC. | History | No change | 17,103 | 232 | 0.13% | 0.13% | 75 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| StoneX Group Inc. | History | New | 17,031 | 218 | 0.01% | — | 78 | +17,031 | New | Q3 2026 | Nov 03, 2026 |
| HOWARD FINANCIAL SERVICES, LTD. | History | No change | 18,651 | 218 | 0.02% | 0.03% | 76 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| INSIGNEO ADVISORY SERVICES, LLC | History | No change | 16,033 | 218 | 0.01% | 0.01% | 77 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Summit Financial Strategies, Inc. | History | No change | 16,489 | 193 | 0.01% | 0.02% | 79 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| RITHOLTZ WEALTH MANAGEMENT | History | No change | 16,273 | 190 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 15,547 | 180 | 0.01% | 0.01% | 81 | -250 | -1.58% | Q3 2026 | Nov 02, 2026 |
| Creative Planning | History | New | 14,179 | 166 | 0.0% | — | 82 | +14,179 | New | Q3 2026 | Nov 02, 2026 |
| Zhang Financial LLC | History | No change | 11,845 | 161 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| Prime Capital Investment Advisors, LLC | History | Reduced | 13,406 | 156 | 0.0% | 0.0% | 85 | -4,124 | -23.53% | Q3 2026 | Oct 20, 2026 |
| Allworth Financial LP | History | No change | 11,480 | 156 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Tandem Investment Partners LLC | History | Added to | 13,065 | 152 | 0.12% | 0.13% | 86 | +550 | 4.39% | Q3 2026 | Oct 16, 2026 |
| Stonebrook Private Inc. | History | No change | 11,133 | 151 | 0.03% | 0.03% | 87 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| DAVENPORT & Co LLC | History | Reduced | 12,837 | 150 | 0.0% | 0.0% | 88 | -179 | -1.38% | Q3 2026 | Oct 14, 2026 |
| PKS Advisory Services, LLC | History | No change | 11,069 | 150 | 0.02% | 0.02% | 89 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 10,900 | 148 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Mutual Advisors, LLC | History | No change | 10,846 | 147 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Spire Wealth Management | History | Reduced | 12,175 | 142 | 0.0% | 0.01% | 93 | -568 | -4.46% | Q3 2026 | Oct 30, 2026 |
| Cypress Capital Group | History | No change | 12,174 | 142 | 0.01% | 0.02% | 92 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| VERUS CAPITAL PARTNERS, LLC | History | Reduced | 11,891 | 139 | 0.01% | 0.01% | 94 | -105 | -0.88% | Q3 2026 | Nov 03, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 10,153 | 138 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JANE STREET GROUP, LLC | History | No change | 10,202 | 138 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Left Brain Wealth Management, LLC | History | Added to | 11,550 | 135 | 0.04% | 0.05% | 97 | +400 | 3.59% | Q3 2026 | Oct 28, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 9,082 | 123 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 8,928 | 121 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| AMG National Trust Bank | History | New | 10,197 | 119 | 0.0% | — | 100 | +10,197 | New | Q3 2026 | Nov 05, 2026 |
| United Financial Planning Group LLC | History | No change | 10,000 | 117 | 0.06% | 0.07% | 101 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Transce3nd, LLC | History | New | 6,500 | 74 | 0.07% | — | 102 | +6,500 | New | Q3 2026 | Oct 26, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 5,380 | 73 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Clear Street Group Inc. | History | No change | 5,360 | 73 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | New | 5,787 | 67 | 0.0% | — | 105 | +5,787 | New | Q3 2026 | Nov 02, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 5,613 | 65 | 0.0% | 0.0% | 106 | +4,280 | 321.08% | Q3 2026 | Oct 08, 2026 |
| GHP Investment Advisors, Inc. | History | No change | 5,407 | 63 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Burk Holdings LLC | History | No change | 5,300 | 62 | 0.02% | 0.03% | 108 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 4,300 | 58 | 0.02% | 0.02% | 109 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Institute for Wealth Management, LLC. | History | No change | 3,305 | 45 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| BlackRock, Inc. | History | No change | 3,298 | 44 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| US BANCORP \DE\ | History | No change | 3,500 | 40 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | No change | 2,940 | 40 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| IFG Advisory, LLC | History | No change | 2,600 | 35 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| TD Waterhouse Canada Inc. | History | Added to | 2,765 | 32 | 0.0% | 0.0% | 115 | +61 | 2.26% | Q3 2026 | Oct 16, 2026 |
| Colonial Trust Co / SC | History | No change | 2,199 | 29 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Quent Capital, LLC | History | No change | 2,000 | 27 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | No change | 2,100 | 25 | 0.01% | 0.01% | 118 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| FIFTH THIRD BANCORP | History | No change | 1,800 | 21 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| Geneos Wealth Management Inc. | History | No change | 1,540 | 20 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 1,358 | 18 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Glen Eagle Advisors, LLC | History | No change | 1,300 | 17 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Arax Advisory Partners | History | No change | 1,214 | 16 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 1,250 | 16 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CENTRAL TRUST Co | History | New | 1,250 | 14 | 0.0% | — | 125 | +1,250 | New | Q3 2026 | Nov 05, 2026 |
| N.E.W. Advisory Services LLC | History | No change | 1,009 | 13 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Continuum Advisory, LLC | History | No change | 1,000 | 13 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Ritter Daniher Financial Advisory LLC / DE | History | No change | 950 | 12 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| Wilmington Savings Fund Society, FSB | History | No change | 1,000 | 11 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Salomon & Ludwin, LLC | History | No change | 637 | 7 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | History | No change | 555 | 7 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Fortis Group Advisors, LLC | History | No change | 500 | 6 | 0.0% | 0.0% | 132 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Mainstream Capital Management LLC | History | New | 480 | 5 | 0.0% | — | 134 | +480 | New | Q3 2026 | Oct 23, 2026 |
| ST GERMAIN D J CO INC | History | No change | 395 | 5 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | New | 220 | 2 | 0.0% | — | 137 | +220 | New | Q3 2026 | Oct 19, 2026 |
| CX Institutional | History | Added to | 166 | 2 | 0.0% | 0.0% | 135 | +3 | 1.84% | Q3 2026 | Oct 02, 2026 |
| Buck Wealth Strategies, LLC | History | No change | 200 | 2 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| Golden State Wealth Management, LLC | History | Added to | 116 | 1 | 0.0% | 0.0% | 139 | +3 | 2.65% | Q3 2026 | Nov 02, 2026 |
| JPMORGAN CHASE & CO | History | No change | 111 | 1 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CHOREO, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -33,974 | -100.0% | Q3 2026 | Oct 28, 2026 |
| WEDBUSH SECURITIES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -21,126 | -100.0% | Q3 2026 | Oct 22, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,767 | -100.0% | Q3 2026 | Oct 13, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,257 | -100.0% | Q3 2026 | Oct 13, 2026 |
| PRIVATE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -3,900 | -100.0% | Q3 2026 | Oct 20, 2026 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -1,017 | -100.0% | Q3 2026 | Oct 15, 2026 |